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NASA NTRS2014

Introducing Multisensor Satellite Radiance-Based Evaluation for Regional Earth System Modeling

Earth System modeling has become more complex, and its evaluation using satellite data has also become more difficult due to model and data diversity. Therefore, the fundamental methodology of using satellite direct measurements with instrumental simulators should be addressed especially for modeling community members lacking a solid background of radiative transfer and scattering theory. This manuscript introduces principles of multisatellite, multisensor radiance-based evaluation methods for a fully coupled regional Earth System model: NASA-Unified Weather Research and Forecasting (NU-WRF) model. We use a NU-WRF case study simulation over West Africa as an example of evaluating aerosol-cloud-precipitation-land processes with various satellite observations. NU-WRF-simulated geophysical parameters are converted to the satellite-observable raw radiance and backscatter under nearly consistent physics assumptions via the multisensor satellite simulator, the Goddard Satellite Data Simulator Unit. We present varied examples of simple yet robust methods that characterize forecast errors and model physics biases through the spatial and statistical interpretation of various satellite raw signals: infrared brightness temperature (Tb) for surface skin temperature and cloud top temperature, microwave Tb for precipitation ice and surface flooding, and radar and lidar backscatter for aerosol-cloud profiling simultaneously. Because raw satellite signals integrate many sources of geophysical information, we demonstrate user-defined thresholds and a simple statistical process to facilitate evaluations, including the infrared-microwave-based cloud types and lidar/radar-based profile classifications.

Planetary Boundary Layer↗
NASA NTRS2010

Application of the Tor Vergata Scattering Model to L Band Backscatter During the Corn Growth Cycle

At the USDA's Optimizing Production Inputs for Economic and Environmental Enhancement (OPE3) experimental site in Beltsville, Maryland, USA) a field campaign took place throughout the 2002 corn growth cycle from May 10th (emergence of corn crops) to October 2nd (harvest). One of the microwave instruments deployed was the multi-frequency (X-, C- and L-band) quad-polarized (HH, HV, VV, VH) NASA GSFC/George Washington University (GWU) truck mounted radar. During the field campaign, this radar system provided once a week fully polarized C- and L-band (4.75 and 1.6 GHz) backscatter measurements from incidence angle of 15, 35, and 55 degrees. In support of microwave observations, an extensive ground characterization took place, which included measurements of surface roughness, soil moisture, vegetation biomass and morphology. The field conditions during the campaign are characterized by several dry downs with a period of drought in the month of August. Peak biomass the corn canopies was reached on July 24th with a total biomass of approximately 6.5 kg/sq m. This dynamic range in both soil moisture and vegetation conditions within the data set is ideal for the validation of discrete medium vegetation scattering models. In this study, we compare the L band backscatter measurements with simulations by the Tor Vergata model (ferrazzoli and Guerriero 1996). The measured soil moisture, vegetation biomass and most reliably measured vegetation morphological parameters (e.g. number of leaves, number of stems and stem height) were used as input for the Tor Vergata model. The more uncertain model parameters (e.g. surface roughness, leaf thickness) and the stem diameter were optimized using a parameter estimation routine based on the Levenberg-Marquardt algorithm. As cost function for this optimization, the HH and VV polarized backscatter measured and stimulated by the TOR Vergata model for incidence angle of 15, 35, and 55 degrees were used (6 measurements in total). The calibrated Tor Vergata model simulations are in excellent agreement with the measurements of Root Mean Squared Differences (RMSD's) of 0.8, 0.9 and 1.4 dB for incidences of 15, 35 and 55 degrees, respectively. The results from this study that a physically based scattering model with the appropriate parameterization can accurately simulate backscatter measurements and, as such, have the potential of being used for the retrieval of biophysical variables (e.g. soil moisture and vegetation biomass).

