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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2026

The deconstruction of flavor in the privately democratic Higgs sector

The Standard Model (SM) of particle physics fails to explain the observed hierarchy in fermion masses or the origin of fermion-flavor structure. We construct a model to explain these observations in the quark sector. We introduce a spectrum of new particles consisting of six of each — massive singlet vector-like quarks (VLQs), singlet scalars, and SU(2)-doublet scalars. SM quark masses are generated when the neutral components of the SU(2)-doublet scalars acquire non-zero vacuum expectation values (VEVs). We impose global symmetries to ensure that Yukawa couplings stay roughly flavor diagonal and democratic (of the same order), as well as to suppress tree-level flavor-changing neutral currents. Quark-mass hierarchy then follows from a hierarchy in scalar VEVs. The singlet scalars also acquire weak-scale VEVs. Together with the VLQs, they act as messengers between different generations of quarks in the SM. These messenger particles are responsible for generating the elements of the Cabibbo-Kobayashi-Masakawa (CKM) matrix which depend on the ratios of the singlet VEVs and VLQ masses. Constructed this way, the CKM matrix is found to be independent of the SM fermion masses. Using the measured values of the CKM matrix elements and assuming order-one couplings, we derive constraints on the masses of the VLQs and discuss prospects for probing our model in the near future.

CKM Parameters↗
DOE OSTI2020

Right-handed neutrinos and U(1) X symmetry-breaking

In [1] we proposed a model for Heterotic F-theory duality with Wilson line symmetry-breaking and a 4 + 1 split of the F-theory spectral divisor. One goal of this note is to call attention to the existence of right-handed neutrinos in our F-theory model. As pointed out in section 4 of [2] such existence may be evidence for the U(1) X -symmetry that remains after the Higgsing of E 8 via E 8 $\Rightarrow$ SU(5) gauge ⊕ [SU(4) ⊕ U(1) X ] Higgs occasioned by the 4 + 1 split of the spectral divisor. In addition, as a result of the $\mathbb{Z}$ 2 -action that supports the Wilson line we argue that the U(1) X -symmetry is, in fact, broken to $\mathbb{Z}$ 2 -matter parity. Finally we identify co-dimension 3 singularities which determine Yukawa couplings for the MSSM matter fields.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Lepto-axiogenesis in minimal $\mathrm{SUSY}$ $\mathrm{KSVZ}$ model

We study the lepto-axiogenesis scenario in the minimal supersymmetric KSVZ axion model. Only one Peccei-Quinn (PQ) field and vector-like fields are introduced besides the MSSM with the type-I see-saw mechanism. The PQ field is stabilized by the radiative correction induced by the Yukawa couplings with the vector-like fields introduced in the KSVZ model. We develop a way to follow the dynamics of the PQ field, in particular we found a semi-analytical solution which describes the rotational motion under the log-arithmic potential with including the thermalization effect via the gluon scattering which preserves the PQ symmetry. Based on the solution, we studied the baryon asymmetry, the effective number of neutrino, and the dark matter density composed of the axion and the neutralino. We found that the baryon asymmetry is successfully explained when the mass of PQ field is $\mathcal{O}$(10 6 GeV) ($\mathcal{O}$(10 5 GeV)) with the power of the PQ breaking term being 10 (8).

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Measurement of the total and differential Higgs boson production cross-sections at $ \sqrt{s} $ = 13 TeV with the ATLAS detector by combining the H → ZZ* → 4ℓ and H → γγ decay channels

The total and differential Higgs boson production cross-sections are measured through a combined statistical analysis of the H → ZZ* → 4ℓ and H → γγ decay channels. The results are based on a dataset of 139 fb –1 of proton–proton collisions at a centre-of-mass energy of 13 TeV, recorded by the ATLAS detector at the Large Hadron Collider. The measured total Higgs boson production cross-section is $55.5$$^{+4.0}_{–3.8}$ pb, consistent with the Standard Model prediction of 55.6 ± 2.5 pb. All results from the two decay channels are compatible with each other, and their combination agrees with the Standard Model predictions. A combined statistical interpretation of the measured fiducial cross-sections as a function of the Higgs boson transverse momentum is performed in order to probe the Yukawa couplings to the bottom and charm quarks. A similar interpretation is performed by including also the constraints from the measurements of Higgs boson production in association with a W or Z boson in the H → bb¯ and cc¯ decay channels.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Sterile neutrinos and neutrinoless double beta decay in effective field theory

