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All sourcesNASA NTRSDOE OSTI
DOE OSTI2025

Clustering and runaway merging in a primordial black hole dominated universe

If primordial black holes (PBHs) are present in the early Universe, their contribution to the energy budget grows relative to that of radiation and generically becomes dominant unless the initial abundance is exponentially small. This black hole domination scenario is largely unconstrained for PBHs with masses ≲ 10 9 g, which evaporate prior to big bang nucleosynthesis. However, if the era of PBH domination is sufficiently long, the PBHs form clusters and can merge appreciably within these objects. We calculate the population statistics of these clusters within the Press-Schechter formalism and find that, for a wide range of PBH masses and Hubble rates at the onset of PBH domination, the mergers within PBH clusters can exhibit runaway behavior, where the majority of the cluster will eventually form a single black hole with a mass much greater than the original PBH mass. Finally, these mergers can dramatically alter the PBH mass distribution and leave behind merged relic black holes that evaporate after big bang nucleosynthesis and yield various observational signatures, excluding parameter choices previously thought to be viable.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

A limit on the total lepton number in the Universe from BBN and the CMB

At temperatures below the QCD phase transition, any substantial lepton number in the Universe can only be present within the neutrino sector. In this work, we systematically explore the impact of a non-vanishing lepton number on Big Bang Nucleosynthesis (BBN) and the Cosmic Microwave Background (CMB). Relying on our recently developed framework based on momentum averaged quantum kinetic equations for the neutrino density matrix, we solve the full BBN reaction network to obtain the abundances of primordial elements. We find that the maximal primordial total lepton number L allowed by BBN and the CMB is -0.12 (-0.10) ≤ L ≤ 0.13 (0.12) for NH (IH), while specific flavor directions can be even more constrained. This bound is complementary to the limits obtained from avoiding baryon overproduction through sphaleron processes at the electroweak phase transition since, although numerically weaker, it applies at lower temperatures and is obtained completely independently. We publicly release the C++ code COFLASY-C on GitHub (https://github.com/mariofnavarro/COFLASY/tree/COFLASY-C) which solves for the evolution of the neutrino quantum kinetic equations numerically.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

θ -dependence of light nuclei and nucleosynthesis

We investigate the impact of the QCD vacuum at nonzero θ on the properties of light nuclei, Big Bang nucleosynthesis, and stellar nucleosynthesis. Our analysis starts with a calculation of the θ-dependence of the neutron-proton mass difference and neutron decay using chiral perturbation theory. We then discuss the θ-dependence of the nucleon-nucleon interaction using a one-boson-exchange model and compute the properties of the two-nucleon system. Using the universal properties of four-component fermions at large scattering length, we then deduce the binding energies of the three-nucleon and four-nucleon systems. Based on these results, we discuss the implications for primordial abundances of light nuclei, the production of nuclei in stellar environments, and implications for an anthropic view of the universe.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

