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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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NASA NTRS2016

Hall2De Simulations with a First-Principles Electron Transport Model Based on the Electron Cyclotron Drift Instability

Several years of work have combined plasma measurements in a laboratory Hall thruster and r-z numerical simulations with Hall2De to isolate the spatial variation of the anomalous collision frequency needed in Ohm’s law to produce the observed thruster behavior. This numerical solution is used here to test the validity of a first-principles model of the anomalous transport in these devices before such model is implemented self-consistently in r-z fluid codes like Hall2De. The first-principles model employs quasi-linear theory and is based on the hypothesis that the Electron Cyclotron Drift Instability (ECDI) excites ion acoustic turbulence that, in turn, enhances the effective collision frequency in these devices. We find that a model of the ECDI that assumes Maxwellian velocity distributions for electrons and singly-charged, main-beam, cold ions (Ti=0.07 eV) is insufficient to explain the expected variation of the anomalous collision frequency both in the interior and exterior of the acceleration channel. When warm ions (~0.5-3 eV) are accounted for, the ECDI model in the channel interior appears more promising but fails by orders of magnitude in the near plume region due to the much higher Landau damping of the ion acoustic waves there. This implies that either (a) some process allows the ECDI instability to remain uninhibited by classical Landau damping or, (b) that a different instability (or instabilities) altogether, also insusceptible to Landau damping, is/are active in this region. A previous hypothesis, that convection of wave energy generated by the ECDI in the channel plays a significant role in the near plume, is not supported by the results of the simulations.

Mikellides, Ioannis G.↗
DOE OSTI2026

Edge fluctuation measurements in EDA H-mode and QCE plasmas in ASDEX Upgrade using the correlation electron cyclotron emission diagnostic

The requirement of a plasma solution without large edge-localized modes (ELMs) for future fusion devices motivates the study of plasmas without Type I ELMs. The enhanced D–α (EDA) and quasi-continuous exhaust (QCE) scenarios are two such Type I ELM free plasmas, but their underlying physics principles are not fully understood. A database of EDA and QCE plasmas from ASDEX Upgrade was compiled and analyzed using the correlation electron cyclotron emission diagnostic in order to study differences between properties of the quasi-coherent mode (QCM) between these two regimes. Investigations into measured spectral properties of the QCM, radiated temperature fluctuations δT rad /T rad , and radial correlation lengths L c showed no differences between the two regimes. Spectral properties using the cross-power spectral density, G xy were similar between regimes, with the values measured to be a central frequency, $f$ $QCM$ ≈ 20 - 50 kHz; spectral width, Δ $f$ ≈ 5 - 40 kHz; δT rad /T rad ≈ 4-6%; and L c ≈ 1-2 cm. Investigations into a quantity representing the relative bandwidth Δ$f$/$f$ $QCM$ revealed differences between EDA and QCE plasmas when plotted radially, suggesting some type of interaction between the QCM in QCE plasmas with the surrounding broadband turbulence that is not present in EDA phases. Additionally, investigations into various drive terms for hypothesized instability drivers for the QCM are performed showing no difference in the parameter spaces of collisionality and the ion temperature, electron temperature, or electron pressure scale lengths between each regime indicating that there is no observable difference between the drive behind the QCM in each regime.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2025

The dual-electron cyclotron emission based measurement of 3D structures on DIII-D tokamak

The measurements of the locked mode and other 3D magnetohydrodynamic modes are essential for real-time control of plasma stability in future fusion reactors. Current magnetic measurements present non-negligible challenges for the application on fusion pilot plants (FPPs) due to neutron radiation and pose challenging design issues. In this paper, we discuss an alternative solution with microwave-based measurements. The dual-electron cyclotron emission (ECE) method has been developed and applied on DIII-D. The dual-ECE measurement method demonstrates clear identification of magnetic islands compared to single ECE, which is highly beneficial for locked mode feedback control on the FPPs. Toroidally separated ECE measurements provide accurate three-dimensional structure of magnetic islands and tearing modes. This technique also offers deeper physical insights into the penetration of resonant magnetic perturbations. Numerical calculations indicate that small locked modes (magnetic island width > 2 cm) can be detected using the dual-ECE measurement method in ITER plasma. This will enhance measurement capabilities for the safe operation of FPP plasmas.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2024

Nonlinear control of the minimum safety factor in tokamaks by optimal allocation of spatially moving electron cyclotron current drive