We investigate neutrinoless double beta decay (0νββ) in the presence of sterile neutrinos with Majorana mass terms. These gauge-singlet fields are allowed to interact with Standard-Model (SM) fields via renormalizable Yukawa couplings as well as higher-dimensional gauge-invariant operators up to dimension seven in the Standard Model Effective Field Theory extended with sterile neutrinos. At the GeV scale, we use Chiral effective field theory involving sterile neutrinos to connect the operators at the level of quarks and gluons to hadronic interactions involving pions and nucleons. This allows us to derive an expression for 0νββ rates for various isotopes in terms of phase-space factors, hadronic low-energy constants, nuclear matrix elements, the neutrino masses, and the Wilson coefficients of higher-dimensional operators. The required hadronic low-energy constants and nuclear matrix elements depend on the neutrino masses, for which we obtain interpolation formulae grounded in QCD and chiral perturbation theory that improve existing formulae that are only valid in a small regime of neutrino masses. The resulting framework can be used directly to assess the impact of 0νββ experiments on scenarios with light sterile neutrinos and should prove useful in global analyses of sterile-neutrino searches. We per- form several phenomenological studies of 0νββ in the presence of sterile neutrinos with and without higher-dimensional operators. We find that non-standard interactions involving sterile neutrinos have a dramatic impact on 0νββ phenomenology, and next-generation experiments can probe such interactions up to scales of $\mathcal O$ (100) TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Electroweak-like baryogenesis with new chiral matter

We propose a framework where a phase transition associated with a gauge symmetry breaking that occurs (not far) above the electroweak scale sets a stage for baryogenesis similar to the electroweak baryogenesis in the Standard Model. A concrete realization utilizes the breaking of SU(2) R × U(1) X → U(1) Y . New chiral fermions charged under the extended gauge symmetry have nonzero lepton numbers, which makes the B - L symmetry anomalous. The new lepton sector contains a large flavor-dependent CP violation, similar to the Cabibbo-Kobayashi-Maskawa phase, without inducing sizable electric dipole moments of the Standard Model particles. A bubble wall dynamics associated with the first-order phase transition and SU(2) R sphaleron processes generate a lepton asymmetry, which is transferred into a baryon asymmetry via the ordinary electroweak sphaleron process. Unlike the Standard Model electroweak baryogenesis, the new phase transition can be of the strong first order and the new CP violation is not significantly suppressed by Yukawa couplings, so that the observed asymmetry can be produced. The model can be probed by collider searches for new particles and the observation of gravitational waves. One of the new leptons becomes a dark matter candidate. The model can be also embedded into a left-right symmetric theory to solve the strong CP problem.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Measurement of the properties of Higgs boson production at $\sqrt{s}$ = 13 TeV in the H → γγ channel using 139 fb -1 of pp collision data with the ATLAS experiment

Measurements of Higgs boson production cross-sections are carried out in the diphoton decay channel using 139 fb -1 of pp collision data at $\sqrt{s}$ = 13 TeV collected by the ATLAS experiment at the LHC. The analysis is based on the definition of 101 distinct signal regions using machine-learning techniques. The inclusive Higgs boson signal strength in the diphoton channel is measured to be $1.04^{+0.10}_{-0.09}$. Cross-sections for gluon-gluon fusion, vector-boson fusion, associated production with a W or Z boson, and top associated production processes are reported. An upper limit of 10 times the Standard Model prediction is set for the associated production process of a Higgs boson with a single top quark, which has a unique sensitivity to the sign of the top quark Yukawa coupling. Higgs boson production is further characterized through measurements of Simplified Template Cross-Sections (STXS). In total, cross-sections of 28 STXS regions are measured. The measured STXS cross-sections are compatible with their Standard Model predictions, with a p-value of 93%. The measurements are also used to set constraints on Higgs boson coupling strengths, as well as on new interactions beyond the Standard Model in an effective field theory approach. No significant deviations from the Standard Model predictions are observed in these measurements, which provide significant sensitivity improvements compared to the previous ATLAS results.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Search for CP violation in t$\overline{\textrm{t}}$H and tH production in multilepton channels in proton-proton collisions at $\sqrt{s}$ = 13 TeV