The Atacama Cosmology Telescope: DR6 constraints on extended cosmological models

We use new cosmic microwave background (CMB) primary temperature and polarization anisotropy measurements from the Atacama Cosmology Telescope (ACT) Data Release 6 (DR6) to test foundational assumptions of the standard cosmological model, ΛCDM, and set constraints on extensions to it. We derive constraints from the ACT DR6 power spectra alone, as well as in combination with legacy data from the Planck mission. To break geometric degeneracies, we include ACT and Planck CMB lensing data and baryon acoustic oscillation data from DESI Year-1. To test the dependence of our results on non-ACT data, we also explore combinations replacing Planck with WMAP and DESI with BOSS, and further add supernovae measurements from Pantheon+ for models that affect the late-time expansion history. We verify the near-scale-invariance (running of the spectral index dn s /d ln k = 0.0062 ± 0.0052) and adiabaticity of the primordial perturbations. Neutrino properties are consistent with Standard Model predictions: we find no evidence for new light, relativistic species that are free-streaming (N eff = 2.86 ± 0.13, which combined with astrophysical measurements of primordial helium and deuterium abundances becomes N eff = 2.89 ± 0.11), for non-zero neutrino masses (∑m ν < 0.089 eV at 95% CL), or for neutrino self-interactions. We also find no evidence for self-interacting dark radiation (N idr < 0.134), or for early-universe variation of fundamental constants, including the fine-structure constant (α EM /α EM,0 = 1.0043 ± 0.0017) and the electron mass (m e /m e,0 = 1.0063 ± 0.0056). Our data are consistent with standard big bang nucleosynthesis (we find Y p = 0.2312 ± 0.0092), the COBE/FIRAS-inferred CMB temperature (we find T CMB = 2.698 ± 0.016 K), a dark matter component that is collisionless and with only a small fraction allowed as axion-like particles, a cosmological constant (w = -0.986 ± 0.025), and the late-time growth rate predicted by general relativity (γ = 0.663 ± 0.052). We find no statistically significant preference for a departure from the baseline ΛCDM model. In fits to models invoking early dark energy, primordial magnetic fields, or an arbitrary modified recombination history, we find H 0 = 69.9 +0.8 -1.5 , 69.1 ± 0.5, or 69.6 ± 1.0 km/s/Mpc, respectively; using BOSS instead of DESI BAO data reduces the central values of these constraints by 1–1.5 km/s/Mpc while only slightly increasing the error bars. In general, models introduced to increase the Hubble constant or to decrease the amplitude of density fluctuations inferred from the primary CMB are not favored over ΛCDM by our data.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Neutrino-dark sector equilibration and primordial element abundances

After neutrinos decouple from the photon bath, they can populate a thermal dark sector. If this neutrino cooling occurs at a temperature above ∼ 100 keV , it can impact light element abundances. We calculate the changes to the Y P and D / H abundances in this scenario with a suitably customized version of the public big bang nucleosynthesis code PRIMAT. If electron neutrinos significantly participate in the cooling, we find limits down to temperatures as low as 100 keV. And if the dark sector undergoes a “step” in N eff , there can be additional, ω b -dependent constraints. Published by the American Physical Society 2025

Giovanetti, Cara (ORCID:0000000316113379)↗
DOE OSTI2020

The First Three Seconds: a Review of Possible Expansion Histories of the Early Universe

It is commonly assumed that the energy density of the Universe was dominated by radiation between reheating after inflation and the onset of matter domination 54,000 years later. While the abundance of light elements indicates that the Universe was radiation dominated during Big Bang Nucleosynthesis (BBN), there is scant evidence that the Universe was radiation dominated prior to BBN. It is therefore possible that the cosmological history was more complicated, with deviations from the standard radiation domination during the earliest epochs. Indeed, several interesting proposals regarding various topics such as the generation of dark matter, matter-antimatter asymmetry, gravitational waves, primordial black holes, or microhalos during a nonstandard expansion phase have been recently made. In this paper, we review various possible causes and consequences of deviations from radiation domination in the early Universe - taking place either before or after BBN - and the constraints on them, as they have been discussed in the literature during the recent years.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Enhanced matter power spectrum from axion kination after Big Bang nucleosynthesis

Despite stringent constraints from Big Bang Nucleosynthesis (BBN) and cosmic microwave background (CMB) observations, it is still possible for well-motivated particle physics models to substantially alter the cosmic expansion history between BBN and recombination. In this work we consider two different axion models that can realize a period of first matter domination, then kination, in this epoch. We perform fits to both primordial element abundances as well as CMB data and determine that up to a decade of late axion domination is allowed by these probes of the early universe. We establish the implications of late axion domination for the matter power spectrum on the scales 1/Mpc ≲ k ≲ 10 3 /Mpc. Our 'log' model predicts a relatively modest bump-like feature together with a small suppression relative to the standard ΛCDM predictions on either side of the enhancement. Our 'two-field' model predicts a larger, plateau-like feature that realizes enhancements to the matter power spectrum of up to two orders of magnitude. These features have interesting implications for structure formation at the forefront of current detection capabilities.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Probing physics beyond the standard model: limits from BBN and the CMB independently and combined