Joseph, A. T.↗
NASA NTRS2012

Estimating Sea Surface Salinity and Wind Using Combined Passive and Active L-Band Microwave Observations

Several L-band microwave radiometer and radar missions have been, or will be, operating in space for land and ocean observations. These include the NASA Aquarius mission and the Soil Moisture Active Passive (SMAP) mission, both of which use combined passive/ active L-band instruments. Aquarius s passive/active L-band microwave sensor has been designed to map the salinity field at the surface of the ocean from space. SMAP s primary objectives are for soil moisture and freeze/thaw detection, but it will operate continuously over the ocean, and hence will have significant potential for ocean surface research. In this innovation, an algorithm has been developed to retrieve simultaneously ocean surface salinity and wind from combined passive/active L-band microwave observations of sea surfaces. The algorithm takes advantage of the differing response of brightness temperatures and radar backscatter to salinity, wind speed, and direction, thus minimizing the least squares error (LSE) measure, which signifies the difference between measurements and model functions of brightness temperatures and radar backscatter. The algorithm uses the conjugate gradient method to search for the local minima of the LSE. Three LSE measures with different measurement combinations have been tested. The first LSE measure uses passive microwave data only with retrieval errors reaching 1 to 2 psu (practical salinity units) for salinity, and 1 to 2 m/s for wind speed. The second LSE measure uses both passive and active microwave data for vertical and horizontal polarizations. The addition of active microwave data significantly improves the retrieval accuracy by about a factor of five. To mitigate the impact of Faraday rotation on satellite observations, the third LSE measure uses measurement combinations invariant under the Faraday rotation. For Aquarius, the expected RMS SSS (sea surface salinity) error will be less than about 0.2 psu for low winds, and increases to 0.3 psu at 25 m/s wind speed for warm waters (25 C). To achieve the required 0.2 psu accuracy, the impact of sea surface roughness (e.g. wind-generated ripples) on the observed brightness temperature has to be corrected to better than one tenth of a degree Kelvin. With this algorithm, the accuracy of retrieved wind speed will be high, varying from a few tenths to 0.6 m/s. The expected direction accuracy is also excellent (less than 10 ) for mid to high winds, but degrades for lower speeds (less than 7 m/s).

Yueh, Simon H.↗
NASA NTRS1994

ERS-1 scatterometer measurements over the Southern Ocean

Backscatter cross section measurements from the ERS-1 Active Microwave Instrument (AMI) scatterometer were reprocessed to vector winds using the Freilich-Dunbar model function and a meteorologically aided ambiguity removal scheme. This consistent data set was used to examine the wind field over the Southern Ocean from 20 to 60 deg South. The large number of ERS-1 measurements allows relatively accurate calculation of annual mean wind, stress, and curl fields as well as overall statistics of the winds at mid to high southern latitudes. The long duration of the data time series allows preliminary examination of low frequency (semi annual) wind variability.

Freilich, M. H.↗
NASA NTRS2015

Evaluation of Radar Vegetation Indices for Vegetation Water Content Estimation Using Data from a Ground-Based SMAP Simulator

Vegetation water content (VWC) is an important component of microwave soil moisture retrieval algorithms. This paper aims to estimate VWC using L band active and passive radar/radiometer datasets obtained from a NASA ground-based Soil Moisture Active Passive (SMAP) simulator known as ComRAD (Combined Radar/Radiometer). Several approaches to derive vegetation information from radar and radiometer data such as HH, HV, VV, Microwave Polarization Difference Index (MPDI), HH/VV ratio, HV/(HH+VV), HV/(HH+HV+VV) and Radar Vegetation Index (RVI) are tested for VWC estimation through a generalized linear model (GLM). The overall analysis indicates that HV radar backscattering could be used for VWC content estimation with highest performance followed by HH, VV, MPDI, RVI, and other ratios.

soil moisture↗
NASA NTRS1984

Snowcover influence on backscattering from terrain

The effects of snowcover on the microwave backscattering from terrain in the 8-35 GHz region are examined through the analysis of experimental data and by application of a semiempirical model. The model accounts for surface backscattering contributions by the snow-air and snow-soil interfaces, and for volume backscattering contributions by the snow layer. Through comparisons of backscattering data for different terrain surfaces measured both with and without snowcover, the masking effects of snow are evaluated as a function of snow water equivalent and liquid water content. The results indicate that with dry snowcover it is not possible to discriminate between different types of ground surface (concrete, asphalt, grass, and bare ground) if the snow water equivalent is greater than about 20 cm (or a depth greater than 60 cm for a snow density of 0.3 g/cu cm). For the same density, however, if the snow is wet, a depth of 10 cm is sufficient to mask the underlying surface.

