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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 91 records · Page 5
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DOE OSTI2025

The gravitational index of 5d black holes and black strings

The supersymmetric index of 5d black strings and spinning black holes in M-theory is related to that of 4d black holes in type IIA supergravity when both theories are compactified on the same Calabi-Yau threefold. We find the finite-temperature saddles for the 5d gravitational supersymmetric index by uplifting the recently found attractor saddles of the corresponding 4d index. We study uplifts for two types of geometries: 5d black holes and 5d black strings. For 5d black holes, the uplift guarantees that the index of 4d and 5d black holes match. For 5d black strings, the saddle reproduces the microscopic index at leading order in G N , even without the conventional decoupling limit taken in AdS/CFT. In particular, when the temperature is set to be finite in the 5d flat space region, the black string index is computed from an asymptotically flat solution where the AdS throat is absent. Further, as the temperature is lowered and eventually becomes infinitesimally small in the flat space region, the solution admits a novel decoupling limit in which the AdS 3 throat takes the form of a finite-temperature BTZ black hole that is known to compute the index in AdS 3 /CFT 2 . This represents the first step towards understanding holography for supersymmetric observables in flat space, away from the decoupling limit.

AdS-CFT correspondence↗
DOE OSTI2021

Separability in consistent truncations

The separability of the Hamilton-Jacobi equation has a well-known connection to the existence of Killing vectors and rank-two Killing tensors. This paper combines this connection with the detailed knowledge of the compactification metrics of consistent truncations on spheres. The fact that both the inverse metric of such compactifications, as well as the rank-two Killing tensors can be written in terms of bilinears of Killing vectors on the underlying “round metric,” enables us to perform a detailed analyses of the separability of the Hamilton-Jacobi equation for consistent truncations. We introduce the idea of a separating isometry and show that when a consistent truncation, without reduction gauge vectors, has such an isometry, then the Hamilton-Jacobi equation is always separable. When gauge vectors are present, the gauge group is required to be an abelian subgroup of the separating isometry to not impede separability. We classify the separating isometries for consistent truncations on spheres, S n , for n = 2, …, 7, and exhibit all the corresponding Killing tensors. These results may be of practical use in both identifying when supergravity solutions belong to consistent truncations and generating separable solutions amenable to scalar probe calculations. Finally, while our primary focus is the Hamilton-Jacobi equation, we also make some remarks about separability of the wave equation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Supersymmetry and superstrata in three dimensions

We analyze the supersymmetry transformations of gauged SO(4) supergravity coupled to extra hypermultiplets in three dimensions, and find large families of smooth BPS solutions that preserve four supersymmetries. These BPS solutions are part of the consistent truncation of some families of six-dimensional superstrata. From the three-dimensional perspective, these solutions give rise to “smoothly-capped BTZ” geometries. We show how the twisting of the spin connection, the holomorphy of the fields, and the Chern-Simons connections all play an essential role in the existence of these supersymmetric solutions. This paper also closes the circle on the consistent truncation of superstrata, showing precisely how every feature of the superstratum enters into the three-dimensional BPS structure.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional N = 2 supergravity resolves the singularity. In doing so, we extend the recently-developed “new attractor mechanism” to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Radiative classical gravitational observables at $ \mathcal{O} $(G 3 ) from scattering amplitudes

We compute classical gravitational observables for the scattering of two spinless black holes in general relativity and N =8 supergravity in the formalism of Kosower, Maybee, and O’Connell (KMOC). We focus on the gravitational impulse with radiation reaction and the radiated momentum in black hole scattering at $ \mathcal{O} $(G 3 ) to all orders in the velocity. These classical observables require the construction and evaluation of certain loop-level quantities which are greatly simplified by harnessing recent advances from scattering amplitudes and collider physics. In particular, we make use of generalized unitarity to construct the relevant loop integrands, employ reverse unitarity, the method of regions, integration-by-parts (IBP), and (canonical) differential equations to simplify and evaluate all loop and phase-space integrals to obtain the classical gravitational observables of interest to two-loop order. The KMOC formalism naturally incorporates radiation effects which enables us to explore these classical quantities beyond the conservative two-body dynamics. From the impulse and the radiated momentum, we extract the scattering angle and the radiated energy. Finally, we discuss universality of the impulse in the high-energy limit and the relation to the eikonal phase.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Towards the construction of multi-centered black holes in AdS

We find a class of approximate perturbative solutions describing multi-centered BPS black holes in asymptotically AdS 4 . These black holes are moving coplanarly in a circular orbit with common radius but fixed phase differences, where the radius is characterized by a common boost velocity v. While the solutions are not complete, as they are only accurate up to O (M 2 v 2 ), we are able to locally investigate their supersymmetric properties in four-dimensional N = 2 supergravity. The result indicates that, while a single BPS black hole preserves half of the supersymmetries, a configuration with two or more black holes is only 1/4 BPS. These perturbative solutions reduce in the asymptotically Minkowski limit to the multi-black hole solution of Majumdar and Papapetrou.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Transport across interfaces in symmetric orbifolds

