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All sourcesNASA NTRSDOE OSTI
DOE OSTI2022

Detection of early-universe gravitational-wave signatures and fundamental physics

Detection of a gravitational-wave signal of non-astrophysical origin would be a landmark discovery, potentially providing a significant clue to some of our most basic, big-picture scientific questions about the Universe. In this white paper, we survey the leading early-Universe mechanisms that may produce a detectable signal—including inflation, phase transitions, topological defects, as well as primordial black holes—and highlight the connections to fundamental physics. We review the complementarity with collider searches for new physics, and multimessenger probes of the large-scale structure of the Universe.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Is GW170817 a Multimessenger Neutron Star-Primordial Black Hole Merger?

We investigate the possibility of the gravitational-wave event GW170817 being a light, solar-mass black hole (BH) - neutron star (NS) merger. We explore two exotic scenarios involving primordial black holes (PBH) that could produce such an event, taking into account available observational information on NGC 4993. First, we entertain the possibility of dynamical NS-PBH binary formation where a solar-mass PBH and a NS form a binary through gravitational interaction. We find that while dynamical NS-PBH formation could account for the GW170817 event, the rate is highly dependent on unknown density contrast factors and could potentially be affected by galaxy mergers. We also find that PBH-PBH binaries would likely have a larger merger rate, assuming the density contrast boost factor of an order similar to the NS-PBH case. These exotic merger formations could provide new channels to account for the volumetric rate of compact-object mergers reported by LIGO/Virgo. Secondly, we consider the case where one of the NS's in a binary NS system is imploded by a microscopic PBH. We find that the predicted rate for NS implosion into a BH is very small, at least for the specific environment of NGC 4993. We point out that similar existing (e.g. GW190425 and GW190814) and future observations will shed additional light on these scenarios.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Constraining Primordial Black Holes with Dwarf Galaxy Heating

Black holes formed in the early universe, prior to the formation of stars, can exist as dark matter and also contribute to the black hole merger events observed in gravitational waves. We set a new limit on the abundance of primordial black holes (PBHs) by considering interactions of PBHs with the interstellar medium, which result in the heating of gas. We examine generic heating mechanisms, including emission from the accretion disk, dynamical friction, and disk outflows. Using the data from the Leo T dwarf galaxy, we set a new cosmology-independent limit on the abundance of PBHs in the mass range ${ \mathcal O }(1){M}_{\odot }\mbox{-}{10}^{7}{M}_{\odot }$, relevant for the recently detected gravitational-wave signals from intermediate-mass BHs.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Amplification of primordial perturbations from the rise or fall of the inflaton

The next generation of cosmic microwave background, gravitational wave, and large scale structure, experiments will provide an unprecedented opportunity to probe the primordial power spectrum on small scales. An exciting possibility for what lurks on small scales is a sharp rise in the primordial power spectrum: this can lead to the formation of primordial black holes, providing a dark matter candidate or the black holes observed by the LIGO-Virgo collaboration. In this study we develop a mechanism for the amplification of the small-scale primordial power spectrum, in the context of single-field inflation with a step-like feature in the inflaton potential. Specifically, we consider both the upward and the downward step in the potential. We also discuss the possibility of the strong coupling between perturbations because the rapid changes of the potential derivatives with the time-dependent field value, caused by the step-like feature, could make the coupling stronger. As a result, we find that the perturbations can remain weakly coupled yet sufficiently enhanced if the step realizes the rapid changes of the potential derivatives in some fraction of an e-fold, Script O(P R 1/2) ≲ ΔN < 1, where P R is the power spectrum of the curvature perturbation at that time. We also discuss the PBH formation rate from the inflaton trapping at the local minimum, which can occur in the potential with an upward step.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Precision cosmology with primordial GW backgrounds in presence of astrophysical foregrounds

The era of Gravitational-Wave (GW) astronomy will grant the detection of the astrophysical GW background from unresolved mergers of binary black holes, and the prospect of probing the presence of primordial GW backgrounds. In particular, the low-frequency tail of the GW spectrum for causally-generated primordial signals (like a phase transition) offers an excellent opportunity to measure unambiguously cosmological parameters as the equation of state of the universe, or free-streaming particles at epochs well before recombination. We discuss whether this programme is jeopardised by the uncertainties on the astrophysical GW foregrounds that coexist with a primordial background. We detail the motivated assumptions under which the astrophysical foregrounds can be assumed to be known in shape, and only uncertain in their normalisation. In this case, the sensitivity to a primordial signal can be computed by a simple and numerically agile procedure, where the optimal filter function subtracts the components of the astrophysical foreground that are close in spectral shape to the signal. We show that the degradation of the sensitivity to the signal in presence of astrophysical foregrounds is limited to a factor of a few, and only around the frequencies where the signal is closer to the foregrounds. Our results highlight the importance of modelling the contributions of eccentric or intermediate-mass black hole binaries to the GW background, to consolidate the prospects to perform precision cosmology with primordial GW backgrounds.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Glimpsing Physics of Nano-Hz Gravitational Waves in Neutrinos from Core-Collapse Supernovae

