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Topics in Theoretical Physics

This award supported a broadly based research effort in theoretical particle physics, including research aimed at uncovering the laws of nature at short (subatomic) and long (cosmological) distances. These theoretical developments apply to experiments in laboratories such as CERN, the facility that operates the Large Hadron Collider outside Geneva, as well as to cosmological investigations done using telescopes and satellites. The results reported here apply to physics beyond the so-called Standard Model of particle physics; physics of high energy collisions such as those observed at the Large Hadron Collider; theoretical and mathematical tools and frameworks for describing the laws of nature at short distances; cosmology and astrophysics; and analytic and computational methods to solve theories of short distance physics. Some specific research accomplishments include + Theories of the electroweak interactions, the forces that give rise to many forms of radioactive decay; + Physics of the recently discovered Higgs boson. + Models and phenomenology of dark matter, the mysterious component of the universe, that has so far been detected only by its gravitational effects. + High energy particles in astrophysics and cosmology. + Algorithmic research and Computational methods for physics of and beyond the Standard Model. + Theory and applications of relativity and its possible limitations. + Topological effects in field theory and cosmology. + Conformally invariant systems and AdS/CFT. This award also supported significant training of students and postdoctoral fellows to lead the research effort in particle theory for the coming decades. These students and fellows worked closely with other members of the group as well as theoretical and experimental colleagues throughout the physics community. Many of the research projects funded by this grant arose in response to recently obtained experimental results in the areas of particle physics and cosmology. We describe a few of these below. Relativity is founded on a symmetry property of nature called "Lorentz Invariance". Like all symmetry properties, it is essential to determine precisely how symmetric nature actually is; that is, do the laws of nature fully respect the symmetry or is there room for tiny symmetry violating effects? An important consequence of Lorentz invariance is the existence of a universal limiting velocity for all physical particles. Light travels at this limiting velocity so it is frequently referred to as simply "the speed of light", but relativity requires that ALL particles travel more slowly than this speed. Once the Higgs particle was discovered in 2012 a natural question was whether or not this particle's speed was consistent with relativity. Although the speed of the Higgs particle is not measurable directly, Cohen has shown that, if the maximal speed of the Higgs particle was not precisely the same as the speed of light, then the Higgs would have some unusual properties. In some cases the Higgs would be unstable to some unusual decay modes; in other cases the interactions of the Higgs with other particles would change the properties of these other particles in ways that could be observed in so-called cosmic rays, very energetic particles (such as photons, protons and other atomic nuclei) coming from space. Once these particles hit the upper atmosphere they produce a "shower" of particles that can be seen by ground-based instruments. If the Higgs has a maximal speed that differs even a tiny bit from the speed of light these showers would look quite different from what is observed. In this way Cohen was able to establish that the Higgs travels with a maximal speed that cannot differ from the speed of light by more than one part in a thousand-trillion. This is by far the most precisely determined property of the Higgs particle. Cohen and Schmaltz reviewed evidence from the Large Hadron Collider (LHC), a particle physics experiment operating at the CERN laboratory near Geneva, for a new particle sometimes called a W'. This evidence included certain unexpected by-products in collisions of protons at very high energy. While the evidence was not significant enough to claim a discovery, it was sufficiently intriguing that many particle theorists worked to construct explanations for this signal. Cohen and Schmaltz were able to determine that such explanations are highly constrained by previous experiments involving collisions of very energetic particles. Nevertheless they were able to construct a theory that adequately explains the LHC data and remain consistent with prior experiments. Their explanation predicts the existence of yet another new particle, called a Z', with a mass slightly greater than that of the W'. This additional particle, if it exists, should be seen as more data is collected from the LHC. Amusingly, there is one collision by-product that has already been seen by the CMS experiment at the LHC that supports the existence of this new particle; however, it is not unlikely that this single event is a so-called "background" event, that is a somewhat atypical by-product of a conventional Standard Model process. This theory for the anomalous LHC data will either be confirmed or excluded with further data-taking at the LHC. The ratio of the number of electrons produced in bottom quark decays over the number of muons produced has been measured at the LHC. This ratio is interesting because it can be predicted very precisely from a basic property of the Standard Model: lepton universality. If lepton universality is correct, the ratio of electrons to muons is predicted to be equal to 1. The first measurements of this ratio find a value different from 1 with a statistical significance of about 3 standard deviations. Schmaltz and collaborator proposed a new extension of the Standard Model which can explain