We present new Big Bang Nucleosynthesis (BBN) limits on the cosmic expansion rate or relativistic energy density, quantified via the number N ν of equivalent neutrino species. We use the latest light element observations, neutron mean lifetime, and update our evaluation for the nuclear rates d + d → 3 He + n and d + d → 3 H+p. Combining this result with the independent constraints from the cosmic microwave background (CMB) yields tight limits on new physics that perturbs N ν and η prior to cosmic nucleosynthesis: a joint BBN+CMB analysis gives N ν = 2.898 ± 0.141, resulting in N ν < 3.180 at 2σ. We apply these limits to a wide variety of new physics scenarios including right-handed neutrinos, dark radiation, and a stochastic gravitational wave background. The strength of the independent BBN and CMB constraints now opens a new window: we can search for limits on potential changes in N ν and/or the baryon-to-photon ratio η between the two epochs. The present data place strong constraints on the allowed changes in N ν between BBN and CMB decoupling; for example, we find -0.708 < N ν CMB - N ν BBN < 0.328 in the case where η and the primordial helium mass fraction Yp are unchanged between the two epochs; we also give limits on the allowed variations in η or in (η, N ν ) jointly. We discuss scenarios in which such changes could occur, and show that BBN+CMB results combine to place important constraints on some early dark energy models to explain the H 0 tension. Looking to the future, we forecast the tightened precision for N ν arising from both CMB Stage 4 measurements as well as improvements in astronomical 4 He measurements. Here, we find that CMB-S4 combined with present BBN and light element observation precision can give σ(N ν ) ≃ 0.03. Such future precision would reveal the expected effect of neutrino heating (N eff -3 = 0.044) of the CMB during BBN, and would be near the level to reveal any particle species ever in thermal equilibrium with the standard model. Improved Y p measurements can push this precision even further.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Low-energy cross-section measurement of the B 10 ( α , n ) N 13 reaction and its impact on neutron production in first-generation stars

Nucleosynthesis in the first generation of massive stars offers a unique setting to explore the creation of the first heavier nuclei in an environment free of impurities from earlier stellar generations. In later generations of massive stars, hydrogen burning occurs predominantly through the CNO cycles, but without the carbon, nitrogen, and oxygen to catalyze the reaction sequence, first stars would have to rely on the inefficient pp chains for their energy production. Observations of second and third generation stars show pronounced abundances of carbon and oxygen isotopes, which suggests a rapid conversion of the primordial abundances to heavier elements. While the triple-alpha-process primarily facilitates this conversion, there are alternative reaction sequences, such as 2 H(α,γ) 6 Li(α,γ) 10 B(α,n) 13 N, that may play a significant role. To study such alternate reaction pathways for production of carbon and heavier nuclei, a number of new measurements are needed. In this work, new measurements are reported for the 10 B(α,n) 13 N reaction, extending the cross section down to 575 keV incident α-particle energy. The measurements were made using a state-of-the-art deuterated liquid scintillator and a spectrum unfolding technique. An R-matrix analysis was performed in order to facilitate a comparison of the underlying nuclear structure with the reaction measurements. An unexpected upturn is observed in the low-energy S factor that indicates the presence of a new low-energy resonance. Finally, a revised reaction rate is determined that takes into account the present data as well as other previous measurements from the literature that were previously neglected.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Kaluza-Klein graviton freeze-in and big bang nucleosynthesis

