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A Catchment-Based Approach to Modeling Land Surface Processes in a GCM: Model Structure - Part 1

A new strategy for modeling the land surface component of the climate system is described. The strategy is motivated by an arguable deficiency in most state-of-the-art land surface models (LSMs), namely the disproportionately higher emphasis given to the formulation of one-dimensional, vertical physics relative to the treatment of horizontal heterogeneity in surface properties -- particularly subgrid soil moisture variability and its effects on runoff generation. The new strategy calls for the partitioning of the continental surface into a mosaic of hydrologic catchments, delineated through analysis of high-resolution surface elevation data. The effective "grid" used for the land surface is therefore not specified by the overlying atmospheric grid. Within each catchment, the variability of soil moisture is related to characteristics of the topography and to three bulk soil moisture variables through a well-established model of catchment processes. This modeled variability allows the partitioning of the catchment into several areas representing distinct hydrological regimes, wherein distinct (regime-specific) evaporation and runoff parameterizations are applied. Care is taken to ensure that the deficiencies of the catchment model in regions of little to moderate topography are minimized.

Koster, Randal D.↗

Ground-Based Passive Microwave Remote Sensing Observations of Soil Moisture at S and L Band with Insight into Measurement Accuracy

Accurate estimates of spatially heterogeneous algorithm variables and parameters are required in determining the spatial distribution of soil moisture using radiometer data from aircraft and satellites. A ground-based experiment in passive microwave remote sensing of soil moisture was conducted in Huntsville, Alabama from July 1-14, 1996 to study retrieval algorithms and their sensitivity to variable and parameter specification. With high temporal frequency observations at S and L band, we were able to observe large scale moisture changes following irrigation and rainfall events, as well as diurnal behavior of surface moisture among three plots, one bare, one covered with short grass and another covered with alfalfa. The L band emitting depth was determined to be on the order of 0-3 or 0-5 cm below 0.30 cubic centimeter/cubic centimeter with an indication of a shallower emitting depth at higher moisture values. Surface moisture behavior was less apparent on the vegetated plots than it was on the bare plot because there was less moisture gradient and because of difficulty in determining vegetation water content and estimating the vegetation b parameter. Discrepancies between remotely sensed and gravimetric, soil moisture estimates on the vegetated plots point to an incomplete understanding of the requirements needed to correct for the effects of vegetation attenuation. Quantifying the uncertainty in moisture estimates is vital if applications are to utilize remotely-sensed soil moisture data. Computations based only on the real part of the complex dielectric constant and/or an alternative dielectric mixing model contribute a relatively insignificant amount of uncertainty to estimates of soil moisture. Rather, the retrieval algorithm is much more sensitive to soil properties, surface roughness and biomass.

Laymon, Charles A.↗

Australian Soil Moisture Field Experiments in Support of Soil Moisture Satellite Observations

Large-scale field campaigns provide the critical fink between our understanding retrieval algorithms developed at the point scale, and algorithms suitable for satellite applications at vastly larger pixel scales. Retrievals of land parameters must deal with the substantial sub-pixel heterogeneity that is present in most regions. This is particularly the case for soil moisture remote sensing, because of the long microwave wavelengths (L-band) that are optimal. Yet, airborne L-band imagers have generally been large, heavy, and required heavy-lift aircraft resources that are expensive and difficult to schedule. Indeed, US soil moisture campaigns, have been constrained by these factors, and European campaigns have used non-imagers due to instrument and aircraft size constraints. Despite these factors, these campaigns established that large-scale soil moisture remote sensing was possible, laying the groundwork for satellite missions. Starting in 2005, a series of airborne field campaigns have been conducted in Australia: to improve our understanding of soil moisture remote sensing at large scales over heterogeneous areas. These field data have been used to test and refine retrieval algorithms for soil moisture satellite missions, and most recently with the launch of the European Space Agency's Soil Moisture Ocean Salinity (SMOS) mission, to provide validation measurements over a multi-pixel area. The campaigns to date have included a preparatory campaign in 2005, two National Airborne Field Experiments (NAFE), (2005 and 2006), two campaigns to the Simpson Desert (2008 and 2009), and one Australian Airborne Cal/val Experiment for SMOS (AACES), just concluded in the austral spring of 2010. The primary airborne sensor for each campaign has been the Polarimetric L-band Microwave Radiometer (PLMR), a 6-beam pushbroom imager that is small enough to be compatible with light aircraft, greatly facilitating the execution of the series of campaigns, and a key to their success. An L-band imaging radar is being added to the complement to provide simultaneous active-passive L-band observations, for algorithm development activities in support of NASA's upcoming Soil Moisture Active Passive (.S"M) mission. This paper will describe the campaigns, their objectives, their datasets, and some of the unique advantages of working with small/light sensors and aircraft. We will also review the main scientific findings, including improvements to the SMOS retrieval algorithm enabled by NAFE observations and the evaluation of the Simpson Desert as a calibration target for L-band satellite missions. Plans for upcoming campaigns will also be discussed.

