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Aurorasaurus Database of Real-Time, Crowd-Sourced Aurora Data for Space Weather Research

This technical report documents the details of Aurorasaurus citizen science data for the period spanning 2015 and 2016 as well as its routine data filtering protocols. Aurorasaurus citizen science data is a collection of auroral sightings submitted to the project via its website or apps and mined from social media. It is a robust data set and particularly abundant during strong geomagnetic storms when auroral precipitation models have the highest uncertainty. These data are offered to the scientific community for use through an openaccess database in its raw and scientific formats, each of which is described in detail in this technical report. Furthermore, by demonstrating its scientific utility, we aim to encourage its integration into auroral research.

Citizen science↗

CME Evolution in the Structured Heliosphere and Effects at Earth and Mars During Solar Minimum

The activity of the Sun alternates between a solar minimum and a solar maximum, the former corresponding to a period of “quieter” status of the heliosphere. During solar minimum, it is in principle more straightforward to follow eruptive events and solar wind structures from their birth at the Sun throughout their interplanetary journey. In this paper, we report analysis of the origin, evolution, and heliospheric impact of a series of solar transient events that took place during the second half of August 2018, that is, in the midst of the late declining phase of Solar Cycle 24. In particular, we focus on two successive coronal mass ejections (CMEs) and a following high-speed stream (HSS) on their way toward Earth and Mars. We find that the first CME impacted both planets, whilst the second caused a strong magnetic storm at Earth and went on to miss Mars, which nevertheless experienced space weather effects from the stream interacting region preceding the HSS. Analysis of remote-sensing and in-situ data supported by heliospheric modeling suggests that CME–HSS interaction resulted in the second CME rotating and deflecting in interplanetary space, highlighting that accurately reproducing the ambient solar wind is crucial even during “simpler” solar minimum periods. Lastly, we discuss the upstream solar wind conditions and transient structures responsible for driving space weather effects at Earth and Mars.

Space weather↗

Benthic storms, nepheloid layers, and linkage with upper ocean dynamics in the western North Atlantic

Benthic storms are episodic periods of strong abyssal currents and intense, benthic nepheloid (turbid) layer development. In order to interpret the driving forces that create and sustain these storms, we synthesize measurements of deep ocean currents, nephelometer-based particulate matter (PM) concentrations, and seafloor time-series photographs collected during several science programs that spanned two decades in the western North Atlantic. Benthic storms occurred in areas with high sea-surface eddy kinetic energy, and they most frequently occurred beneath the meandering Gulf Stream or its associated rings, which generate deep cyclones, anticyclones, and/or topographic waves; these create currents with sufficient bed-shear stress to erode and resuspend sediment, thus initiating or enhancing benthic storms. Occasionally, strong currents do not correspond with large increases in PM concentrations, suggesting that easily erodible sediment was previously swept away. Periods of moderate to low currents associated with high PM concentrations are also observed; these are interpreted as advection of PM delivered as storm tails from distal storm events. Outside of areas with high surface and deep eddy kinetic energy, benthic nepheloid layers are weak to non-existent, indicating that benthic storms are necessary to create and maintain strong nepheloid layers. Origins and intensities of benthic storms are best identified using a combination of time-series measurements of bottom currents, PM concentration, and bottom photographs, and these should be coupled with water-column and surface-circulation data to better interpret the specific relations between shallow and deep circulation patterns. Understanding the generation of benthic nepheloid layers is necessary in order to properly interpret PM distribution and its influence on global biogeochemistry.