In models featuring extra spatial dimensions, particle collisions in the early Universe can produce Kaluza-Klein gravitons. Such particles will later decay, potentially impacting the process of big bang nucleosynthesis. In this paper, we consider scenarios in which gravity is free to propagate throughout n flat, compactified extra dimensions, while the fields of the Standard Model are confined to a ( 3 + 1 )-dimensional brane. We calculate the production and decay rates of the states that make up the Kaluza-Klein graviton tower and determine the evolution of their abundances in the early Universe. We then go on to evaluate the impact of these decays on the resulting light element abundances. We identify significant regions of previously unexplored parameter space that are inconsistent with measurements of the primordial helium and deuterium abundances. In particular, we find that for the case of one extra dimension (two extra dimensions), the fundamental scale of gravity must be M ⋆ ≳ 2 × 10 13 GeV ( M ⋆ ≳ 1 0 10 GeV ) unless the temperature of the early Universe was never greater than T ∼ 2 TeV ( T ∼ 1 GeV ). For larger values of n , these constraints are less stringent. For the case of n = 6 , for example, our analysis excludes all values of M ⋆ less than ∼ 10 6 GeV , unless the temperature of the Universe was never greater than T ∼ 3 TeV . The results presented here severely limit the possibility that black holes were efficiently produced through particle collisions in the early Universe’s thermal bath. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Eridanus III and DELVE 1: Carbon-rich Primordial Star Clusters or the Smallest Dwarf Galaxies?

We present spectroscopy of the ultra-faint Milky Way satellites Eridanus III (Eri III) and DELVE 1. We identify eight member stars in each satellite and place non-constraining upper limits on their velocity and metallicity dispersions. The brightest star in each object is very metal-poor, at [Fe/H] = -3.1 for Eri III and [Fe/H] = -2.8 for DELVE 1. Both of these stars exhibit large overabundances of carbon and very low abundances of the neutron-capture elements Ba and Sr, and we classify them as CEMP-no stars. Because their metallicities are well below those of the Milky Way globular cluster population, and because no CEMP-no stars have been identified in globular clusters, these chemical abundances could suggest that Eri III and DELVE 1 are dwarf galaxies. On the other hand, the two systems have half-light radii of 8 pc and 6 pc, respectively, which is more compact than any known ultra-faint dwarfs. We conclude that Eri III and DELVE 1 are either the smallest dwarf galaxies yet discovered, or they are representatives of a new class of star clusters that underwent chemical evolution distinct from that of ordinary globular clusters. In the latter scenario, such objects are likely the most primordial star clusters surviving today. These possibilities can be distinguished by future measurements of carbon and/or iron abundances for larger samples of stars or improved stellar kinematics for the two systems.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

QCD axion: Some like it hot

We compare the quantum chromodynamics (QCD) axion phase-space distribution from unitarized next-to-leading order chiral perturbation theory with the one extracted from pion-scattering data. We derive a robust bound by confronting momentum-dependent Boltzmann equations against up-to-date observations of the cosmic microwave background, of the baryonic acoustic oscillations and of primordial abundances. These datasets imply 𝑚 𝑎 ≤ 0.16 eV for the 95% credible interval, i.e., ∼ 30% stronger bound than what previously found. We present forecasts using dedicated likelihoods for future cosmological surveys and the sphaleron rate from unquenched lattice QCD.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Dark matter is the new BBN

Measurements of the primordial element abundances provide us with an important probe of our universe’s early thermal history, allowing us to constrain the expansion rate and composition of our universe as early as ~ 1 s after the Big Bang. Prior to this time, we have essentially no empirical information on which to base any such claims. In this paper, we imagine a future time in which we have not only detected the particles that make up the dark matter, but have measured their mass and annihilation cross section with reasonable precision. In analogy to the light element abundances, the dark matter abundance in this scenario could be used to study and constrain the expansion rate and composition of our universe at the time of dark matter freeze out, which for a standard thermal relic occurs at T f ~ m χ /20, corresponding to t ~ 4 x 10 -10 s x (TeV/m χ ) 2 , many orders of magnitude prior to the onset of Big Bang nucleosynthesis. Here we consider how such measurements could be used to constrain scenarios which feature exotic forms of radiation or matter, a ultralight scalar, or modifications to gravity, each of which have the potential to be much more powerfully probed with dark matter than with the light element abundances.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Ab Initio Prediction of the 4 $\mathrm{H}$e($d, γ$) 6 $\mathrm{L}$i Big Bang Radiative Capture

