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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 73 records · Page 4
All sourcesNASA NTRSDOE OSTI
DOE OSTI2022

Particle physics and cosmology of the string derived no-scale flipped SU(5)

In a recent paper, we identified a cosmological sector of a flipped SU(5) model derived in the free fermionic formulation of the heterotic superstring, containing the inflaton and the goldstino superfields with a superpotential leading to Starobinsky type inflation, while SU(5) × U(1) is still unbroken. Here, we study the properties and phenomenology of the vacuum after the end of inflation, where the gauge group is broken to the Standard Model. We identify a set of vacuum expectation values, triggered by the breaking of an anomalous U(1) A gauge symmetry at roughly an order of magnitude below the string scale, that solve the F and D-flatness supersymmetric conditions up to 6th order in the superpotential which is explicitly computed, leading to a successful particle phenomenology. In particular, all extra colour triplets become superheavy guaranteeing observable proton stability, while the Higgs doublet mass matrix has a massless pair eigenstate with realistic hierarchical Yukawa couplings to quarks and leptons. The supersymmetry breaking scale is constrained to be high, consistent with the non observation of supersymmetry signals at the LHC.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2015

Superstrings

The quest to find the ultimate building blocks of nature is one of the oldest in all of physics. While we are far from knowing the answer to that question, one intriguing proposed answer is that all matter is composed of tiny “strings.” The known particles are simply different vibrational patterns of these strings. In this video, Fermilab’s Dr. Don Lincoln explains this idea, using interesting and accessible examples of real-world vibrations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Photon masses in the landscape and the swampland

In effective quantum field theory, a spin-1 vector boson can have a technically natural small mass that does not originate from the Higgs mechanism. For such theories, which may be written in Stückelberg form, there is no point in field space at which the mass is exactly zero. I argue that quantum gravity differs from, and constrains, effective field theory: arbitrarily small Stückelberg masses are forbidden. In particular, the limit in which the mass goes to zero lies at infinite distance in field space, and this distance is correlated with a tower of modes becoming light according to the Swampland Distance Conjecture. Application of Tower or Sublattice variants of the Weak Gravity Conjecture makes this statement more precise: for a spin-1 vector boson with coupling constant e and Stückelberg mass m, local quantum field theory breaks down at energies at or below ΛUV = min((mMPl/e)1/2, e1/3MPl). Combined with phenomenological constraints, this argument implies that the Standard Model photon must be exactly massless. It also implies that much of the parameter space for light dark photons, which are the target of many experimental searches, is compatible only with Higgs and not Stückelberg mass terms. This significantly affects the experimental limits and cosmological histories of such theories. I explain various caveats and weak points of the arguments, including loopholes that could be targets for model-building.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Corners and islands in the S-matrix bootstrap of the open superstring

We bootstrap the Veneziano superstring amplitude in 10 dimensions from the bottom-up. Starting with the most general maximally supersymmetric Yang-Mills EFT, we input information about the lowest-lying massive states, which we assume contribute via tree-level exchanges to the 4-point amplitude. We show the following: (1) if there is only a single state at the lowest mass, it must be a scalar. (2) Assuming a string-inspired gap between the mass of this scalar and any other massive states, the allowed region of Wilson coefficients has a new sharp corner where the Veneziano amplitude is located. (3) Upon fixing the next massive state to be a vector, the EFT bounds have a one-parameter family of corners; these would correspond to models with linear Regge trajectories of varying slopes, one of which is the open superstring. (4) When the ratio between the massive scalar coupling and the tr F 4 coefficient is fixed to its string value, the spin and mass of the second massive state is determined by the bootstrap and the Veneziano amplitude is isolated on a small island in parameter space. Finally, we compare with other recent bootstraps approaches, both the pion model and imposing Regge-inspired maximal spin constraints.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Confinement/deconfinement transition in the D0-brane matrix model — A signature of M-theory?