Ulaby, F. T.↗
NASA NTRS1988

Simulation of L-band and HH microwave backscattering from coniferous forest stands - A comparison with SIR-B data

SIR-B images of the Mt. Shasta region of northern California are used to evaluate a composite L-band HH backscattering model of coniferous forest stands. It is found that both SIR-B and simulated backscattering coefficients for eight stands studied have similar trends and relations to average tree height and average number of trees per pixel. Also, the dispersion and distribution of simulated backscattering coefficients from each stand broadly match SIR-B data from the same stand. Although the limited quality and quantity of experimental data makes it difficult to draw any strong conclusions, the comparisons indicate that a stand-based L-band HH composite model seems promising for explaining backscattering features.

Sun, Guo-Qing↗
NASA NTRS2008

Evaluation of Long-Term Cloud-Resolving Model Simulations Using Satellite Radiance Observations and Multi-Frequency Satellite Simulators

This paper proposes a methodology known as the Tropical Rainfall Measuring Mission (TRMM) Triple-Sensor Three-step Evaluation Framework (T3EF) for the systematic evaluation of precipitating cloud types and microphysics in a cloud-resolving model (CRM). T3EF utilizes multi-frequency satellite simulators and novel statistics of multi-frequency radiance and backscattering signals observed from the TRMM satellite. Specifically, T3EF compares CRM and satellite observations in the form of combined probability distributions of precipitation radar (PR) reflectivity, polarization-corrected microwave brightness temperature (Tb), and infrared Tb to evaluate the candidate CRM. T3EF is used to evaluate the Goddard Cumulus Ensemble (GCE) model for cases involving the South China Sea Monsoon Experiment (SCSMEX) and Kwajalein Experiment (KWAJEX). This evaluation reveals that the GCE properly captures the satellite-measured frequencies of different precipitating cloud types in the SCSMEX case but underestimates the frequencies of deep convective and deep stratiform types in the KWAJEX case. Moreover, the GCE tends to simulate excessively large and abundant frozen condensates in deep convective clouds as inferred from the overestimated GCE-simulated radar reflectivities and microwave Tb depressions. Unveiling the detailed errors in the GCE s performance provides the best direction for model improvements.

Matsui, Toshihisa↗
NASA NTRS1981

Microwave response of vegetation

The radar backscatter behavior is discussed as a function of the vegetation geometrical and electrical properties. Experimental data covering the 1-18 GHz region are used to model the vegetation canopy as a water cloud, evaluate the attenuation of the canopy, and generate a vegetation clutter model describing the statistical distribution of vegetation backscatter under a wide range of environmental conditions. The use of radar in conjunction with optical sensors for crop identification is then discussed. Analysis of studies conducted to date indicates that the observation angle should be in the 50-70 deg range (from nadir) and the frequency should be higher than 8 GHz.

Ulaby, F. T.↗
NASA NTRS1981

Radiative transfer theory for active remote sensing of a homogeneous layer containing spherical scatterers

The radiative transfer theory with a Rayleigh scattering model is used to study the effect of volume scattering for active microwave remote sensing of low-loss and scattering dominant areas by obtaining backscattering cross sections through iterative and numerical approaches. The iterative approach gives closed form solutions which are valid when the effect of scattering is small. The depolarization of the backscattered power is shown to be a second-order effect. For the general cases, a numerical approach is used to solve the radiative transfer equations. The theoretical results are compared and illustrated for the various cases.

Shin, R. T.↗
NASA NTRS1989

Theoretical models for polarimetric microwave remote sensing of earth terrain

Using the two-layer anisotropic random medium, a mathematically rigorous, fully polarimetric model is developed to compute the Mueller and covariance matrices in the backscattering direction for various kinds of earth terrain. The electric field is first written in the form of an integral equation involving the unperturbed dyadic Green's function in the absence of the permittivity fluctuations. The integral equation is then solved by an iterative series known as the Born series. With only the first term of the series, which physically describes a single scattering process, the fully polarimetric backscattering coefficients are derived. Four different kinds of upgoing and downgoing waves exist due to the excitation of both ordinary and extraordinary waves in the anisotropic random medium. An averaging scheme over the azimuthal direction is used to simulate the effects on the radar backscattering due to the azimuthal randomness in the growth direction of leaves in tree and grass fields.

