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Research in High Energy Physics at Duke University

This is the Closeout Report for the research grant in experimental elementary particle physics, carried out by the Duke University High Energy Physics (HEP) group. We report on physics results and detector development carried out under this grant, focusing on the recent three-year grant period (2010 to 2013). The Duke HEP group consisted of seven faculty members, two senior scientists, five postdocs and eight graduate students. There were three thrusts of the research program. Measurements at the energy frontier at CDF and ATLAS were used to test aspects of elementary particle theory described by the Standard Model (SM) and to search for new forces and particles beyond those contained within the SM. The neutrino sector was explored using data obtained from a large neutrino detector located in Japan, and R & D was conducted on new experiments to be built in the US. The measurements provided information about neutrino masses and the manner in which neutrinos change species in particle beams. Two years ago we have started a new research program in rare processes based on the Mu2E experiment at Fermilab. This research is motivated by the search for the $\mu \longrightarrow e$ transition with unprecedented sensitivity, a transition forbidden in the standard model but allowed in supersymmetric and other models of new physics. The high energy research program used proton and antiproton colliding beams. The experiments were done at the Fermilab Tevatron (proton-antiproton collisions at a center of mass energy of 1.96 TeV) and at the CERN Large Hadron Collider (proton-proton collisions at 7-8 TeV). The neutrino program used data obtained from the Super-Kamiokande detector. This water-filled Cherenkov counter was used to detect and measure the properties of neutrinos produced in cosmic ray showers, and from neutrino beams produced from accelerators in Japan. The Mu2E experiment will use a special stopped muon beam to be built at Fermilab.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Research in High Energy Physics at Duke University

This is the Closeout Report for the research grant in experimental elementary particle physics, carried out by the Duke University High Energy Physics (HEP) group. We re- port on physics results and detector development carried out under this grant, focussing on the recent three-year grant period (2010 to 2013). The Duke HEP group consisted of seven faculty members, two senior scientists, five postdocs and eight graduate students. There were three thrusts of the research program. Measurements at the energy frontier at CDF and ATLAS were used to test aspects of elementary particle theory described by the Stan- dard Model (SM) and to search for new forces and particles beyond those contained within the SM. The neutrino sector was explored using data obtained from a large neutrino detector located in Japan, and R & D was conducted on new experiments to be built in the US. The measurements provided information about neutrino masses and the manner in which neutri- nos change species in particle beams. Two years ago we have started a new research program in rare processes based on the Mu2E experiment at Fermilab. This research is motivated by the search for the {mu} {yields} e transition with unprecedented sensitivity, a transition forbidden in the standard model but allowed in supersymmetric and other models of new physics. The high energy research program used proton and antiproton colliding beams. The experiments were done at the Fermilab Tevatron (proton-antiproton collisions at a center of mass energy of 1.96 TeV) and at the CERN Large Hadron Collider (proton-proton collisions at 7-8 TeV). The neutrino program used data obtained from the Super-Kamiokande detector. This water-filled Cherenkov counter was used to detect and measure the properties of neutrinos produced in cosmic ray showers, and from neutrino beams produced from acceler- ators in Japan. The Mu2E experiment will use a special stopped muon beam to be built at Fermilab.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Radiation reaction of classical hyperbolic oscillator: Experimental signatures

When accelerated by a constant force in the lab frame, a classical charge experiences no self force. In this case, the particle radiates without dissipating its kinetic and potential energy. But what happens when the particle enters another region with equal and opposite acceleration? Does the oscillating charge lose its mechanical energy similar to a radiating dipole, even though it seems to lose no mechanical energy within each region of constant acceleration? In this paper, I will show how mechanical energy is transferred to radiation energy via the Schott energy when the particle crosses the boundary between the two regions. In particular, I will show how preacceleration, which is usually regarded as an unphysical effect of the Lorentz–Abraham–Dirac self force, is essential for the energy transfer. Moreover, I will show that the commonly adopted Landau–Lifshitz approximation, which removes preacceleration, introduces second-order secular energy error. On a more fundamental level, the validity of classical electrodynamics is in fact questionable because quantum effects are likely important. The classical prediction can be tested experimentally by observing frequency chirping of radiation, whereby micro physics leaves signatures on macroscopic scales. The required experimental accuracy is estimated. Trap experiments of this type is complementary to collider experiments that endeavor to observe radiation reaction for elementary particles.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Theoretical & Experimental Research in Weak, Electromagnetic & Strong Interactions