the new data. In addition, Schmaltz and collaborators proposed several new measurements of ratios of decay rates which can confirm or rule out the surprising results from the earlier LHC data. The most recent and precise measurements of the cosmic microwave background from the Planck satellite, from a combination of measurements of the dark matter distribution in the universe, and from a measurement of the expansion rate of the universe today show some disagreement when interpreted in terms of the so-called LambdaCDM model. Schmaltz and collaborators proposed an alternative model to LambdaCDM in which the usual cold dark matter is replaced by a new ``dark sector". This sector consists of a cold dark matter particle which interacts with a newly postulated dark radiation component of the universe. The dark radiation can help explain the discrepancy in measurements of the expansion rate, and the dark matter interactions subtly modify the clumping of dark matter at large scales, thus potentially explaining both kinds of tensions in the data. In two publications Schmaltz described the new model and then performed a precision comparison of the predictions of the model with all currently available cosmological data. The results favor the new model at the level of three standard deviations with current data. Quantum Field Theory (QFT) is the language we use to describe quantum systems which are consistent with Einstein’s theory of Special Relativity. In particular, the requirement of Einstein’s theory that signals not travel faster than the speed of light constrains the types of interactions which particles can engage in. One consequence of relativity is that these interactions cannot preserve particle number. The stronger the interactions, the more severe the particle number violation in a given Relativistic QFT. When particle number violation is strong, it becomes very difficult to adequately parameterize the quantum wave function (which characterizes the state of a quantum system). For example, though we can formulate the QFT which describes the strong force as a set of interactions between quark and gluon particles, we have no clear idea how to express the proton state in terms of these quarks and gluons. This is because the proton, though a bound state of quarks and gluons, is not a state of a fixed number of particles due to strong interactions. Yet, understanding the proton state is very important in order to theoretically predict the reaction rates observed at the LHC in Geneva, which is a proton-proton collider. Katz has formulated a new approach to QFT, which among other things offers a way to adequately approximate the quantum wave function of a bound state at strong coupling. The approximation scheme is related to the fact that any sensible QFT (including that of the strong interactions) is at short distances approximately self-similar upon rescaling of space and time. It turns out that keeping track of the response upon this rescaling is important in efficiently parameterizing the state. Katz and collaborators have used this observation to approximate the state of the proton in toy versions of the strong force. In the late 60s Sheldon Glashow, Abdus Salam and Steven Weinberg (1979 Nobel Prize awardees) proposed a theory unifying weak and electromagnetic interaction which assumed the existence of new particles, the W and Z bosons. The W and Z bosons were eventually detected in high-energy collision in a particle accelerator at CERN, and the recent discovery of the Higgs meson at the Large Hadron Collider (LHC), always at CERN, completed the picture. However, deep theoretical considerations indicate that the theory by Glashow, Weinberg and Salam, often referred to as "the standard model" cannot be the whole story: the existence of new particles and new interactions at yet higher energies is widely anticipated. The experiments at the LHC are looking for these, while theorists, like Brower, Rebbi and collaborators, are investigating models for these new interactions. Working in a large national collaboration with access to the most powerful DOE computers Brower, Rebbi and colleagues have been using calculational techniques, similar to those successfully employed for many years to investigate the interactions among quarks in nucleons, to study theories that can describe the expected "beyond the standard model" (BSM) interactions. Their results, which include also a model for dark matter, have been published in several refereed papers in prestigious journals. Various ideas in topologically interesting field theories predict hypothetical objects such as fractional charges and Majorana excitations. However, such fascinating objects have not been seen in particle physics. Nevertheless, these objects demonstrate possible phenomena that quantum field theory can support. Pi used condensed matter physics as a laboratory to study possible realizations and observable effects of these objects predicted by quantum field theory. In recent times there has developed considerable interest among condensed matter field theorists in precisely the same geometrical and topological structures, which were first discovered in particle physics field theories. From particle physicists' point of view, this is an interesting development, since condensed matter provides an arena in which one can concretely realize particle physics ideas. Moreover, particle physicists can learn new ideas from condensed matter physics. Higgs phenomenon is precisely an important particle physics realization of condensed matter ideas. In contrast to the small distance characterizing condensed matter systems, field theory also describes large distance physics characterizing cosmology. Pi worked on various geometrical effects in the standard theory of cosmology, viz general relativity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Neutrino Masses from the Point of View of Economy and Simplicity

