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The Transverse and Longitudinal Response Functions in 4He(e,e’) for the Range 0.55 GeV/c lte |q right-arrow| lte 1.0 GeV/c

In electron scattering off a nuclear target, the Coulomb sum is defined as the integration of the longitudinal response function RL over the energy loss of the incident electron in the quasi-elastic nucleon knock-out process. The Coulomb Sum Rule states that at sufficient high three-momentum-transfer |q-right arrow|, the Coulomb sum should equal to the total number of protons in the nucleus: SL -> 1. Previously, precision data existed only up to |q-right arrow| = 600 MeV/c due to the limited beam energy used, and one data point existed for |q-right arrow| = 1.14 GeV/c but with limited precision. During Jefferson Lab experiment E05-110, electron scattering cross sections were measured in the quasi-elastic region on 4He, 12C, 56Fe and 208Pb targets at four scattering angles (15deg., 60deg., 90deg., 120deg.). The longitudinal and transverse response functions RL and RT were extracted in the momentum transfer range 0.55 GeV/c lte |q-right arrow| lte 1.0 GeV/c using the Rosenbluth separation method. The Coulomb sum was formed in the same |q-right arrow| range. The focus of this thesis is the extraction of RL,T from the 4He target data. Preliminary results on RL,T and the Coulomb sum SL for 4He will be presented. The Coulomb sum for 4He is found to be in good agreement with previous data, and still indicate quenching (SL < 1) for the |q-right arrow| region measured by this experiment.

Jin, Kai↗

Unitarity of bespoke amplitudes

We use partial wave unitarity to constrain various bespoke four-point amplitudes. We start by constructing bespoke generalizations of the type-I superstring amplitude, which we show satisfy dual resonance and have suitable high-energy limits. By analyzing the behavior of partial wave coefficients for highly massive states, we strictly rule out all bespoke amplitudes with asymptotically nonlinear Regge trajectories and place constraints on the first few nontrivial parameters in asymptotically linear cases. Finally, we argue that while a large class of unitary bespoke amplitudes fails to satisfy Regge sum rules, there exists a smaller subclass with a vanishing mass gap that is superpolynomially bounded.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

The Migdal effect in semiconductors for dark matter with masses below ~ 100 MeV

Dark matter scattering off a nucleus has a small probability of inducing an observable ionization through the inelastic excitation of an electron, called the Migdal effect. We use an effective field theory to extend the computation of the Migdal effect in semiconductors to regions of small momentum transfer to the nucleus, where the final state of the nucleus is no longer well described by a plane wave. Our analytical result can be fully quantified by the measurable dynamic structure factor of the semiconductor, which accounts for the vibrational degrees of freedom (phonons) in a crystal. We show that, due to the sum rules obeyed by the structure factor, the inclusive Migdal rate and the shape of the electron recoil spectrum is well captured by approximating the nuclei in the crystal as free ions; however, the exclusive differential rate with respect to energy depositions to the crystal depends on the phonon dynamics encoded in the dynamic structure function of the specific material. Our results now allow the Migdal effect in semiconductors to be evaluated even for the lightest dark matter candidates (m χ ≳ 1 MeV) that can kinematically excite electrons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

The photon content of the neutron

In this work, we complete our CT18qed study with the neutron’s photon parton distribution function (PDF), which is essential for the nucleus scattering phenomenology. Two methods, CT18lux and CT18qed, based on the LUXqed formalism and the DGLAP evolution, respectively, to determine the neutron’s photon PDF have been presented. Various low-Q 2 non-perturbative variations have been carefully examined, which are treated as additional uncertainties on top of those induced by quark and gluon PDFs. The impacts of the momentum sum rule as well as isospin symmetry violation have been explored and turned out to be negligible. A detailed comparison with other neutron’s photon PDF sets has been performed, which shows a great improvement in the precision and a reasonable uncertainty estimation. Finally, two phenomenological implications are demonstrated with photon-initiated processes: neutrino-nucleus W-boson production, which is important for the near-future TeV–PeV neutrino observations, and the axion-like particle production at a high-energy muon beam-dump experiment.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Five-point superluminality bounds

We investigate how the speed of propagation of physical excitations is encoded in the coefficients of five-point interactions. This leads to a superluminality bound on scalar five-point interactions, which we present here for the first time. To substantiate our result, we also consider the case of four-point interactions for which bounds from S-matrix sum rules exist and show that these are parametrically equivalent to the bounds obtained within our analysis. Finally, we extend the discussion to a class of higher-point interactions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Sharp boundaries for the swampland