We study the confinement/deconfinement transition in the D0-brane matrix model (often called the BFSS matrix model) and its one-parameter deformation (the BMN matrix model) numerically by lattice Monte Carlo simulations. Our results confirm general expectations from the dual string/M-theory picture for strong coupling. In particular, we observe the confined phase in the BFSS matrix model, which is a nontrivial consequence of the M-theory picture. We suggest that these models provide us with an ideal framework to study the Schwarzschild black hole, M-theory, and furthermore, the parameter region of the phase transition between type IIA superstring theory and M-theory. A detailed study of M-theory via lattice Monte Carlo simulations of the D0-brane matrix model might be doable with much smaller computational resources than previously expected.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Superstring-inspired particle cosmology: inflation, neutrino masses, leptogenesis, dark matter & the SUSY scale

We develop a string-inspired model for particle cosmology, based on a flipped SU(5)×U(1) gauge group formulated in a no-scale supergravity framework. The model realizes Starobinsky-like inflation, which we assume to be followed by strong reheating, with the GUT symmetry being broken subsequently by a light ‘flaton’ field whose decay generates a second stage of reheating. We discuss the production of gravitinos and the non-thermal contribution made by their decays to the density of cold dark matter, which is assumed to be provided by the lightest neutralino. We also discuss the masses of light and heavy neutrinos and leptogenesis. As discussed previously, a key rôle is played by a superpotential coupling between the inflaton, matter and GUT Higgs fields, called λ 6 . We scan over possible values of λ 6 , exploring the correlations between the possible values of observables. We emphasize that the release of entropy during the GUT transition allows large regions of supersymmetry-breaking parameter space that would otherwise lead to severe overdensity of dark matter. Furthermore, we find that the Big Bang nucleosynthesis lower limit on the reheating temperature of ~ 1 MeV restricts the supersymmetry-breaking scale to a range O(10) TeV that is consistent with the absence of supersymmetric particles at the LHC.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS1986

Dark matter and cosmological nucleosynthesis

Existing dark matter problems, i.e., dynamics, galaxy formation and inflation, are considered, along with a model which proposes dark baryons as the bulk of missing matter in a fractal universe. It is shown that no combination of dark, nonbaryonic matter can either provide a cosmological density parameter value near unity or, as in the case of high energy neutrinos, allow formation of condensed matter at epochs when quasars already existed. The possibility that correlations among galactic clusters are scale-free is discussed. Such a distribution of matter would yield a fractal of 1.2, close to a one-dimensional universe. Biasing, cosmic superstrings, and percolated explosions and hot dark matter are theoretical approaches that would satisfy the D = 1.2 fractal model of the large-scale structure of the universe and which would also allow sufficient dark matter in halos to close the universe.

Schramm, D. N.↗
DOE OSTI2023

Thermomechanical Cleave of Polycrystalline CdTe Solar Cells and its Applications: A Review

One of the primary research challenges for cadmium telluride (CdTe) solar cells is addressing its open‐circuit voltage ( V OC ) deficit. While theoretical studies and single crystal work show V OC > 1 V is possible, devices remain stubbornly low at ≈800–900 mV. As absorber opto‐electronic properties (e.g., hole density, carrier lifetime) are improved, device modeling suggests that interfaces become limiting. Because CdTe‐based devices are typically grown in the superstrate configuration, the back interface is relatively accessible for manipulation and study, while the front interface (i.e., the heterojunction region) is buried under microns of material and inaccessible. NREL has developed a novel technique to thermomechanically cleave polycrystalline CdTe device stacks directly at the front interface, enabling characterization and controlled manipulation of this important region. Herein, recent work, primarily from NREL, will be reviewed, including considerations for achieving successful delamination; key scientific discoveries about the front interface that have been enabled by this technique; and practical applications, such as flexible, low‐cost solar with high power‐to‐weight ratio.

