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Nuclear Dynamics and Reactions in the Ab Initio Symmetry-Adapted Framework

We review the ab initio symmetry-adapted (SA) framework for determining the structure of stable and unstable nuclei, along with related electroweak, decay, and reaction processes. This framework utilizes the dominant symmetry of nuclear dynamics, the shape-related symplectic [Formula: see text] symmetry, which has been shown to emerge from first principles and to expose dominant degrees of freedom that are collective in nature, even in the lightest species or seemingly spherical states. This feature is illustrated for a broad scope of nuclei ranging from helium to titanium isotopes, enabled by recent developments of the ab initio SA no-core shell model expanded to the continuum through the use of the SA basis and that of the resonating group method. The review focuses on energies, electromagnetic transitions, quadrupole and magnetic moments, radii, form factors, and response function moments for ground-state rotational bands and giant resonances. The method also determines the structure of reaction fragments that is used to calculate decay widths and α-capture reactions for simulated X-ray burst abundance patterns, as well as nucleon–nucleus interactions for cross sections and other reaction observables.

Physics↗

Description of the Proton-Decaying 0 2 + Resonance of the α Particle

The recent precise experimental determination of the monopole transition form factor from the ground state of 4 He to its $0$$^{+}_{2}$ resonance via electron scattering has reinvigorated discussions about the nature of this first excited state of the α particle. The $0$$^{+}_{2}$ state has been traditionally interpreted in the literature as the isoscalar monopole resonance (breathing mode) or, alternatively, as a particle-hole shell-model excitation. To better understand the nature of this state, which lies only ~410 keV above the proton emission threshold, we employ the coupled-channel representation of the no-core Gamow shell model. By considering the [ 3 H + p], [ 3 He + n], and [ 2 H + 2 H] reaction channels, we explain the excitation energy and monopole form factor of the $0$$^{+}_{2}$ state. Furthermore, we argue that the continuum coupling strongly impacts the nature of this state, which carries characteristics of the proton decay threshold.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Effective interactions in the s d shell

We perform here a quantitative study of the microscopic effective shell-model interactions in the valence sd shell, obtained from modern nucleon-nucleon potentials, chiral N3LO, JISP16 and Daejeon16, using No-Core Shell-Model wave functions and the Okubo-Lee-Suzuki transformation. We investigate the monopole properties of those interactions in comparison with the phenomenological universal sd-shell interaction, USDB. Theoretical binding energies and low-energy spectra of O isotopes and of selected sd-shell nuclei, are presented. We conclude that there is a noticeable improvement in the quality of the effective interaction when it is derived from the Daejeon16 potential. We show that its proton-neutron centroids are consistent with those from USDB. We then propose monopole modifications of the Daejeon16 centroids in order to provide an adjusted interaction yielding significantly improved agreement with the experiment. A spin-tensor decomposition of two-body effective interactions is applied in order to extract more information on the structure of the centroids and to understand the reason for deficiencies arising from our current theoretical approximations. The concern of the possible role of the three-nucleon forces is addressed.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Impact of Clustering on the Li 8 β Decay and Recoil Form Factors

We place unprecedented constraints on recoil corrections in the β decay of 8 Li, by identifying a strong correlation between them and the 8 Li ground state quadrupole moment in large-scale ab initio calculations. The results are essential for improving the sensitivity of high-precision experiments that probe the weak interaction theory and test physics beyond the standard model. In addition, our calculations predict a 2 + state of the α + α system that is energetically accessible to β decay but has not been observed in the experimental 8 Be energy spectrum, and has an important effect on the recoil corrections and β decay for the A = 8 systems. Furthermore, this state and an associated 0 + state are notoriously difficult to model due to their cluster structure and collective correlations, but become feasible for calculations in the ab initio symmetry-adapted no-core shell-model framework.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Rotational bands beyond the Elliott model

Rotational bands are commonplace in the spectra of atomic nuclei. Inspired by early descriptions of these bands by quadrupole deformations of a liquid drop, Elliott constructed discrete nucleon representations of SU(3) from fermionic creation and annihilation operators. Ever since, Elliott's model has been foundational to descriptions of rotation in nuclei. Later work, however, suggested the symplectic extension Sp(3, R) provides a more unified picture. We decompose no-core shell-model nuclear wave functions into symmetry-defined subspaces for several beryllium isotopes, as well as 20 Ne, using the quadratic Casimirs of both Elliott's SU(3) and Sp(3, R). The band structure, delineated by strong B(E2) values, has a more consistent description in Sp(3, R) rather than SU(3). In particular, we confirm previous work finding in some nuclides strongly connected upper and lower bands with the same underlying symplectic structure.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Efficacy of the symmetry-adapted basis for ab initio nucleon-nucleus interactions for light- and intermediate-mass nuclei