58 GEOSCIENCES↗

Westerly Wind Events in the Eastern Indian Ocean as a Precursor to El Nino: A Case Study for the 2002-03 El Nino

This paper extends the work of our previous study, which showed the potential of using precipitation in the eastern Indian Ocean to predict when an El Nino would begin. The paper begins by showing the successful prediction of the 2002-03 El Nino. However, precipitation is really used as a substitute for wind (storms are usually accompanied by heavy wind), because a popular hypothesis is that winds (especially % winds out of the West) stir up the ocean surface in the western Pacific sending currents of warm waters to the east Pacific where El Ninos form. This paper shows that it is typical for storms that produce strong winds in the western Pacific to have traveled from the Indian Ocean. We begin in the Indian Ocean looking at strong bursts of wind over several days. The number of windy days seems to increase in the months prior to El Nino. We examined these relationships in detail for November 2001 to April 2002, before the recent El Nino, using NASA's TRMM and QuikSCAT data. We found in one case that a warming of the eastern Indian Ocean occurred about 25 days before heavy rainfall formed. As the stormed moved eastward it was followed (6 days later) by strong winds out of the West. The entire storm system (and warming of the sea) moved eastward through a small strip of water between Indonesia and Australia, before reaching the western Pacific. Thus, this paper increases our understanding of the physical processes leading to the formation of El Nino.

Curtis, Scott↗

Numerical Simulation of the 9-10 June 1972 Black Hills Storm Using CSU RAMS

Strong easterly flow of low-level moist air over the eastern slopes of the Black Hills on 9-10 June 1972 generated a storm system that produced a flash flood, devastating the area. Based on observations from this storm event, and also from the similar Big Thompson 1976 storm event, conceptual models have been developed to explain the unusually high precipitation efficiency. In this study, the Black Hills storm is simulated using the Colorado State University Regional Atmospheric Modeling System. Simulations with homogeneous and inhomogeneous initializations and different grid structures are presented. The conceptual models of storm structure proposed by previous studies are examined in light of the present simulations. Both homogeneous and inhomogeneous initialization results capture the intense nature of the storm, but the inhomogeneous simulation produced a precipitation pattern closer to the observed pattern. The simulations point to stationary tilted updrafts, with precipitation falling out to the rear as the preferred storm structure. Experiments with different grid structures point to the importance of removing the lateral boundaries far from the region of activity. Overall, simulation performance in capturing the observed behavior of the storm system was enhanced by use of inhomogeneous initialization.

Nair, U. S.↗

Arctic Summer Ice Processes

The primary objective of this study is to estimate the flux of heat and freshwater resulting from sea ice melt in the polar seas. The approach taken is to examine the decay of sea ice in the summer months primarily through the use of spaceborne Synthetic Aperture Radar (SAR) imagery. The improved understanding of the dynamics of the melt process can be usefully combined with ice thermodynamic and upper ocean models to form more complete models of ice melt. Models indicate that more heat is absorbed in the upper ocean when the ice cover is composed of smaller rather than larger floes and when there is more open water. Over the course of the summer, floes disintegrate by physical forcing and heating, melting into smaller and smaller sizes. By measuring the change in distribution of floes together with open water over a summer period, we can make estimates of the amount of heating by region and time. In a climatic sense, these studies are intended to improve the understanding of the Arctic heat budget which can then be eventually incorporated into improved global climate models. This work has two focus areas. The first is examining the detailed effect of storms on floe size and open water. A strong Arctic low pressure storm has been shown to loosen up the pack ice, increase the open water concentration well into the pack ice, and change the distribution of floes toward fewer and smaller floes. This suggests episodic melting and the increased importance of horizontal (lateral) melt during storms. The second focus area is related to an extensive ship-based experiment that recently took place in the Arctic called Surface Heat Budget of the Arctic (SHEBA). An icebreaker was placed purposely into the older pack ice north of Alaska in September 1997. The ship served as the base for experimenters who deployed extensive instrumentation to measure the atmosphere, ocean, and ice during a one-year period. My experiment will be to derive similar measurements (floe size, open water, temporal change) using spaceborne SAR data obtained during the summer of 1998, and compare these results with an ocean and ice model of summer melt. Additional information is contained in the original.

