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DOE OSTI2021

Research in Neutrinoless Double-Beta Decay (Final Report)

The research objective of the supported work was to search for neutrinoless double-beta decay in 76 Ge and investigate and identify backgrounds to a double-beta decay search. Understanding the neutrino mass generation mechanism, the absolute neutrino mass scale, the neutrino mass spectrum, and the possible Majorana nature of neutrinos are some of the future discoveries of the next generation neutrino experiments. The Majorana collaboration operated the Demonstrator experiment comprising 44 kg (30 kg enriched in 76 Ge) of Ge detectors in total split between two modules contained in a low background shield at the Sanford Underground Research Facility in Lead, South Dakota. Observation of 0νββ would have profound implications for the Standard Model of particle physics by demonstrating that neutrinos are Majorana particles, that lepton number is not conserved, and it would provide a measure of the effective Majorana neutrino mass. The decay rate of 0νββ is incredibly small and may only produce a few signature events in a detector per year. Therefore, observation of this rare process demands a careful study and implementation of signal processing, detector design, and new levels of background suppression.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2026

Probing scalar non-standard interaction of supernova neutrinos in next-generation neutrino experiments

A new neutrino-matter interaction can potentially affect neutrino propagation through matter. In this work, we explore the impact of a flavor-conserving scalar-mediated non-standard neutrino interaction in the supernova neutrino flux. We observe that the presence of a scalar interaction involving muon and tau neutrinos (parameterized as η μμ and η ττ , respectively) can invert the neutrino mass eigenstate in which three neutrino flavor states are produced inside the supernova core, resulting in a significant modification of the electron neutrino flux from the supernova reaching the Earth. In the context of the DUNE experiment, we estimate the number of supernova neutrino events in the presence of scalar non-standard neutrino interaction η μμ or η ττ and contrast with the case without scalar-mediated non-standard interactions. Our results indicate that such scalar interactions introduce a new degeneracy in the measurement of neutrino mass ordering from supernova neutrinos. We show how the ν̅e event distribution in Hyper-Kamiokande experiment may help resolve the degeneracy between a model with new scalar interactions for normal ordered neutrino masses and the standard model with inverted mass ordering for a galactic supernova.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Dynamics of magnetic evaporative beamline cooling for the preparation of cold atomic beams

The most sensitive direct neutrino mass searches today are based on measurement of the end point of the 𝛽 spectrum of tritium to infer limits on the mass of the unobserved neutrino. To avoid the smearing associated with the distribution of molecular final states in the T-He molecule, the next generation of these experiments will need to employ atomic (T) rather than molecular (T 2 ) tritium sources, at currents of at least 10 15 atoms per second. Following production, atomic T can be trapped in gravitational and/or magnetic bottles for 𝛽 spectrum experiments, if and only if it can first be cooled to millikelvin temperatures. Accomplishing this cooling presents substantial technological challenges. The Project 8 collaboration is developing a technique based on magnetic evaporative cooling along a beamline (MECB) for the purpose of cooling T to feed a magnetogravitational trap that also serves as a cyclotron radiation emission spectroscope. Initial tests of the approach are planned in a pathfinder apparatus using atomic Li. Here, this paper presents a method for analyzing the dynamics of the MECB technique and applies these calculations to the design of systems for cooling and slowing of atomic Li and T. A scheme is outlined that could provide a current of T at the millikelvin temperatures required for the Project 8 neutrino mass search.

atom optics↗
DOE OSTI2025

Testing the Froggatt-Nielsen mechanism with lepton flavor and number violating processes

The Froggatt-Nielsen (FN) mechanism offers an elegant explanation for the observed masses and mixings of Standard Model fermions. In this work, we systematically study FN models in the lepton sector, identifying a broad range of charge assignments (“textures”) that naturally yield viable masses and mixings for various neutrino mass generation mechanisms. Using these textures, we consider higher-dimensional operators consistent with a FN origin and find that natural realizations predict distinct patterns in lepton flavor- and number-violating observables. For Dirac and Majorana neutrinos, FN-related correlations can lead to detectable rates of charged lepton flavor violation at next-generation low-energy experiments. Majorana and type-I seesaw models predict measurable rates of neutrinoless double beta decay. Determination of inverted neutrino mass ordering would exclude the Dirac neutrino FN scenario. Only a small minority of purely leptonic FN models predict detectable flavor violation at future muon colliders, though it is possible that a combined analysis with the quark sector will reveal motivated signals. These findings highlight the power of the FN mechanism to link neutrino mass generation to testable leptonic observables, offering new pathways for the experimental exploration of lepton number and underscoring the importance of next-generation low-energy probes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Mass ordering sum rule for the neutrino disappearance channels in T2K, NOvA, and JUNO

