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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 847 records · Page 47
All sourcesNASA NTRSDOE OSTI
DOE OSTI2022

Why it is Unfortunate that Linear Machine Learning “Works” so well in Electromechanical Switching of Ferroelectric Thin Films

Machine learning (ML) is relied on for materials spectroscopy. It is challenging to make ML models fail because statistical correlations can mimic the physics without causality. Here, using a benchmark band-excitation piezoresponse force microscopy polarization spectroscopy (BEPS) dataset the pitfalls of the so-called “better”, “faster”, and “less-biased” ML of electromechanical switching are demonstrated and overcome. Using a toy and real experimental dataset, it is demonstrated how linear nontemporal ML methods result in physically reasonable embedding (eigenvalues) while producing nonsensical eigenvectors and generated spectra, promoting misleading interpretations. A new method of unsupervised multimodal hyperspectral analysis of BEPS is demonstrated using long-short-term memory (LSTM) β-variational autoencoders (β-VAEs) . By including LSTM neurons, the ordinal nature of ferroelectric switching is considered. Further, to improve the interpretability of the latent space, a variational Kullback–Leibler-divergency regularization is imposed . Finally, regularization scheduling of β as a disentanglement metric is leveraged to reduce user bias. Combining these experiment-inspired modifications enables the automated detection of ferroelectric switching mechanisms, including a complex two-step, three-state one. Ultimately, this work provides a robust ML method for the rapid discovery of electromechanical switching mechanisms in ferroelectrics and is applicable to other multimodal hyperspectral materials spectroscopies.

36 MATERIALS SCIENCE↗
DOE OSTI2019

Bootstrap AMG for spectral clustering

Graph Laplacian is a popular tool for analyzing graphs, particularly in graph partitioning and clustering. Given a notion of similarity (via an adjacency matrix), graph clustering refers to identifying different groups such that vertices in the same group are more similar compared to vertices across different groups. Data clustering can be reformulated in terms of a graph clustering problem when the given set of data is represented as a graph, also known as similarity graph. In this context, eigenvectors of the graph Laplacian are often used to obtain a new geometric representation of the original data set that generally enhances cluster properties and improves cluster detection. Here, we apply a bootstrap algebraic multigrid (AMG) method that constructs a set of vectors associated with the graph Laplacian. These vectors, referred to as algebraically smooth ones, span a low-dimensional Euclidean space, which we use to represent the data, enabling cluster detection both in synthetic and in realistic well-clustered graphs. We show that, in the case of a good quality bootstrap AMG, the computed smooth vectors employed in the construction of the final AMG operator, which by construction is spectrally equivalent to the originally given graph Laplacian, accurately approximate the space in the lower portion of the spectrum of the preconditioned operator. Thus, our approach can be viewed as a spectral clustering technique associated with the generalized spectral problem (Laplace operator versus the final AMG operator), and hence, it can be seen as an extension of the classical spectral clustering that employs a standard eigenvalue problem.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2018

SIESTA-SIPs: Massively parallel spectrum-slicing eigensolver for an ab initio molecular dynamics package

Integration of Shift-and-Invert Parallel spectral transformation (SIPs) eigensolver (as implemented in the SLEPc library) into an ab initio molecular dynamics package, SIESTA, is described. The effectiveness of the code is demonstrated on applications to polyethylene chains, boron nitride sheets, and bulk water clusters. For problems with the same number of orbitals, the performance of the SLEPc eigensolver depends on the sparsity of the matrices involved, favoring reduced dimensional systems such as polyethylene or boron nitride sheets in comparison to bulk systems like water clusters. For all problems investigated, performance of SIESTA-SIPs exceeds the performance of SIESTA with default solver (ScaLAPACK) at the larger number of cores and the larger number of orbitals. A method that improves the load-balance with each iteration in the self-consistency cycle by exploiting the emerging knowledge of the eigenvalue spectrum is demonstrated

ab initio↗
DOE OSTI2020

Fractional occupation numbers and self-interaction correction-scaling methods with the Fermi-Löwdin orbital self-interaction correction approach