Holt, Benjamin↗

Decameter storm radiation. II

The height, size, directivity, and lifetime of decametric storm sources are investigated. The height of the continuum sources is determined from the rotation rate, and the gradient of electron density for the regions of storm origin is computed by assuming that the radiation originates at the plasma frequency. The mean angular size of the sources is found to be quite large (increasing with decreasing frequency), the storm continuum is strongly directive toward the disk center, and east-west asymmetry is observed at decameter wavelengths. Two distinct classes of type III bursts are observed during storms: 'off-fringe' (displaced in position from the continuum source) and 'on-fringe' (coinciding in position with the continuum). A model of the storm region is proposed in which the 'on-fringe' bursts originate in regions of diverging field lines above closed magnetic loops and the 'off-fringe' bursts are excited by energetic electron streams having access to open field lines at the base of the loops.

Gergely, T. E.↗

Dependence of Cumulus Anvil Radiative Properties on Environmental Conditions in the Tropical West Pacific

Areally extensive, optically thick anvil clouds associated with mesoscale convective clusters dominate the shortwave cloud forcing in the tropics and provide longwave forcing comparable to that of thin cirrus. Changes in the cover and optical thickness of tropical anvils as climate warms can regulate the sign of cloud feedback. As a prelude to the study of MMCR data from the ARM TWP sites, we analyze ISCCP-derived radiative characteristics of anvils observed in the tropical west Pacific during the TOGA-COARE IOP. Anvils with radius greater than 100 km were identified and tracked from inception to decay using the Machado-Rossow algorithm. Corresponding environmental conditions just prior to the start of the convectove event were diagnosed using the Lin-Johnson objective analysis product. Small clusters (100-200 km radius) are observed to have a broad range of optical thicknesses (10-50), while intermediate optical thickness clusters are observed to range in size from 100 km to almost 1000 km. Large-size clusters appear to be favored by strong pre-storm large scale upward motion throughout the troposphere, moist low-to-midlevel relative humidities, environments with slightly higher CAPE than those for smaller clusters, and strong front-to-rear flow. Optically thick anvils are favored in situations of strong low-level moisture convergence and strong upper-level shear.

Ye, B.↗

Assessment of Storm-Associated Precipitation and Its Extremes Using Observational Data Sets and Climate Model Short-Range Hindcasts

Heavy precipitation, often associated with weather phenomena such as tropical cyclones, extratropical cyclones (ETCs), atmospheric rivers (ARs), and mesoscale convective systems (MCSs), can cause significant socio-economic loss. Here, in this study, we apply atmospheric feature trackers to quantify the contributions of these storm types in observational data sets and climate model short-range hindcasts. We generate a global hourly storm data set at 0.25° spatial resolution covering 2006–2020, based on the tracking results from TempestExtremes and Python FLEXible object TRacKeR. Our analyses show that these four storm types account for 67% of global annual mean precipitation and 82% of top 1% precipitation extremes, with MCSs mainly over the tropics, and ARs and ETCs over the midlatitudes. The percentage of precipitation contributions from these storms also show strong seasonality over many geographical locations. We further apply the tracking results to the Energy Exascale Earth System Model (E3SM) short-range hindcasts and evaluate how well these storms are simulated. The evaluation show that E3SM, with ∼1° resolution, significantly underestimates storm-associated precipitation totals and extremes, especially for MCSs in the tropics. Our analysis also suggests that model fails to capture the correct mean diurnal phases and amplitude of MCS precipitation. This phenomenon-based approach provides a better understanding of precipitation characteristics and can lead to enhanced model evaluation by revealing underlying problems in model physics related to precipitation processes associated with the heavy-precipitating storms.

