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MODIS. Volume 2: MODIS level 1 geolocation, characterization and calibration algorithm theoretical basis document, version 1

The EOS Moderate Resolution Imaging Spectrometer (MODIS) is being developed by NASA for flight on the Earth Observing System (EOS) series of satellites, the first of which (EOS-AM-1) is scheduled for launch in 1998. This document describes the algorithms and their theoretical basis for the MODIS Level 1B characterization, calibration, and geolocation algorithms which must produce radiometrically, spectrally, and spatially calibrated data with sufficient accuracy so that Global change research programs can detect minute changes in biogeophysical parameters. The document first describes the geolocation algorithm which determines geodetic latitude, longitude, and elevation of each MODIS pixel and the determination of geometric parameters for each observation (satellite zenith angle, satellite azimuth, range to the satellite, solar zenith angle, and solar azimuth). Next, the utilization of the MODIS onboard calibration sources, which consist of the Spectroradiometric Calibration Assembly (SRCA), Solar Diffuser (SD), Solar Diffuser Stability Monitor (SDSM), and the Blackbody (BB), is treated. Characterization of these sources and integration of measurements into the calibration process is described. Finally, the use of external sources, including the Moon, instrumented sites on the Earth (called vicarious calibration), and unsupervised normalization sites having invariant reflectance and emissive properties is treated. Finally, algorithms for generating utility masks needed for scene-based calibration are discussed. Eight appendices are provided, covering instrument design and additional algorithm details.

Barker, John L.↗

Venus upper atmosphere neutral composition - Preliminary results from the Pioneer Venus orbiter

Measurements in situ of the neutral composition and temperature of the thermosphere of Venus are being made with a quadrupole mass spectrometer on the Pioneer Venus orbiter. The presence of many gases, including the major constituents CO2, CO, N2, O, and He has been confirmed. Carbon dioxide is the most abundant constituent at altitudes below about 155 kilometers in the terminator region. Above this altitude atomic oxygen is the major constituent, with O/CO2 ratios in the upper atmosphere being greater than was commonly expected. Isotope ratios of O and C are close to terrestrial values. The temperature inferred from scale heights above 180 kilometers is about 400 K on the dayside near the evening terminator at a solar zenith angle of about 69 deg. It decreases to about 230 K when the solar zenith angle is about 90 deg.

Niemann, H. B.↗

Analysis of error in TOMS total ozone as a function of orbit and attitude parameters

Computer simulations of orbital scenarios were performed to examine the effects of orbital altitude, equator crossing time, attitude uncertainty, and orbital eccentricity on ozone observations by future satellites. These effects were assessed by determining changes in solar and viewing geometry and earth daytime coverage loss. The importance of these changes on ozone retrieval was determined by simulating uncertainties in the TOMS ozone retrieval algorithm. The major findings are as follows: (1) Drift of equator crossing time from local noon would have the largest effect on the quality of ozone derived from TOMS. The most significant effect of this drift is the loss of earth daytime coverage in the winter hemisphere. The loss in coverage increases from 1 degree latitude for + or - 1 hour from noon, 6 degrees for + or - 3 hours from noon, to 53 degrees for + or - 6 hours from noon. An additional effect is the increase in ozone retrieval errors due to high solar zenith angles. (2) To maintain contiguous earth coverage, the maximum scan angle of the sensor must be increased with decreasing orbital altitude. The maximum scan angle required for full coverage at the equator varies from 60 degrees at 600 km altitude to 45 degrees at 1200 km. This produces an increase in spacecraft zenith angle, theta, which decreases the ozone retrieval accuracy. The range in theta was approximately 72 degrees for 600 km to approximately 57 degrees at 1200 km. (3) The effect of elliptical orbits is to create gaps in coverage along the subsatellite track. An elliptical orbit with a 200 km perigee and 1200 km apogee produced a maximum earth coverage gap of about 45 km at the perigee at nadir. (4) An attitude uncertainty of 0.1 degree in each axis (pitch, roll, yaw) produced a maximum scan angle to view the pole, and maximum solar zenith angle).

