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DOE OSTI2025

Dark baryon black holes

We explore a novel mechanism for dark matter production through the formation of light black holes from the collapse of dark baryons in confining SU(N) gauge theories in the large- N limit. While glueballs and mesons cannot form black holes under physically reasonable conditions, we prove that for appropriate ranges of the confinement scale, quark masses, number of colors N , and dark sector temperature, dark baryons can produce Planck-scale black hole relics in the early Universe. Assuming the relics are stable, the abundance of both the dark baryon black hole population directly arising at confinement and that frozen in from dark glueball and meson pair annihilation are exponentially suppressed in N , leading to an upper limit N ≲ 100 and of a few hundred Planck units in mass for models where the black hole relics are the entirety of the dark matter. We present a detailed numerical study of the parameter space where this scenario is realized. Published by the American Physical Society 2025

Profumo, Stefano (ORCID:0000000291597556)↗

DOE OSTI2021

Quasinormal modes for non-minimally coupled scalar fields in regular black hole spacetimes: Grey-body factors, area spectrum and shadow radius

Black hole perturbation theory is a useful approach to study interactions between black holes and fundamental fields. A particular class of black hole solutions arising out of modification of Einstein’s general theory of relativity are regular black holes (RBHs) which can be constructed using a nonlinear electrodynamic Lagrangian. Because of their importance, we are interested in studying the behavior of three kinds of such RBHs under perturbations generated by an external field. Indeed, we investigate the quasinormal modes (QNMs) of a massive scalar field propagating near the RBHs which is non-minimally coupled to the Ricci scalar-tensor of background geometry. We will attempt to find the low-lying quasinormal frequencies of the perturbations by using WKB approximation. We shall also study the relationship between the QNMs and some characteristic properties of black holes such as grey-body factors, area quantization, and shadow radius.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

On Black Holes as Macroscopic Quantum Objects

The relative flow of the Schwarzschild vs. the proper time during the classical evolution of a collapsing shell in the Schwarzschild coordinates practically forces us to interpret black hole formation as a highly non-local quantum process in which a shell/anti-shell pair is created within the incipient horizon, thus canceling out the original collapsing shell exactly at the horizon. By studying quantum fields in the black hole background, we reveal similar non-local effects. Among other things, the outgoing member of the Hawking pair very quickly becomes entangled with the black hole geometry (and not its partner), which is in contrast with the usual assumption that the Hawking pair is maximally entangled according to the local geometry near the horizon. Also, an infalling wave affects the black hole geometry even before it crosses the horizon. Finally, we find that a particle takes a finite amount of time to tunnel in and out of the black hole horizon, and thus avoids infinite blue and redshift in processes happening exactly at the horizon. These findings strongly support the picture of a black hole as a macroscopic quantum object.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Replica wormholes and capacity of entanglement

We consider the capacity of entanglement as a probe of the Hawking radiation in a two-dimensional dilaton gravity coupled with conformal matter of large degrees of freedom. A formula calculating the capacity is derived using the gravitational path integral, from which we speculate that the capacity has a discontinuity at the Page time in contrast to the continuous behavior of the generalized entropy. We apply the formula to a replica wormhole solution in an eternal AdS black hole coupled to a flat non-gravitating bath and show that the capacity of entanglement is saturated by the thermal capacity of the black hole in the high temperature limit.

2D gravity↗

DOE OSTI2022

PATOKA: Simulating Electromagnetic Observables of Black Hole Accretion

Abstract The Event Horizon Telescope (EHT) has released analyses of reconstructed images of horizon-scale millimeter emission near the supermassive black hole at the center of the M87 galaxy. Parts of the analyses made use of a large library of synthetic black hole images and spectra, which were produced using numerical general relativistic magnetohydrodynamics fluid simulations and polarized ray tracing. In this article, we describe the PATOKA pipeline, which was used to generate the Illinois contribution to the EHT simulation library. We begin by describing the relevant accretion systems and radiative processes. We then describe the details of the three numerical codes we use, iharm , ipole , and igrmonty , paying particular attention to differences between the current generation of the codes and the originally published versions. Finally, we provide a brief overview of simulated data as produced by PATOKA and conclude with a discussion of limitations and future directions.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