We reconsider the problem of bounding higher derivative couplings in consistent weakly coupled gravitational theories, starting from general assumptions about analyticity and Regge growth of the S-matrix. Higher derivative couplings are expected to be of order one in the units of the UV cutoff. Our approach justifies this expectation and allows to prove precise bounds on the order one coefficients. Our main tool are dispersive sum rules for the S-matrix. We overcome the difficulties presented by the graviton pole by measuring couplings at small impact parameter, rather than in the forward limit. We illustrate the method in theories containing a massless scalar coupled to gravity, and in theories with maximal supersymmetry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Causality, unitarity and symmetry in effective field theory

Sum rules in effective field theories, predicated upon causality, place restrictions on scattering amplitudes mediated by effective contact interactions. Through unitarity of the S -matrix, these imply that the size of higher dimensional corrections to transition amplitudes between different states is bounded by the strength of their contributions to elastic forward scattering processes. This places fundamental limits on the extent to which hypothetical symmetries can be broken by effective interactions. All analysis is for dimension 8 operators in the forward limit. Included is a thorough derivation of all positivity bounds for a chiral fermion in SU(2) and SU(3) global symmetry representations resembling those of the Standard Model, general bounds on flavour violation, new bounds for interactions between particles of different spin, inclusion of loops of dimension 6 operators and illustration of the resulting strengthening of positivity bounds over tree-level expectations, a catalogue of supersymmetric effective interactions up to mass dimension 8 and 4 legs and the demonstration that supersymmetry unifies the positivity theorems as well as the new bounds.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Geometry of conformal manifolds and the inversion formula

Families of conformal field theories are naturally endowed with a Riemannian geometry which is locally encoded by correlation functions of exactly marginal operators. We show that the curvature of such conformal manifolds can be computed using Euclidean and Lorentzian inversion formulae, which combine the operator content of the conformal field theory into an analytic function. Analogously, operators of fixed dimension define bundles over the conformal manifold whose curvatures can also be computed using inversion formulae. These results relate curvatures to integrated four-point correlation functions which are sensitive only to the behavior of the theory at separated points. We apply these inversion formulae to derive convergent sum rules expressing the curvature in terms of the spectrum of local operators and their three-point function coefficients. We further show that the curvature can smoothly diverge only if a conserved current appears in the spectrum, or if the theory develops a continuum. We verify our results explicitly in 2d examples. In particular, for 2d (2,2) superconformal field theories we derive a lower bound on the scalar curvature, which is saturated by free theories when the central charge is a multiple of three.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

The Energy-Energy Correlation in the back-to-back limit at N 3 LO and N 3 LL'

We present the analytic formula for the Energy-Energy Correlation (EEC) in electron-positron annihilation computed in perturbative QCD to next-to-next-to-next-to-leading order (N 3 LO) in the back-to-back limit. In particular, we consider the EEC arising from the annihilation of an electron-positron pair into a virtual photon as well as a Higgs boson and their subsequent inclusive decay into hadrons. Our computation is based on a factorization theorem of the EEC formulated within Soft-Collinear Effective Theory (SCET) for the back-to-back limit. We obtain the last missing ingredient for our computation — the jet function — from a recent calculation of the transverse-momentum dependent fragmentation function (TMDFF) at N 3 LO. We combine the newly obtained N 3 LO jet function with the well known hard and soft function to predict the EEC in the back-to-back limit. The leading transcendental contribution of our analytic formula agrees with previously obtained results in N = 4 supersymmetric Yang-Mills theory. We obtain the N = 2 Mellin moment of the bulk region of the EEC using momentum sum rules. Finally, we obtain the first resummation of the EEC in the back-to-back limit at N 3 LL' accuracy, resulting in a factor of ~ 4 reduction of uncertainties in the peak region compared to N 3 LL predictions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Flavoured axions in the tail of B q → μ+μ- and B → γ* form factors