In this work, we present a new assessment of the Fermi-Löwdin orbital self-interaction correction (FLO-SIC) approach with an emphasis on its performance for predicting energies as a function of fractional occupation numbers (FONs) for various multielectron systems. Our approach is implemented in the massively parallelized NWChem quantum chemistry software package and has been benchmarked on the prediction of total energies, atomization energies, and ionization potentials of small molecules and relatively large aromatic systems. Within our study, we also derive an alternate expression for the FLO-SIC energy gradient expressed in terms of gradients of the Fermi-orbital eigenvalues and revisit how the FLO-SIC methodology can be seen as a constrained unitary transformation of the canonical Kohn–Sham orbitals. Finally, we conclude with calculations of energies as a function of FONs using various SIC-scaling methods to test the limits of the FLO-SIC formalism on a variety of multielectron systems. We find that these relatively simple scaling methods do improve the prediction of total energies of atomic systems as well as enhance the accuracy of energies as a function of FONs for other multielectron chemical species.

fractional occupation number↗
DOE OSTI2024

Data‐driven variational method for discrepancy modeling: Dynamics with small‐strain nonlinear elasticity and viscoelasticity

Abstract The effective inclusion of a priori knowledge when embedding known data in physics‐based models of dynamical systems can ensure that the reconstructed model respects physical principles, while simultaneously improving the accuracy of the solution in the previously unseen regions of state space. This paper presents a physics‐constrained data‐driven discrepancy modeling method that variationally embeds known data in the modeling framework. The hierarchical structure of the method yields fine scale variational equations that facilitate the derivation of residuals which are comprised of the first‐principles theory and sensor‐based data from the dynamical system. The embedding of the sensor data via residual terms leads to discrepancy‐informed closure models that yield a method which is driven not only by boundary and initial conditions, but also by measurements that are taken at only a few observation points in the target system. Specifically, the data‐embedding term serves as residual‐based least‐squares loss function, thus retaining variational consistency. Another important relation arises from the interpretation of the stabilization tensor as a kernel function, thereby incorporating a priori knowledge of the problem and adding computational intelligence to the modeling framework. Numerical test cases show that when known data is taken into account, the data driven variational (DDV) method can correctly predict the system response in the presence of several types of discrepancies. Specifically, the damped solution and correct energy time histories are recovered by including known data in the undamped situation. Morlet wavelet analyses reveal that the surrogate problem with embedded data recovers the fundamental frequency band of the target system. The enhanced stability and accuracy of the DDV method is manifested via reconstructed displacement and velocity fields that yield time histories of strain and kinetic energies which match the target systems. The proposed DDV method also serves as a procedure for restoring eigenvalues and eigenvectors of a deficient dynamical system when known data is taken into account, as shown in the numerical test cases presented here.

Masud, Arif↗
DOE OSTI2022

Analysis of sparse recovery for Legendre expansions using envelope bound

We provide novel sufficient conditions for the uniform recovery of sparse Legendre expansions using ℓ 1 minimization, where the sampling points are drawn according to orthogonalization (uniform) measure. So far, conditions of the form m ≳ Θ 2 s x log factors have been relied on to determine the minimum number of samples m that guarantees successful reconstruction of s-sparse vectors when the measurement matrix is associated to an orthonormal system. However, in case of sparse Legendre expansions, the uniform bound Θ of Legendre systems is so high that these conditions are unable to provide meaningful guarantees. Here, in this paper, we present an analysis which employs the envelop bound of all Legendre polynomials instead, and prove a new recovery guarantee for s-sparse Legendre expansions, m ≳ Θs 2 x log factors, which is independent of Θ. Arguably, this is the first recovery condition established for orthonormal systems without assuming the uniform boundedness of the sampling matrix. The key ingredient of our analysis is an extension of chaining arguments, recently developed in Bourgain and Chkifa et al., to handle the envelope bound. Furthermore, our recovery condition is proved via restricted eigenvalue property, a less demanding replacement of restricted isometry property which is perfectly suited to the considered scenario. Along the way, we derive simple criteria to detect good sample sets. Our numerical tests show that sets of uniformly sampled points that meet these criteria will perform better recovery on average.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2018