The Newman-Penrose map and the classical double copy

Gauge-gravity duality is arguably our best hope for understanding quantum gravity. Considerable progress has been made in relating scattering amplitudes in certain gravity theories to those in gauge theories — a correspondence dubbed the double copy. Recently, double copies have also been realized in a classical setting, as maps between exact solutions of gauge theories and gravity. We present here a novel map between a certain class of real, exact solutions of Einstein’s equations and self-dual solutions of the flat-space vacuum Maxwell equations. This map, which we call the Newman-Penrose map, is well-defined even for non-vacuum, non-stationary spacetimes, providing a systematic framework for exploring gravity solutions in the context of the double copy that have not been previously studied in this setting. To illustrate this, we present here the Newman- Penrose map for the Schwarzschild and Kerr black holes, and Kinnersley’s photon rocket.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Universality in logarithmic temperature corrections to near-extremal rotating black hole thermodynamics in various dimensions

The low-temperature thermodynamics of near-extremal rotating black holes has recently been revisited to incorporate one-loop contributions that are dominant in this regime. We discuss these quantum corrections to the gravitational path integral for asymptotically Anti de-Sitter black holes in four and five dimensions. In four dimensions we explicitly consider Kerr-AdS 4 , Kerr-Newman-AdS 4 and the rotating black hole in $\mathcal{N}$ = 4 gauged supergravity with two scalars and two electric charges turned on. In five dimensions we explicitly address the asymptotically flat Myers-Perry black hole and the Kerr-AdS5 black hole. In every case we find that tensor modes contribute $\frac{3}{2}$logT Hawking to the low-temperature thermodynamics. We identify the root cause of this universality in two facts: (i) the universal presence of a SL(2, $\mathbb{R}$) subgroup of isometries in the near-horizon geometry and (ii) a set of cancellations in the Lichnerowicz operator. We show that these two conditions hold for near-extremal black holes in asymptotically flat and asymptotically AdS spacetimes of various dimensions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Effective Field Theory for the perturbations of a slowly rotating black hole

We develop the effective theory for perturbations around black holes with scalar hair, in two directions. First, we show that the scalar-Gauss-Bonnet theory, often used as an example exhibiting scalar black hole hair, can be deformed by galileon operators leading to order unity changes to its predictions. The effective theory for perturbations thus provides an efficient framework for describing and constraining broad classes of scalar-tensor theories, of which the addition of galileon operators is an example. Second, we extend the effective theory to perturbations around an axisymmetric, slowly rotating black hole, at linear order in the black hole spin. We also discuss the inclusion of parity-breaking operators in the effective theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Open quantum systems and Schwinger-Keldysh holograms

We initiate the study of open quantum field theories using holographic methods. Specifically, we consider a quantum field theory (the system) coupled to a holographic field theory at finite temperature (the environment). We investigate the effects of integrating out the holographic environment with an aim of obtaining an effective dynamics for the resulting open quantum field theory. The influence functionals which enter this open effective action are determined by the real-time (Schwinger-Keldysh) correlation functions of the holographic thermal environment. To evaluate the latter, we exploit recent developments, wherein the semiclassical gravitational Schwinger-Keldysh saddle geometries were identified as complexified black hole spacetimes. We compute real-time correlation functions using holographic methods in these geometries, and argue that they lead to a sensible open effective quantum dynamics for the system in question, a question that hitherto had been left unanswered. In addition to shedding light on open quantum systems coupled to strongly correlated thermal environments, our results also provide a principled computation of Schwinger-Keldysh observables in gravity and holography. In particular, these influence functionals we compute capture both the dissipative physics of black hole quasi- normal modes, as well as that of the fluctuations encoded in outgoing Hawking quanta, and interactions between them. We obtain results for these observables at leading order in a low frequency and momentum expansion in general dimensions, in addition to determining explicit results for two dimensional holographic CFT environments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Bulk entropy is crucial to validate the second law of the extended black hole thermodynamics

The extended black hole thermodynamics in which the cosmological constant plays the role of pressure significantly enriches the phase structure of the theory. In order to understand the extended black hole thermodynamics more precisely, we let the value of the cosmological constant vary dynamically via tunneling from one vacuum to another in a black hole induced vacuum decay. In this process, entropy of the matter/energy released by a black hole is crucial to validate the second law of thermodynamics. In other words, without taking this bulk entropy into account, entropy associated with the black hole and cosmological horizons may not always increase. Since the bulk entropy is not represented by the black hole and the cosmological horizons, this result calls for a more careful interpretation of the holographic principle in which environmental effects are taken into account.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Gravitational duals to the grand canonical ensemble abhor Cauchy horizons