We discuss how LHC di-muon data collected to study B q → μμ can be used to constrain light particles with flavour-violating couplings to b -quarks. Focussing on the case of a flavoured QCD axion, a , we compute the decay rates for B q → μμa and the SM background process B q → μμγ near the kinematic endpoint. These rates depend on non-perturbative B q → γ (*) form factors with on- or off-shell photons. The off-shell form factors — relevant for generic searches for beyond-the-SM particles — are discussed in full generality and computed with QCD sum rules for the first time. This includes an extension to the low-lying resonance region using a multiple subtracted dispersion relation. With these results, we analyse available LHCb data to obtain the sensitivity on B q → μμa at present and future runs. We find that the full LHCb dataset alone will allow to probe axion-coupling scales of the order of 10 6 GeV for both b → d and b → s transitions. As a spin-off application of the off-shell form factors we further analyse the case of light, Beyond the Standard Model, vectors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Transverse momentum distributions of heavy hadrons and polarized heavy quarks

We initiate the study of transverse momentum-dependent (TMD) fragmentation functions for heavy quarks, demonstrate their factorization in terms of novel nonperturbative matrix elements in heavy-quark effective theory (HQET), and prove new TMD sum rules that arise from heavy-quark spin symmetry. We discuss the phenomenology of heavy-quark TMD FFs at B factories and find that the Collins effect, in contrast to claims in the literature, is not parametrically suppressed by the heavy-quark mass. We further calculate all TMD parton distribution functions for the production of heavy quarks from polarized gluons within the nucleon and use our results to demonstrate the potential of the future EIC to resolve TMD heavy-quark fragmentation in semi-inclusive DIS, complementing the planned EIC program to use heavy quarks as probes of gluon distributions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

AdS bulk locality from sharp CFT bounds

It is a long-standing conjecture that any CFT with a large central charge and a large gap Δ gap in the spectrum of higher-spin single-trace operators must be dual to a local effective field theory in AdS. We prove a sharp form of this conjecture by deriving numerical bounds on bulk Wilson coefficients in terms of Δ gap using the conformal bootstrap. Our bounds exhibit the scaling in Δ gap expected from dimensional analysis in the bulk. Our main tools are dispersive sum rules that provide a dictionary between CFT dispersion relations and S-matrix dispersion relations in appropriate limits. This dictionary allows us to apply recently-developed flat-space methods to construct positive CFT functionals. We show how AdS 4 naturally resolves the infrared divergences present in 4D flat-space bounds. Our results imply the validity of twice-subtracted dispersion relations for any S-matrix arising from the flat-space limit of AdS/CFT.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Positivity and geometric function theory constraints on pion scattering

This paper presents the fascinating correspondence between the geometric function theory and the scattering amplitudes with O(N) global symmetry. A crucial ingredient to show such correspondence is a fully crossing symmetric dispersion relation in the z-variable, rather than the fixed channel dispersion relation. We have written down fully crossing symmetric dispersion relation for O(N) model in z-variable for three independent combinations of isospin amplitudes. We have presented three independent sum rules or locality constraints for the O(N) model arising from the fully crossing symmetric dispersion relations. We have derived three sets of positivity conditions. We have obtained two-sided bounds on Taylor coefficients of physical Pion amplitudes around the crossing symmetric point (for example, π + π – → π 0 π 0 ) applying the positivity conditions and the Bieberbach-Rogosinski inequalities from geometric function theory.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

The structure of low-lying 1 - states in 90,94 Zr from (α,α'γ) and (p,p'γ) reactions

The low-lying dipole strength in the 90,94 Zr nuclei was investigated via (ρ,ρ'γ) at 80 MeV and (α, α', γ) at 130 MeV. The experiments, made at RCNP, used the magnetic spectrometer Grand Raiden for the scattered particles and the array CAGRA with HPGe detectors for the γ-decay. For 94 Zr these are the first data for both reactions and for 90 Zr these are the first data with (ρ,ρ'γ) and the first ones at high resolution for (α, α', γ). The comparison of the present results for the two nuclei with existing (γ, γ') data shows that both nuclear probes produce an excitation pattern different than that of the electromagnetic probes. DWBA calculations were made using form factors deduced from transition densities, based on RPA calculations, characterized by a strong neutron component at the nuclear surface. A combined analysis of the two reactions was performed for the first time to investigate the isoscalar character of the 1 - states in 90,94 Zr. The (ρ,ρ'γ) cross section was calculated using values for the isoscalar electric dipole energy-weighted sum rule (E1 ISEWSR) obtained from the (α, α', γ) data. The isoscalar strength for 90 Zr was found to exhaust 20 ± 2.5% of the EWSR in the energy range up to 12 MeV. In case of 94 Zr, a strength of 9 ± 1.1% of the EWSR was found in the range up to 8.5 MeV. Although an overall general description was obtained in the studied energy intervals, not all proton cross sections were well reproduced using the isoscalar strength from (α, α', γ). This might suggest mixing of isoscalar and isovector components and that this mixing and the degree of collectivity are not the same for all the 1 - states below the particle binding energy.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