Kim, Edward↗

Understanding the Impacts of Soil Moisture Initial Conditions on NWP in the Context of Land-Atmosphere Coupling

The role of soil moisture in NWP has gained more attention in recent years, as studies have demonstrated impacts of land surface states on ambient weather from diurnal to seasonal scales. However, soil moisture initialization approaches in coupled models remain quite diverse in terms of their complexity and observational roots, while assessment using bulk forecast statistics can be simplistic and misleading. In this study, a suite of soil moisture initialization approaches is used to generate short-term coupled forecasts over the U.S. Southern Great Plains using NASA’s Land Information System (LIS) and NASA Unified WRF (NU-WRF) modeling systems. This includes a wide range of currently used initialization approaches, including soil moisture derived from ‘off-the-shelf’ products such as atmospheric models and land data assimilation systems, high-resolution land surface model spinups, and satellite-based soil moisture products from SMAP. Results indicate that the spread across initialization approaches can be quite large in terms of soil moisture conditions and spatial resolution, and that SMAP performs well in terms of heterogeneity and temporal dynamics when compared against high resolution land surface model and in-situ soil moisture estimates. Case studies are analyzed using the local land-atmosphere coupling (LoCo) framework that relies on integrated assessment of soil moisture, surface flux, boundary layer, and ambient weather, with results highlighting the critical role of inherent model background biases. In addition, simultaneous assessment of land vs. atmospheric initial conditions in an integrated, process-level fashion can help address the question of whether improvements in traditional NWP verification statistics are achieved for the right reasons.

Southern Great Plains↗

Apollo 14 glasses and the origin of lunar soils

Electron microprobe for comparison with soil glass data were used to analyze homogeneous and heterogeneous glass clasts in four Apollo 14 regolith breccias (14042, 14301, 14313, and 14315). Glass types in the Apollo 14 samples were found to be dominated by highland compositions, which include KREEP, LKFM and highland basalt varieties. Only 14042 has a highland glass population similar to those of local Apollo 14 soils. Breccia 14301 stands out in that it is enriched in KREEP glasses with high K2O content, which are similar in composition to Apollo 12 ropy glasses. Only 14042 could be made from local present-day soils. Some of the ancient soils did not undergo breccia formation and closure, and they evolved by meteorite impact processing, by mixing together in various proportions, and by changes made by the addition of lithic fragments and other components. It is suggested that the Apollo 14 soils are made from mixtures of comminuted regolith breccias. A likely age sequence is presented.

Wentworth, S. J.↗

Orbiting passive microwave sensor simulation applied to soil moisture estimation

A sensor/scene simulation program was developed and used to determine the effects of scene heterogeneity, resolution, frequency, look angle, and surface and temperature relations on the performance of a spaceborne passive microwave system designed to estimate soil water information. The ground scene is based on classified LANDSAT images which provide realistic ground classes, as well as geometries. It was determined that the average sensitivity of antenna temperature to soil moisture improves as the antenna footprint size increased. Also, the precision (or variability) of the sensitivity changes as a function of resolution.