We revisit, reformulate, and extend a method for determining the neutrino mass ordering by using precision measurements of the atmospheric Δ m 2 s in both electron and muon neutrino disappearance channels, first proposed by the authors in 2005 [H. Nunokawa , Phys. Rev. D 72, 013009 (2005)]. The mass ordering is a very important outstanding question for our understanding of the elusive neutrino and determination of the mass ordering has consequences to particle physics, nuclear physics, and cosmology. The JUNO reactor experiment will start data taking this year, and the precision of the atmospheric Δ m 2 s from electron antineutrino measurements will improve by a factor of 3 from Daya Bay’s 2.4% to 0.8% within a year. This measurement, when combined with the atmospheric Δ m 2 ’s measurements from T2K and NOvA for muon neutrino disappearance, will contribute substantially to the Δ χ 2 between the two remaining neutrino mass orderings. In this paper we derive for the first time a mass ordering sum rule that can be used to address the possibility that JUNO’s atmospheric Δ m 2 ’s measurement, when combined with other experiments in particular T2K and NOvA, can determine the neutrino mass ordering at the 3 σ confidence level within one year of operation. For a confidence level of 5 σ in a single experiment, we will have to wait until the middle of the next decade when the DUNE experiment is operating.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Neutrino properties from muonium-antimuonium mixing

The nature of neutrino mass — whether neutrinos are Dirac or Majorana particles — remains one of the central open questions in particle physics. While observation of neutrinoless double beta decay would confirm the Majorana case, the absence of a signal offers no definitive insight. In light of this, we investigate muonium-antimuonium mixing — proposed for further study at the MACE experiment — as an alternative probe of neutrino properties. We compute the mixing amplitude in the Standard Model minimally extended to include massive Dirac or Majorana neutrinos, and correct previous calculations by properly treating the relevant infrared scales. As the GIM mechanism strongly suppresses the Dirac contribution, we explore whether relaxing unitarity of the PMNS matrix can enhance the mixing without obscuring neutrino properties. Surprisingly, the answer to this question is negative. We also examine the pseudo-Dirac case — predominantly Dirac neutrinos with small Majorana masses — and find that this scenario can significantly enhance the mixing compared to the pure Dirac case, especially for normal mass ordering.

Neutrino interactions↗
DOE OSTI2021

Constraints on Λ CDM extensions from the SPT-3G 2018 $EE$ and $TE$ power spectra

Here, we present constraints on extensions to the Λ CDM cosmological model from measurements of the E-mode polarization autopower spectrum and the temperature-E-mode cross-power spectrum of the cosmic microwave background (CMB) made using 2018 SPT-3G data. The extensions considered vary the primordial helium abundance, the effective number of relativistic degrees of freedom, the sum of neutrino masses, the relativistic energy density and mass of a sterile neutrino, and the mean spatial curvature. We do not find clear evidence for any of these extensions, from either the SPT-3G 2018 dataset alone or in combination with baryon acoustic oscillation and Planck data. None of these model extensions significantly relax the tension between Hubble-constant, H 0 , constraints from the CMB and from distance-ladder measurements using Cepheids and supernovae. The addition of the SPT-3G 2018 data to Planck reduces the square-root of the determinants of the parameter covariance matrices by factors of 1.3–2.0 across these models, signaling a substantial reduction in the allowed parameter volume. We also explore CMB-based constraints on H 0 from combined SPT, Planck, and ACT DR4 datasets. While individual experiments see some indications of different H 0 values between the TT, TE, and EE spectra, the combined H 0 constraints are consistent between the three spectra. For the full combined datasets, we report H 0 = 67.49 ± 0.53 km s -1 Mpc -1 , which is the tightest constraint on H0 from CMB power spectra to date and in 4.1σ tension with the most precise distance-ladder-based measurement of H 0 . The SPT-3G survey is planned to continue through at least 2023, with existing maps of combined 2019 and 2020 data already having ~ 3.5 x lower noise than the maps used in this analysis.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Including massive neutrinos in thermal Sunyaev Zeldovich power spectrum and cluster counts analyses