The growing evidence for nano-hertz gravitational waves, from NANOGrav and other observations, may be pointing to a cosmological first-order phase transition at temperatures of $\mathcal{O}(10-100)\;\mathrm{MeV}$. Such an interpretation requires dynamics beyond the Standard Model in this energy range. If so, it may well be the case that core-collapse supernova explosions would recreate the first-order phase transition leaving a unique imprint on the spectrum of neutrinos emitted in the initial few seconds. This scenario is also suggestive of a low-mass seesaw mechanism to explain neutrino masses. We outline the prospects for future observations of Galactic supernovae to uncover the signals of this scenario, which could get further confirmation with additional pulsar timing array data establishing the primordial origin of the observed nano-hertz gravitational waves.

Davoudiasl, Hooman [Brookhaven] (ORCID:00000003348↗
DOE OSTI2022

Detecting cosmic strings with lensed fast radio bursts

Correlated red noise recently reported from pulsar timing observations may be an indication of stochastic gravitational waves emitted by cosmic strings that formed during a primordial phase transition near the grand unification energy scale. Unfortunately, known probes of cosmic strings, namely the cosmic microwave background anisotropies and string lensing of extragalactic galaxies, are not sensitive enough for low dimensionless string tensions of Gμc -2 = 10 -10 – 10 -7 (where the tension μ is the string energy per unit length) that are needed to explain this putative signal. We show that strong gravitational lensing of fast radio bursts (FRBs) by cosmic strings is a potentially unambiguous avenue to probe that range of string tension values. The image pair of string lensing are expected to have identical magnification factor and parity, and have a typical time delay of ~10 2 (Gμc -2 /10 -8 ) 2 s. Here, the unique spectral fingerprint of each FRB, as well as the possibility to detect correlations in the time series of the electric field of the radio waves, will enable verification of the string lensing interpretation. Very-long-baseline interferometry observations can spatially resolve the image pair and provide a lower bound on the string tension based on the image separation. We calculate the FRB lensing rate as a function of the FRB detection number for several different models of the FRB redshift distribution. We find that a survey detecting ~10 5 FRBs, in line with estimates for the detection rate of the forthcoming survey CHORD, can uncover a strong lensing event for a string tension of Gμc -2 ≃ 10 -7 . Larger FRB surveys, such as Phase 2 of the Square Kilometre Array, have the potential to significantly improve the sensitivity on the string tension to Gμc -2 ≃ 10 -9 .

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

All-sky search for continuous gravitational waves from isolated neutron stars using Advanced LIGO and Advanced Virgo O3 data

We present results of an all-sky search for continuous gravitational waves which can be produced by spinning neutron stars with an asymmetry around their rotation axis, using data from the third observing run of the Advanced LIGO and Advanced Virgo detectors. Four different analysis methods are used to search in a gravitational-wave frequency band from 10 to 2048 Hz and a first frequency derivative from -10 -8 to 10 -9 Hz/s. No statistically significant periodic gravitational-wave signal is observed by any of the four searches. As a result, upper limits on the gravitational-wave strain amplitude ℎ 0 are calculated. The best upper limits are obtained in the frequency range of 100 to 200 Hz and they are ~1.1 ×10 -25 at 95% confidence level. The minimum upper limit of 1.10 ×10 -25 is achieved at a frequency 111.5 Hz. In conclusion, we also place constraints on the rates and abundances of nearby planetary- and asteroid-mass primordial black holes that could give rise to continuous gravitational-wave signals.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Multimessenger cosmology: Correlating cosmic microwave background and stochastic gravitational wave background measurements

Characterizing the physical properties of the stochastic gravitational wave background (SGWB) is a key step towards identifying the nature of its possible origin. We focus our analysis on SGWB anisotropies. The existence of a nontrivial primordial scalar-tensor-tensor (STT) correlation in the squeezed configuration may be inferred from the effect that a long wavelength scalar mode has on the gravitational wave power spectrum: an anisotropic contribution. Crucially, such a contribution is correlated with temperature anisotropies in the cosmic microwave background (CMB). This paper shows that, for inflationary models that generate suitably large STT non-Gaussianities, cross correlating the CMB with the stochastic background of gravitational waves is a very effective probe of early universe physics. The resulting signal can be a smoking gun for primordial SGWB anisotropies.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