54 ENVIRONMENTAL SCIENCES↗

Comparison of the Effects of RAS vs. Kain-Fritsch Convective Schemes on Katrina Forecasts with GEOS-5

Global forecasts were made with the 0.25-degree latitude version of GEOS-5, with the RAS scheme and with the Kain-Fritsch scheme. Examination was made of the Katrina (2005) hurricane simulation. Replacement of the RAS convective scheme with the K-F scheme results in a much more vigorous Katrina, closer to reality. Still, the result is not as vigorous as reality. In terms of wind maximum, the gap was closed by ~50%. The result seems to be due to the RAS scheme drying out the boundary layer, thus hampering the grid-scale secondary circulation and attending cyclone development. The RAS case never developed a full warm core, whereas the K-F case did. Not shown here: The K-F scheme also resulted in a more vigorous storm than when GEOS-5 is run with no convective parameterization. Also not shown: An experiment in which the RAS firing level was moved up by 3 model levels resulted in a stronger, warm-core storm, though not as strong as the K-F case. Effects on storm track were noticed, but not studied.

Miller, Timothy L.↗

Strong Pitch-Angle Diffusion of Ring Current Ions in Geomagnetic Storm-Associated Conditions

Do electromagnetic ion cyclotron (EMIC) waves cause strong pitch-angle diffusion of RC ions? This question is the primary motivation of this paper and has been affirmatively answered from the theoretical point of view. The materials that are presented in the Results section show clear evidence that strong pitch-angle diffusion takes place in the inner magnetosphere indicating an important role for the wave-particle interaction mechanism in the formation of RC ions and EMIC waves.

Khazanov, G. V.↗

Genesis of mobile troughs in the upper westerlies

Stability calculations on basic-state velocity profiles representative of the preferred regions for the development of the upper-level disturbances active in Type B cyclogenesis show that conditions in these regions (weak low-level baroclinicity, large low-level static stability, and large surface roughness) are favorable for the growth of baroclinic waves with maximum amplitude near the tropopause. The structure of these waves compares favorably with observations of developing short-wavelength upper-level troughs in the atmosphere. Basic states characteristic of the storm track regions (strong low-level baroclinicity and small surface roughness) favor the development of baroclinic waves with maximum amplitude at the surface. The dynamics of both the surface-trapped and the upper-tropospheric waves can be interpreted concisely using concepts of potential vorticity. Based on these results, a possible mechanism for Type B cyclogenesis in the storm track regions is proposed that involves the propagation and structural modification of baroclinic wave packets in a zonally varying basic flow.

Whitaker, Jeffrey S.↗

The Impact of Dry Saharan Air on Tropical Cyclone Intensification

The controversial role of the dry Saharan Air Layer (SAL) on tropical storm intensification in the Atlantic will be addressed. The SAL has been argued in previous studies to have potential positive influences on storm development, but most recent studies have argued for a strong suppressing influence on storm intensification as a result of dry air, high stability, increased vertical wind shear, and microphysical impacts of dust. Here, we focus on observations of Hurricane Helene (2006), which occurred during the NASA African Monsoon Multidisciplinary Activities (NAMMA) experiment. Satellite and airborne observations, combined with global meteorological analyses depict the initial environment of Helene as being dominated by the SAL, although with minimal evidence that the SAL air actually penetrated to the core of the disturbance. Over the next several days, the SAL air quickly moved westward and was gradually replaced by a very dry, dust-free layer associated with subsidence. Despite the wrapping of this very dry air around the storm, Helene intensified steadily to a Category 3 hurricane suggesting that the dry air was unable to significantly slow storm intensification. Several uncertainties remain about the role of the SAL in Helene (and in tropical cyclones in general). To better address these uncertainties, NASA will be conducting a three year airborne campaign called the Hurricane and Severe Storm Sentinel (HS3). The HS3 objectives are: To obtain critical measurements in the hurricane environment in order to identify the role of key factors such as large-scale wind systems (troughs, jet streams), Saharan air masses, African Easterly Waves and their embedded critical layers (that help to isolate tropical disturbances from hostile environments). To observe and understand the three-dimensional mesoscale and convective-scale internal structures of tropical disturbances and cyclones and their role in intensity change. The mission objectives will be achieved using two Global Hawk (GH) Unmanned Airborne Systems (UASs) with separate comprehensive environmental and over-storm payloads. The GH flight altitudes (>16.8 km) allow overflights of most convection and sampling of upper-tropospheric winds. Deployments from Goddard s Wallops Flight Facility and ~26-hour flight durations will provide coverage of the entire Atlantic Ocean basin, and on-station times up to 5-22 h depending on storm location. Deployments will be in September of 2012 and from late-August to late- September 2013-2014, with up to eleven 26-h flights per deployment.

