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DOE OSTI2024

Topological symmetry in quantum field theory

We introduce a definition and framework for internal topological symmetries in quantum field theory, including “noninvertible symmetries” and “categorical symmetries”. We outline a calculus of topological defects which takes advantage of well-developed theorems and techniques in topological field theory. Our discussion focuses on finite symmetries, and we give indications for a generalization to other symmetries. We treat quotients and quotient defects (often called “gauging” and “condensation defects”), finite electromagnetic duality, and duality defects, among other topics. We include an appendix on finite homotopy theories, which are often used to encode finite symmetries and for which computations can be carried out using methods of algebraic topology. Throughout we emphasize exposition and examples over a detailed technical treatment.

Mathematics↗

DOE OSTI2025

Topological Rigidity and Non-Abelian Defect Junctions in Chiral Nematic Systems with Effective Biaxial Symmetry

We study topologically stable defect structures in systems where the defect line classification in three dimensions and associated algebra of interactions (the fundamental group) are governed by the non-Abelian eight-element group, the quaternions 𝑄 8 . The non-Abelian character of the defect algebra leads to a topological rigidity of bound defect pairs, and trivalent junctions which are the building blocks of multijunction trivalent networks. We realize such structures in laboratory chiral nematics and analyze their behavior analytically, along with numerical modeling.

Liquid crystals↗

DOE OSTI2021

An index for two-dimensional SPT states

We define an index for 2D G-invariant invertible states of bosonic lattice systems in the thermodynamic limit for a finite symmetry group G with a unitary action. Furthermore, we show that this index is an invariant of the symmetry protected phase.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2025

RG-stable parameter relations of a scalar field theory in absence of a symmetry

Abstract The stability of tree-level relations among the parameters of a quantum field theory with respect to renormalization group (RG) running is typically explained by the existence of a symmetry. We examine a toy model of a quantum field theory of two real scalars in which a tree-level relation among the squared-mass parameters of the scalar potential appears to be RG-stable without the presence of an appropriate underlying symmetry. The stability of this relation with respect to renormalization group running can be explained by complexifying the original scalar field theory. It is then possible to exhibit a symmetry that guarantees the relations of relevant beta functions of squared-mass parameters of the complexified theory. Among these relations, we can identify equations that are algebraically identical to the corresponding equations that guarantee the stability of the relations among the squared-mass parameters of the original real scalar field theory where the symmetry of the complexified theory is no longer present.

Haber, Howard E. (ORCID:0000000173388104)↗

DOE OSTI2024

Boundary conditions for extremal black holes from 2d gravity

We devise new boundary conditions for the near-horizon geometries of extremal BTZ and Kerr black holes, as well as for the ultra-cold limit of the Kerr-de Sitter black hole. These boundary conditions are obtained as the higher-dimensional uplift of recently proposed boundary conditions in two-dimensional gravity. Their asymptotic symmetries consist in the semi-direct product of a Virasoro and a current algebra, of which we determine the central extensions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

On a class of selection rules without group actions in field theory and string theory

We discuss a class of selection rules which i) do not come from group actions on fields, ii) are exact at tree level in perturbation theory, iii) are increasingly violated as the loop order is raised, and iv) eventually reduce to selection rules associated with an ordinary group symmetry. We start from basic field-theoretical examples in which fields are labeled by conjugacy classes rather than representations of a group, and discuss generalizations using fusion algebras or hypergroups. We also discuss how such selection rules arise naturally in string theory, such as for non-Abelian orbifolds or other cases with non-invertible worldsheet symmetries.

Kaidi, Justin (ORCID:0000000161440729)↗

DOE OSTI2026

Geometric invariants of quantum metrology

Here, we establish a conservation law for the Quantum Fisher Information Matrix (QFIM) expressed as follows; when the QFIM is constructed from a set of observables closed under commutation, i.e., a Lie algebra, the spectrum of the QFIM is invariant under unitary dynamics generated by these same operators. Each Lie algebra therefore endows any quantum state with a fixed “budget” of metrological sensitivity—an intrinsic resource that we show, like optical squeezing in interferometry, cannot be amplified by symmetry-preserving operations. The Uhlmann curvature tensor naturally inherits the same symmetry group, and so quantum incompatibility is similarly fixed. As a result, a metrological analog to Liouville's theorem appears; statistical distances, volumes, and curvatures are invariant under the evolution generated by the Lie algebra. We discuss this as it relates to the quantum analogs of classical optimality criteria. This enables one to efficiently classify useful classes of quantum states at the level of Lie algebras through geometric invariants.