Transverse structure of the pion beyond leading twist with basis light-front quantization

We investigate the twist-3transverse-momentum-dependent parton distribution functions (TMDs) of the pion with basis light-front quantization. The twist-3 TMDs are not independent and can be decomposed into twist-2and genuine twist-3 terms from the equations of motion (EOM). We compute the TMDs from the resulting light-front wave functions obtained by diagonalizing the light-front QCD Hamiltonian, determined for pion’s constituent quark-antiquark and quark-antiquark-gluon Fock sectors, with three-dimensional confinement. We also obtain the twist-3 parton distribution functions (PDFs) and show that they preserve the sum rule, which affirms the robustness of our approach. This is the first time that theoretical predictions are made for subleading twist structures of the pion containing interference terms between two light-front Fock sectors.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Role of Surface Termination in the Metal–Insulator Transition of V 2 O 3 (0001) Ultrathin Films

Surface termination is known to play an important role in determining the physical properties of materials. It is crucial to know how surface termination affects the metal–insulator transition (MIT) of V 2 O 3 films for both fundamental understanding and its applications. By changing growth parameters, we achieved a variety of surface terminations in V 2 O 3 films that are characterized by low-energy electron diffraction (LEED) and photoemission spectroscopy techniques. Depending upon the terminations, our results show that MIT can be partially or fully suppressed near the surface region due to the different fillings of the electrons at the surface and subsurface layers and the change of screening length compared to the bulk. Across MIT, a strong redistribution of spectral weight and its transfer from a high-to-low-binding energy regime is observed in a wide energy scale. Our results show that the total spectral weight in the low-energy regime is not conserved across MIT, indicating a breakdown of the “sum rules of spectral weight”, signature of a strongly correlated system. Such a change in spectral weight is possibly linked to the change in hybridization, lattice volume (i.e., effective carrier density), and the spin degree of freedom in the system that occurs across MIT. We find that MIT in this system is strongly correlation-driven, where the electron–electron interactions play a pivotal role. Furthermore, our results provide better insight into the understanding of the electronic structure of strongly correlated systems and highlight the importance of accounting for surface effects during interpretation of the physical property data mainly using surface-sensitive probes, such as surface resistivity.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

Finite-temperature many-body perturbation theory in the grand canonical ensemble

A finite-temperature many-body perturbation theory is presented, which expands in power series the electronic grand potential, chemical potential, internal energy, and entropy on an equal footing. Sum-over-states and sum-over-orbitals analytical formulas for the second-order perturbation corrections to these thermodynamic properties are obtained in a time-independent, nondiagrammatic, algebraic derivation, relying on the sum rules of the Hirschfelder–Certain degenerate perturbation energies in a degenerate subspace as well as nine algebraic identities for the zeroth-order thermal averages of one- through four-indexed quantities and products thereof. Lastly, they reproduce numerically exactly the benchmark data obtained as the numerical derivatives of the thermal-full-configuration-interaction results for a wide range of temperatures.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Nonadiabatic couplings from a variational excited state method based on constrained DFT

Excited Costrained Density Functional Theory (XCDFT) is a variational excited state method that extends ground state DFT to the computation of low-lying excited states. It borrows much of the machinery of Constrained DFT (CDFT) with a crucial difference: the constraint imposes a population of one electron in the Hilbert space spanned by the virtuals of a reference ground state. Here, we present theory and implementation for evaluating nonadiabatic coupling vectors (NACVs) between the first excited state computed with XCDFT and the ground state. Our NACVs are computed analytically using density functional perturbation theory with a formalism that is general enough that could be applied to CDFT diabatic states. We showcase the new method with pilot NACV calculations for the conical intersection in H 3 , the avoided crossing in selenoacrolein, and the NACV magnitudes in azobenzene. Despite complications from the nonorthogonality of the wavefunctions, XCDFT’s energy surfaces and NACVs reproduce benchmark values and respect known sum rules within a reasonable degree. This shows that XCDFT is a viable method for nonadiabatic dynamics simulations.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