In the framework of such basic principles as local gauge invariance, unification of the weak and electromagnetic interactions and spontaneous symmetry breaking in the Standard Model the most economical and simplest possibilities are realized. We discuss the problem of neutrino masses from the point of view of economy and simplicity. It is unlikely that neutrino masses are of the same SM origin as masses of leptons and quarks. The Weinberg effective Lagrangian is the simplest and the most economical, beyond the Standard Model mechanism of the generation of small Majorana neutrino masses. The resolution of the sterile neutrino anomaly and observation of the neutrinoless double β-decay would be crucial tests of this mechanism.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Spatially and spectrally resolved orbital angular momentum interactions in plasmonic vortex generators

Abstract Understanding the near-field electromagnetic interactions that produce optical orbital angular momentum (OAM) is crucial for integrating twisted light into nanotechnology. Here, we examine the cathodoluminescence (CL) of plasmonic vortices carrying OAM generated in spiral nanostructures. The nanospiral geometry defines a photonic local density of states that is sampled by the electron probe in a scanning transmission electron microscope (STEM), thus accessing the optical response of the plasmonic vortex with high spatial and spectral resolution. We map the full spectral dispersion of the plasmonic vortex in spiral structures designed to yield increasing topological charge. Additionally, we fabricate nested nanospirals and demonstrate that OAM from one nanospiral can be coupled to the nested nanospiral, resulting in enhanced luminescence in concentric spirals of like handedness with respect to concentric spirals of opposite handedness. The results illustrate the potential for generating and coupling plasmonic vortices in chiral nanostructures for sensitive detection and manipulation of optical OAM.

36 MATERIALS SCIENCE↗

Topological phases reviewed: The Aharonov Bohm, Aharonov Casher, and He McKellar Wilkens phases

There are three topological phases related to electromagnetic interactions in quantum mechanics: 1. The Aharonov Bohm phase acquired when a charged particle encircles a magnetic field but travels through a field free region. 2. The Aharonov Casher phase acquired when a magnetic dipole encircles electric charges but travels through a charge free region. 3. The He McKellar Wilkens phase acquired when an electric dipole encircles magnetic charges but travels through a charge free region. We review the conditions under which these phases are indeed topological and their experimental realisation. Because the He McKellar Wilkens phase has been recently observed we pay particular attention to how the basic concept of 'an electric dipole encircles magnetic charges' was realised experimentally, and discuss possible future experimental realisations.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Decoupling antennas in printed technology using elliptical metasurface cloaks