The minimum value of the safety factor profile is related to the magnetohydrodynamic (MHD) stability of the plasma confined in a tokamak. Therefore, active control of the minimum safety factor may mitigate MHD instabilities that can degrade or even terminate plasma confinement. Typically, in most tokamak scenarios, the minimum safety factor evolves spatially with time, i.e., the location at which the safety factor achieves the minimum value changes with time. In addition to the inherent nonlinearities in the minimum safety factor evolution, its spatial variation makes the control design challenging. In particular, complexity in control design may arise from the need for time-dependent nonlinear models that account for spatial variation of the minimum safety factor. Furthermore, the minimum safety factor may drift to locations where the actuator authority is low. The problem of minimum safety factor control with target location tracking and moving electron cyclotron current drive (ECCD) is addressed in this work. A nonlinear time-dependent model that incorporates the spatial variation of the minimum safety factor is presented. A nonlinear controller based on optimal feedback linearization is developed to track a target minimum safety factor. The proposed controller treats the ECCD position as a controllable variable. In other words, the controller prescribes the ECCD position (in addition to the non-inductive powers) in real time based on an optimal criterion that is defined a priori. This work also presents the steps necessary to integrate the minimum safety factor controller with a total energy controller to achieve multiple control objectives simultaneously. In conclusion, the proposed integrated control algorithm is tested using nonlinear simulations in the Control Oriented Transport SIMulator (COTSIM) for a DIII-D tokamak scenario.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
NASA NTRS1987

Electron cyclotron harmonic wave acceleration

A nonlinear analysis of particle acceleration in a finite bandwidth, obliquely propagating electromagnetic cyclotron wave is presented. It has been suggested by Sprangle and Vlahos in 1983 that the narrow bandwidth cyclotron radiation emitted by the unstable electron distribution inside a flaring solar loop can accelerate electrons outside the loop by the interaction of a monochromatic wave propagating along the ambient magnetic field with the ambient electrons. It is shown here that electrons gyrating and streaming along a uniform, static magnetic field can be accelerated by interacting with the fundamental or second harmonic of a monochromatic, obliquely propagating cyclotron wave. It is also shown that the acceleration is virtually unchanged when a wave with finite bandwidth is considered. This acceleration mechanism can explain the observed high-energy electrons in type III bursts.

Karimabadi, H.↗
NASA NTRS1983

Electron cyclotron wave acceleration outside a flaring loop

A model for the secondary acceleration of electrons outside a flaring loop is proposed. The results suggest that the narrow bandwidth radiation emitted by the unstable electron distribution inside a flaring loop can become the driver for secondary electron acceleration outside the loop. It is shown that a system of electrons gyrating about and streaming along an adiabatically spatially varying, static magnetic field can be efficiently accelerated to high energies by an electromagnetic wave propagating along and polarized transverse to the static magnetic field. The predictions from our model appear to be in general agreement with existing observations.

Sprangle, P.↗
NASA NTRS1991

Solar and stellar radio spikes - Limits on the saturation of the electron-cyclotron maser

The solar millisecond radio 'spikes' have been explained in terms of X-mode radiation generated by a maser near the electron gyrofrequency, acting on fast coronal electrons with a loss cone. This maser is a phenomenon described by quasi-linear theory. It is sensitive to the small first-relativistic correction to the gyrofrequency. Thus, it might be disrupted rather easily by nonlinear effects. The maximum radiation density that can be reached before the radiation entrains (phase-locks) the electrons and saturates the maser is discussed. If the observed durations of solar radio spikes are a measure of the rate of scattering into the loss-cone, then the inferred energy density is at least two orders of magnitude less than the energy density at which entrainment sets in. Also, maser emission from auroral kilometric radiation does not reach wave energies critical for electron entrainment. Maser emissions from flare stars, however, show 3-4 orders of magnitude higher radio fluxes and brightness temperatures than for the solar case and are likely to be saturated by entrainment.

Wentzel, Donat G.↗
NASA NTRS1973

Electrostatic velocity-space instabilities stimulated near the harmonics of the electron cyclotron frequency in the ionosphere

Data are presented on observations made in the ionospheric plasma that provide evidence for the stimulation of Harris type instabilities at nf sub H in a single electron transition. An illustration is also given of the change in shape of the dispersion curve for a given nf sub H as the upper hybrid frequency crosses the nf sub H value. It was concluded that the instability can exist near nf sub H only when the hybrid frequency nf sub H.

Benson, R. F.↗
NASA NTRS2023

Diffuse Auroral Intensities Produced By Whistler Mode and Electron Cyclotron Harmonic Waves

Whistler mode waves and ECH waves as observed by the THEMIS-D and THEMIS-E satellites have been analyzed. It is observed that ECH waves are very weak for pitch-angle diffusion whereas whistler mode waves are more efficient. Bounce-averaged pitch-angle diffusion rates at the edge of atmospheric loss-cone have been calculated for both waves. Further, these are used to obtain electron precipitation flux inside the loss-cone. The electron flux at the edge of the loss-cone is represented by the kappa distribution. Numerical calculation of precipitation flux is performed by varying the fitting parameters (which determine the shape of electron precipitation flux) appearing in the kappa distribution. Precipitation flux is used to obtain volume excitation rates and height-integrated volume excitation rates for the seven excitation states. Calculations have been performed using two standard atmosphere models corresponding to mean and high solar and geomagnetic activities. It has been observed from studies that the excitation rates produced by the ECH wave are several orders of magnitude smaller than the rates produced by whistler mode waves. We show that the scattering efficiency of whistler Mode is higher than that of ECH waves. The oblique whistler mode waves allow efficient scattering of electrons in diffuse aurora. Outcomes are discussed.