A generalized framework for reduced-order modeling of a wind turbine wake

A reduced-order model for a wind turbine wake is sought from large eddy simulation data. Fluctuating velocity fields are combined in the correlation tensor to form the kernel of the proper orthogonal decomposition (POD). Proper orthogonal decomposition modes resulting from the decomposition represent the spatially coherent turbulence structures in the wind turbine wake; eigenvalues delineate the relative amount of turbulent kinetic energy associated with each mode. Back-projecting the POD modes onto the velocity snapshots produces dynamic coefficients that express the amplitude of each mode in time. A reduced-order model of the wind turbine wake (wakeROM) is defined through a series of polynomial parameters that quantify mode interaction and the evolution of each POD mode coefficients. The resulting system of ordinary differential equations models the wind turbine wake composed only of the large-scale turbulent dynamics identified by the POD. Tikhonov regularization is used to recalibrate the dynamical system by adding additional constraints to the minimization seeking polynomial parameters, reducing error in the modeled mode coefficients. The wakeROM is periodically reinitialized with new initial conditions found by relating the incoming turbulent velocity to the POD mode coefficients through a series of open-loop transfer functions. The wakeROM reproduces mode coefficients to within 25.2%, quantified through the normalized root-mean-square error. Furthermore, a high-level view of the modeling approach is provided as a platform to discuss promising research directions, alternate processes that could benefit stability and efficiency, and desired extensions of the wakeROM.

17 WIND ENERGY↗
DOE OSTI2018

Comments on higher rank Wilson loops in $\mathcal{N}$ = 2*

For N = 2* theory with U(N) gauge group we evaluate expectation values of Wilson loops in representations described by a rectangular Young tableau with n rows and k columns. The evaluation reduces to a two-matrix model and we explain, using a combination of numerical and analytical techniques, the general properties of the eigenvalue distributions in various regimes of parameters (N, λ, n, k) where λ is the ’t Hooft coupling. In the large N limit we present analytic results for the leading and sub-leading contributions. In the particular cases of only one row or one column we reproduce previously known results for the totally symmetry and totally antisymmetric representations. We also extensively discuss the N = 4 limit of the N = 2* theory. While establishing these connections we clarify aspects of various orders of limits and how to relax them; we also find it useful to explicitly address details of the genus expansion. Finally, as a result, for the totally symmetric Wilson loop we find new contributions that improve the comparison with the dual holographic computation at one loop order in the appropriate regime.

1/N Expansion↗
DOE OSTI2019

Real time quantum gravity dynamics from classical statistical Yang-Mills simulations

We perform microcanonical classical statistical lattice simulations of SU(N) Yang-Mills theory with eight scalars on a circle. Measuring the eigenvalue distribution of the spatial Wilson loop we find two distinct phases depending on the total energy and circle radius, which we tentatively interpret as corresponding to black hole and black string phases in a dual gravity picture. We proceed to study quenches by first preparing the system in one phase, rapidly changing the total energy, and monitoring the real-time system response. We observe that the system relaxes to the equilibrium phase corresponding to the new energy, in the process exhibiting characteristic damped oscillations. We interpret this as the topology change from black hole to black string configurations, with damped oscillations corresponding to quasi-normal mode ringing of the black hole/black string final state. This would suggest that α′ corrections alone can resolve the singularity associated with the topology change. We extract the real and imaginary part of the lowest-lying presumptive quasinormal mode as a function of energy and N.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

An effective matrix model for dynamical end of the world branes in Jackiw-Teitelboim gravity

We study Jackiw-Teitelboim gravity with dynamical end of the world branes in asymptotically nearly AdS2 spacetimes. We quantize this theory in Lorentz signature, and compute the Euclidean path integral summing over topologies including dynamical branes. The latter will be seen to exactly match with a modification of the SSS matrix model. The resolution of UV divergences in the gravitational instantons involving the branes will lead us to understand the matrix model interpretation of the Wilsonian effective theory perspective on the gravitational theory. We complete this modified SSS matrix model nonperturbatively by extending the integration contour of eigenvalues into the complex plane. Furthermore, we give a new interpretation of other phases in such matrix models. We derive an effective W(Φ) dilaton gravity, which exhibits similar physics semiclassically. In the limit of a large number of flavors of branes, the effective extremal entropy S0,eff has the form of counting the states of these branes.