We examine how conformal boundaries encode energy transport coefficients — namely transmission and reflection probabilities — of corresponding conformal interfaces in symmetric orbifold theories. These constitute a large class of irrational theories and are closely related to holographic setups. Our central goal is to compare such coefficients at the orbifold point (a field theory calculation) against their values when the orbifold is highly deformed (a gravity calculation) — an approach akin to past AdS/CFT-guided comparisons of physical quantities at strong versus weak coupling. At the orbifold point, we find that the (weighted-average) transport coefficients are simply averages of coefficients in the underlying seed theory. We then focus on the symmetric orbifold of the T 4 sigma model interface CFT dual to type IIB supergravity on the 3d Janus solution. We compare the holographic transmission coefficient, which was found by [1], to that of the orbifold point. We find that the profile of the transmission coefficient substantially increases with the coupling, in contrast to boundary entropy. We also present some related ideas about twisted-sector data encoded by boundary states.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Q-balls meet fuzzballs: non-BPS microstate geometries

We construct a three-parameter family of non-extremal microstate geometries, or “microstrata”, that are dual to states and deformations of the D1-D5 CFT. These families are non-extremal analogues of superstrata. We find these microstrata by using a Q-ball-inspired Ansatz that reduces the equations of motion to solving for eleven functions of one variable. We then solve this system both perturbatively and numerically and the results match extremely well. We find that the solutions have normal mode frequencies that depend upon the amplitudes of the excitations. We also show that, at higher order in perturbations, some of the solutions, having started with normalizable modes, develop a “non-normalizable” part, suggesting that the microstrata represent states in a perturbed form of the D1-D5 CFT. This paper is intended as a “Proof of Concept” for the Q-ball-inspired approach, and we will describe how it opens the way to many interesting follow-up calculations both in supergravity and in the dual holographic field theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

BRST symmetry and the convolutional double copy

Motivated by the results of Anastasiou et al., we consider the convolutional double copy for BRST and anti-BRST covariant formulations of gravitational and gauge theories in more detail. We give a general BRST and anti-BRST invariant formulation of linearised $\mathcal{N}$ = 0 supergravity using superspace methods and show how this may be obtained from the square of linearised Yang-Mills theories. We demonstrate this relation for the Schwarzschild black hole and the ten-dimensional black string solution as two concrete examples.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

A unified system for Coleman–De Luccia transitions

Highlights: • Monotonicity controls whether radius of CDL bounce is negative mode direction. • Decays from de Sitter and Anti-de Sitter analyzed in single geometric framework. • de Sitter to Anti-de Sitter instantons come in two types, similar to type-A vs type-B. We show that the presence or absence of negative modes associated with the expansion or contraction of Coleman–De Luccia instantons is controlled by the monotonicity properties of a single function parameterized by the tension and two vacuum energies. This approach simplifies and unifies certain aspects of phase transitions between two de Sitter vacua, between two Anti-de Sitter, and between one of each. This strategy may serve as a guide for identifying negative modes in more complicated gravitational theories, for instance supergravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Separability of the Dirac equation in the STU black hole spacetime: Pairwise-equal charge case study

We study the separability of the Dirac equation in the background of four dimensional charged rotating asymptotically flat black hole solution of supergravity and the low energy string theory known as STU black hole. In particular, we analyze in detail the separability conditions in the pairwise equal charge STU black hole space-time. While in the latter case the minimally coupled Dirac equation is not separable, the introduction of a specific torsion term ensures the separability. The source of the torsion is the Kalb-Ramond field, which is an integral part of string theory, but further aspects of its properties and coupling to fermionic fields remain to be studied. To derive the torsion, two different approaches are used in conformally related frames, showing that the torsion is not unique. The correspondingly modified Dirac equations in the Einstein and string frames are shown to be separable. Furthermore, the massless radial and angular wave equations are examined; they show close similarity with corresponding equations for the standard Kerr background. A generalization of the Teukolsky equation for the pairwise equal case is conjectured. We also briefly analyze a technically sophisticated radial equation in the massive case.

Dirac equation↗
DOE OSTI2021

Sub-leading structures in superconformal indices: subdominant saddles and logarithmic contributions

We systematically study various sub-leading structures in the superconformal index of N = 4 supersymmetric Yang-Mills theory with SU(N) gauge group. We concentrate in the superconformal index description as a matrix model of elliptic gamma functions and in the Bethe-Ansatz presentation. Our saddle-point approximation goes beyond the Cardy-like limit and we uncover various saddles governed by a matrix model corresponding to SU(N) Chern-Simons theory. The dominant saddle, however, leads to perfect agreement with the Bethe-Ansatz approach. We also determine the logarithmic correction to the superconformal index to be log N, finding precise agreement between the saddle-point and Bethe-Ansatz approaches in their respective approximations. We generalize the two approaches to cover a large class of 4d N = 1 superconformal theories. We find that also in this case both approximations agree all the way down to a universal contribution of the form log N. The universality of this last result constitutes a robust signature of this ultraviolet description of asymptotically AdS 5 black holes and could be tested by low-energy IIB supergravity.