In this paper, we extend the idea of reducing the electromagnetic interactions between transmitting radiators to the case of widely used planar antennas in printed technology based on the concept of mantle cloaking. Here, we show that how lightweight elliptical metasurface cloaks can be engineered to restore the intrinsic properties of printed antennas with strip inclusions. In order to present the novel approach, we consider two microstrip-fed monopole antennas resonating at slightly different frequencies cloaked by confocal elliptical metasurfaces formed by arrays of sub-wavelength periodic elements, partially embedded in the substrate. The presence of the metasurfaces leads to the drastic suppression of mutual near-field and far-field couplings between the antennas, and thus, their radiation patterns are restored as if they were isolated. Moreover, it is worth noting that this approach is not limited to printed radiators and can be applied to other planar structures as well.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Neutrino in standard model and beyond

After discovery of the Higgs boson at CERN the Standard Model acquired a status of the theory of the elementary particles in the electroweak range (up to about 300 GeV). What general conclusions can be inferred from the Standard Model? It looks that the Standard Model teaches us that in the framework of such general principles as local gauge symmetry, unification of weak and electromagnetic interactions and Brout-Englert-Higgs spontaneous breaking of the electroweak symmetry nature chooses the simplest possibilities. Two-component left-handed massless neutrino fields play crucial role in the determination of the charged current structure of the Standard Model. The absence of the right-handed neutrino fields in the Standard Model is the simplest, most economical possibility. In such a scenario Majorana mass term is the only possibility for neutrinos to be massive and mixed. Such mass term is generated by the lepton-number violating Weinberg effective Lagrangian. In this approach three Majorana neutrino masses are suppressed with respect to the masses of other fundamental fermions by the ratio of the electroweak scale and a scale of a lepton-number violating physics. The discovery of the neutrinoless double β-decay and absence of transitions of flavor neutrinos into sterile states would be evidence in favor of the minimal scenario we advocate here.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

SU-E-I-43: Photoelectric Cross Section Revisited

Purpose: The importance of the precision in photoelectric cross-section value increases for recent developed technology such as dual energy computed tomography, in which some reconstruction algorithms require the energy dependence of the photo-absorption in each material composition of human being. In this study, we revisited the photoelectric cross-section calculation by self-consistent relativistic Hartree-Fock (HF) atomic model and compared with that widely distributed as “XCOM database” in National Institute of Standards and Technology, which was evaluated with localdensity approximation for electron-exchange (Fock)z potential. Methods: The photoelectric cross section can be calculated with the electron wave functions in initial atomic state (bound electron) and final continuum state (photoelectron). These electron states were constructed based on the selfconsistent HF calculation, where the repulsive Coulomb potential from the electron charge distribution (Hartree term) and the electron exchange potential with full electromagnetic interaction (Fock term) were included for the electron-electron interaction. The photoelectric cross sections were evaluated for He (Z=2), Be (Z=4), C (Z=6), O (Z=8), and Ne (Z=10) in energy range of 10keV to 1MeV. The Result was compared with XCOM database. Results: The difference of the photoelectric cross section between the present calculation and XCOM database was 8% at a maximum (in 10keV for Be). The agreement tends to be better as the atomic number increases. The contribution from each atomic shell has a considerable discrepancy with XCOM database except for K-shell. However, because the photoelectric cross section arising from K-shell is dominant, the net photoelectric cross section was almost insensitive to the different handling in Fock potential. Conclusion: The photoelectric cross-section program has been developed based on the fully self-consistent relativistic HF atomic model. Due to small effect on the Fock potential for K-shell electrons, the difference from XCOM database was limited: 1% to 8% for low-Z elements in 10keV-1MeV energy ranges. This work was partly supported by the JSPS Core-to-Core Program (No. 23003)

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Nature of the narrow optical band in H*-aggregates: Dozy-chaos–exciton coupling