14 SOLAR ENERGY↗
DOE OSTI2022

Warped compactifications and holographic duality

We review warped compactifications of superstring theory with some attention to the limit in which these resemble “bottom-up” phenomenological models. In addition to some discussion of the original Klebanov–Witten and Klebanov–Strassler setups, we also touch on various generalizations of the geometry that have been considered. Various other systems with a holographic duality are also briefly reviewed. The point of this latter exploration is to illustrate how far beyond the standard AdS 5 × S 5 setup things have moved over the years.

Physics↗
NASA NTRS1993

Review of rigorous coupled-wave analysis and of homogeneous effective medium approximations for high spatial-frequency surface-relief gratings

A review of the rigorous coupled-wave analysis as applied to the diffraction of electro-magnetic waves by gratings is presented. The analysis is valid for any polarization, angle of incidence, and conical diffraction. Cascaded and/or multiplexed gratings as well as material anisotropy can be incorporated under the same formalism. Small period rectangular groove gratings can also be modeled using approximately equivalent uniaxial homogeneous layers (effective media). The ordinary and extraordinary refractive indices of these layers depend on the gratings filling factor, the refractive indices of the substrate and superstrate, and the ratio of the freespace wavelength to grating period. Comparisons of the homogeneous effective medium approximations with the rigorous coupled-wave analysis are presented. Antireflection designs (single-layer or multilayer) using the effective medium models are presented and compared. These ultra-short period antireflection gratings can also be used to produce soft x-rays. Comparisons of the rigorous coupled-wave analysis with experimental results on soft x-ray generation by gratings are also included.

Glytsis, Elias N.↗
NASA NTRS1992

Electromagnetic scattering and radiation from microstrip patch antennas and spirals residing in a cavity

A new hybrid method is presented for the analysis of the scattering and radiation by conformal antennas and arrays comprised of circular or rectangular elements. In addition, calculations for cavity-backed spiral antennas are given. The method employs a finite element formulation within the cavity and the boundary integral (exact boundary condition) for terminating the mesh. By virtue of the finite element discretization, the method has no restrictions on the geometry and composition of the cavity or its termination. Furthermore, because of the convolutional nature of the boundary integral and the inherent sparseness of the finite element matrix, the storage requirement is kept very low at O(n). These unique features of the method have already been exploited in other scattering applications and have permitted the analysis of large-size structures with remarkable efficiency. In this report, we describe the method's formulation and implementation for circular and rectangular patch antennas in different superstrate and substrate configurations which may also include the presence of lumped loads and resistive sheets/cards. Also, various modelling approaches are investigated and implemented for characterizing a variety of feed structures to permit the computation of the input impedance and radiation pattern. Many computational examples for rectangular and circular patch configurations are presented which demonstrate the method's versatility, modeling capability and accuracy.

Volakis, J. L.↗
DOE OSTI2019

Quantizing a solitonic string

Quite often the zero mode dynamics on solitonic vortices are described by a non-conformal effective world-sheet sigma model (WSSM). We address the problem of solitonic string quantization in this case. As well-known, only critical strings with conformal WSSMs are self-consistent in ultra-violet (UV) domain. Thus, we look for the appropriate UV completion of the low-energy non-conformal WSSM. We argue that for the solitonic strings supported in well-defined bulk theories the UV complete WSSM has a UV fixed point which can be used for string quantization. As an example, we consider BPS non- Abelian vortices supported by four-dimensional (4D) N = 2 SQCD with the gauge group U(N) and Nf quark multiplets where N f ≥ N. In addition to translational moduli the non-Abelian vortex under consideration carries orientational and size moduli. Their low- energy dynamics are described by a two-dimensional N = (2, 2) supersymmetric weighted model, namely, WCP (N, N f – N ). Given our UV completion of this WSSM we find its UV fixed point. The latter defines a superconformal WSSM. We observe two cases in which this conformal WSSM, combined with the free theory for four translational moduli, has ten-dimensional target space required for superstrings to be critical.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Calabi-Yau CFTs and random matrices