Borgeaud, M.↗
NASA NTRS1991

Discrete random media techniques for microwave modeling of vegetated terrain

Microwave remote sensing models of vegetated terrain are investigated. The problem is to determine canopy characteristics such as biomass, canopy height, and the moisture of the underlying soil. The report describes a discrete scatter model which has been employed to model backscatter in the active (radar) case and to model brightness temperature in the passive (radiometric) case. The acquisition of ground truth data is discussed, as well as the comparison of theory and experiment. The overall conclusion of the work has been that the discrete scatter model in conjunction with efficient scatter algorithms and the distorted Born approximation is a most appropriate methodology to use for modeling purposes in the microwave region.

Lang, Roger H.↗
NASA NTRS1989

Active microwave classification of sea ice

Radar backscatter studies of Arctic sea ice have been carried out over a number of years with the intent to acquire physical property information through the examination of microwave signatures. The breadth of these studies continues to expand; as an example, measurements are now conducted at frequencies from 500 MHz to about 100 GHz. One of the scientific goals of this work has been to develop an improved outstanding of the scattering processes at play. A second, equally important goal has been to apply the knowledge gained in examining the backscatter response of ice and snow made in conjunction with the detailed scene characterizations, the insight gained through theoretical modeling and parametric study, and the data entered into the radar signature library to develop procedures to convert microwave signal information (available in the very near future) into valuable data products. This should ultimately provide a better understanding of the environment. The author discusses what has been learned through the many efforts associated with the near-surface scatterometer measurement programs and how the knowledge gained is assisting in the development of future sea ice type satellite algorithms. The logic and mechanisms used in discriminating sea ice types are presented.

Onstott, Robert G.↗
NASA NTRS1984

Relating the microwave backscattering coefficient to leaf area index

This paper examines the relationship between the microwave backscattering coefficient of a vegetation canopy, sigma (can, 0) and the canopy's leaf area index (LAI). The relationship is established through the development of one model for corn and sorghum and another for wheat. Both models are extensions of the cloud model of Attema and Ulaby (1978). Analysis of experimental data measured at 8.6, 13.0, 17.0, and 35.6 GHz indicates that most of the temporal variations of sigma (can, 0) can be accounted for through variations in green LAI alone, if the latter is greater than 0.5.

Ulaby, F. T.↗
NASA NTRS1988

Comparison of measured C-band scattering coefficients with model predictions as a function of leaf area index and Biomass

The backscattering coefficients for black spruce and aspen at an incidence angle of 50 deg obtained using a helicopter mounted C-band scatterometer are related to leaf area index (LAI) and biomass for several dates while leaves are present. These data are compared with estimates obtained from the Fung disk model for aspen. Implications for spacecraft SAR (e.g., SIR-C) systems and their ability to determine biophysical characteristics of forest canopies are discussed. The precision of SAR data is insufficient to provide consistent tests of the relationship of LAI to the scattering coefficient for single polarizations alone. Backscatter models only provide a simulation of part of the canopy, and more attention needs to be placed on collecting field data which support tests of the microwave scattering models.

Pitts, D. E.↗
NASA NTRS1992

An investigation of the relationship between tree water potential and dielectric constant

An experiment that has been performed to verify the relationship between the dielectric constant of several tree species and their respective water potentials is described. The water potential, xylem flow and dielectric properties of five tree species were continuously monitored while simultaneously manipulating canopy transpiration and water status. An analysis of the data recorded during these manipulations is presented. Results of this analysis demonstrate a clear coincidence of change in dielectric constant and water status. The implication of this relationship for the utilization of remotely sensed data to study canopy water relations is explored. Preliminary backscatter modeling results demonstrate that the changes in dielectric constant that occur as a result of changes in water status are significant enough to be observable with microwave radar.

Mcdonald, Kyle C.↗
NASA NTRS1980

Microwave radiometric observations of snowpacks

Models for the microwave emission from snowpacks were generated on the basis of radiometric observations made at 10.7 GHz, 37 HGz, and 94 GHz at a test site near Steamboat Springs, Colorado. In addition to conducting measurements on an approximately daily basis over a six week observation period, measurements were made over several diurnal cycles during which the change in snow wetness was tracked by the microwave radiometers. Also, the variation in emissivity with snow water equivalent was examined, as was the sensitivity to changes in snow surface geometry. The microwave emissivity was observed to (1) decrease exponentially with snow water equivalent and (2) increase with snow wetness. Thus, the emission behavior is the reverse of the backscattering behavior observed by the radar. By fitting the models to the measured data, the variation of the optical depth with snow wetness was estimated.

Ulaby, F. T.↗