Gregg, W. W.↗

A Method for Landsat and Sentinel 2 (HLS) BRDF Normalization

The Harmonized Landsat/Sentinel-2 (HLS) project aims to generate a seamless surface reflectance product by combining observations from USGS/NASA Landsat-8 and ESA Sentinel-2 remote sensing satellites. These satellites’ sampling characteristics provide nearly constant observation geometry and low illumination variation through the scene. However, the illumination variation throughout the year impacts the surface reflectance by producing higher values for low solar zenith angles and lower reflectance for large zenith angles. In this work, we present a model to derive the bidirectional reflectance distribution function (BRDF) normalization and apply it to the HLS product at 30m spatial resolution. It is based on the BRDF parameters estimated from the MODerate Resolution Imaging Spectroradiometer (MODIS) surface reflectance product (M{O,Y}D09) at 1 km spatial resolution using the VJB method (Vermote et al., 2009). Unsupervised classification (segmentation) of HLS images is used to disaggregate the BRDF parameters to the HLS spatial resolution and to build a BRDF parameters database at HLS scale. We first test the proposed BRDF normalization for different solar zenith angles over two homogeneous sites, in particular one desert and one Peruvian Amazon forest. The proposed method reduces both the correlation with the solar zenith angle and the coefficient of variation (CV) of the reflectance time series in the red and near infrared bands to 4% in forest and keeps a low CV of 3% to 4% for the deserts. Additionally, we assess the impact of the view zenith angle (VZA) in an area of the Brazilian Amazon forest close to the equator, where impact of the angular variation is stronger because it occurs in the principal plane. The directional reflectance shows a strong dependency with the VZA. The current HLS BRDF correction reduces this dependency but still shows an under-correction, especially in the near infrared, while the proposed method shows no dependency with the view angles. We also evaluate the BRDF parameters using field surface albedo measurements as a reference over seven different sites of the US surface radiation budget observing network (SURFRAD) and five sites of the Australian OzFlux network.

Belen Franch↗

Sampling Biases in MODIS and SeaWiFS Ocean Chlorophyll Data

Although modem ocean color sensors, such as MODIS and SeaWiFS are often considered global missions, in reality it takes many days, even months, to sample the ocean surface enough to provide complete global coverage. The irregular temporal sampling of ocean color sensors can produce biases in monthly and annual mean chlorophyll estimates. We quantified the biases due to sampling using data assimilation to create a "truth field", which we then sub-sampled using the observational patterns of MODIS and SeaWiFS. Monthly and annual mean chlorophyll estimates from these sub-sampled, incomplete daily fields were constructed and compared to monthly and annual means from the complete daily fields of the assimilation model, at a spatial resolution of 1.25deg longitude by 0.67deg latitude. The results showed that global annual mean biases were positive, reaching nearly 8% (MODIS) and >5% (SeaWiFS). For perspective the maximum interannual variability in the SeaWiFS chlorophyll record was about 3%. Annual mean sampling biases were low (<3%) in the midlatitudes (between -40deg and 40deg). Low interannual variability in the global annual mean sampling biases suggested that global scale trend analyses were valid. High latitude biases were much higher than the global annual means, up to 20% as a basin annual mean, and over 80% in some months. This was the result of the high solar zenith angle exclusion in the processing algorithms. Only data where the solar angle is <75deg are permitted, in contrast to the assimilation which samples regularly over the entire area and month. High solar zenith angles do not facilitate phytoplankton photosynthesis and consequently low chlorophyll concentrations occurring here are missed by the data sets. Ocean color sensors selectively sample in locations and times of favorable phytoplankton growth, producing overestimates of chlorophyll. The biases derived from lack of sampling in the high latitudes varied monthly, leading to artifacts in the apparent seasonal cycle from ocean color sensors. A false secondary peak in chlorophyll occurred in May-August, which resulted from lack of sampling in the Antarctic.