The conducted research spans a wide range of topics in the theoretical, experimental and phenomenological aspects of elementary particle interactions. Theory projects involve topics in both the energy frontier and the intensity frontier. The experimental research involves energy frontier with the ATLAS Collaboration at the Large Hadron Collider (LHC). In theoretical research, novel ideas going beyond the Standard Model with strong theoretical motivations were proposed, and their experimental tests at the LHC and forthcoming neutrino facilities were outlined. These efforts fall into the following broad categories: (i) TeV scale new physics models for LHC Run 2, including left-right symmetry and trinification symmetry, (ii) unification of elementary particles and forces, including the unification of gauge and Yukawa interactions, (iii) supersummetry and mechanisms of supersymmetry breaking, (iv) superworld without supersymmetry, (v) general models of extra dimensions, (vi) comparing signals of extra dimensions with those of supersymmetry, (vii) models with mirror quarks and mirror leptons at the TeV scale, (viii) models with singlet quarks and singlet Higgs and their implications for Higgs physics at the LHC, (ix) new models for the dark matter of the universe, (x) lepton flavor violation in Higgs decays, (xi) leptogenesis in radiative models of neutrino masses, (xii) light mediator models of non-standard neutrino interactions, (xiii) anomalous muon decay and short baseline neutrino anomalies, (xiv) baryogenesis linked to nucleon decay, and (xv) a new model for recently observed diboson resonance at the LHC and its other phenomenological implications. The experimental High Energy Physics group has been, and continues to be, a successful and productive contributor to the ATLAS experiment at the LHC. Members of the group performed search for gluinos decaying to stop and top quarks, new heavy gauge bosons decaying to top and bottom quarks, and vector-like quarks produced in pairs and decaying to light quarks. Members of the OSU group played a leading role in the detailed optimization studies for the future ATLAS Inner Tracker (ITk), which will be installed during the Phase-II upgrade, replacing the current tracking system. The proposed studies aim to enhance the ATLAS discovery potential in the high-luminosity LHC era. The group members have contributed to the calibration of algorithms for identifying boosted vector bosons and b-jets, which will help expand the ATLAS reach in many searches for new physics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Observation of the $\Xi_b^0$ Baryon

The first observation of the heavy baryonic state {Xi}{sub b}{sup 0} is reported by the CDF Collaboration. A new decay mode of the established state {Xi}{sub b}{sup -} is also observed. In both cases the decay into a {Xi}{sub c} plus a charged pion is seen, with an equivalent statistical significance of above 6.8{sigma}. The quark model of elementary particles is well established and has a impressive history of success in its account of hadronic states. Nevertheless, it is important to continue to test it by searching for hitherto unobserved particles that are predicted to exist, both to provide continued confirmation of the quark model, and to provide a background for the possible discovery of unusual types of particle. In this presentation we report the first observation, by the CDF Collaboration, of a new baryonic state, the {Xi}{sub b}{sup 0}. This consists of a bsu quark combination and fills an important gap in the set of baryons containing a b quark.

43 PARTICLE ACCELERATORS↗

Search for WH associated production at D{\o} Tevatron

The Higgs mechanism introduced in 1964 gives a satisfactory solution to a major problem of the standard model of elementary particles: the origin of the mass. It predicts the existence of the Higgs scalar boson, which has not been discovered experimentally yet. The Tevatron, a hadron accelerator based at Fermi National Accelerator Laboratory near Chicago, has delivered data to its two multi-purpose detectors CDF and DZERO since 1983 up to september 2011. Leaving us about 11 fb{sup -1} of data per experiment to analyze. Associated production of a Higgs boson and a vector gauge boson W or Z is the main search channel for a light standard Higgs boson (i.e. below 135 GeV/c{sup 2}). Using data collected by DZERO, we are looking for this production mode taking advantage of sophisticated techniques to improve the signal sensitivity such as b-jet identification and multivariate discriminants. In the end, a statistical approach allows us to set an upper limit on the ratio between the observed (resp. expected) Higgs production cross section and its theoretical cross section. The latest result obtained in the WH channel using 8.5 fb{sup -1} at DZERO is 4.6 (resp. 3.5) for a 115 GeV/c{sup 2} Higgs boson.