We report the rate at which helium ( 4 He ) and deuterium (d) fuse together to produce lithium-6 ( 6 Li) and a γ ray, 4 $\mathrm{H}$e($d, γ$) 6 $\mathrm{L}$i, is a critical puzzle piece in resolving the discrepancy between big bang predictions and astronomical observations for the primordial abundance of 6 Li . The accurate determination of this radiative capture rate requires the quantitative and predictive description of the fusion probability across the big bang energy window (30 keV ≲ E ≲ 400 keV), where measurements are hindered by low counting rates. We present first-principle (or, ab initio) predictions of the 4 $\mathrm{H}$e($d, γ$) 6 $\mathrm{L}$i astrophysical S factor using validated nucleon-nucleon and three-nucleon interactions derived within the framework of chiral effective field theory. By employing the ab initio no-core shell model with continuum to describe 4 He-d scattering dynamics and bound 6 Li product on an equal footing, we accurately and consistently determine the contributions of the main electromagnetic transitions driving the radiative capture process. Our results reveal an enhancement of the capture probability below 100 keV owing to previously neglected magnetic dipole (M1) transitions and reduce by an average factor of 7 the uncertainty of the thermonuclear capture rate between 0.002 and 2 GK.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Big-Bang Nucleosynthesis after Planck

We assess the status of big-bang nucleosynthesis (BBN) in light of the final Planck data release and other recent developments, and in anticipation of future measurements. Planck data from the recombination era fix the cosmic baryon density to 0.9% precision, and now damping tail measurements determine the helium abundance and effective number of neutrinos with precision approaching that of astronomical and BBN determinations respectively. All three parameters are related by BBN. In addition, new high-redshift measurements give D/H to better precision than theoretical predictions, and new Li/H data reconfirm the lithium problem. We present new 7 Be(n, p) 7 Li rates using new neutron capture measurements; we have also examined the effect of proposed changes in the d(p, γ) 3 He rates. Using these results we perform a series of likelihood analyses. We assess BBN/CMB consistency, with attention to how our results depend on the choice of Planck data, as well as how the results depend on the choice of non-BBN, non-Planck data sets. Most importantly the lithium problem remains, and indeed is more acute given the very tight D/H observational constraints; new neutron capture data reveals systematics that somewhat increases uncertainty and thus slightly reduces but does not essentially change the problem. We confirm that d(p, γ) 3 He theoretical rates brings D/H out of agreement and slightly increases 7 Li; new experimental data are needed at BBN energies. Setting the lithium problem aside, we find the effective number of neutrino species at BBN is Nν = 2.86±0.15. Future CMB Stage-4 measurements promise substantial improvements in BBN parameters: helium abundance determinations will be competitive with the best astronomical determinations, and Neff will approach sensitivities capable of detecting the effects of Standard Model neutrino heating of the primordial plasma.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Measurement of the Li 7 ( γ , t ) He 4 ground-state cross section between E γ = 4.4 and 10 MeV

Here, the Li 7 ( γ , t ) He 4 ground state cross section was measured for the first time using monoenergetic γ rays with energies between 4.4 and 10 MeV at the High Intensity Gamma-ray Source. The reaction is important for the primordial Li problem and for testing our understanding of the mirror α -capture reactions H 3 ( α , γ ) Li 7 and He 3 ( α , γ ) Be 7 . Although over the last 30 years most measurements of the H 3 ( α , γ ) Li 7 reaction have concentrated in an energy range below E γ = 3.65 MeV, measurements at higher energies could potentially restrict the extrapolation to astrophysically important energies. The experimental arrangement for measuring the Li 7 ( γ , t ) He 4 reaction included a large-area silicon detector array and several beam characterization instruments. The experimental astrophysical S factor of H 3 ( α , γ ) calculated from the present data was fitted using the R -matrix formalism. The results are in disagreement with previous experimental measurements in the same energy range but the extrapolated S factor agrees with the potential model calculation and lower energy experimental data.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