2D Gravity↗
DOE OSTI2019

Subsystem complexity and holography

As a probe of circuit complexity in holographic field theories, we study sub-system analogues based on the entanglement wedge of the bulk quantities appearing in the “complexity = volume” and “complexity = action” conjectures. We calculate these quantities for one exterior region of an eternal static neutral or charged black hole in general dimensions, dual to a thermal state on one boundary with or without chemical potential respectively, as well as for a shock wave geometry. We then define several analogues of circuit complexity for mixed states, and use tensor networks to gain intuition about them. In the action approach, we find two possible cases depending on an ambiguity in the definition of the action associated with a counterterm. In one case, there is a promising qualitative match between the holographic action and what we call the purification complexity, the minimum number of gates required to prepare an arbitrary purification of the given mixed state. In the other case, the match is to what we call the basis complexity, the minimum number of gates required to prepare the given mixed state starting from a minimal complexity state with the same eigenvalue spectrum. One way to fix this ambiguity is to choose an action definition such that UV divergent part is positive, in which case the best match to the action result is the basis complexity. In contrast, the holographic volume does not appear to match any of our definitions of mixed-state complexity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

Complex Langevin simulation of a random matrix model at nonzero chemical potential

In this study we test the complex Langevin algorithm for numerical simulations of a random matrix model of QCD with a first order phase transition to a phase of finite baryon density. We observe that a naive implementation of the algorithm leads to phase quenched results, which were also derived analytically in this article. We test several fixes for the convergence issues of the algorithm, in particular the method of gauge cooling, the shifted representation, the deformation technique and reweighted complex Langevin, but only the latter method reproduces the correct analytical results in the region where the quark mass is inside the domain of the eigenvalues. In order to shed more light on the issues of the methods we also apply them to a similar random matrix model with a milder sign problem and no phase transition, and in that case gauge cooling solves the convergence problems as was shown before in the literature.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Matrix ensembles with global symmetries and ’t Hooft anomalies from 2d gauge theory

The Hilbert space of a quantum system with internal global symmetry $\textit{G}$ decomposes into sectors labelled by irreducible representations of $\textit{G}$. If the system is chaotic, the energies in each sector should separately resemble ordinary random matrix theory. We show that such “sector-wise” random matrix ensembles arise as the boundary dual of two- dimensional gravity with a $\textit{G}$ gauge field in the bulk. Within each sector, the eigenvalue density is enhanced by a nontrivial factor of the dimension of the representation, and the ground state energy is determined by the quadratic Casimir. We study the consequences of ’t Hooft anomalies in the matrix ensembles, which are incorporated by adding specific topological terms to the gauge theory action. The effect is to introduce projective representations into the decomposition of the Hilbert space. Finally, we consider ensembles with $\textit{G}$ symmetry and time reversal symmetry, and analyze a simple case of a mixed anomaly between time reversal and an internal $\mathbb{Z}$ 2 symmetry.

2D Gravity↗
DOE OSTI2025

Looking at extremal black holes from very far away

Near-extremal black holes are subject to large quantum effects, which modify their low-temperature thermodynamic behavior. Hitherto, these quantum effects were analyzed by separating the geometry into the near-horizon region and its exterior. It is desirable to understand and reproduce such corrections from the full higher-dimensional asymptotically flat or AdS geometry’s perspective. We address this question in this article and fill this gap. Specifically, we find off-shell eigenmodes of the quadratic fluctuation operator of the Euclidean gravitational dynamics, with eigenvalues that vanish linearly with temperature. We illustrate this for BTZ and neutral black holes with hyperbolic horizons in AdS in Einstein-Hilbert theory, and for the charged black holes in Einstein-Maxwell theory. The linear scaling with Matsubara frequency, which is a distinctive feature of the modes, together with the fact that their wavefunctions localize close to the horizon as we approach extremality, identifies them as responsible for the aforementioned quantum effects. We provide a contour prescription to deal with the sign indefiniteness of the Euclidean Einstein-Maxwell action, which we derive to aid our analysis. We also resolve a technical puzzle regarding modes associated with rotational isometries in stationary black hole spacetimes.