Gregg, Watson W.↗

Intercomparison of Models Representing Direct Shortwave Radiative Forcing by Sulfate Aerosols

The importance of aerosols as agents of climate change has recently been highlighted. However, the magnitude of aerosol forcing by scattering of shortwave radiation (direct forcing) is still very uncertain even for the relatively well characterized sulfate aerosol. A potential source of uncertainty is in the model representation of aerosol optical properties and aerosol influences on radiative transfer in the atmosphere. Although radiative transfer methods and codes have been compared in the past, these comparisons have not focused on aerosol forcing (change in net radiative flux at the top of the atmosphere). Here we report results of a project involving 12 groups using 15 models to examine radiative forcing by sulfate aerosol for a wide range of values of particle radius, aerosol optical depth, surface albedo, and solar zenith angle. Among the models that were employed were high and low spectral resolution models incorporating a variety of radiative transfer approximations as well as a line-by-line model. The normalized forcings (forcing per sulfate column burden) obtained with the several radiative transfer models were examined, and the discrepancies were characterized. All models simulate forcings of comparable amplitude and exhibit a similar dependence on input parameters. As expected for a non-light-absorbing aerosol, forcings were negative (cooling influence) except at high surface albedo combined with small solar zenith angle. The relative standard deviation of the zenith-angle-averaged normalized broadband forcing for 15 models-was 8% for particle radius near the maximum in this forcing (approx. 0.2 microns) and at low surface albedo. Somewhat greater model-to-model discrepancies were exhibited at specific solar zenith angles. Still greater discrepancies were exhibited at small particle radii and much greater discrepancies were exhibited at high surface albedos, at which the forcing changes sign; in these situations, however, the normalized forcing is quite small quite small. Discrepancies among the models arise from inaccuracies in Mie calculations, differing treatment of the angular scattering phase function, differing wavelength and angular resolution, and differing treatment of multiple scattering. These results imply the need for standardized radiative transfer methods tailored to the direct aerosol forcing problem. However, the relatively small spread in these results suggests that the uncertainty in forcing arising from the treatment of radiative forcing of a well-characterized aerosol at well-specified surface albedo is smaller than some of the other sources of uncertainty in estimates of direct forcing by anthropogenic sulfate aerosols and anthropogenic aerosols generally.

Boucher, O.↗

Intercomparison and interpretation of satellite-derived directional albedos over deserts

Issues related to the dependence of planetary albedo upon solar zenith angle are studied using Nimbus-7, GOES, and Meteosat data over deserts. Geographical variations of the planetary albedo are isolated from the albedo's solar zenith angle dependence. An atmospheric solar radiation model is coupled with desert surface bidirectional reflectance measurements to test the consistency of satellite-derived directional planetary albedos. Consideration is given to the use of narrowband versus broadband instruments, the impact of desert aerosols on the directional planetary albedo, and potential differences in the directional planetary albedo associated with different types of deserts. The results show that the directional planetary albedo is dominated by the directional surface albedo, although surface brightness influences the atmospheric limb brightening and limb darkening processes.

Cess, Robert D.↗

Initial estimate of NOAA-9 SBUV/2 total ozone drift: Based on comparison with re-calibrated TOMS measurements and pair justification of SBUV/2

Newly recalibrated version 6 Total Ozone Mapping Spectrometer (TOMS) data are used as a reference measurement in a comparison of monthly means of total ozone in 10 degree latitude zones from SBUV/2 and the nadir measurements from TOMS. These comparisons indicate a roughly linear long-term drift in SBUV/2 total ozone relative to TOMS of about 2.5 Dobson units per year at the equator over the first three years of SBUV/2. The pari justification technique is also applied to the SBUV/2 measurements in a manner similar to that used for SBUV and TOMS. The higher solar zenith angles associated with the afternoon orbit of NOAA-9 and the large changes in solar zenith angle associated with its changing equator crossing time degrade the accuracy of the pair justification method relative to its application to SBUV and TOMS, but the results are consistent with the SBUV/2-TOMS comparisons, and show a roughly linear drift in SBUV/2 of 2.5 to 4.5 Dobson units per year in equatorial ozone.