We study the efficacy of a new ab initio framework that combines the symmetry-adapted (SA) no-core shell-model approach with the resonating group method (RGM) for unified descriptions of nuclear structure and reactions. We obtain ab initio neutron-nucleus interactions for 4 He, 16 O, and 20 Ne targets, starting with realistic nucleon-nucleon potentials. We discuss the effect of increasing model space sizes and symmetry-based selections on the SA-RGM norm and direct potential kernels, as well as on phase shifts, which are the input to calculations of cross sections. We demonstrate the efficacy of the SA basis and its scalability with particle numbers and model space dimensions, with a view toward ab initio descriptions of nucleon scattering and capture reactions up through the medium-mass region.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Ab initio symmetry-adapted approaches to nuclear reactions

In this review, we discuss recent applications of the ab initio symmetry-adapted no-core shell-model (SA-NCSM) theory for study and prediction of structure and reactions of stable and unstable nuclei from light to medium mass range. We explore structure properties of neutron-rich He, Li, and Mg isotopes, with a focus on nuclear collectivity, clustering, and spectroscopic factors, as well as multi-particle excitations of utmost significance in the proximity of the drip lines. In addition, we present extensions of the SA-NCSM with continuum for determining the microscopic structure of reaction fragments, which enables calculations of reaction cross sections for targets from the lightest He to 40Ca, rooted in first principles. We illustrate this for neutron and proton elastic scattering, deuteron and alpha capture reactions, and alpha knock-out reactions. Furthermore, we discuss microscopic optical potentials with uncertainty quantification, a critical ingredient in many reaction models. As a result, we also discuss the impact of alpha clustering on reactions of significance to nuclear astrophysics, as well as on beta decays and beyond-the-standard-model physics.

Ab initio approaches to nuclear reactions↗

Magnetic moments of A = 3 nuclei obtained from chiral effective field theory operators

Chiral effective field theory (χEFT) provides a framework for obtaining internucleon interactions in a systematically improvable fashion from first principles, while also providing for the derivation of consistent electroweak current operators. In this study, we apply consistently derived interactions and currents towards calculating the magnetic dipole moments of the A = 3 systems 3 H and 3 He. We focus here on LENPIC interactions obtained using semilocal coordinate-space (SCS) regularization. Starting from the momentum-space representation of the LENPIC χEFT vector current, we derive the SCS-regularized magnetic dipole operator up through next-to-next-to-leading order (N 2 LO). We then carry out no-core shell-model calculations for 3 H and 3 He systems using the SCS LENPIC interaction at N 2 LO in χEFT and evaluate the magnetic dipole moments obtained using the consistently derived one-nucleon and two-nucleon electromagnetic currents. As anticipated by prior results with χEFT currents, the current corrections through N 2 LO provide improved, but not yet complete, agreement with experiment for the 3 H and 3 He magnetic dipole moments.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Improved Tensor Current Limit from 8 B 𝛽 Decay Including New Recoil-Order Calculations

A precision measurement of the 𝛽 + decay of 8 B was performed using the Beta-decay Paul Trap to determine the 𝛽−𝜈 angular correlation coefficient 𝑎 𝛽⁢𝜈 . The experimental results were combined with new ab initio symmetry-adapted no-core shell-model calculations to yield the second-most precise measurement from Gamow-Teller decays, 𝑎 𝛽⁢𝜈 = −0.3345 ± 0.001⁢9 stat ± 0.002⁢1 syst . This value agrees with the standard model value of −1/3 and improves uncertainties in 8 B by nearly a factor of 2. By combining results from 8 B and 8 Li , a tight limit on tensor current coupling to right-handed neutrinos was obtained. A recent global evaluation of all other precision 𝛽 decay studies suggested a nonzero value for right-handed neutrino coupling in contradiction with the standard model at just above 3⁢𝜎. Finally, the present results are of comparable sensitivity and do not support this finding.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Lifetimes of excited states in $^{16}$C as a benchmark for ab initio developments

Lifetimes of higher-lying states ($2_2^+$ and $4_1^+$) in 16 C have been measured, employing the Gammasphere and Microball detector arrays, as key observables to test and refine ab initio calculations based on interactions developed within chiral Effective Field Theory. The presented experimental constraints to these lifetimes of $\tau ({2_2^+}) = [244, 446]\,~\textrm{fs}$ and $\tau ({4_1^+}) = [1.8, 4]\,~\textrm{ps}$, combined with previous results on the lifetime of the $2_1^+$ state of 16 C, provide a rather complete set of key observables to benchmark the theoretical developments. We present No-Core Shell-Model calculations using state-of-the-art chiral 2- (NN) and 3-nucleon (3N) interactions at next-to-next-to-next-to-leading order for both the NN and the 3N contributions and a generalized natural-orbital basis (instead of the conventional harmonic-oscillator single-particle basis) which reproduce, for the first time, the experimental findings remarkably well. The level of agreement of the new calculations as compared to the CD-Bonn meson-exchange NN interaction is notable and presents a critical benchmark for theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Uncertainties in ab initio nuclear structure calculations with chiral interactions