Using numerical methods for finding Ricci-flat metrics, we explore the spectrum of local operators in two-dimensional conformal field theories defined by sigma models on Calabi-Yau targets at large volume. Focusing on the examples of K3 and the quintic, we show that the spectrum, averaged over a region in complex structure moduli space, possesses the same statistical properties as the Gaussian orthogonal ensemble of random matrix theory.

superstring vacua↗
DOE OSTI2021

Charge completeness and the massless charge lattice in F-theory models of supergravity

We prove that, for every 6D supergravity theory that has an F-theory description, the property of charge completeness for the connected component of the gauge group (meaning that all charges in the corresponding charge lattice are realized by massive or massless states in the theory) is equivalent to a standard assumption made in F-theory for how geometry encodes the global gauge theory by means of the Mordell-Weil group of the elliptic fibration. This result also holds in 4D F-theory constructions for the parts of the gauge group that come from sections and from 7-branes. We find that in many 6D F-theory models the full charge lattice of the theory is generated by massless charged states; this occurs for each gauge factor where the associated anomaly coefficient satisfies a simple positivity condition. We describe many of the cases where this massless charge sufficiency condition holds, as well as exceptions where the positivity condition fails, and analyze the related global structure of the gauge group and associated Mordell-Weil torsion in explicit F-theory models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2018

Abelian F-theory models with charge-3 and charge-4 matter

This paper analyzes U(1) F-theory models admitting matter with charges q = 3 and 4. First, we systematically derive a q = 3 construction that generalizes the previous q = 3 examples. We argue that U(1) symmetries can be tuned through a procedure reminiscent of the SU( N ) and Sp( N ) tuning process. For models with q = 3 matter, the components of the generating section vanish to orders higher than 1 at the charge-3 matter loci. As a result, the Weierstrass models can contain non-UFD structure and thereby deviate from the standard Morrison-Park form. Techniques used to tune SU( N ) models on singular divisors allow us to determine the non-UFD structures and derive the q = 3 tuning from scratch. Here, we also obtain a class of a q=4 models by deforming a prior U(1) × U(1) construction. To the author’s knowledge, this is the first published F-theory example with charge-4 matter. Finally, we discuss some conjectures regarding models with charges larger than 4.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Was There a Negative Vacuum Energy in Your Past?

We introduce a novel model for the origin of the observable universe in which a flat universe with a positive vacuum energy is proceeded by a flat universe with a negative vacuum energy. A negative vacuum energy is consistent with a supersymmetric ground state similar to that predicted by superstring theories. A positive vacuum energy could emerge as a result of the gravitational collapse of the negative vacuum energy universe when the matter temperature reaches a characteristic value where supersymmetry is strongly broken. In principle this allows one to derive all the features of our expanding universe from a single parameter: the magnitude of the pre-big bang negative vacuum energy density. In this paper, a simple model for the big bang is introduced which allows us to use the present day entropy density, and temperature fluctuations of the CMB, together with the present day density of dark matter, to predict the magnitude of the negative vacuum energy. This model for the big bang also makes a dramatic prediction: dark matter consists of compact objects with masses on the order of 104 solar masses. Remarkably this is consistent with numerical simulations for how the primordial fluctuations in the density of dark matter give rise to the observed inhomogeneous distribution of matter in our universe. Our model for the big bang also allows for the production of some compact objects with masses greater than 104 solar masses which are consistent with observations of massive compact objects at the center of the earliest galaxies.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2014