Arvind K. Tripathi↗
NASA NTRS2001

Electrostatic Electron Cyclotron Waves Observed by the Plasma Wave Instrument on Board Polar

We report the results of an investigation of waves observed by the Polar spacecraft at high altitudes and latitudes and at frequencies just above the cyclotron frequency. These observations are made frequently when the spacecraft is over the polar cap as well as near the dayside cusp and near the nightside auroral region, and observations are made for ratios of plasma frequency to cyclotron frequency, f(sub p)/f(sub c) = 1. Using the six-channel high-frequency waveform receiver (HFWR) on board the spacecraft, which can provide three-axis electric and three-axis magnetic field measurements, we attempt to identify the wavemode of these emissions and investigate possible source mechanisms including low-energy electron beams. We further observe electromagnetic emission associated with upper hybrid waves near and within the plasmasphere. This emission is consistent with both Z and O modes.

Menietti, J. D.↗
NASA NTRS1978

Multi-harmonic electron cyclotron instabilities

The reported investigation constitutes an extension of studies conducted by Ashour-Abdalla and Kennel (1975, 1976, 1978) with respect to a basic plasma model of Young et al. (1973). The model involves a combination of a cold Maxwellian background plasma, a hot plasma, and a 'loss cone' type of free energy source. Previous results on the first cyclotron harmonic bands are extended to multiharmonics. The significance of the obtained relations is discussed and tentative conclusions are presented. Given that the spatial growth rates of the convective modes are comparable, and that simultaneous nonconvective instability (NCI) is possible, it is concluded that multiharmonic emissions ought to be a common feature of the magnetospheric electrostatic wave observations. Since the volume of parameter space for which the first harmonic is NCI, and the volume for which the convective first harmonic mode has significant spatial growth rates, exceed those for the higher harmonics, first harmonic waves should be the most commonly observed and the higher harmonics should usually be accompanied by the first harmonic.

Ashour-Abdalla, M.↗
NASA NTRS1989

Escape of fundamental electron-cyclotron maser emission from the sun and stars

It is shown that fundamental x-mode emission from flaring regions can undergo partial mode conversion at the second-harmonic absorption layer, with a fraction emerging in the o mode through a window near theta = 90 deg; fundamental o-mode radiation can emerge through this window directly. The optical depth for mode-converted x-mode radiation is up to 200 times less than the depth tau(x) for unconverted radiation; the o-mode depth is up to c-squared/V-squared (roughly 1000) times smaller than tau(x), where V is the thermal velocity of the plasma. This mechanism is linear and threshold-free, requires little scattering or refraction of the emitted radiation, and permits the strongest instability (fundamental x-mode) to dominate in producing the observed emission.

Robinson, P. A.↗
NASA NTRS1989

Propagation and absorption of electron-cyclotron maser radiation during solar flares

The propagation and absorption of the maser radiation during solar flares are examined through linear theory and electromagnetic particle simulations. It is shown using linear theory that strong absorption of the radiation should occur as it propagates toward the second harmonic layer, where the magnetic field is half as strong as in the emission region. Only radiation propagating nearly parallel to the magnetic field in a low-temperature plasma may be able to escape under certain limited conditions. Finite temperature effects can cause radiation propagating nearly perpendicular to the magnetic field to refract, causing enhanced absorption. Particle simulations are then used to evaluate the nonlinear response of the plasma as the maser radiation propagates through the absorption layer. It is shown that some of the maser radiation is able to escape through a process of absorption below the second harmonic of the local gyrofrequency and re-emission above it. The fraction able to escape is much higher than that predicted by linear theory, although the amount of escaping energy is only a small fraction of the incident energy.

Mckean, M. E.↗
NASA NTRS1990

Relaxation of the loss-cone by quasi-linear diffusion of the electron-cyclotron maser instability in the solar corona

A self-consistent numeric two-dimensional code using kinetic-wave particle equations has been developed and applied to the maser dynamics of the solar corona. Time histories generated by the code reveal details of the evolution of the linear phase, the saturation and subsequent relaxation of the loss cone. Quantitative values are obtained for the saturation time, the amount of the converted free energy, the critical wave energy level for onset of maser diffusion, the velocity and pitch angle range of the resonant particles, and the relative importance of the different magnetoionic modes and harmonics. A wide range of initial conditions is covered by varying the loss-cone distribution and the ambient cold plasma parameters.

Aschwanden, Markus J.↗