Dozy chaos emerges as a combined effect of the collective chaotic motion of electrons and nuclei, and their chaotic electromagnetic interactions in the transient state of molecules experiencing quantum transitions. Following earlier discussions of the well-known Brönsted relations for proton-transfer reactions; the temperature-dependent electron transfer in Langmuir–Blodgett films; the shape of the optical bands of polymethine dye monomers, their dimers, and J-aggregates, this paper reports one more application of the dozy-chaos theory of molecular quantum transitions. The qualitative and quantitative explanations for shape of a narrow and blue-shifted optical absorption band in H{sup *}-aggregates is given on the basis of the dozy-chaos theory by taking into account the dozy-chaos–exciton coupling effect. It is emphasized that in the H{sup *}-aggregate chromophore (dimer of cyclic bis-thiacarbocyanines) there is a competition between two Frenkel exciton transitions through the chaotic reorganization motion of nuclear environment. As a result, the highly organized quantum transition to the upper exciton state becomes an exciton-induced source of dozy chaos for the low organized transition to the lower exciton state. This manifests itself in appearing the narrow peak and broad wing in the optical spectrum pattern of H{sup *}-aggregates. A similar enhancement in the H{sup *}-effect caused by the strengthening of the exciton coupling in H{sup *}-dimers, which could be achieved by synthesizing tertiary and quarternary thiacarbocyanine monomers, is predicted.

36 MATERIALS SCIENCE↗

Dissipative effects in the expansion of the universe. I, II.

Consideration of dissipative processes in anisotropic homogeneous world models, showing that dissipation reduces the anisotropy. The viscosity approximation and its range of applicability is discussed. Examples are presented which have been calculated by the use of a simple approximation to the collision-time method, using the cross section appropriate to weak interaction neutrino scattering. It is found that such dissipation is quite effective except for one particular cosmological model which is axisymmetric and in which the entire expansion of the model is taken up by expansion along the axis. A detailed multicomponent model is developed for dissipative processes in Euclidean homogeneous cosmological models. These processes involve neutrinos which might have long mean free times in interaction with other constituents which are thermalized by electromagnetic interactions, and whose weak interactions produce thermal neutrinos.

Matzner, R. A.↗

MOM3D method of moments code theory manual

MOM3D is a FORTRAN algorithm that solves Maxwell's equations as expressed via the electric field integral equation for the electromagnetic response of open or closed three dimensional surfaces modeled with triangle patches. Two joined triangles (couples) form the vector current unknowns for the surface. Boundary conditions are for perfectly conducting or resistive surfaces. The impedance matrix represents the fundamental electromagnetic interaction of the body with itself. A variety of electromagnetic analysis options are possible once the impedance matrix is computed including backscatter radar cross section (RCS), bistatic RCS, antenna pattern prediction for user specified body voltage excitation ports, RCS image projection showing RCS scattering center locations, surface currents excited on the body as induced by specified plane wave excitation, and near field computation for the electric field on or near the body.

Shaeffer, John F.↗

Neutrinos in Stellar Astrophysics (in The Encyclopedia of Cosmology)

The physics of the mysterious and stealthy neutrino is at the heart of many phenomena in the cosmos. These particles interact with matter and with each other through the aptly named weak interaction. At typical astrophysical energies the weak interaction is some twenty orders of magnitude weaker than the electromagnetic interaction. However, in the early universe and in collapsing stars neutrinos can more than make up for their feeble interaction strength with huge numbers. Neutrinos can dominate the dynamics in these sites and set the conditions that govern the synthesis of the elements. Here we journey through the history of the discovery of these particles and describe their role in stellar evolution and collapse, the big bang, and multi-messenger astrophysics. Neutrino physics is at the frontier of elementary particle physics, nuclear physics, astrophysics and cosmology. All of these fields overlap in the neutrino story.

Haxton, Wick↗

Unipolar interaction of Mercury with the solar wind - The steady state bow shock problem.

The steady state electromagnetic interaction of the solar wind with the planet Mercury is computed for a spectrum of electrical conductivity functions using the assumption that no atmosphere or planetary magnetic field prohibits the direct interaction. The form of the induction is described by the unipolar effect and corresponds to the zero frequency limit of a transverse magnetic (TM) mode. Calculations are included to determine the effective surface temperature of the planet. These calculations include the apparent motion of the sun in the Hermean sky. It is shown that a significant interaction, detectable by a space probe, is plausible for reasonable conductivity functions. The strength of the interaction is considered in terms of the subsurface thermal gradient, and computations are given relating the strength of the solar wind interaction with the conductivity parameters.