1/N expansion↗
DOE OSTI2020

Holomorphic waves of black hole microstructure

We obtain the largest families constructed to date of $$ \frac{1}{8} $$ 1 8 -BPS solutions of type IIB supergravity. They have the same charges and mass as supersymmetric D1-D5-P black holes, but they cap off smoothly with no horizon. Their construction relies on the structure of superstratum states, but allows the momentum wave to have an arbitrary shape. Each family is based on an arbitrary holomorphic function of one variable. More broadly, we show that the most general solution is described by two arbitrary holomorphic functions of three variables. After exhibiting several new families of such “holomorphic superstrata,” we reformulate the BPS backgrounds and equations in holomorphic form and show how this simplifies their structure. The holomorphic formulation is thus both a fundamental part of superstrata as well as an effective tool for their construction. In addition, we demonstrate that holomorphy provides a powerful tool in establishing the smoothness of our solutions without constraining the underlying functions. We also exhibit new families of solutions in which the momentum waves of the superstrata are highly localized at infinity but diffuse and spread into the infra-red limit in the core of the superstratum. Our work also leads to some results that can be tested within the dual CFT.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Evidence for a 5d F-theorem

Renormalization group flows are studied between 5d SCFTs engineered by (p, q) 5-brane webs with large numbers of external 5-branes. A general expression for the free energy on S5 in terms of single-valued trilogarithm functions is derived from their supergravity duals, which are characterized by the 5-brane charges and additional geometric parameters. The additional geometric parameters are fixed by regularity conditions, and we show that the solutions to the regularity conditions extremize a trial free energy. These results are used to survey a large sample of O(10 5 ) renormalization group flows between different 5d SCFTs, including Higgs branch flows and flows that preserve the SU(2) R- symmetry. In all cases the free energy changes monotonically towards the infrared, in line with a 5d F -theorem.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Rotating black hole entropy from M5-branes

We compute the superconformal index of 3d N = 2 superconformal field theories obtained from N M5-branes wrapped on a hyperbolic 3-manifold. Exploiting the 3d-3d correspondence, we use perturbative invariants of SL(N, C) Chern-Simons theory to determine the superconformal index in the large N limit, including corrections logarithmic in N. The leading order partition function provides a microscopic foundation for the entropy function of the dual rotating asymptotically AdS 4 black holes. We also verify that the supergravity one-loop contribution to the log N term coincides with the field theoretic result. We propose a 3d-3d formulation for the refined topologically twisted index, and provide strong evidence in support of its vanishing — which agrees with the fact that the expected dual rotating magnetically-charged black hole does not exist. This provides an interesting link between gravity and a tantalizing mathematical result.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Precision microstate counting for the entropy of wrapped M5-branes

We study the large N expansion of twisted partition functions of 3d N = 2 superconformal field theories arising from N M5-branes wrapped on a hyperbolic 3- manifold, M 3 . Via the 3d-3d correspondence, the partition functions of these 3d N = 2 superconformal field theories are related to simple topological invariants on the 3-manifold. The partition functions can be expressed using only classical and one-loop perturbative invariants of PSL(N, C) Chern-Simons theory around irreducible flat connections on M 3 . Using mathematical results on the asymptotics of the invariants, we compute the twisted partition functions in the large N limit including perturbative corrections to all orders in 1/N . Surprisingly, the perturbative expansion terminates at finite order. The leading part of the partition function is of order N 3 and agrees with the Bekenstein-Hawking entropy of the dual black holes. The subleading part, in particular the log N -terms in the field theory partition function is found to precisely match the one-loop quantum corrections in the dual eleven dimensional supergravity. The field theory results of other terms in 1/N provide a stringent prediction for higher order corrections in the holographic dual, which is M-theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Gopakumar-Vafa invariants and the Emergent String Conjecture

Abstract The Emergent String Conjecture of Lee, Lerche, and Weigand holds that every infinite-distance limit in the moduli space of a quantum gravity represents either a decompactification limit or an emergent string limit in some duality frame. Within the context of 5d supergravities coming from M-theory compactifications on Calabi-Yau threefolds, we find evidence for this conjecture by studying (a) the gauge couplings and (b) the BPS spectrum, which is encoded in the Gopakumar-Vafa invariants of the threefold. In the process, we disuss a testable geometric consequence of the Emergent String Conjecture, and we verify that it is satisfied in all complete intersection Calabi-Yau threefolds in products of projective spaces (CICYs).

Physics↗
DOE OSTI2024

Geometries with twisted spheres and non-abelian T-dualities

Abstract Spectral flow in two-dimensional superconformal field theories is known to correspond to a geometrical mixing between two circles in the gravity dual. We generalize this operation to the geometries which have SO(k+1)×SO(k+1) isometries withk> 1 and perform various non-abelian T-dualities of the resulting twisted backgrounds. Combination of non-abelian twists and dualities leads to a new solution generating technique in supergravity, and we apply it to the geometries dual to supersymmetric states in$$\mathcal{N}$$= 4 super-Yang-Mills theory.

Physics↗