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C-band backscattering from corn canopies

A frequency-modulatad continuous-wave C-band (4.8 GHz) scatterometer was mounted on an aerial lift truck, and backscatter coefficients of corn (Zea mays L.) were acquired as functions of polarizations, view angles, and row directions. As phytomass and green-leaf area index increased, the backscatter also increased. Near anthesis, when the canopies were fully developed, the major scattering elements were located in the upper 1 m of the 2.8 m tall canopy and little backscatter was measured below that level for view angles of 30 deg or greater. C-band backscatter data could provide information to monitor tillage operations at small view zenith angles and vegetation at large view zenith angles.

Daughtry, C. S. T.

Multi-frequency and polarimetric radar backscatter signatures for discrimination between agricultural crops at the Flevoland experimental test site

We describe the calibration and analysis of multi-frequency, multi-polarization radar backscatter signatures over an agriculture test site in the Netherlands. The calibration procedure involved two stages: in the first stage, polarimetric and radiometric calibrations (ignoring noise) were carried out using square-base trihedral corner reflector signatures and some properties of the clutter background. In the second stage, a novel algorithm was used to estimate the noise level in the polarimetric data channels by using the measured signature of an idealized rough surface with Bragg scattering (the ocean in this case). This estimated noise level was then used to correct the measured backscatter signatures from the agriculture fields. We examine the significance of several key parameters extracted from the calibrated and noise-corrected backscatter signatures. The significance is assessed in terms of the ability to uniquely separate among classes from 13 different backscatter types selected from the test site data, including eleven different crops, one forest and one ocean area. Using the parameters with the highest separation for a given class, we use a hierarchical algorithm to classify the entire image. We find that many classes, including ocean, forest, potato, and beet, can be identified with high reliability, while the classes for which no single parameter exhibits sufficient separation have higher rates of misclassification. We expect that modified decision criteria involving simultaneous consideration of several parameters increase performance for these classes.

Freeman, A.

Multi-wavelength Airborne Lidar Intercomparisons of Aerosol and Cirrus Backscatter over the Pacific Ocean

Airborne CO2 and Nd:YAG lidar instruments were flown on the NASA DC-8 research aircraft during two extended missions over the Pacific. The objectives during these flights were to characterize aerosol backscatter levels at infrared wavelengths in relatively pristine regions of the troposphere, and to observe cloud effects on lidar signals. In addition, the three wavelength Nd:YAG data were processed using independent temperature profile information, in order to deduce the Rayleigh scattering component of the total backscatter at each wavelength. The data can be used to better understand the capabilities of various airborne or Earth-orbiting lidar designs to provide backscatter information from aerosols and clouds, or to provide Doppler or DIAL information from aerosol and cloud backscatter.

Menzies, Robert T.

Comparison of radar backscatter from Antarctic and Arctic sea ice

Two ship-based step-frequency radars, one at C-band (5.3 GHz) and one at Ku-band (13.9 GHz), measured backscatter from ice in the Weddell Sea. Most of the backscatter data were from first-year (FY) and second-year (SY) ice at the ice stations where the ship was stationary and detailed snow and ice characterizations were performed. The presence of a slush layer at the snow-ice interface masks the distinction between FY and SY ice in the Weddell Sea, whereas in the Arctic the separation is quite distinct. The effect of snow-covered ice on backscattering coefficients (sigma0) from the Weddell Sea region indicates that surface scattering is the dominant factor. Measured sigma0 values were compared with Kirchhoff and regression-analysis models. The Weibull power-density function was used to fit the measured backscattering coefficients at 45 deg.

Hosseinmostafa, R.

Santa Barbara microwave backscattering model for woodlands

The Santa Barbara microwave backscattering model for woodland vegetation with discontinuous tree canopies is described, with an emphasis on the construction of the model from probability-weighted sub-components. The modelling approach is to treat individual tree crowns as scatterers and attenuators, using the probabilities of scattering and attenuation to compute total backscatter. Four major model components are defined: surface backscattering, crown volume scattering, multi-path interactions between crown and ground, and double-bounce trunk-ground interactions. Each component is divided into subcomponents having distinct scattering and attenuation paths. The scattering of each subcomponent is computed and weighted by the probability of its occurrence. Total backscatter from a simulated woodland stand is computed by incoherent summation of the components. Recent revisions to the model have modified the subcomponent definitions and improved the probability formulation.