We present theoretical ground state energies and their uncertainties for p -shell nuclei obtained from chiral effective field theory internucleon interactions as a function of chiral order, fitted to two- and three-body data only. We apply a Similary Renormalization Group transformation to improve the numerical convergence of the many-body calculations, and discuss both the numerical uncertainties arising from basis truncations and those from omitted induced many-body forces, as well as chiral truncation uncertainties. With complete Next-to-Next-to-Leading (N 2 LO) order two- and three-body interactions, we find significant overbinding for the ground states in the upper p -shell, but using higher-order two-body potentials, in combination with N 2 LO three-body forces, our predictions agree with experiment throughout the p -shell to within our combined estimated uncertainties. The uncertainties due to chiral order truncation are noticeably larger than the numerical uncertainties, but they are expected to become comparable to the numerical uncertainties at complete N 3 LO.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Symmetry and Shape Coexistence in 10 Be

Within the low-lying spectrum of 10 Be, multiple rotational bands are found, with strikingly different moments of inertia. A proposed interpretation has been that these bands variously represent triaxial rotation and prolate axially-deformed rotation. The bands are well-reproduced in ab initio no-core configuration interaction (NCCI) calculations. Here, we use the calculated wave functions to elucidate the nuclear shapes underlying these bands, by examining the Elliott SU(3) symmetry content of these wave functions. The ab initio results support an interpretation in which the ground-state band, along with an accompanying K = 2 side band, represent a triaxial rotor, arising from an SU(3) irreducible representation in the 0hw space. Then, the lowest excited K = 0 band represents a prolate rotor, arising from an SU(3) irreducible representation in the 2hw space.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Probing ab initio emergence of nuclear rotation

Structural phenomena in nuclei, from shell structure and clustering to superfluidity and collective rotations and vibrations, reflect emergent degrees of freedom. Ab initio theory describes nuclei directly from a fully microscopic formulation. We can therefore look to ab initio theory as a means of exploring the emergence of effective degrees of freedom in nuclei. For the illustrative case of emergent rotational bands in the $Be$ isotopes, we establish an understanding of the underlying oscillator space and angular momentum (orbital and spin) structure. We consider no-core configuration interaction (NCCI) calculations for 7, 9, 11 Be with the Daejeon16 internucleon interaction. Although shell model or rotational degrees of freedom are not assumed in the ab initio theory, the NCCI results are suggestive of the emergence of effective shell model degrees of freedom (0$\hbar$ω and 2$\hbar$ω excitations) and LS-scheme rotational degrees of freedom, consistent with an Elliott–Wilsdon SU(3) description. Finally, these results provide some basic insight into the connection between emergent effective collective rotational and shell model degrees of freedom in these light nuclei and the underlying ab initio microscopic description.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Entanglement rearrangement in self-consistent nuclear structure calculations

Background: Entanglement plays a central role in a diverse array of increasingly important research areas, including quantum computation, simulation, measurement, sensing, and communication. Extensive suites of investigations have been performed to better understand entanglement in atomic and molecular quantum many-body systems, while the exploration of entanglement in the structure of nuclei and their reactions is presently in its infancy. Purpose: The goal of this work is to begin investigating the entanglement properties of nuclei from first-principles nuclear many-body calculations. We attempt to identify common features and emergent structures of entanglement that could ultimately lead to new and natural many-body schemes. With an eye toward quantum accelerators in future hybrid-supercomputers, criteria for partitioning nuclear many-body calculations into quantum and classical components may provide advantages in future large-scale computations. Along the way we look for explanations of the relative success of phenomenological models such as the nuclear shell model, and for better ways to match to low-energy nuclear effective field theories and lattice QCD calculations to nuclear many-body techniques that are based upon entanglement. Method: We explore the entanglement between single-particle states in 4 He and 6 He. The patterns of entanglement emerging from different single-particle bases are compared, and possible links with the convergence of observables are explored, in particular, ground-state energies. The nuclear wave functions are obtained by performing active-space no-core configuration-interaction calculations using a two-body nucleon-nucleon interaction derived from chiral effective field theory. Entanglement measures within single-particle bases exhibiting different degrees of complexity are determined, in particular, harmonic oscillator (HO), Hartree-Fock (HF), natural (NAT) and variational natural (VNAT) bases. Specifically, single-orbital entanglement entropy, two-orbital mutual information, and negativity are studied. Results: The entanglement structures in 4 He and 6 He are found to be more localized within NAT and VNAT bases than within a HO basis for the optimal HO parameters we have worked with. In particular a core-valence structure clearly emerges from the full no-core calculation of 6 He. Here, the two-nucleon mutual information shows that the VNAT basis, which typically exhibits good convergence properties, effectively decouples the active and inactive spaces. Conclusions: Measures of one- and two-nucleon entanglement are found to be useful in analyzing the structure of nuclear wave functions, in particular the efficacy of basis states, and may provide useful metrics toward developing more efficient schemes for ab initio computations of the structure and reactions of nuclei, and quantum many-body systems more generally.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Robust ab initio prediction of nuclear electric quadrupole observables by scaling to the charge radius