43 PARTICLE ACCELERATORS↗

Combined upper limit on Standard Model Higgs boson production at CDF

The Higgs boson is the only elementary particle predicted by the Standard Model (SM) that has neither been confirmed nor refuted. The CDF collaboration has performed SM Higgs searches in many channels using p{bar p} collisions at a centre-of-mass energy {radical}s = 1.96 TeV. We present the latest combined Higgs boson search at CDF. Since the previous year's combination, the sensitivity is increased through the addition of new channels, the improvement of existing channels and the addition of new data samples. We also use the latest parton distribution functions and gg {yields} H theoretical cross sections when modelling the signal event yields. Using integrated luminosities of up to 8.2 fb{sup -1}, we observe a good agreement between data and the background prediction. Since we do not see a Higgs boson excess, we set 95% CL upper limits on the Higgs boson cross section in the range between 100 and 200 GeV/c{sup 2}, with 5 GeV/c{sup 2} increments. The observed (expected) limits for a 115 and a 165 GeV/c{sup 2} Higgs boson are 1.55 (1.49) and 0.75 (0.79) x SM, respectively. Since last year, the Higgs boson excluded range by CDF is extended to 156.5 - 173.7 and 100 - 104.5 GeV/c{sup 2}.

43 PARTICLE ACCELERATORS↗

Wanted! Nuclear Data for Dark Matter Astrophysics

Astronomical observations from small galaxies to the largest scales in the universe can be consistently explained by the simple idea of dark matter. The nature of dark matter is however still unknown. Empirically it cannot be any of the known particles, and many theories postulate it as a new elementary particle. Searches for dark matter particles are under way: production at high-energy accelerators, direct detection through dark matter-nucleus scattering, indirect detection through cosmic rays, gamma rays, or effects on stars. Particle dark matter searches rely on observing an excess of events above background, and a lot of controversies have arisen over the origin of observed excesses. With the new high-quality cosmic ray measurements from the AMS-02 experiment, the major uncertainty in modeling cosmic ray fluxes is in the nuclear physics cross sections for spallation and fragmentation of cosmic rays off interstellar hydrogen and helium. The understanding of direct detection backgrounds is limited by poor knowledge of cosmic ray activation in detector materials, with order of magnitude differences between simulation codes. A scarcity of data on nucleon spin densities blurs the connection between dark matter theory and experiments. What is needed, ideally, are more and better measurements of spallation cross sections relevant to cosmic rays and cosmogenic activation, and data on the nucleon spin densities in nuclei.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Project X functional requirements specification

Project X is a multi-megawatt proton facility being developed to support a world-leading program in Intensity Frontier physics at Fermilab. The facility is designed to support programs in elementary particle and nuclear physics, with possible applications to nuclear energy research. A Functional Requirements Specification has been developed in order to establish performance criteria for the Project X complex in support of these multiple missions, and to assure that the facility is designed with sufficient upgrade capability to provide U.S. leadership for many decades to come. This paper will briefly review the previously described Functional Requirements, and then discuss their recent evolution.

43 PARTICLE ACCELERATORS↗

International Linear Collider Technical Design Report - Volume 2: Physics

For more than twenty years, an advanced electron-positron collider has been put forward as a key component of the future program of elementary particle physics. We have a well-established Standard Model of particle physics, but it is known to be incomplete. Among the many questions that this model leaves open, there are two — the origin of the masses of elementary particles and the particle identity of cosmic dark matter – that should be addressed at energy scales below 1 TeV. It has been appreciated for a long time that a next-generation electron-positron collider would give us the ability to make precision measurements that would shed light on these mysteries. Now the technology to build this electron-positron collider has come of age. This report is a volume of the Technical Design Report for the International Linear Collider (ILC). The accompanying volumes of this report lay out the technical design of a high-luminosity e + e - collider at 500 GeV in the center of mass and of detectors that could make use of the collisions to perform high-precision measurements. In this volume, we summarize the physics arguments for building this collider and their appropriate relation to the situation of particle physics as of the fall of 2012. The discussion in this volume supplements the presentation of the physics opportunities for a 500 GeV e + e - collider given in the review articles, the 2001 regional study reports, the 2006 study of ILC/LHC complementarity, and the 2007 ILC Reference Design Report.