Wellemeyer, C. G.↗

Bi-directional reflectance of finite and infinite clouds

The transfer of solar irradiance in plane parallel and broken cloud fields is modeled using a Monte Carlo method. The angular distribution pattern of radiances exiting the cloud layer is studied with varying cloud geometries, optical thicknesses, cloudiness and solar zenith angles. A rather large anisotropy of the reflected flux is found, usually increasing with solar zenith angle and with patterns that strongly depend on cloud geometry. The main features are: a local maximum of reflected intensity in the forward direction for all cases; a limb darkening for the plane parallel case; and a limb brightening and a local maximum of reflected intensity in the backward direction for broken clouds. The method is used to study the cloud reflectance sensitivity to various parameters. A more precise description of cloud field internal and external structure is needed in order to obtain accurate bi directional reflectance diagrams.

Breon, Francois-Marie↗

Reflectance of broken cloud fields - Simulation and parameterization

The transfer of solar irradiance in plane parallel and broken cloud fields is simulated using a Monte Carlo method. The angular distribution pattern of radiances exiting the cloud layer is studied with varying cloud geometries, optical thicknesses, cloudiness, and solar zenith angles. A rather large anisotropy of the reflected flux is found, usually increasing with solar zenith angle and with patterns that strongly depend on cloud geometry. The main features are (1) a local maximum of reflected intensity in the forward direction for all cases, (2) a limb darkening for the plane parallel case, and (3) a limb brightening and a local maximum of reflected intensity in the backward direction for broken clouds. A parameterization for the azimuth-average reflectance function is developed. It reproduces the Monte Carlo simulation with a reasonable accuracy and illustrates that, when azimuthally averaged, the reflectance function is dominated by side viewing and intercloud shadowing effects.

Breon, Francois-Marie↗

Cloud 3D Effects Evidenced in Landsat Power Spectra and Autocorrelation Functions

An analysis of nadir reflectivity Fourier spatial power spectra and autocorrelation functions at solar wavelengths and for cloudy conditions has been carried out. The data come from Landsat Thematic Mapper (TM) observations, while Monte Carlo (MC) simulations are used to aid the interpretation of the Landsat results. We show that radiative processes produce consistent signatures on power spectra and autocorrelation functions. The former take a variety of forms not shown or explained in previous observational studies. We demonstrate that the TM spectra can potentially be affected by both radiative "roughening" at intermediate scales (approx. 1 -5 km), being more prevalent at large solar zenith angles, and the already documented radiative "smoothing" at small scales (less than 1 km). These processes are wavelength dependent, as shown by systematic differences between conservative (for cloud droplets) TM band 4 (approx. 0.8 microns) and absorbing band 7 (approx. 2.2 microns): band 7 exhibits more roughening and less smoothing. This is confirmed quantitatively by comparing least-squared fitted power spectral slopes for the two bands. It is also corroborated by a slower decrease with distance of autocorrelation function values for band 4 compared to band 7. The appearance of roughening at large solar zenith angles is a result of side illumination and shadowing and adds an additional complexity to the power spectra. MC spectra are useful in illustrating that scale invariant optical depth fields can produce complex power spectra that take a variety of shapes under different conditions. We show that radiative roughening increases with the decrease of single scattering albedo and with the increase of solar zenith angle (as in the observations). For high Sun there is also a clear shift of the radiative smoothing scale to smaller values as droplet absorption increases. The shape of the power spectrum is sensitive to the magnitude and type of cloud top height variability, with the spectral signatures of decorrelation between reflectance and optical depth at large scales becoming stronger as the magnitude of cloud top variations increase. Finally, the usefulness of power spectral analysis in evaluating the skill of novel optical depth retrieval techniques in removing 3D radiative effects is demonstrated. New techniques using inverse Non-local Independent Pixel Approximation (NIPA) and Normalized Difference of Nadir Reflectivity (NDNR) yield optical depth fields which better match the scale-by-scale variability of the true optical depth field.