Wilson, Christopher [University of Colorado, Bould↗

DOE OSTI2024

Soft algebras for leaf amplitudes

Celestial MHV amplitudes are comprised of non-distributional leaf amplitudes associated to an AdS3 leaf of a foliation of flat spacetime. It is shown here that the leaf amplitudes are governed by the same infinite-dimensional soft ‘S-algebra’ as their celestial counterparts. Moreover, taking the soft limit of the smooth three-point MHV leaf amplitude yields a nondegenerate minus-minus two-point leaf amplitude. The two- and three-point MHV leaf amplitudes are used to compute the plus-minus-minus leaf operator product coefficients.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Semicoherent symmetric quantum processes: Theory and applications

Discovering pragmatic and efficient approaches to construct ε-approximations of quantum operators such as real (imaginary) time-evolution propagators in terms of the basic quantum operations (gates) is challenging. Prior ε-approximations are invaluable, in that they enable the compilation of classical and quantum algorithm modeling of, e.g., dynamical and thermodynamic quantum properties. In parallel, symmetries are powerful tools concisely describing the fundamental laws of nature; the symmetric underpinnings of physical laws have consistently provided profound insights and substantially increased predictive power. In this work, we consider the interplay between the ε-approximate processes and the exact symmetries in a semicoherent context—where measurements occur at each logical clock cycle. Here we draw inspiration from Pascual Jordan's groundbreaking formulation of nonassociative, but commutative, symmetric algebraic form. Our symmetrized formalism is then applied in various domains such as quantum random walks, real-time evolutions, variational algorithm ansatzes, and efficient entanglement verification. Our work paves the way for a deeper understanding and greater appreciation of how symmetries can be used to control quantum dynamics in settings where coherence is a limited resource.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

Bootstrapping conformal QED 3 and deconfined quantum critical point

We bootstrap the deconfined quantum critical point (DQCP) and 3D Quantum Electrodynamics (QED 3 ) coupled to N f flavors of two-component Dirac fermions. We show the lattice and perturbative results on the SO(5) symmetric DQCP are excluded by the bootstrap bounds with an assumption that the lowest singlet scalar is irrelevant. Remarkably, we discover a new family of kinks in the 3D SO(N) vector bootstrap bounds with N &GreaterSlantEqual; 6. We demonstrate coincidences between SU(N f ) adjoint and $SO (N^2_f-1$) vector bootstrap bounds due to a novel algebraic relation between the crossing equations. By introducing gap assumptions breaking the $SO (N^2_f-1$) symmetry, the SU(N f ) adjoint bootstrap bounds with large N f converge to the 1/N f perturbative results of QED 3 . Our results provide strong evidence that the SO(5) DQCP is not continuous and the critical flavor number of QED 3 is slightly above 2: $N^*_f\in$ (2,4). Bootstrap results near $N^*_f$ are well consistent with the merger and annihilation mechanism for the loss of conformality in QED 3 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Fractionalization of subsystem symmetries in two dimensions

The fractionalization of global symmetry charges is a striking hallmark of topological quantum order. Here, we discuss the fractionalization of subsystem symmetries in two-dimensional topological phases. In line with previous no-go arguments, we show that subsystem symmetry fractionalization is not possible in many cases due to the additional rigid geometric structure of the symmetries. However, we identify a mechanism that allows fractionalization, involving global relations between macroscopically many symmetry generators. We find that anyons can fractionalize such relations, meaning that the total charge carried under all generators involved in the global relation is nontrivial, despite the fact that these generators multiply to the identity. We first discuss the general algebraic framework needed to characterize this type of fractionalization, and then explore this framework using a number of exactly solvable models with Z 2 topological order, including models having line and fractal symmetries. These models all showcase another necessary property of subsystem symmetry fractionalization: Fractionalized anyons must have restricted mobility when the symmetry is enforced, such that they are confined to a single line or point in the case of line and fractal symmetries, respectively. Looking forward, we expect that our identification of the importance of global relations in fractionalization will hold significance for the classification of phases with subsystem symmetries in all dimensions.

2-dimensional systems↗

DOE OSTI2024

Local Poincaré algebra from quantum chaos

The local two-dimensional Poincaré algebra near the horizon of an eternal AdS black hole, or in proximity to any bifurcate Killing horizon, is generated by the Killing flow and outward null translations on the horizon. In holography, this local Poincaré algebra is reflected as a pair of unitary flows in the boundary Hilbert space whose generators under modular flow grow and decay exponentially with a maximal Lyapunov exponent. This is a universal feature of many geometric vacua of quantum gravity. To explain this universality, we show that a two-dimensional Poincaré algebra emerges in any quantum system that has von Neumann subalgebras associated with half-infinite modular time intervals (modular future and past subalgebras) in a limit analogous to the near-horizon limit. In ergodic theory, quantum dynamical systems with future or past algebras are called quantum K-systems. The surprising statement is that modular K-systems are always maximally chaotic. Interacting quantum systems in the thermodynamic limit and large N theories above the Hawking-Page phase transition are examples of physical theories with future/past subalgebras. We prove that the existence of (modular) future/past von Neumann subalgebras also implies a second law of (modular) thermodynamics and the exponential decay of (modular) correlators. We generalize our results from the modular flow to any dynamical flow with a positive generator and interpret the positivity condition as quantum detailed balance.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Renormalization-group equations of the LEFT at two loops: dimension-six baryon-number-violating operators

We present the second part of a systematic calculation of the two-loop anomalous dimensions for the low-energy effective field theory below the electroweak scale (LEFT): the baryon-number-violating sector at dimension six in the power counting. We obtain the results in two different schemes: in the algebraically consistent ’t Hooft-Veltman scheme for γ 5 , corrected for evanescent as well as chiral-symmetry-breaking effects through finite renormalizations; and in naive dimensional regularization, which in the considered sector of the theory does not lead to any ill-defined γ 5 -odd traces. Our results are of interest for a reanalysis of the constraints on physics beyond the Standard Model from proton-decay searches within an EFT framework at next-to-leading-logarithmic accuracy.