Meaningful predictions for electric quadrupole (E2) observables from ab initio nuclear theory are necessary, if the ab initio description of collective correlations is to be confronted with experiment, as well as to provide predictive power for unknown E2 observables. However, converged results for E2 observables are notoriously challenging to obtain in ab initio no-core configuration interaction (NCCI) approaches. Matrix elements of the E2 operator are sensitive to the large-distance tails of the nuclear wave function, which converge slowly in an oscillator basis expansion. Similar convergence challenges beset ab initio prediction of the nuclear charge radius. We demonstrate that the convergence patterns of the E2 and radius observables are strongly correlated, and that meaningful predictions for the absolute scale of E2 observables may be made by calibrating to the experimentally-known ground-state charge radius. Here, we illustrate by providing robust ab initio predictions for several E2 transition strengths and quadrupole moments in p-shell nuclei, in cases where experimental results are available for comparison.

6 ≤ A ≤ 19↗

Robust ab initio predictions for dimensionless ratios of 𝐸⁢2 and radius observables. II. Estimation of 𝐸⁢2 transition strengths by calibration to the charge radius

Converged results for 𝐸⁢2 observables are notoriously challenging to obtain in ab initio no-core configuration interaction approaches. Matrix elements of the 𝐸⁢2 operator are sensitive to the large-distance tails of the nuclear wave function, which converge slowly in an oscillator basis expansion. Similar convergence challenges beset ab initio prediction of the nuclear charge radius. However, we exploit systematic correlations between the calculated 𝐸⁢2 and radius observables to yield meaningful predictions for relations among these observables. In particular, we examine ab initio predictions for dimensionless ratios of the form 𝐵⁡(𝐸⁢2)/(𝑒 2 ⁢𝑟 4 ) for nuclei throughout the 𝑝 shell. Finally, meaningful predictions for 𝐸⁢2 transition strengths may then be made by calibrating to the ground-state charge radius if experimentally known.

ab initio calculations↗

Robust ab initio predictions for dimensionless ratios of 𝐸⁢2 and radius observables. I. Electric quadrupole moments and deformation

We report that converged results for 𝐸⁢2 observables are notoriously challenging to obtain in ab initio no-core configuration interaction approaches. Matrix elements of the 𝐸⁢2 operator are sensitive to the large-distance tails of the nuclear wave function, which converge slowly in an oscillator basis expansion. Similar convergence challenges beset ab initio prediction of the nuclear charge radius. However, we exploit systematic correlations between the calculated 𝐸⁢2 and radius observables to yield meaningful predictions for relations among these observables. In particular, we examine ab initio predictions for dimensionless ratios of the form 𝑄/𝑟 2 for nuclei throughout the 𝑝 shell. Meaningful predictions for electric quadrupole moments may then be made by calibrating to the ground-state charge radius, if experimentally known, or vice versa. Moreover, these dimensionless ratios provide ab initio insight into the nuclear quadrupole deformation.

ab initio calculations↗

Ab initio estimation of E 2 strengths in Li 8 and its neighbors by normalization to the measured quadrupole moment

For electric quadrupole (E2) observables, which depend on the large-distance tails of the nuclear wave function, ab initio no-core configuration interaction (NCCI) calculations converge slowly, making meaningful predictions challenging to obtain. Nonetheless, the calculated values for different E2 matrix elements, particularly those involving levels with closely-related structure (e.g., within the same rotational band) are found to be robustly proportional. This observation suggests that a known value for one observable may be used to determine the overall scale of E2 strengths, and thereby provide predictions for others. In particular, we demonstrate that meaningful predictions for E2 transitions may be obtained by calibration to the ground-state quadrupole moment. Here, we test this approach for well-measured low-lying E2 transitions in 7 Li and 9 Be, then provide predictions for transitions in 8 Li and 9 Li. In particular, we address the 2 + → 1 + transition in 8 Li, for which the reported measured strength exceeds ab initio Green's function Monte Carlo (GFMC) predictions by over an order of magnitude.

6 ≤ A ≤ 19↗