Oreopoulos, Lazaros↗

Variation in spectral response of soybeans with respect to illumination, view, and canopy geometry

Comparisons of the spectral response for incomplete (well-defined row structure) and complete (overlapping row structure) canopies of soybeans indicated a greater dependence on Sun and view geometry for the incomplete canopies. Red and near-IR reflectance for the incomplete canopy decreased as solar zenith angle increased for a nadir view angle until the soil between the plant rows was completely shaded. Thereafter for increasing solar zenith angle, the red reflectance leveled off and the near-IR reflectance increased. A 'hot spot' effect was evident for the red and near-IR reflectance factors. The 'hot spot' effect was more pronounced for the red band based on relative reflectance value changes. The ratios of off-nadir to nadir acquired data reveal that off-nadir red band reflectance factors more closely approximated straightdown measurements for time periods away from solar noon. Normalized difference generally approximated straightdown measurements during the middle portion of the day.

Ranson, K. J.↗

Mars seasonal CO2 ice lifetimes and the angular dependence of albedo

The albedo of the polar caps on Mars brightens appreciably at high solar zenith angle (Warren et al., J. Geophys. Res., 95, 14717, 1990), an effect not included in prior polar-cap energy-balance models. This decreases absorption of sunlight by the polar cap, hence decreasing sublimation of CO2 ice. Lindner (J. Geophys. Res., 95, 1367, 1990) has shown that the radiative effects of clouds and airborne dust will increase sublimation of CO2 ice over that predicted by prior polar-cap energy-balance models. Furthermore, observations hint that more clouds may exist in the Northern Hemisphere, which Lindner (1990) has shown would sublime CO2 ice more quickly in the north than in the south. I show here that the effects of the solar zenith angle dependence of albedo and the radiative effects of clouds and dust offset each other, but act to extend the lifetime of CO2 ice on the south pole more than on the north pole, possibly explaining the observed hemispherical asymmetry in the residual polar caps without the need of a hemispherical asymmetry in polar-cap albedo required by prior models. Another positive aspect of this solution is that neither the inclusion of the solar zenith angle dependence of albedo nor the radiative effects of clouds and dust should appreciably change prior model agreement with observations of the annual cycle of surface pressure and the recession of the polar caps equatorward of 75 degrees latitude.

Lindner, Bernhard Lee↗

An empirical model of the Venusian outer environment. I - The shape of the dayside solar wind-atmosphere interface. II - The shape and location of the bow shock

Solar wind plasma and magnetic field data and ionospheric data obtained from the Pioneer Venus orbiter are discussed. The variation in the magnetic field pressure within the magnetic barrier is shown to be similar to that expected for the solar wind pressure variations along an obstacle's boundary when a more realistic approximation of the shape of the ionosphere is included. Simultaneous solar wind pressure, ionospheric pressure, and magnetic barrier pressure data reveal that the ionospheric pressure below the ionopause is approximately equal to the solar wind pressure. The magnetic barrier pressure is found to be equal to approximately 2/3 to 3/4 of both the solar wind pressure and the ionospheric pressure. Estimates of the hot plasma pressure contribution to the total pressure in the magnetic barrier vary from 1/4 to 1/3. Just below the ionopause the ionospheric pressure deviations from the mean ionospheric pressure are significant, especially below approximately 400 km; they appear to be indicative of the adjustment of the ionospheric structure to changeing solar wind conditions. A first-order model of the ionopause pressure variations as a function of height and solar-zenith angle is proposed. Venera 9 and Venera 10 bow shock crossings are then analyzed for solar zenith angles in the range from approximately 25 deg to approximately 153 deg. A comparison of Venera 9 and Venera 10 bow shock crossings with those observed by the Pioneer Venus orbiter suggests that both the secular variation and the latitudinal asymmetry may be responsible for the closer shock crossings of the Venera 9 and Venera 10 spacecraft.