The charge-parity (CP) structure of the Yukawa interaction between the Higgs (H) boson and the top quark is measured in a data sample enriched in the t$\overline{t}$H and tH associated production, using 138 fb -1 of data collected in proton-proton collisions at $\sqrt{s}$ = 13 TeV by the CMS experiment at the CERN LHC. The study targets events where the H boson decays via H → WW or H → ττ and the top quarks decay via t → Wb: the W bosons decay either leptonically or hadronically, and final states characterized by the presence of at least two leptons are studied. Machine learning techniques are applied to these final states to enhance the separation of CP -even from CP -odd scenarios. Two-dimensional confidence regions are set on $κ$ t and $\widetilde{k}$t, which are respectively defined as the CP -even and CP -odd top-Higgs Yukawa coupling modifiers. No significant fractional CP -odd contributions, parameterized by the quantity |$f^{Htt}_{CP}$| are observed; the parameter is determined to be |$f^{Htt}_{CP}$| = 0.59 with an interval of (0.24, 0.81) at 68% confidence level. The results are combined with previous results covering the H → ZZ and H → γγ decay modes, yielding two- and one-dimensional confidence regions on $κ$ t and $\widetilde{k}$t, while |$f^{Htt}_{CP}$| is determined to be |$f^{Htt}_{CP}$| = 0.28 with an interval of |$f^{Htt}_{CP}$| < 0.55 at 68% confidence level, in agreement with the standard model CP -even prediction of |$f^{Htt}_{CP}$| = 0.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Measurements of the Higgs boson inclusive and differential fiducial cross-sections in the diphoton decay channel with pp collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector

A measurement of inclusive and differential fiducial cross-sections for the production of the Higgs boson decaying into two photons is performed using 139 fb –1 of proton-proton collision data recorded at $\sqrt{s}$ = 13 TeV by the ATLAS experiment at the Large Hadron Collider. The inclusive cross-section times branching ratio, in a fiducial region closely matching the experimental selection, is measured to be 67 ± 6 fb, which is in agreement with the state-of-the-art Standard Model prediction of 64 ± 4 fb. Extrapolating this result to the full phase space and correcting for the branching ratio, the total cross-section for Higgs boson production is estimated to be 58 ± 6 pb. In addition, the cross-sections in four fiducial regions sensitive to various Higgs boson production modes and differential cross-sections as a function of either one or two of several observables are measured. All the measurements are found to be in agreement with the Standard Model predictions. The measured transverse momentum distribution of the Higgs boson is used as an indirect probe of the Yukawa coupling of the Higgs boson to the bottom and charm quarks. In addition, five differential cross-section measurements are used to constrain anomalous Higgs boson couplings to vector bosons in the Standard Model effective field theory framework.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Search for a Higgs boson produced in association with a charm quark and decaying to a W boson pair in proton-proton collisions at $ \sqrt{s}=13 $ TeV

This paper presents a search for a Higgs boson produced in association with a charm quark (cH) which allows to probe the Higgs-charm Yukawa coupling strength modifier κ$_{c}$. Higgs boson decays to a pair of W bosons are considered, where one W boson decays to an electron and a neutrino, and the other W boson decays to a muon and a neutrino. The data, corresponding to an integrated luminosity of 138 fb$^{−1}$, were collected between 2016 and 2018 with the CMS detector at the LHC at a center-of-mass energy of $ \sqrt{s}=13 $ TeV. Upper limits at the 95% confidence level (CL) are set on the ratio of the measured yield to the standard model expectation for cH production. The observed (expected) upper limit is 1065 (506), corresponding to an observed (expected) constraint of |κ$_{c}$| < 211 (95). When combined with the previous search for cH in the diphoton decay channel of the Higgs boson, the limits are interpreted as observed (expected) constraints at 95% CL on the value of κ$_{c}$, |κ$_{c}$| < 47 (51).[graphic not available: see fulltext]

Hayrapetyan, Aram [Yerevan Phys. Inst.]↗
DOE OSTI2023

Gravity-improved metastability bounds for the Type-I seesaw mechanism

Right-handed neutrinos (RHN) destabilize the electroweak vacuum by increasing its decay rate. In the SM, the latter is dominated by physics at the RG scale at which λ reaches its minimum, ${\mu}_{\ast}^{\textrm{SM}}$ ~10 17 GeV. For large neutrino Yukawa coupling Y ν , RHNs can push μ* beyond the Planck scale, implying that gravitational effects need to be taken into account. In this work, we perform the first comprehensive study of electroweak vacuum metastability in the type-I seesaw mechanism including these effects. Our analysis covers both low- and high-scale seesaw models, with two as well as three RHNs and for multiple values of the Higgs’ non-minimal coupling to gravity. We find that gravitational effects can significantly stabilize the vacuum, leading to weaker metastability bounds. We show that metastability sets the strongest bounds for low-scale seesaws with M N > 1 TeV. For high-scale seesaws, we find upper bounds on the allowed masses for the RHNs, which are relevant for high-scale leptogenesis. We also point out that Tr(${Y}_{\nu}^{\dagger}$Y ν ), which is commonly used to express these metastability bounds, cannot be used for all of parameter space. Instead, we argue that bounds can always be expressed reliably through Tr(${Y}_{\nu}^{\dagger}$Y ν ${Y}_{\nu}^{\dagger}$Y ν ). Lastly, we use this insight to develop a new technique for an easier RG analysis applicable to scenarios with degenerate RHN masses.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Electric dipole moments in 5+3 flavor weak effective theory