Braun, Scott A.↗

Space-Based Sentinels for Measurement of Infrared Cooling in the Thermosphere for Space Weather Nowcasting

Infrared radiative cooling by nitric oxide (NO) and carbon dioxide (CO2) modulates the thermosphere’s density and thermal response to geomagnetic storms. Satellite tracking and collision avoidance planning require accurate density forecasts during these events. Over the past several years, failed density forecasts have been tied to the onset of rapid and significant cooling due to production of NO and its associated radiative cooling via emission of infrared radiation at 5.3 μm. These results have been diagnosed, after the fact, through analyses of measurements of infrared cooling made by the Sounding of the Atmosphere using Broadband Emission Radiometry instrument now in orbit over 16 years on the National Aeronautics and Space Administration Thermosphere, Ionosphere, Mesosphere Energetics and Dynamics satellite. Radiative cooling rates for NO and CO2 have been further shown to be directly correlated with composition and exospheric temperature changes during geomagnetic storms. These results strongly suggest that a network of smallsats observing the infrared radiative cooling of the thermosphere could serve as space weather sentinels. These sentinels would observe and provide radiative cooling rate data in real time to generate nowcasts of density and aerodynamic drag on space vehicles. Currently, radiative cooling is not directly considered in operational space weather forecast models. In addition, recent research has shown that different geomagnetic storm types generate substantially different infrared radiative response, and hence, substantially different thermospheric density response. The ability to identify these storms, and to measure and predict the Earth’s response to them, should enable substantial improvement in thermospheric density forecasts.

Mlynczak, Martin G.↗

The Origin and Evolution of Deep Plasmaspheric Notches

Deep plasmaspheric notches can extend over more than 2 RE in radial distance and 3 hours MLT in the magnetic equatorial plane. They appear to be among the largest evacuated features in the exterior plasmaspheric boundary. They can last for days and exhibit varying structure. It appears that low-density channels resulting from the entrainment of the plasmaspheric convection plume during storm-time recovery share the same origin as notches. Notches rather than channels result from differences in storm- time conditions. Strong convection tends to result in low-density channels, while weaker convection and limited erosion results in notches. Eighteen events in 2000 have been analyzed. Among these events, notches were found to drift as slowly as 72% of corotation. In only one case was a notch found to drift at the corotation rate within measurement error. On average, notches drift at about 2 1.5 hours per day or 90% of the co-rotational rate. Notches also sometimes exhibit an interior structure that appears as an extended prominence of dense plasma, which forms a W-like feature in IMAGEEUV images when viewed from Earth-center. Modeling suggests such features may be caused by small-scale potential structures that result from the localized injection of ring current plasma. Plasma filling rates during recovery and drainage during a minor storm are reported.

Gallagher, D. L.↗

The Atlantic Jet Response to Stratospheric Events: A Regime Perspective

The tropospheric response to Sudden Stratospheric Warmings (SSWs) is associated with an equatorward shift in the midlatitude jet and associated storm tracks, while Strong Polar Vortex (SPV) events elicit a contrasting response. Recent analyses of the North Atlantic jet using probability density functions of a jet latitude index have identified three preferred jet latitudes, raising the question of whether the tropospheric response to SSWs and SPVs results from a change in relative frequencies of these preferred jet regimes rather than a systematic jet shift. We explore this question using atmospheric reanalysis data from 1979 to 2018 (26 SSWs and 33 SPVs), and a 202-years integration of the Whole Atmosphere Community Climate Model (92 SSWs and 68 SPVs). Following SSWs, the northern jet regime becomes less common and the central and southern regimes become more common. These changes occur almost immediately following “split” vortex events, but are more delayed following “displacement” events. In contrast, the northern regime becomes more frequent and the southern regime less frequent following SPV events. Following SSWs, composites of 500-hPa geopotential heights, surface air temperatures, and precipitation most closely resemble composites of the southern jet regime, and are generally opposite in sign to the composites of the northern jet regime. These comparisons are reversed following SPVs. Thus, one possible interpretation is that the two southernmost regimes appear to be favored following SSWs, while the southernmost regime becomes less common following SPVs.