The gravitational dual to the grand canonical ensemble of a large N holographic theory is a charged black hole. These spacetimes - for example Reissner- Nordström-AdS - can have Cauchy horizons that render the classical gravitational dynamics of the black hole interior incomplete. We show that a (spatially uniform) deformation of the CFT by a neutral scalar operator generically leads to a black hole with no inner horizon. There is instead a spacelike Kasner singularity in the interior. For relevant deformations, Cauchy horizons never form. For certain irrelevant deformations, Cauchy horizons can exist at one specific temperature. We show that the scalar field triggers a rapid collapse of the Einstein-Rosen bridge at the would-be Cauchy horizon. Finally, we make some observations on the interior of charged dilatonic black holes where the Kasner exponent at the singularity exhibits an attractor mechanism in the low temperature limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Black hole perturbations of massive and partially massless spin-2 fields in (anti) de Sitter spacetime

We provide a systematic and comprehensive derivation of the linearized dynamics of massive and partially massless spin-2 particles in a Schwarzschild (anti) de Sitter black hole background, in four and higher spacetime dimensions. In particular, we show how to obtain the quadratic actions for the propagating modes and recast the resulting equations of motion in a Schrödinger-like form. In the case of partially massless fields in Schwarzschild de Sitter spacetime, we study the isospectrality between modes of different parity. In particular, we prove isospectrality analytically for modes with multipole number L = 1 in four spacetime dimensions, providing the explicit form of the underlying symmetry. We show that isospectrality between partially massless modes of different parity is broken in higher-dimensional Schwarzschild de Sitter spacetimes.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Radiative classical gravitational observables at $ \mathcal{O} $(G 3 ) from scattering amplitudes

We compute classical gravitational observables for the scattering of two spinless black holes in general relativity and N =8 supergravity in the formalism of Kosower, Maybee, and O’Connell (KMOC). We focus on the gravitational impulse with radiation reaction and the radiated momentum in black hole scattering at $ \mathcal{O} $(G 3 ) to all orders in the velocity. These classical observables require the construction and evaluation of certain loop-level quantities which are greatly simplified by harnessing recent advances from scattering amplitudes and collider physics. In particular, we make use of generalized unitarity to construct the relevant loop integrands, employ reverse unitarity, the method of regions, integration-by-parts (IBP), and (canonical) differential equations to simplify and evaluate all loop and phase-space integrals to obtain the classical gravitational observables of interest to two-loop order. The KMOC formalism naturally incorporates radiation effects which enables us to explore these classical quantities beyond the conservative two-body dynamics. From the impulse and the radiated momentum, we extract the scattering angle and the radiated energy. Finally, we discuss universality of the impulse in the high-energy limit and the relation to the eikonal phase.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2023

Polarization and variability of compact sources measured in Planck time-ordered data

This paper introduces a new Planck Catalog of Polarized and Variable Compact Sources (PCCS-PV) comprising 153 sources, the majority of which are extragalactic. The data include both the total flux density and linear polarization measured by Planck with frequency coverage from 30 to 353 GHz, and temporal spacing ranging from days to years. We classify most sources as beamed, extragalactic radio sources; the catalog also includes several radio galaxies, Seyfert galaxies, and Galactic and Magellanic Cloud sources, including H II regions and planetary nebulae. An advanced extraction method applied directly to the multifrequency Planck time-ordered data, rather than the mission sky maps, was developed to allow an assessment of the variability of polarized sources. Our analysis of the time-ordered data from the Planck mission, tod2flux, allowed us to catalog the time-varying emission and polarization properties for these sources at the full range of polarized frequencies employed by Planck, 30-353 GHz. PCCS-PV provides the time-and frequency-dependent, polarized flux densities for all 153 sources. To illustrate some potential applications of the PCCS-PV, we conducted preliminary comparisons of our measurements of selected sources with published data from other astronomical instruments. In summary, we find general agreement between the Planck and the Institut de Radioastronomie Millimétrique (IRAM) polarization measurements as well as with the Metsähovi 37 GHz values at closely similar epochs. Here, these combined measurements also show the value of PCCS-PV results and the PCCS2 catalog for filling in missing spectral (or temporal) coverage and helping to define the spectral energy distributions of extragalactic sources. In turn, these results provide useful clues as to the physical properties of the sources.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