A fully generic treatment of electric dipole moments (EDMs) is presented in the CP-violating and flavor-conserving weak effective field theory (WET) with five flavors of quarks and three flavors of leptons. We systematically analyze leading contributions to EDMs originating from QCD and QED renormalization group running between the electroweak scale and low energy scales of about 2 GeV. We include the full one-loop anomalous dimension and a subset of two-loop corrections, as well as threshold corrections at the bottom, charm and τ masses. This allows us to derive master formulae in the space of generic WET for the neutron and proton EDMs, for EDMs of diamagnetic atoms, and for the precession frequencies constrained in molecular EDM experiments, from which bounds on the electron EDM are extracted. In particular, our master formulae capture the contributions of WET CP-violating operators with heavy quark and lepton flavors. As an application, we study EDM constraints on the Yukawa couplings of the Higgs boson, in both the linear and non-linear realizations of electroweak symmetry breaking.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Uncovering a chirally suppressed mechanism of oνββ decay with LHC searches

Δ L = 2 lepton number violation (LNV) at the TeV scale could provide an alternative interpretation of positive signal(s) in future neutrinoless double beta (0 νββ ) decay experiments. An interesting class of models from this point of view are those that at low energies give rise to dimension-9 vector operators and a dimension-7 operator, both of whose 0 νββ -decay rates are “chirally suppressed”. We study and compare the sensitivities of 0 νββ -decay experiments and LHC searches to a simplified model in this class of TeV-scale LNV that is also SU(2) L × U(1) Y gauge invariant. The searches for 0 νββ decay, which are here diluted by a chiral suppression of the vector operators, are found to be less constraining than LHC searches whose reach is increased by the assumed kinematic accessibility of the mediator particles. For the chirally suppressed dimension-7 operator generated by TeV-scale mediators, in contrast, 0 νββ -decay searches place strong constraints on the size of the new Yukawa coupling. Signals of this model at the LHC and 0 νββ -decay experiments are entirely uncorrelated with the observed neutrinos masses, as these new sources of LNV give negligible contributions to the latter. We find the prospects for the high-luminosity LHC and ton-scale 0 νββ -decay experiments to uncover the chirally-suppressed mechanism with TeV-scale LNV to be promising. We also comment on the sensitivity of the 0 νββ -decay lifetime to certain unknown low-energy constants that in the case of dimension-9 scalar operators are expected to be large due to non-perturbative renormalization.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Search for the production of a Higgs boson in association with a single top quark in pp collisions at $\sqrt{s}=13$ TeV with the ATLAS detector

A search for the production of a Higgs boson in association with a single top quark, tH, is presented. The analysis uses proton-proton collision data corresponding to an integrated luminosity of 140 fb −1 at a centre-of-mass energy of 13 TeV, collected by the ATLAS detector at the LHC. The search targets Higgs-boson decays into $b\bar{b}$, WW * , ZZ * , and ττ, accompanied by an isolated lepton (electron or muon) from the top-quark decay. Multivariate techniques are employed to enhance the separation between signal and background processes. The observed signal strength, μ tH , defined as the ratio between the measured cross-section and the predicted Standard Model value, is μ tH = 8.1 ± 2.6 (stat.) ± 2.0 (syst.). The significance of the observed (expected) signal above the background-only expectation is 2.8 (0.4) standard deviations. The corresponding observed (expected) upper limit at the 95% confidence level on the tH cross-section is found to be 13.9 (6.1) times the value predicted by the Standard Model. An interpretation with an inverted sign of the top-quark Yukawa coupling is performed, and the signal strength and corresponding limit are reported.