Newton, R. W.↗

Soil moisture variability within remote sensing pixels

The effects of topography and the level of soil moisture on the variability of soil moisture within remote sensing pixels were assessed during the First ISLSCP Field Experiment (FIFE) during 1987 and 1989. Soil moisture data from flat, sloped, and valley-shaped pixels were obtained over a wide range of moisture conditions. Relative elevation data were obtained for each study area to create digital elevation models with which to quantify topographic variability. Within-pixel soil moisture variability was shown to increase with increased topographic heterogeneity. The flat pixel had significantly lower standard deviations and fewer outlier points than the slope and valley pixels. Most pixel means had a positive skewness, indicating that most pixels will have areas of markedly higher than average soil moisture.

Charpentier, Michael A.↗

A Proposed Extension to the Soil Moisture and Ocean Salinity Level 2 Algorithm for Mixed Forest and Moderate Vegetation Pixels

The Soil Moisture and Ocean Salinity (SMOS)mission, launched in November 2009, provides global maps of soil moisture and ocean salinity by measuring the L-band (1.4 GHz) emission of the Earth's surface with a spatial resolution of 40-50 km.Uncertainty in the retrieval of soilmoisture over large heterogeneous areas such as SMOS pixels is expected, due to the non-linearity of the relationship between soil moisture and the microwave emission. The current baseline soilmoisture retrieval algorithm adopted by SMOS and implemented in the SMOS Level 2 (SMOS L2) processor partially accounts for the sub-pixel heterogeneity of the land surface, by modelling the individual contributions of different pixel fractions to the overall pixel emission. This retrieval approach is tested in this study using airborne L-band data over an area the size of a SMOS pixel characterised by a mix Eucalypt forest and moderate vegetation types (grassland and crops),with the objective of assessing its ability to correct for the soil moisture retrieval error induced by the land surface heterogeneity. A preliminary analysis using a traditional uniform pixel retrieval approach shows that the sub-pixel heterogeneity of land cover type causes significant errors in soil moisture retrieval (7.7%v/v RMSE, 2%v/v bias) in pixels characterised by a significant amount of forest (40-60%). Although the retrieval approach adopted by SMOS partially reduces this error, it is affected by errors beyond the SMOS target accuracy, presenting in particular a strong dry bias when a fraction of the pixel is occupied by forest (4.1%v/v RMSE,-3.1%v/v bias). An extension to the SMOS approach is proposed that accounts for the heterogeneity of vegetation optical depth within the SMOS pixel. The proposed approach is shown to significantly reduce the error in retrieved soil moisture (2.8%v/v RMSE, -0.3%v/v bias) in pixels characterised by a critical amount of forest (40-60%), at the limited cost of only a crude estimate of the optical depth of the forested area (better than 35% uncertainty). This study makes use of an unprecedented data set of airborne L-band observations and ground supporting data from the National Airborne Field Experiment 2005 (NAFE'05), which allowed accurate characterisation of the land surface heterogeneity over an area equivalent in size to a SMOS pixel.

Panciera, Rocco↗

Chemical studies of H chondrites. III - Regolith evolution of the Fayetteville chondrite parent

Radiochemical neutron concentration analysis was used to determine Ag, Au, Bi, Cd, Co, Cs, Ga, In, Rb, Sb, Se, Te, Tl, and Zn contents in consortium samples of solar gas and track-rich dark matrix. Data obtained confirmed that the matrix is chemically homogeneous. Most dark clasts had similar mean trace element concentrations as the matrix but were compositionally much more heterogeneous. It is concluded that material incorporated with soil and compacted to form the dark portion of Fayetteville included soil-melt, the odd C2M fragment, and dark and light clasts which escaped comminution.