Colburn, D. S.↗

Electron-impact ionization of the inner subshells of uranium

Fully relativistic first-order perturbation theory calculations are made for the electron-impact ionization of the inner $K$, $L$, and $M$ subshells of uranium. One set of calculations only includes the two-body electrostatic interaction, while the other set includes the full two-body retarded electromagnetic interaction. The $K$ subshell calculations show large differences between the two sets of calculations, the $L$ subshell calculations show moderate differences, and the $M$ subshell calculations show small differences. Finally, the $M$ subshell calculations fall within the error bars of recent measurements.

74 ATOMIC AND MOLECULAR PHYSICS↗

The Ghost Collider: An Innovative Higgs Factory

The Ghost Collider is an innovative proposal for a 550 GeV centre-of-mass, 275 GeV per beam linear collid-er with four interaction regions, each with the design luminosity. The primary innovation is the use of “ghost bunches” containing equal numbers of electrons and posi-trons so they are electrically neutral. In the linacs, energy is transferred between electrons and positrons in the same bunch, decelerating one type of particle and using the energy to accelerate the other: a new class of Energy Re-covery Linacs. At the interaction points, collisions be-tween two neutral ghost bunches occurs with weakened electromagnetic interaction such as the beam-beam effect or disruption, ensuring that the particles and their energy can be recycled with minimal loss. Four “serial IPs” are incorporated, where chromatic errors produced in one IP are cancelled in the following IP. The neutral beam insta-bility at the IP is also addressed. All interaction points have the nominal luminosity per IP of 2.8 x 1034 cm-2s-1 for a facility luminosity of 1.1 x1035 cm-2s-1 @ 100 MW electrical power for the RF systems. The result is a totally original concept for an electron-positron collider.

Hutton, A. [Thomas Jefferson National Accelerator ↗

Computing Radiation From Multiple-Circular-Aperture Antennas

Mutual Coupling Program for Circular Waveguide-fed Aperture Array (CWG) computer program developed to calculate electromagnetic interactions among elements of antenna arrays with circular apertures with specified distributions of electromagnetic fields in apertures. Distributions assumed superpositions of electromagnetic modes existing in circular waveguide. Various external media included to provide flexibility of use; for example, flexibility to determine effects of dielectric covers upon impedances of aperture-type antennas. Written in VAX FORTRAN for DEC VAX-series computers running VMS (LAR-15236) and IBM PC-series and compatible computers running MS-DOS (LAR-15226).

Bailey, M. C.↗

Search for Reactor-Produced Millicharged Particles with Skipper-CCDs at the CONNIE and Atucha-II Experiments

Millicharged particles, proposed by various extensions of the standard model, can be created in pairs by high-energy photons within nuclear reactors and can interact electromagnetically with electrons in matter. Recently, the existence of a plasmon peak in the interaction cross section with silicon in the eV range was highlighted as a promising approach to enhance low-energy sensitivities. The CONNIE and Atucha-II reactor neutrino experiments utilize Skipper-CCD sensors, which enable the detection of interactions in the eV range. We present world-leading limits on the charge of millicharged particles within a mass range spanning 6 orders of magnitude, derived through a comprehensive analysis and the combination of data from both experiments. Published by the American Physical Society 2025

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

Photonuclear absorption cross sections

Neutron multiplicity in photonuclear reactions; invariance of classical electromagnetism; momentum transfer models in ion collisions; cosmic ray electromagnetic interactions; quadrupole excitations in nucleus-nucleus collisons and Y-89 interactions with relativistic nuclei; and the Weizsacker-Williams theory for nucleon emission via electromagnetic excitations in nucleus-nucleus collisions are discussed.

Norbury, John W.↗