Vaisberg, O. L.↗

The equivalence of three techniques for estimating ground reflectance from LANDSAT digital count data

The equivalence of three separate investigations that related LANDSAT digital count (DC) to ground measured reflectance (R) was demonstrated. One investigator related DC data to the cosZ, where Z is the solar zenith angle, for surfaces of constant R. The second investigator corrected the DC data to the solar zenith angle of 39 degrees before relating to surface R. Both of these investigators used LANDSAT 1 and 2 data from overpass dates 1972 through 1977. A third investigator calculated the relation between DC and R based on atmospheric radiative transfer theory. The equation coefficients obtained from these three investigators for all four LANDSAT MSS bands were shown to be equivalent although differences in ground reflectance measurement procedures have created coefficient variations among the three investigations. These relations should be useful for testing atmospheric radiative transfer theory.

Richardson, A. J.↗

Interpretation of surface and planetary directional albedos for vegetated regions

An atmospheric solar radiation model has been coupled with surface reflectance measurements for two vegetation types, pasture land and savannah, in order to address several issues associated with understanding the directional planetary albedo; i.e., the dependence of planetary albedo upon solar zenith angle. These include an elucidation of processes that influence the variation of planetary albedo with solar zenith angle, as well as emphasizing potential problems associated with converting narrowband planetary albedo measurements to broadband quantities. It is suggested that, for vegetated surfaces, this latter task could be somewhat formidable, since the model simulations indicate that narrowband to broadband conversions strongly depend upon vegetation type. A further aspect of this paper is to illustrate a procedure by which reciprocity inconsistencies within a bidirectional reflectance dataset, if they are not too severe, can be circumvented.

Cess, Robert D.↗

Computation of the Effects of Inhomogeneous Clouds on Retrieval of Remotely Sensed Properties

Current and future earth observation programs depend on satellite measurements of radiance to retrieve the properties of clouds on a global basis. At present, this retrieval is made assuming that the clouds in the instrument field of view are plane parallel and independent of adjacent pixels. While this assumption is known to be false except in very limited cases, its impact can be evaluated, and if possible corrected, based on emerging theoretical techniques. In this study, the Spherical Harmonic Discrete Ordinate Method (SHDOM, Evans, 1996) has been used to assess the sensitivity of the retrieval to a variety of cloud parameters. SHDOM allows the plane parallel assumption to be relaxed and makes 2D and even 3D radiative solutions practical. A previous study (Chambers et al., 1996) assessed the effect of horizontal inhomogeneity in 45 LANDSAT scenes of boundary layer clouds over ocean. The four scenes studied here represent overcast, broken, scattered and strongly thermally forced cloud fields and are used to perform sensitivity studies to a wider variety of parameters. Comparisons are made at three solar zenith angles (theta (sub 0) = 0, 49, and 63 degrees) to avoid ambiguity in the results due to solar zenith angle.

Chambers, Lin H.↗

Ground-based determination of atmospheric radiance for correction of ERTS-1 data

A technique is described for estimating the atmospheric radiance observed by a downward sensor (ERTS) using ground-based measurements. A formula is obtained for the sky radiance at the time of the ERTS overpass from the radiometric measurement of the sky radiance made at a particular solar zenith angle and air mass. A graph illustrates ground-based sky radiance measurements as a function of the scattering angle for a range of solar air masses. Typical values for sky radiance at a solar zenith angle of 48 degrees are given.

Peacock, K.↗