AdS-CFT Correspondence↗
DOE OSTI2022

Entanglement in the Quantum Hall Matrix Model

Characterizing the entanglement of matrix degrees of freedom is essential for understanding the holographic emergence of spacetime. The Quantum Hall Matrix Model is a gauged U(N) matrix quantum mechanics with two matrices whose ground state is known exactly and describes an emergent spatial disk with incompressible bulk dynamics. We define and compute an entanglement entropy in the ground state associated to a cut through the disk. There are two contributions. A collective field describing the eigenvalues of one of the matrices gives a gauge-invariant chiral boundary mode leading to an expected logarithmic entanglement entropy. Further, the cut through the bulk splits certain ‘off-diagonal’ matrix elements that must be duplicated and associated to both sides of the cut. Sewing these duplicated modes together in a gauge-invariant way leads to a bulk ‘area law’ contribution to the entanglement entropy. All of these entropies are regularized by finite N.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Fuzzy spheres in stringy matrix models: quantifying chaos in a mixed phase space

We consider a truncation of the BMN matrix model to a configuration of two fuzzy spheres, described by two coupled non-linear oscillators dependent on the mass parameter μ. The classical phase diagram of the system generically (μ ≠ 0) contains three equilibrium points: two centers and a center-saddle; as μ → 0 the system exhibits a pitchfork bifurcation. We demonstrate that the system is exactly integrable in quadratures for μ = 0, while for very large values of μ, it approaches another integrable point characterized by two harmonic oscillators. The classical phase space is mixed, containing both integrable islands and chaotic regions, as evidenced by the classical Lyapunov spectrum. At the quantum level, we explore indicators of early and late time chaos. The eigenvalue spacing is best described by a Brody distribution, which interpolates between Poisson and Wigner distributions; it dovetails, at the quantum level, the classical results and reemphasizes the notion that the quantum system is mixed. We also study the spectral form factor and the quantum Lyapunov exponent, as defined by out-of-time-ordered correlators. These two indicators of quantum chaos exhibit weak correlations with the Brody distribution. We speculate that the behavior of the system as μ → 0 dominates the spectral form factor and the quantum Lyapunov exponent, making these indicators of quantum chaos less effective in the context of a mixed phase space.

AdS-CFT correspondence↗
DOE OSTI2021

The efficacy of event isotropy as an event shape observable

Event isotropy $\mathcal{I}$ sph , an event shape observable that measures the distance of a final state from a spherically symmetric state, is designed for new physics signals that are far from QCD-like. Using a new technique for producing a wide variety of signals that can range from near-spherical to jetty, we compare event isotropy to other observables. We show that thrust T and the C parameter (and λ max , the largest eigenvalue of the sphericity matrix) are strongly correlated and thus redundant, to a good approximation. By contrast, event isotropy adds considerable information, often serving to break degeneracies between signals that would have almost identical T and C distributions. Signals with broad distributions in T (or λ max ) and in $\mathcal{I}$ sph separately often have much narrower distributions, and are more easily distinguished, in the ($\mathcal{I}$ sph , λ max ) plane. An intuitive, semi-analytic estimation technique clarifies why this is the case and assists with the interpretation of the distributions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Lattice realizations of topological defects in the critical (1+1)-d three-state Potts model

Topological/perfectly-transmissive defects play a fundamental role in the analysis of the symmetries of two dimensional conformal field theories (CFTs). In the present work, spin chain regularizations for these defects are proposed and analyzed in the case of the three-state Potts CFT. In particular, lattice versions for all the primitive defects are presented, with the remaining defects obtained from the fusion of the primitive ones. The defects are obtained by introducing modified interactions around two given sites of an otherwise homogeneous spin chain with periodic boundary condition. The various primitive defects are topological on the lattice except for one, which is topological only in the scaling limit. The lattice models are analyzed using a combination of exact diagonalization and density matrix renormalization group techniques. Low-lying energy spectra for different defect Hamiltonians as well as entanglement entropy of blocks located symmetrically around the defects are computed. The latter provides a convenient way to compute the g-function which characterizes various defects. Finally, the eigenvalues of the line operators in the “crossed channel” and fusion of different defect lines are also analyzed. The results are all in agreement with expectations from conformal field theory.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