Baryon/Lepton Number Violation↗

DOE OSTI2021

Characterizing Topological Order with Matrix Product Operators

One of the most striking features of gapped quantum phases that exhibit topological order is the presence of long-range entanglement that cannot be detected by any local order parameter. The formalism of projected entangled-pair states is a natural framework for the parameterization of gapped ground state wavefunctions which allows one to characterize topological order in terms of the virtual symmetries of the local tensors that encode the wavefunction. In their most general form, these symmetries are represented by matrix product operators acting on the virtual level, which leads to a set of algebraic rules characterizing states with topological quantum order. This construction generalizes the concepts of $\mathsf G$- and twisted injectivity; the corresponding matrix product operators encode all topological features of the theory and provide a complete picture of the ground state manifold on the torus. We show how the string-net models of Levin and Wen fit within this formalism and in doing so provide a particularly intuitive interpretation of the pentagon equation for F-symbols as the pulling of matrix product operators through the string-net tensor network. Our approach paves the way to finding novel topological phases beyond string nets and elucidates the description of topological phases in terms of entanglement Hamiltonians and edge theories.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

Tuning between continuous time crystals and many-body scars in long-range XYZ spin chains.

Persistent oscillatory dynamics in nonequilibrium many-body systems is a tantalizing manifestation of ergodicity breakdown that continues to attract much attention. Recent works have focused on two classes of such systems: discrete time crystals and quantum many-body scars (QMBS). While both systems host oscillatory dynamics, its origin is expected to be fundamentally different: discrete time crystal is a phase of matter which spontaneously breaks the Z 2 symmetry of the external periodic drive, while QMBS span a subspace of nonthermalizing eigenstates forming an su(2) algebra representation. Here, we ask a basic question: is there a physical system that allows us to tune between these two dynamical phenomena? In contrast to much previous work, we investigate the possibility of a continuous time crystal (CTC) in undriven, energy-conserving systems exhibiting prethermalization. We introduce a long-range XYZ spin model and show that it encompasses both a CTC phase as well as QMBS. We map out the dynamical phase diagram using numerical simulations based on exact diagonalization and time-dependent variational principle in the thermodynamic limit. We identify a regime where QMBS and CTC order coexist, and we discuss experimental protocols that reveal their similarities as well as key differences.

Bull, Kieran↗

DOE OSTI2025

Constructing the infrared conformal generators on the fuzzy sphere

We investigate the conformal algebra on the fuzzy sphere, and in particular the generators of translations and special conformal transformations which are emergent symmetries in the infinite IR but are broken along the RG flow. We show how to extract these generators using the energy momentum tensor, which is complicated by the fact that one does not have a priori access to the energy momentum tensor of the CFT limit but rather must construct it numerically. We discuss and quantitatively analyze the main sources of corrections to the conformal generators due to the breaking of scale-invariance at finite energy, and develop efficient methods for removing these corrections. The resulting generators have matrix elements that match CFT predictions with accuracy varying from sub-percent level for the lowest-lying states up to several percent accuracy for states with dimension \sim 5 ∼ 5 with N=16 N = 16 fermions. We show that the generators can be used to accurately identify primary operators vs descendant operators in energy ranges where the spectrum is too dense to do the identification solely based on the approximate integer spacing within conformal multiplets.

Fardelli, Giulia (ORCID:0000000217998124)↗

DOE OSTI2022

Index-like theorem for massless fermions in spherically symmetric monopole backgrounds

In this paper we study massless fermions coupled to spherically symmetric SU(N) monopoles without Yukawa couplings between the Higgs and fermion fields. The corresponding Dirac operator is not Fredholm and the associated eigenfunctions are not L 2 -normalizable. Here we derive a formula for the dimension of the plane-wave normalizable kernel of such a Dirac operator for fermions of any representation of SU(N) in the presence of any spherically symmetric monopole background. Notably, our results also apply to fermions coupled to monopoles that preserve non-abelian gauge symmetry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Cluster structure of light nuclei

We review recent studies of the cluster structure of light nuclei within the framework of the algebraic cluster model (ACM) for nuclei composed of k α-particles and within the framework of the cluster shell model (CSM) for nuclei composed of k α-particles plus x additional nucleons. The calculations, based on symmetry considerations and thus for the most part given in analytic form, are compared with experiments in light cluster nuclei. The comparison shows evidence for Z 2 , D 3h and T d symmetry in the even–even nuclei 8 Be (k = 2), 12 C (k = 3) and 16 O (k = 4), respectively, and for the associated double groups Z' 2 and D' 3h in the odd nuclei 9 Be, 9 B (k = 2, x = 1) and 13 C (k = 3, x = 1), respectively.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