Xiao, Xiaoyue↗

The Vegetation Greenness Trend in Canada and US Alaska from 1984-2012 Landsat Data

To assess the North American high-latitude vegetation response to the rising temperature, we derived NDVI end for 91.2% of the non-water, non-snow land area of Canada and Alaska using the peak-summer Landsat surface reflectance data of 19842012. Our analysis indicated that 29.4% and 2.9 of the land area of Canada and Alaska showed statistically significant positive (greening) and negative (browning) trends respectively, at significance level p b 0.01, after burned forest areas were masked out. The area with greening trend dominated over that with browning trend for all land cover types. The greening occurred primarily in the tundra of western Alaska, along the north coast of Canada and in northeastern Canada; the most intensive and extensive greening occurred in Quebec and Labrador. The browning occurred mostly in the boreal forests of eastern Alaska. The Landsat-based greenness trend is broadly similar to the 8-km GIMMS AVHRR-based trend for all vegetation zones. However, for tundra, the Landsat data indicated much less extensive greening in Alaska North Slope and much more extensive greening in Quebec and Labrador, and substantially less extensive browning trend in the boreal forests that were free of fire disturbances. These differences call for further validation of the Landsat reflectance and the AVHRR NDVI datasets. Correlation study with local environmental factors, such as topography, glacial history and soil condition, will be needed to understand the heterogeneous greenness change at the Landsat scale.

Ju, Junchang↗

Luna 24 - Lateral heterogeneity in the lunar crust

Results of petrological investigations of Luna 24 soil samples are compared with data from Apollo and other Luna missions in order to determine the large scale composition of the lunar surface and crust. Modal analysis of the 90 to 150 micron soil fraction and electron microprobe analysis of glass spheres and fragments of the Luna 24 core sample are presented. High and low MgO mare basalt compositional clusters are found, suggesting the derivation of southern Mare Crisium basalts from two magmas. A model of Luna 24 soils as being composed of a mixture of glass-poor mare material and glass-rich highland material is found to be consistent with glass and agglutinate modal abundances. Comparisons show that potassium, and by inference all lithophile trace elements, are depleted on the eastern limb of the moon relative to the central nearside. The observed depletion is interpreted to be characteristic of the underlying crust and mantle as well as the surface.

Warner, J. L.↗

The nature of agglutinitic glass in the fine-size fraction of lunar soil 10084

Agglutinitic glass contains much of the reduced Fe in lunar soils, and it contributes to the modification of reflectance spectra from lunar soils. Previous work has shown that agglutinitic glass can be compositionally heterogeneous, but the scale of these heterogeneities is not well known. In addition, few data are available on the characteristics of the inclusions in agglutinitic glass. Here we report on our preliminary transmission electron microscope (TEM) examination of agglutinitic glass fragments from the Apollo 11 soil 10084.

Keller, Lindsay P.↗

Scaling, soil moisture and evapotranspiration in runoff models

The effects of small-scale heterogeneity in land surface characteristics on the large-scale fluxes of water and energy in the land-atmosphere system has become a central focus of many of the climatology research experiments. The acquisition of high resolution land surface data through remote sensing and intensive land-climatology field experiments (like HAPEX and FIFE) has provided data to investigate the interactions between microscale land-atmosphere interactions and macroscale models. One essential research question is how to account for the small scale heterogeneities and whether 'effective' parameters can be used in the macroscale models. To address this question of scaling, the probability distribution for evaporation is derived which illustrates the conditions for which scaling should work. A correction algorithm that may appropriate for the land parameterization of a GCM is derived using a 2nd order linearization scheme. The performance of the algorithm is evaluated.

Wood, Eric F.↗

Mesoscale monitoring of the soil freeze/thaw boundary from orbital microwave radiometry

The fundamental objectives are to test the feasibility of delineating the lateral boundary between frozen and thawed condition in the surface layer of soil from orbital microwave radiometry and secondly to examine the sensitivity of general circulation models to an explicit parameterization of the boundary condition. Physical models were developed to relate emissivity to scene properties and a simulation package was developed to predict brightness temperature as a function of emissivity and physical temperature in order to address issues of heterogeneity, scaling, and scene dynamics. Radiative transfer models were develped for both bare soil surfaces and those obscured by an intervening layer of vegetation or snow. These models relate the emissivity to the physical properties of the soil and to those of the snow or vegetation cover. A SMMR simulation package was developed to evaluate the adequacy of the emission models and the limiting effects of scaling for realistic scenarios incorporating spatially heterogeneous scenes with dynamic moisture and temperature gradients at the pixel scale.