Wang, Y.

Aerosol measurement program strategy for global aerosol backscatter model development

The purpose was to propose a balanced program of aerosol backscatter research leading to the development of a global model of aerosol backscatter. Such a model is needed for feasibility studies and systems simulation studies for NASA's prospective satellite-based Doppler lidar wind measurement system. Systems of this kind measure the Doppler shift in the backscatter return from small atmospheric aerosol wind tracers (of order 1 micrometer diameter). The accuracy of the derived local wind estimates and the degree of global wind coverage for such a system are limited by the local availability and by the global scale distribution of natural aerosol particles. The discussions here refer primarily to backscatter model requirements at CO2 wavelengths, which have been selected for most of the Doppler lidar systems studies to date. Model requirements for other potential wavelengths would be similar.

Bowdle, David A.

Backscatter from ice growing on shallow tundra lakes near Barrow, Alaska, winter 1991-1992

The timing of freeze-up and break-up of Arctic lake ice is a potentially useful environmental indicator that could be monitored using SAR. In order to do this, it is important to understand how the properties and structure of the ice during its growth and decay affect radar backscatter and thus lake ice SAR signatures. The availability of radiometrically and geometrically calibrated digital SAR data time series from the Alaska SAR Facility has made it possible for the first time to quantify lake ice backscatter intensity (sigma(sup o)) variations. This has been done for ice growing on shallow tundra lakes near Barrow, NW Alaska, from initial growth in September 1991 until thawing and decay in June 1992. Field and laboratory observations and measurements of the lake ice were made in late April 1992. The field investigations of the coastal lakes near Barrow confirmed previous findings that, (1) ice frozen to the lake bottom had a dark signature in SAR images, indicating weak backscatter, while, (2) ice that was floating had a bright signature, indicating strong backscatter. At all sites, regardless of whether the ice was grounded or floating, there was a layer of clear, inclusion-free ice overlaying a layer of ice with dense concentrations of vertically oriented tubular bubbles. At some sites, there was a third layer of porous, snow-ice overlaying the clear ice.

Jeffries, M. O.

ERS-1 SAR backscatter changes associated with ice growing on shallow lakes in Arctic Alaska

Spatial and temporal backscatter intensity (sigma(sup o)) variations from ice growing on shallow lakes during winter 1991-92 near Barrow, NW Alaska, have been quantified for the first time using ERS-I C-band SAR data acquired at the Alaska SAR Facility. A field and laboratory validation program, including measurements of the thickness and structure-stratigraphy of the ice, indicates that sigma(sup o) values are strongly dependent on whether the ice freezes to the lake bottom, or remains afloat. Backscatter intensity decreases significantly when the ice grounds on the bottom. Strong backscatter from floating ice is attributed to a specular ice-water interface and vertically oriented tubular bubbles. During the spring thaw, backscatter undergoes a reversal; sigma(sup o) values from ice that was grounded increase, while sigma(sup o) values from ice that was afloat decrease. This phenomenon has not previously been reported.

Jeffries, M. O.

Vertical Aerosol Backscatter Variability from an Airborne Focused Continuous Wave CO2 Lidar

Atmospheric aerosol backscatter measurements using a continuous wave focused Doppler lidar at 9.1 micron wavelength were obtained over western North America and the Pacific Ocean during 13 - 26 September, 1995 as part of National Aeronautics and Space Administration's (NASA) Multi-center Airborne Coherent Atmospheric Wind Sensor (MACAWS) mission on board the NASA DC8 aircraft. Backscatter variability was measured for approximately 52 flight hours, covering equivalent horizontal distance of approximately 25,000 km in the troposphere. Quasi-vertical backscatter profiles were also obtained during various ascents and descents which ranged between approximately 0.1 to 12.0 km altitude. Aerosol haze layers were encountered at different altitudes. Similarities and differences for aerosol loading over land and over ocean were observed. A mid-tropospheric aerosol backscatter background mode was found with modal value approximately 1O(exp -10)/m/sr, consistent with previous airborne and ground-based datasets.