Hayden-Preskill decoding from noisy Hawking radiation

In the Hayden-Preskill thought experiment, the Hawking radiation emitted before a quantum state is thrown into the black hole is used along with the radiation collected later for the purpose of decoding the quantum state. A natural question is how the recoverability is affected if the stored early radiation is damaged or subject to decoherence, and/or the decoding protocol is imperfectly performed. We study the recoverability in the thought experiment in the presence of decoherence or noise in the storage of early radiation.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2022

Correlated signals of first-order phase transitions and primordial black hole evaporation

Fermi balls produced in a cosmological first-order phase transition may collapse to primordial black holes (PBHs) if the fermion dark matter particles that comprise them interact via a sufficiently strong Yukawa force. We show that phase transitions described by a quartic thermal effective potential with vacuum energy, 0.1 ≲ B 1/4 /MeV ≲ 10 3 , generate PBHs of mass, 10 –20 ≲ M PBH /M ⊙ ≲ 10 –16 , and gravitational waves from the phase transition (at THEIA/μAres) can be correlated with an isotropic extragalactic X-ray/γ-ray background from PBH evaporation (at AMEGO-X/e-ASTROGAM).

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

NASA NTRS2016

The Accretion Disk Wind in the Black Hole GRS 1915 + 105

We report on a 120 kiloseconds Chandra/HETG spectrum of the black hole GRS 1915+105. The observation was made during an extended and bright soft state in 2015 June. An extremely rich disk wind absorption spectrum is detected, similar to that observed at lower sensitivity in 2007. The very high resolution of the third-order spectrum reveals four components to the disk wind in the Fe K band alone; the fastest has a blueshift of v = 0.03 c (velocity equals 0.03 the speed of light). Broadened reemission from the wind is also detected in the first-order spectrum, giving rise to clear accretion disk P Cygni profiles. Dynamical modeling of the re-emission spectrum gives wind launching radii of r approximately equal to 10 (sup 2-4) GM (Gravitational constant times Mass) divided by c (sup 2) (the speed of light squared). Wind density values of n approximately equal to 10 (sup 13-16) per cubic centimeter are then required by the ionization parameter formalism. The small launching radii, high density values, and inferred high mass outflow rates signal a role for magnetic driving. With simple, reasonable assumptions, the wind properties constrain the magnitude of the emergent magnetic field to be B approximately equal to 10 (sup 3-4) G (Gravitational constant) if the wind is driven via magnetohydrodynamic (MHD) pressure from within the disk and B approximately equal to 10 (sup 4-5) G (Gravitational constant) if the wind is driven by magnetocentrifugal acceleration. The MHD estimates are below upper limits predicted by the canonical alpha-disk model. We discuss these results in terms of fundamental disk physics and black hole accretion modes.

accretion↗

NASA NTRS2013

Stratified Magnetically Driven Accretion-Disk Winds and Their Relations To Jets

We explore the poloidal structure of two-dimensional magnetohydrodynamic (MHD) winds in relation to their potential association with the X-ray warm absorbers (WAs) and the highly ionized ultra-fast outflows (UFOs) in active galactic nuclei (AGNs), in a single unifying approach. We present the density n(r, theta), ionization parameter xi(r, theta), and velocity structure v(r, theta) of such ionized winds for typical values of their fluid-to-magnetic flux ratio, F, and specific angular momentum, H, for which wind solutions become super-Alfvenic. We explore the geometrical shape of winds for different values of these parameters and delineate the values that produce the widest and narrowest opening angles of these winds, quantities necessary in the determination of the statistics of AGN obscuration. We find that winds with smaller H show a poloidal geometry of narrower opening angles with their Alfv´en surface at lower inclination angles and therefore they produce the highest line of sight (LoS) velocities for observers at higher latitudes with the respect to the disk plane. We further note a physical and spatial correlation between the X-ray WAs and UFOs that form along the same LoS to the observer but at different radii, r, and distinct values of n, xi, and v consistent with the latest spectroscopic data of radio-quiet Seyfert galaxies. We also show that, at least in the case of 3C 111, the winds' pressure is sufficient to contain the relativistic plasma responsible for its radio emission. Stratified MHD disk winds could therefore serve as a unique means to understand and unify the diverse AGN outflows.

accretion↗