54 ENVIRONMENTAL SCIENCES↗

Evaluating Atmospheric River Impacts on Energy and Moisture Transport in the Arctic Using Different Detection Algorithms

Atmospheric rivers (ARs) significantly impact the Arctic climate system by enhancing atmospheric heat and moisture transport and altering the local energy budget. Developing AR detection tools (ARDTs) is critical yet challenging. This study evaluates 12 ARDTs in the Arctic to assess their performance in representing atmospheric heat (represented by moist static energy) and moisture transport, as well as surface downward longwave radiation (LWD) and precipitation impacts, spanning 2000 to 2019 using ERA5 reanalysis. We find that AR occurrence frequency in the Arctic varies widely, from less than 1% to over 13%, depending on the ARDT. This variability leads to differences in contributions to poleward atmospheric heat (<1%–33%) and moisture (<1%–49%) transport. The highest AR frequency, and corresponding contributions to atmospheric heat and moisture transport, occurs over the Atlantic sector during non-summer seasons for most ARDTs. This region aligns with the primary poleward moisture pathway and the end of climatological mid-latitude storm tracks, highlighting strong connections between Arctic ARs and mid-latitude cyclones. ARs induce significant LWD anomalies, largest in winter, smallest in summer, and also substantially contribute to the seasonal precipitation. Global ARDTs detect fewer ARs with larger anomalies (>100 W m−2 in higher Arctic), but contribute <1% to seasonal climatological LWD and precipitation. In contrast, polar-specific ARDTs detect higher AR occurrences and account for up to 16% of seasonal LWD and 41% precipitation. This suggests that algorithms emphasizing extreme events with large anomalies do not necessarily indicate a large climate radiative and precipitation impact.

Zhang, Chen [University of Colorado, Boulder, CO (↗

Hurricane Maria Puerto Rico Landsat Analysis

Hurricane Maria made landfall as a strong Category 4 storm in southeast Puerto Rico on September 20th, 2018. The powerful storm traversed the island in a northwesterly direction causing widespread destruction. This study focused on a rapid assessment of Hurricane Marias impact to Puerto Ricos forests. Calibrated and corrected Landsat 8 image composites for the entire island were generated using Google Earth Engine for a comparable pre-Maria and post-Maria time period that accounted for phenology. Spectral mixture analysis (SMA) using image-derived end members was carried out on both composites to calculate the change in the non-photosynthetic vegetation (Delta-NPV) spectral response, a metric that quantifies the increased fraction of exposed wood and surface litter associated with tree mortality and crown damage from the storm. Hurricane simulations were also conducted using the Weather Research and Forecasting (WRF) regional climate model to estimate wind speeds associated with forest disturbance. Dramatic changes in forest structure across the entire island were evident from pre- and post-Maria composited Landsat 8 images. A Delta-NPV map for only the forested pixels illustrated significant spatial variability in disturbance, with patterns that associated with factors such as slope, aspect and elevation. An initial order-of-magnitude impact estimate based on previous work indicated that Hurricane Maria may have caused mortality and severe damage to 23-31 million trees. Additional field work and image analyses are required to further detail the impact of Hurricane Maria to Puerto Rico forests. A minor update to this dataset was posted on April 20, 2018. The previous version is being retired. If you need access to the prior version of the data, email ngee-tropics-archive@lbl.gov.

54 ENVIRONMENTAL SCIENCES↗