REPORT OF RESEARCH ACCOMPLISHMENTS AND FUTURE GOALS HIGH ENERGY PHYSICS

Caltech High Energy Physics (HEP) has a broad program in both experimental and theoretical physics. We are known for our creativity and leadership. The future is uncertain and we strive to be involved in all the major areas of experimental and theoretical HEP physics so no matter where the important discoveries occur we are well positioned to play an important role. An outstanding group of postdoctoral scholars, graduate students, staff scientists, and technical and administrative personnel support our efforts in experimental and theoretical physics. The PI’s on this grant are involved in the following program of experimental and theoretical activities: I) EXPERIMENTAL PHYSICS Our CMS group, led by Harvey Newman and Maria Spiropulu, has played a key role in the discovery and interpretation of the Higgs boson and in searches for new physics. They have important hardware responsibilities in both ECAL and HCAL and are also involved in the upgrades needed for the High Luminosity LHC. Newman's group also develops and operates Grid-based computing, networking, and collaborative systems for CMS and the US HEP community. The charged lepton (Mu2e) and quark BaBar flavor physics group is led by David Hitlin and Frank Porter. On Mu2e they have been instrumental in the design of the calorimeter. Construction responsibilities include one third of the crystals and associated readout as well as the calibration system. They also will have responsibility for a major part of the online system software. Although data taking ceased in 2008 the Caltech BaBar group is active on several new forefront analyses. The neutrino group is led by Ryan Patterson. They are central to NOvA's core oscillation physics program, to calibration, and to detector readiness being responsible for the production and installation of 12,000 APD arrays. They have key roles in neutrino appearance and disappearance analysis in MINOS and MINOS+. Sunil Golwala leads the dark matter direct detection effort. Areas of activity include: CDMS II data analysis, contributions to SuperCDMS Soudan operations and analysis, R&D towards SuperCDMS SNOLAB, development of a novel screener for radiocontamination (the BetaCage), and development of new WIMP detector concepts. Ren-Yuan Zhu leads the HEP crystal laboratory for the advanced detector R&D effort. The crystal lab is involved in development of novel scintillating crystals and has proposed several crystal based detector concepts for future HEP experiments at the energy and intensity frontiers. Its current research effort is concentrated on development of fast crystal scintillators with good radiation hardness and low cost. II) THEORETICAL PHYSICS The main theme of Sergei Gukov's current research is the relation between the geometry of quantum group invariants and their categorification, on the one hand, and the physics of supersymmetric gauge theory and string theory, on the other. Anton Kapustin's research spans a variety of topics in non-perturbative Quantum Field Theory (QFT). His main areas of interest are supersymmetric gauge theories, non-perturbative dualities in QFT, disorder operators, Topological Quantum Field Theory, and non-relativistic QFT. He is also interested in the foundations and possible generalizations of Quantum Mechanics. Hirosi Ooguri's current research has two main components. One is to find exact results in Calabi-Yau compactification of string theory. Another is to explore applications of the AdS/CFT correspondence. He also plans to continue his project with Caltech postdoctoral fellows on BPS spectra of supersymmetric gauge theories in diverse dimensions. John Preskill works on quantum information science. This field may lead to important future technologies, and also lead to new understanding of issues in fundamental physics John Schwarz has been exploring a number of topics in superstring theory/M-theory, supersymmetric gauge theory, and their AdS/CFT relationships. Much of the motivation for these studies is the desire to gain a deeper understanding of superstring theory and M-theory. The research interests of Mark Wise span particle physics, cosmology and nuclear physics. His recent work has centered on extensions of the standard model where baryon number and lepton number are gauged and extensions of the standard model that have novel sources of baryon number violation and new sources of charged lepton flavor violation

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Fun with F24

We study some special features of F 24 , the holomorphic c = 12 superconformal field theory (SCFT) given by 24 chiral free fermions. We construct eight different Lie superalgebras of “physical” states of a chiral superstring compactified on F 24 , and we prove that they all have the structure of Borcherds-Kac-Moody superalgebras. This produces a family of new examples of such superalgebras. The models depend on the choice of an \( \mathcal{N} \) = 1 supercurrent on F 24 , with the admissible choices labeled by the semisimple Lie algebras of dimension 24. We also discuss how F 24 , with any such choice of supercurrent, can be obtained via orbifolding from another distinguished c = 12 holomorphic SCFT, the \( \mathcal{N} \) = 1 supersymmetric version of the chiral CFT based on the E 8 lattice.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