Jarzembski, Maurice A.

Forward and Backscattering Measurements of Rainfall using the NASA Microwave Link

This paper will present results from a study on the feasibility of making backscatter measurements from rainfall with the NASA/Microwave Link system at Wallops Island, VA. The study entails the implementation of an FMCW radar at the Link frequencies to enable simultaneous forward and backscatter measurements from rain. The Microwave Link system has been successfully employed in the development and testing of rainfall retrieval techniques. As presently configured, the Microwave Link measures attenuation and phase-shift due to rain over a 2.3 km path between the transmitting and receiving antennas. By their very nature, these measured quantities are averaged over the propagation path. As a result, the rainfall estimates obtained from the Link data are also averaged over the propagation path. However, rainfall is a highly variable process in space (as well as time). In order to gain a more detailed knowledge of its microphysics finer spatial resolutions are required. The backscatter measurements would enable range profiling over the Link path permitting a detailed study of the rainfall process. The backscatter measurements will be used in conjunction with the forward measurements and the measurements from a ground-based network of disdrometers and rain gauges located under the propagation path to develop new microwave retrieval techniques, and to test established single-frequency and dual-frequency radar retrieval algorithms relevant to the ongoing TRMM and up coming GPM missions.

Rincon, Rafael F.

Selection Algorithm for the CALIPSO Lidar Aerosol Extinction-to-Backscatter Ratio

The extinction-to-backscatter ratio (S(sub a)) is an important parameter used in the determination of the aerosol extinction and subsequently the optical depth from lidar backscatter measurements. We outline the algorithm used to determine Sa for the Cloud and Aerosol Lidar and Infrared Pathfinder Spaceborne Observations (CALIPSO) lidar. S(sub a) for the CALIPSO lidar will either be selected from a look-up table or calculated using the lidar measurements depending on the characteristics of aerosol layer. Whenever suitable lofted layers are encountered, S(sub a) is computed directly from the integrated backscatter and transmittance. In all other cases, the CALIPSO observables: the depolarization ratio, delta, the layer integrated attenuated backscatter, beta, and the mean layer total attenuated color ratio, gamma, together with the surface type, are used to aid in aerosol typing. Once the type is identified, a look-up-table developed primarily from worldwide observations, is used to determine the S(sub a) value. The CALIPSO aerosol models include desert dust, biomass burning, background, polluted continental, polluted dust, and marine aerosols.

Omar, Ali H.

Application of the Tor Vergata Scattering Model to L Band Backscatter During the Corn Growth Cycle