43 PARTICLE ACCELERATORS↗

Searches for Fractionally Charged Particles

Since the initial measurements of the electron charge were made a century ago, experimenters have faced the persistent question of the existence of elementary particles with charges that are fractional multiples of the electron charge. In this review, we discuss the results of recent searches for these fractionally charged particles.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

From Detector Layout to Signal Analysis: Geometry Optimization and Neutron-Gamma Tagging in Plastic Scintillator Detectors

Neutrinos are elementary particles with many properties still unknown. Their masses so far have only upper and lower limits. Still, due to neutrino oscillations, it is clear that they are not massless, as stated by the Standard Model of Elementary Particles. Neutrinos are also present in the Universe in vast amounts, but they rarely interact with the surrounding matter. Their abundance makes them very interesting for many theories beyond the Standard Model, e.g., dark matter searches and CP symmetry violation in the leptonic sector, which could be (partially) responsible for the observed matter-antimatter asymmetry in today's Universe.\\ The Deep Underground Neutrino Experiment (DUNE) is a next-generation accelerator-based neutrino oscillation experiment that will study neutrinos with unprecedented precision and may answer many open questions. DUNE uses a powerful neutrino beam from Fermilab. It consists of a Near Detector (ND) complex to measure neutrinos before oscillat ion, and a Far Detector (FD) complex $1300\ \mathrm{km}$ away to measure them after oscillation. As part of the ND complex, measurements are also possible with different angles to the neutrino beam. This enables excellent control of systematic uncertainties of e.g., neutrino cross section measurements.\\ One detector in the near detector complex is The Muon Spectrometer (TMS), an extension of a Liquid Argon (LAr) detector that measures the charge and momentum of muons produced in neutrino interactions within the LAr. The design of this detector, which consists of alternating layers of steel and plastic scintillator bars, must be optimized for the expected muon energies.\\ In this thesis, a study of the optimal module orientation plan is presented, which is necessary for the physics performance of the near detector complex and, by extension, DUNE. As part of this study, the event reconstruction was also developed and improved. Simulated muons are then reconstructed, and the performan ce of different module orientation plans is tested.\\ As a second part, a study of neutron and gamma tagging using a Pulse Shape Discriminating (PSD) plastic scintillator is presented. The properties of this material allow particle differentiation based on the temporal distribution of emitted light. A novel approach to using the individual light signals was successfully tested using data from a small, local test setup.

Nehm, Asa [Mainz U.]↗

The story of the Tevatron accelerators: Accelerator science and technology breakthroughs, achievements and lessons

For almost a quarter of a century, the Tevatron proton-antiproton collider was the centerpiece of the world's high energy physics program - since it began operation in December of 1985, until it was overtaken by LHC in 2011. The aim of this unique scientific instrument was to explore the elementary particle physics reactions with center of mass collision energies of up to 1.96 TeV. The initial design luminosity of the Tevatron was 10{sup 30} cm{sup -2} s{sup -1}, however as a result of two decades of upgrades, the accelerator has been able to deliver 430 times higher luminosities to each of two high luminosity experiments, CDF and D0. The Tevatron has been shut off since September 30, 2011. The collider was arguably one of the most complex research instruments ever to reach the operation stage and is widely recognized for many technological breakthroughs and numerous physics discoveries. In this paper, we briefly present the history of the Tevatron, major advances in accelerator physics, technology implemented during the long quest for better and better performance, and the lessons learned from our experience.

43 PARTICLE ACCELERATORS↗

Modified Magnicon for High-Gradient Accelerator R&D

Analysis, and low-power cold tests are described on a modified design intended for the Ka-band pulsed magnicon now in use for high-gradient accelerator R and D and rare elementary particle searches at the Yale University Beam Physics Laboratory. The modification is mainly to the output cavity of the magnicon, which presently operates in the TM310 mode. It is proposed to substitute for this a dual-chamber TE311 cavity structure. The first chamber is to extract about 40% of the beam power (about 25 MW) at 34.272 GHz, while the second chamber is to convey the power to four WR-28 output waveguides. Minor design changes are also proposed for the penultimate 11.424 GHz cavity and the beam collector. The intention of these design changes is to allow the magnicon to operate reliably 24/7, with minor sensitivity to operating parameters.