High-Frequency Gravitational Wave Search with ABRACADABRA-10 cm

ABRACADABRA-10 cm has had great success as a pathfinder lumped-element axion dark matter experiment, setting limits on axion dark matter at the GUT scale. Now, using the interaction of gravitational waves with electrodynamics and a change in readout strategy, we use the ABRA-10 cm detector for the first search for high-frequency gravitational waves using a modified axion detector. Potential sources at these high frequencies (10 kHz to 5 MHz) include merging primordial black hole binaries or superradiance, among other beyond the standard model phenomena. This paper presents the design, results, and challenges from the ABRA-10 cm high-frequency gravitational wave search, showing it is possible to simultaneously look for axions and high-frequency gravitational waves with both searches matching theoretical expectations for sensitivity. Additionally, we conducted the first time series transient search with data from an axion experiment, achieving sensitivity to $10^{-4}$ in strain. Scaled directly to the next generation axion experiment, DMRadio-GUT, this sensitivity would imply a reach to 0.01 $M_{\odot}$ primordial black hole mergers at distances around 3 pc, with prospects to go significantly further with modifications to the readout.

Pappas, Kaliroë M.W. [MIT, LNS] (ORCID:00000003425↗
DOE OSTI2020

Primordial black holes as dark matter through Higgs field criticality

In this work, we study the dynamics of a spectator Higgs field which stochastically evolves during inflation onto near-critical trajectories on the edge of a runaway instability. We show that its fluctuations do not produce primordial black holes in sufficient abundance to be the dark matter, nor do they produce significant second-order gravitational waves. First we show that the Higgs produces larger fluctuations on cosmic microwave background scales than on primordial black hole (PBH) scales, itself a no go for a viable PBH scenario. Then we track the superhorizon perturbations nonlinearly through reheating using the $δ\textit{N}$ formalism to show that they are not converted to large curvature fluctuations. Our conclusions hold regardless of any fine-tuning of the Higgs field for both the Standard Model Higgs and Higgs potentials modified to prevent unbounded runaway.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Two-Step Procedure to Detect Cosmological Gravitational Wave Backgrounds with Next-Generation Terrestrial Gravitational-Wave Detectors

Cosmological gravitational-wave backgrounds are an exciting science target for next-generation ground-based detectors, as they encode invaluable information about the primordial Universe. However, any such background is expected to be obscured by the astrophysical foreground from compact-binary coalescences. We propose a novel framework to detect a cosmological gravitational-wave background in the presence of binary black holes and binary neutron star signals with next-generation ground-based detectors, including Cosmic Explorer and the Einstein Telescope. Our procedure involves first removing all the individually resolved binary black hole signals by notching them out in the time-frequency domain. Then, we perform joint Bayesian inference on the individually resolved binary neutron star signals, the unresolved binary neutron star foreground, and the cosmological background. For a flat cosmological background, we find that we can claim detection at 5⁢𝜎 level when Ω ref ≥ 2.7 × 10 −12 /$\sqrt{𝑇_{obs}/yr}$, where 𝑇 obs is the observation time (in years), which is within a factor of ≲ 2 from the sensitivity reached in the absence of these astrophysical foregrounds.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2023

Gravitational Waves from Rapid Structure Formation on Microscopic Scales before Matter-Radiation Equality

We propose a new scenario for the formation of asteroid-mass primordial black holes (PBHs). Our mechanism is based on the annihilation of the string-wall network associated with thebreaking of a U(1) global symmetry into a discrete ZN symmetry. If the potential hasmultiple local minima (N > 1) the network is stable, and the annihilation is guaranteed by a biasamong the different vacua. The collapse of the string-wall network is accompanied bycatastrogenesis, a large production of pseudo-Goldstone bosons (pGBs) — e.g. axions,ALPs, or majorons — gravitational waves, and PBHs. If pGBs rapidly decay into products thatthermalize, as predicted e.g. in the high-quality QCD axion and heavy majoron models, they do notcontribute to the dark matter population, but we show that PBHs can constitute 100% of the darkmatter. The gravitational wave background produced by catastrogenesis with heavy unstable axions,ALPs, or majorons could be visible in future interferometers.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

The large scale polarization explorer (LSPE) for CMB measurements: performance forecast