At the USDA's Optimizing Production Inputs for Economic and Environmental Enhancement (OPE3) experimental site in Beltsville, Maryland, USA) a field campaign took place throughout the 2002 corn growth cycle from May 10th (emergence of corn crops) to October 2nd (harvest). One of the microwave instruments deployed was the multi-frequency (X-, C- and L-band) quad-polarized (HH, HV, VV, VH) NASA GSFC/George Washington University (GWU) truck mounted radar. During the field campaign, this radar system provided once a week fully polarized C- and L-band (4.75 and 1.6 GHz) backscatter measurements from incidence angle of 15, 35, and 55 degrees. In support of microwave observations, an extensive ground characterization took place, which included measurements of surface roughness, soil moisture, vegetation biomass and morphology. The field conditions during the campaign are characterized by several dry downs with a period of drought in the month of August. Peak biomass the corn canopies was reached on July 24th with a total biomass of approximately 6.5 kg/sq m. This dynamic range in both soil moisture and vegetation conditions within the data set is ideal for the validation of discrete medium vegetation scattering models. In this study, we compare the L band backscatter measurements with simulations by the Tor Vergata model (ferrazzoli and Guerriero 1996). The measured soil moisture, vegetation biomass and most reliably measured vegetation morphological parameters (e.g. number of leaves, number of stems and stem height) were used as input for the Tor Vergata model. The more uncertain model parameters (e.g. surface roughness, leaf thickness) and the stem diameter were optimized using a parameter estimation routine based on the Levenberg-Marquardt algorithm. As cost function for this optimization, the HH and VV polarized backscatter measured and stimulated by the TOR Vergata model for incidence angle of 15, 35, and 55 degrees were used (6 measurements in total). The calibrated Tor Vergata model simulations are in excellent agreement with the measurements of Root Mean Squared Differences (RMSD's) of 0.8, 0.9 and 1.4 dB for incidences of 15, 35 and 55 degrees, respectively. The results from this study that a physically based scattering model with the appropriate parameterization can accurately simulate backscatter measurements and, as such, have the potential of being used for the retrieval of biophysical variables (e.g. soil moisture and vegetation biomass).

Joseph, A. T.

Organized kinetic energy backscatter in the hurricane boundary layer from radar measurements

The fluid mechanics of hurricanes strongly depends on boundary layer energetics due to the warm-core nature of the system with peak velocities located at lower levels. One barrier that has inhibited a more complete characterization of energy transfer in the boundary layer is a lack of observations that resolve large, turbulent eddies. In particular, the occurrence and structure of upscale energy transfer (backscatter) in the hurricane boundary layer as well as the effects of backscatter on the vortex intensity are unknown. The analysis presented here of very high-resolution, three-dimensional wind observations from Hurricane Rita (2005) at peak intensity reveals large regions of organized backscatter in the boundary layer associated with coherent, turbulent eddies. Strong forwardscatter is also found next to the backscatter regions due to the interaction between adjacent eddies. Two components of the stress tensor are primarily responsible for this alternating scatter structure, as shown by large correlation coefficients between the fields: the radial–vertical component (τ13) and the azimuthal–vertical component (τ23) with average correlations of 79% and 49 %, respectively. The Leonard, Reynolds and cross-term stress components are also provided. The impact of the sub-filter-scale energy transfer is estimated by computing the kinetic energy budget for the resolved-scale and eddy-scale motions. The results show that the sub-filter-scale energy transfer term is of the same order as the other terms in the eddy-scale budgets, contributing between 16% and 40% to the local time tendency with an average contribution of approximately 30 %. These results indicate that the coherent turbulent eddies can affect the vortex dynamics through wave–wave nonlinear interactions, which can subsequently influence the wave–mean flow interactions. This is the first study to examine the full sub-filter-scale

Sydney Sroka

Validation of electron backscattering in the MCNP6.3 code

A new electron backscattering validation suite has been developed for the MCNP® code. The calculations in this suite cover both condensed history and single-event transport methods, seven different elemental materials ranging from beryllium to uranium, and incident electron energies from 200 eV to 14.1 MeV. In general, the accuracy of the MCNP code for electron backscattering calculations is energy-dependent. For incident electron energies below 2 keV, the condensed history method is not applied while the single-event method shows poor agreement with experimental measurements due to poor accuracy of the underlying atomic data. For incident energies between 2 keV and 256 keV, the single-event method typically shows better agreement with experiments, while for incident energies above 256 keV the condensed history method gives better accuracy. Additionally, agreement with experimental data is generally worse for low- Z materials such as beryllium and carbon, which may reflect deficiencies in the data or physics underlying electron transport through light elements in the MCNP code. The new electron backscattering validation suite, along with the previously introduced electron stopping power and Lockwood energy deposition validation suites, provide MCNP users with a quantified understanding of the uncertainties in electron transport calculations. Future improvements to electron transport in the MCNP code are necessary for low energies (≤ 2 keV) and for low- Z materials.