Hadron-Hadron Scattering↗
DOE OSTI2024

Aligned yet large dipoles: a SMEFT study

We study a non-universal flavor scenario at the level of the Standard Model Effective Field Theory, according to which the matrix of Wilson coefficients cuW of an up-type electroweak quark dipole operator is aligned with the up-type Yukawa coupling. Such an alignment usually follows from the assumption of Minimal Flavor Violation (MFV), away from which we step by allowing the entries of cuW to be sizable along the first quark generations. A particular example, which we refer to as “inverse hierarchy MFV”, features Wilson coefficients inversely proportional to quark masses, and arises from BSM models respecting MFV and containing heavy fields that replicate the mass hierarchy of SM quarks. We then analyze the phenomenology driven by cuW at colliders and at lower-energy flavor experiments. We show that precision measurements of the process pp → Wh → γγℓν at FCC-hh could set an upper bound on |cuW| ≲ O (10 -2 )(Λ/TeV) 2 , with Λ the cutoff of the effective field theory. This bound is an order of magnitude stronger than the existing LHC bounds. Moreover, we estimate that Wh → b$\overline{b}$ℓν at HL-LHC could also give competitive bounds. In the low-energy regime, we consider bounds arising from rare kaon decays, which turn out to be loose, |c$_{uW}^{11}$ | < O (1)(Λ/TeV) 2 . We finally demonstrate that our flavor and operator assumptions can be derived from a weakly-coupled UV model, which we choose to simultaneously illustrate the UV origin of inverse hierarchy MFV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Monochromatization interaction region optics design for direct s-channel Higgs production at FCC-ee

The FCC-ee offers the potential to measure the electron Yukawa coupling via direct s-channel Higgs production, e + e − → H , at a centre-of-mass (CM) energy of ∼125 GeV. This measurement is significantly facilitated if the CM energy spread of e + e − collisions can be reduced to a level comparable to the natural width of the Higgs boson, Γ H = 4.1 MeV, without substantial loss in luminosity. Achieving this reduction in collision-energy spread is possible through the “monochromatization” concept. The basic idea is to create opposite correlations between spatial position and energy deviation within the colliding beams, which can be accomplished in beam optics by introducing a nonzero dispersion function with opposite signs for the two beams at the interaction point. Since the first proposal in 2016, the implementation of monochromatization at the FCC-ee has been continuously improved, starting from preliminary parametric studies. In this paper, we present a detailed study of the interaction region optics design for this newly proposed collision mode, exploring different potential configurations and their implementation in the FCC-ee global lattice, along with beam dynamics simulations and performance evaluations including the impact of “beamstrahlung.”

43 PARTICLE ACCELERATORS↗
DOE OSTI2024

Theoretical underpinnings of CP-violation at the high-energy frontier

We present a general analysis for the discovery potential of CP-violation (CPV) searches in scattering processes at TeV-scale colliders in an effective field theory framework, using the SMEFT basis for higher dimensional operators. In particular, we systematically examine the CP-violating sector of the SMEFT framework in some well motivated limiting cases, based on flavour symmetries of the underlying heavy theory. We show that, under naturality arguments of the underlying new physics (NP) and in the absence of (or suppressed) flavour-changing interactions, there is only a single operator, Q tΦ = Φ † Φ($\overline{q}$ 3 t) $\tilde{\phi}$ which alters the top-Yukawa coupling, that can generate a non-vanishing CP-violating effect from tree-level SM×NP interference terms. We find, however, that CPV from Q tΦ = Φ † Φ($\overline{q}$ 3 t) $\tilde{\phi}$ is expected to be at best of Ο (1%) and, therefore, very challenging if at all measurable at the LHC or other future high-energy colliders. We then conclude that a potentially measurable CP-violating effect of Ο (10%) can arise in high-energy scattering processes only if flavour-changing interactions are present in the underlying NP; in this case a sizable CPV can be generated at the tree-level by pure NP×NP effects and not from SM×NP interference. We provide several examples of CPV at the LHC and at a future e + s - collider to support these statements.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Review of top quark mass measurements in CMS

The top quark mass is one of the most intriguing parameters of the standard model (SM). Its value indicates a Yukawa coupling close to unity, and the resulting strong ties to Higgs physics make the top quark mass a crucial ingredient for understanding essential aspects of the electroweak sector of the SM. This review offers the first comprehensive overview of the top quark mass measurements performed by the CMS Collaboration using the data collected at centre-of-mass energies of 7, 8, and 13 TeV. Moreover, a detailed description of the top quark event reconstruction is provided and dedicated studies of the dominant uncertainties in the modelling of the signal processes are discussed. The interpretation of the experimental results on the top quark mass in terms of the SM Lagrangian parameter is challenging and is a focus of an ongoing discussion in the theory community. The CMS Collaboration has performed two main types of top quark mass measurements, addressing this challenge from different perspectives: highly precise ‘direct’ measurements, based on reconstructed top quark decay products and relying exclusively on Monte-Carlo simulations, as well as ‘indirect’ measurements, where the simulations are employed to determine parton-level cross sections that are compared to fixed-order perturbative calculations. Recent mass extractions using Lorentz-boosted top quarks open a new avenue of measurements based on top quark decay products contained in a single particle jet, with promising prospects for accurate theoretical interpretations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