43 PARTICLE ACCELERATORS↗

Measurement of top quark polarization in top-antitop lepton+jets final states at D0

This thesis presents a measurement of the top quark polarization in the $t\overline{t}$ events produced in $p\overline{p}$ collisions at $\sqrt{s}=1.96$ TeV using data corresponding to 9.7 fb$^{-1}$ of integrated luminosity collected with the D0 detector at the Fermilab Tevatron Collider. The final states used in the measurement contain one lepton and at least three jets. The polarization is measured using the angular distribution of leptons along three different axes: the beam axis, the helicity axis, and the transverse axis normal to the $t\overline{t}$ production plane. This is the first measurement of top quark polarization at the Tevatron Collider in lepton+jets final states, and the first measurement of transverse polarization in $t\overline{t}$ production. The polarization along the beam axis is combined with the previous result in the dilepton final states by the D0 experiment. The observed distributions are consistent with the Standard Model of nearly no polarization and no indication for beyond Standard Model physics is observed. The measurement offers legacy result from unique Tevatron Collider data and provides more information about the top quark production and decays, about the properties of the heaviest elementary particle.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Measurement of top quark polarization in top-antitop lepton+jets final states at DØ

This thesis presents a measurement of the top quark polarization in the $t\overline{t}$ events produced in $p\overline{p}$ collisions at $\sqrt{s}=1.96$ TeV using data corresponding to 9.7 fb$^{-1}$ of integrated luminosity collected with the D0 detector at the Fermilab Tevatron Collider. The final states used in the measurement contain one lepton and at least three jets. The polarization is measured using the angular distribution of leptons along three different axes: the beam axis, the helicity axis, and the transverse axis normal to the $t\overline{t}$ production plane. This is the first measurement of top quark polarization at the Tevatron Collider in lepton+jets final states, and the first measurement of transverse polarization in $t\overline{t}$ production. The polarization along the beam axis is combined with the previous result in the dilepton final states by the D0 experiment. The observed distributions are consistent with the Standard Model of nearly no polarization and no indication for beyond Standard Model physics is observed. The measurement offers legacy result from unique Tevatron Collider data and provides more information about the top quark production and decays, about the properties of the heaviest elementary particle.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

I Would Like to Know... [Slides]

Problems of High-Energy Physics (NAL Design Report, January 1968) We would like to have answers to many questions. Among them are the following: Which, if any, of the particles that have so far been discovered, is, in fact, elementary, and is there any validity in the concept of “elementary” particles? What new particles can be made at energies that have not yet been reached? Is there some set of building blocks that is still more fundamental than the neutron and the proton? Is there a law that correctly predicts the existence and nature of all the particles, and if so, what is that law? Will the characteristics of some of the very short-lived particles appear to be different when they are produced at such higher velocities that they no longer spend their entire lives within the strong influence of the particle from which they are produced? Do new symmetries appear or old ones disappear for high momentum-transfer events? What is the connection, if any, of electromagnetism and strong interactions? Do the laws of electromagnetic radiation, which are now known to hold over an enormous range of lengths and frequencies, continue to hold in the wavelength domain characteristic of the subnuclear particles? What is the connection between the weak interaction that is associated with the massless neutrino and the strong one that acts between neutron and proton? Is there some new particle underlying the action of the “weak” forces, just as, in the case of the nuclear force, there are mesons, and, in the case of the electromagnetic force, there are photons? If there is not, why not? In more technical terms: Is local field theory valid? A failure in locality may imply a failure in our concept of space. What are the fields relevant to a correct local field theory? What are the form factors of the particles? What exactly is the explanation of the electromagnetic mass difference? Do “weak” interactions become strong at sufficiently small distances? Is the Pomeranchuk theorem true? Do the total cross sections become constant at high energy? Will new symmetries appear, or old ones disappear, at higher energy?

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Accelerator Science and Technology Breakthroughs, Achievements and Lessons from the Tevatron

For almost a quarter of a century, the Tevatron proton-antiproton collider was the centerpiece of the world's high energy physics program - beginning operation in December of 1985 until it was overtaken by LHC in 2011. The aim of this unique scientific instrument was to explore the elementary particle physics reactions with center of mass collision energies of up to 1.96 TeV. The initial design luminosity of the Tevatron was 1030cm-2s-1, however as a result of two decades of upgrades, the accelerator has been able to deliver 430 times higher luminosities to each of two high luminosity experiments, CDF and D0. The Tevatron will be shut off September 30, 2011. The collider was arguably one of the most complex research instruments ever to reach the operation stage and is widely recognized for many technological breakthroughs and numerous physics discoveries. In this John Adams lecture, I briefly present the history of the Tevatron, major advances in accelerator physics, and technology implemented during the long quest for better and better performance. Lessons learned from our experience are also discussed.

43 PARTICLE ACCELERATORS↗