36 MATERIALS SCIENCE

Retrieving Marine Inherent Optical Properties from Satellites Using Temperature and Salinity-dependent Backscattering by Seawater

Time-series of marine inherent optical properties (IOPs) from ocean color satellite instruments provide valuable data records for studying long-term time changes in ocean ecosystems. Semi-analytical algorithms (SAAs) provide a common method for estimating IOPs from radiometric measurements of the marine light field. Most SAAs assign constant spectral values for seawater absorption and backscattering, assume spectral shape functions of the remaining constituent absorption and scattering components (e.g., phytoplankton, non-algal particles, and colored dissolved organic matter), and retrieve the magnitudes of each remaining constituent required to match the spectral distribution of measured radiances. Here, we explore the use of temperature- and salinity-dependent values for seawater backscattering in lieu of the constant spectrum currently employed by most SAAs. Our results suggest that use of temperature- and salinity-dependent seawater spectra elevate the SAA-derived particle backscattering, reduce the non-algal particles plus colored dissolved organic matter absorption, and leave the derived absorption by phytoplankton unchanged.

Passive Remote Sensing

Study of MPLNET-Derived Aerosol Climatology over Kanpur, India, and Validation of CALIPSO Level 2 Version 3 Backscatter and Extinction Products

The level 2 aerosol backscatter and extinction profiles from the NASA Micropulse Lidar Network (MPLNET) at Kanpur, India, have been studied from May 2009 to September 2010. Monthly averaged extinction profiles from MPLNET shows high extinction values near the surface during October March. Higher extinction values at altitudes of 24 km are observed from April to June, a period marked by frequent dust episodes. Version 3 level 2 Cloud Aerosol Lidar with Orthogonal Polarization (CALIOP) aerosol profile products have been compared with corresponding data from MPLNET over Kanpur for the above-mentioned period. Out of the available backscatter profiles, the16 profiles used in this study have time differences less than 3 h and distances less than 130 km. Among these profiles, four cases show good comparison above 400 m with R2 greater than 0.7. Comparison with AERONET data shows that the aerosol type is properly identified by the CALIOP algorithm. Cloud contamination is a possible source of error in the remaining cases of poor comparison. Another source of error is the improper backscatter-to-extinction ratio, which further affects the accuracy of extinction coefficient retrieval.

extinction profiles

Ice Cloud Backscatter Study and Comparison with CALIPSO and MODIS Satellite Data

An invariant imbedding T-matrix (II-TM) method is used to calculate the single-scattering properties of 8-column aggregate ice crystals. The II-TM based backscatter values are compared with those calculated by the improved geometric-optics method (IGOM) to refine the backscattering properties of the ice cloud radiative model used in the MODIS Collection 6 cloud optical property product. The integrated attenuated backscatter-to-cloud optical depth (IAB-ICOD) relation is derived from simulations using a CALIPSO (Cloud-Aerosol Lidar and Infrared Pathfinder Satellite) lidar simulator based on a Monte Carlo radiative transfer model. By comparing the simulation results and co-located CALIPSO and MODIS (Moderate Resolution Imaging Spectroradiometer) observations, the non-uniform zonal distribution of ice clouds over ocean is characterized in terms of a mixture of smooth and rough ice particles. The percentage of the smooth particles is approximately 6 percent and 9 percent for tropical and mid-latitude ice clouds, respectively.

MODIS

Results of Airborne Backscatter Measurements During the Surface Wave Dynamics Experiment

Ocean backscatter data over a wide variety of oceanic and atmospheric conditions were obtained by the Jet Propulsion Laboratory NUSCAT Ku-band scatterometer during the Surface Wave Dynamics Experiment (SWADE). Thirty hours of backscatter data were collected in ten flights by NUSCAT on the NASA Ames C130 aircraft during an intensive observation period (IOP) of SWADE in the winter of 1991. The SWADE experimental area, off the coast of Virginia and Maryland, was deployed with an array of buoys providing appropriate in-situ measurements to correlate with the radar backscatter for incidence angles from 10ø to 60ø at both horizontal and vertical polarizations.

Airborne