Ulaby, Fawwaz T.↗

Variations in the Fe mineralogy of bright Martian soil

Bright regions on Mars are interpreted as 'soil' derived by chemical alteration of crustal rocks, whose main pigmentary component is ferric oxide or oxyhydroxide. The mineralogy and mineralogic variability of ferric iron are important evidence for the evolution of Martian soil: mineralogy of ferric phases is sensitive to chemical conditions in their genetic environments, and the spatial distributions of different ferric phases would record a history of both chemical environments and physical mixing. Reflectance spectroscopic studies provide several types of evidence that discriminate possible pigmentary phases, including the position of a crystal field absorption near 0.9 microns and position and strengths of absorptions in the UV-visible wavelength region. Recent telescopic spectra and laboratory measurements of Mars soil analogs suggest that spectral features of bright soil can be explained based on a single pigmentary phase, hematite (alpha-Fe2O3), occurring in both 'nanophase' and more crystalline forms. Here we report on a systematic investigation of Martian bright regions using ISM imaging spectrometer data, in which we examined spatial variations in the position and shape of the approximately 0.9 microns absorption. We found both local and regional heterogeneities that indicate differences in Fe mineralogy. These results demonstrate that bright soils do not represent a single lithology that has been homogenized by eolian mixing, and suggest that weathering of soils in different geologic settings has followed different physical and chemical pathways.

Murchie, Scott↗

Regional scale hydrology with a new land surface processes model

Through the CaPE Hydrometeorology Project, we have developed an understanding of some of the unique data quality issues involved in assimilating data of disparate types for regional-scale hydrologic modeling within a GIS framework. Among others, the issues addressed here include the development of adequate validation of the surface water budget, implementation of the STATSGO soil data set, and implementation of a remote sensing-derived landcover data set to account for surface heterogeneity. A model of land surface processes has been developed and used in studies of the sensitivity of surface fluxes and runoff to soil and landcover characterization. Results of these experiments have raised many questions about how to treat the scale-dependence of land surface-atmosphere interactions on spatial and temporal variability. In light of these questions, additional modifications are being considered for the Marshall Land Surface Processes Model. It is anticipated that these techniques can be tested and applied in conjunction with GCIP activities over regional scales.

Laymon, Charles↗

Examining Soil Freeze/Thaw Remote Sensing Using NASA’s SLAPex Freeze/Thaw Airborne Campaign

Around half the exposed land of the Northern Hemisphere experiences seasonal freezing and thawing. The changes to the soil thermal, hydraulic, and mechanical properties are large and these, in turn, exert significant controls on the water, energy, and carbon cycles of the affected regions. Wide-area freeze/thaw discrimination via microwave remote sensing is possible using both passive and active techniques. We explore freeze/thaw remote sensing using observations from NASA’s Scanning L-band Active Passive (SLAP) airborne sensor during the SLAPex Freeze/Thaw campaign near Winnipeg, Canada in November, 2015. SLAP is an airborne simulator of the Soil Moisture Active Passive (SMAP) satellite mission. The SLAPex Freeze/Thaw dataset is a unique dataset that allows comparison of airborne-derived freeze/thaw state (plus soil moisture for thawed areas) against in-situ ground truth, satellite-derived freeze/thaw from SMAP, as well as tower-based passive microwave freeze/thaw observations. The sensitivity of passive and active microwave sensing to different depths of freezing and different dielectric models (when soil moisture is retrieved) is examined, and the spatial scaling of heterogeneous frozen/thawed pixels is also explored. Implications for the accuracy of satellite-based freeze/thaw discrimination are discussed.

Edward Kim↗