The measurement of the polarization of the Cosmic Microwave Background (CMB) radiation is one of the current frontiers in cosmology. In particular, the detection of the divergence-free component of the polarization field, the B-mode component, reveals the presence of gravitational waves in the early Universe. The detection of such component is at the moment the most promising technique to probe the inflationary theory describing the very early evolution of the Universe. The measurement of the polarization of the Cosmic Microwave Background (CMB) radiation is one of the current frontiers in cosmology. In particular, the detection of the primordial divergence-free component of the polarization field, the B-mode, could reveal the presence of gravitational waves in the early Universe. The detection of such a component is at the moment the most promising technique to probe the inflationary theory describing the very early evolution of the Universe. We present the updated performance forecast of the Large Scale Polarization Explorer (LSPE), a program dedicated to the measurement of the CMB polarization. LSPE is composed of two instruments: LSPE-Strip, a radiometer-based telescope on the ground in Tenerife-Teide observatory, and LSPE-SWIPE (Short-Wavelength Instrument for the Polarization Explorer) a bolometer-based instrument designed to fly on a winter arctic stratospheric long-duration balloon. The program is among the few dedicated to observation of the Northern Hemisphere, while most of the international effort is focused into ground-based observation in the Southern Hemisphere. Measurements are currently scheduled in Winter 2022/23 for LSPE-SWIPE, with a flight duration up to 15 days, and in Summer 2022 with two years observations for LSPE-Strip. In this work, we describe the main features of the two instruments, identifying the most critical aspects of the design, in terms of impact on the performance forecast. We estimate the expected sensitivity of each instrument and propagate their combined observing power to the sensitivity to cosmological parameters, including the effect of scanning strategy, component separation, residual foregrounds and partial sky coverage. We also set requirements on the control of the most critical systematic effects and describe techniques to mitigate their impact. LSPE will reach a sensitivity in tensor-to-scalar ratio of σr < 0.01, set an upper limit r < 0.015 at 95% confidence level, and improve constraints on other cosmological parameters.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS2019

Sub-Kelvin Cooling for Two Kilopixel Bolometer Arrays in the PIPER Receiver

The Primordial Inflation Polarization Explorer (PIPER) is a balloon-borne telescope mission to search for inflationary gravitational waves from the early universe. PIPER employs two 32 × 40 arrays of superconducting transition-edge sensors, which operate at 100 mK. An open bucket Dewar of liquid helium maintains the receiver and telescope optics at 1.7 K. We describe the thermal design of the receiver and sub-Kelvin cooling with a continuous adiabatic demagnetization refrigerator (CADR). The CADR operates between 70 and 130 mK and provides ≈10 μW cooling power at 100 mK, nearly five times the loading of the two detector assemblies. We describe electronics and software to robustly control the CADR, overall CADR performance in flightlike integrated receiver testing, and practical considerations for implementation in the balloon float environment.

Switzer, E. R.↗
DOE OSTI2025

Phenomenology of bubble size distributions in a first-order phase transition

In a cosmological first-order phase transition (FOPT), the true and false vacuum bubble radius distributions are not expected to be monochromatic, as is usually assumed. Consequently, Fermi balls (FBs) and primordial black holes (PBHs) produced in a dark FOPT will have extended mass distributions. We show how gravitational wave (GW), microlensing and Hawking evaporation signals for extended bubble radius/mass distributions deviate from the case of monochromatic distributions. The peak of the GW spectrum is shifted to lower frequencies, and the spectrum is broadened at frequencies below the peak frequency. Thus, the radius distribution of true vacuum bubbles introduces another uncertainty in the evaluation of the GW spectrum from a FOPT. The extragalactic gamma-ray signal at AMEGO-X/e-ASTROGAM from PBH evaporation may evince a break in the power-law spectrum between 5 MeV and 10 MeV for an extended PBH mass distribution. Optical microlensing surveys may observe PBH mass distributions with average masses below 10 -10 M ⊙ , which is not possible for monochromatic mass distributions. This expands the FOPT parameter space that can be explored with microlensing.

Marfatia, Danny [Univ. of Hawaii at Manoa, Honolul↗
NASA NTRS1989

Gravitational radiation from primordial solitons and soliton-star binaries

The possibility that both the formation of nontopological solitons in a primordial second-order phase transition and binary systems of soliton stars could generate a stochastic gravitational-wave background is examined. The present contribution of gravitational radiation to the energy density of the universe from these processes is estimated for a number of different models. The detectability of such contributions from the timing measurements of the millisecond pulsar and spaceborne laser interferometry is briefly discussed and compared to other cosmological and local sources of background gravitational waves.

Gleiser, Marcelo↗
DOE OSTI2021

Primordial black holes arise when the inflaton falls

Primordial Black Holes (PBHs) have entered the forefront of theoretical cosmology, due their potential role in phenomena ranging from gravitational waves, to dark matter, to galaxy formation. While producing PBHs from inflationary fluctuations naively would seem to require a large deceleration of the inflaton from its velocity at the horizon exit of CMB scales, in this work we demonstrate that an acceleration from a relatively small downward step in the potential that is transited in much less than an e-fold amplifies fluctuations as well. Depending on the location of the step, such PBHs could explain dark matter or the black holes detected by the gravitational wave interferometers. Furthermore, the perturbation enhancement has a natural interpretation as particle production due to the non-adiabatic transition associated with the step.

79 ASTRONOMY AND ASTROPHYSICS↗