We consistently include the effect of massive neutrinos in the thermal Sunyaev Zeldovich (SZ) power spectrum and cluster counts analyses, highlighting subtle dependencies on the total neutrino mass and data combination. In particular, we find that using the transfer functions for cold dark matter (CDM) + baryons in the computation of the halo mass function, instead of the transfer functions including neutrino perturbations, as prescribed in recent work, yields an ≈0.25 percent downward shift of the σ 8 constraint from tSZ power spectrum data, with a fiducial neutrino mass Σm ν = 0.06 eV. In ΛCDM, with an X-ray mass bias corresponding to the expected hydrostatic mass bias, i.e. (1 - b) ≃ 0.8, our constraints from Planck SZ data are consistent with the latest results from SPT, DES-Y1, and KiDS+VIKING-450. In νΛCDM, our joint analyses of Planck SZ with Planck 2015 primary CMB yield a small improvement on the total neutrino mass bound compared to the Planck 2015 primary CMB constraint, as well as (1 - b) = 0.64 ± 0.04 (68 percent CL). For forecasts, we find that competitive neutrino mass measurements using cosmic variance limited SZ power spectrum require masking the heaviest clusters and probing the small-scale SZ power spectrum up to ℓ max ≈ 10 4 . Although this is challenging, we find that SZ power spectrum can realistically be used to tightly constrain intracluster medium properties: we forecast a 2 percent determination of the X-ray mass bias by combining CMB-S4 and our mock SZ power spectrum with ℓ max = 10 3 .

Astronomy & Astrophysics↗
DOE OSTI2026

Beyond $Δm^2$: Absolute Mass Sensitivity in Neutrino Oscillations

Conventional wisdom says that neutrino oscillations measure only mass-squared differences and not the absolute neutrino mass scale. This is true, however, only at leading order in the expansion parameters $m_i/E$, the ratios of the neutrino masses $m_i$ ($i=1,2,3$) to the neutrino energy $E$. At next-to-leading order, the oscillation phase includes terms proportional to $m_i^4-m_j^4 = Δm^2_{ij}(m_i^2+m_j^2)$, and is therefore sensitive to the absolute mass scale. In this paper, we derive the next-to-leading-order corrections using a wave-packet treatment and taking into account the neutrino-production kinematics. We then apply this result to reactor antineutrinos and find that the JUNO experiment is sensitive to neutrino masses of a few hundred keV. While not competitive with existing bounds from beta decay, electron capture, and cosmology, neutrino oscillations provide a novel, complementary probe of the neutrino mass scale, with sensitivity to a different combination of neutrino masses.

Alves, Gustavo F.S. [Fermilab; Argonne; Northweste↗
DOE OSTI2024

New NOvA Results with 10 Years of Data

NOvA is a two-detector accelerator neutrino oscillation experiment. Using Fermilab's newly Megawatt-capable NuMI neutrino beam, NOvA measures the disappearance of muon (anti)neutrinos and the appearance of electron (anti)neutrinos at the far detector, 810 km from the source. These oscillations are observed relative to the unoscillated beam composition measured at the functionally equivalent near detector, also located at Fermilab, which enables significant cancellation of systematic uncertainties. From these, we obtain precision measurements of the larger neutrino mass splitting and the largest neutrino mixing angle, as well as constraints on the octant of that angle, the neutrino mass ordering, and neutrino CP violation. In this talk I will present new measurements of these parameters using 10 years of NOvA data collected between 2013 and 2023, which includes twice the neutrino-mode exposure of our previous results.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

First operation of the KATRIN experiment with tritium

The determination of the neutrino mass is one of the major challenges in astroparticle physics today. Direct neutrino mass experiments, based solely on the kinematics of β -decay, provide a largely model-independent probe to the neutrino mass scale. The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to directly measure the effective electron antineutrino mass with a sensitivity of 0.2 eV (90 % CL). In this work we report on the first operation of KATRIN with tritium which took place in 2018. During this commissioning phase of the tritium circulation system, excellent agreement of the theoretical prediction with the recorded spectra was found and stable conditions over a time period of 13 days could be established. These results are an essential prerequisite for the subsequent neutrino mass measurements with KATRIN in 2019.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2025

Measurement of the inhomogeneity of the KATRIN tritium source electric potential by high-resolution spectroscopy of conversion electrons from $\mathbf {^{83m}}$Kr

Precision spectroscopy of the electron spectrum of the tritium β-decay near the kinematic endpoint is a direct method to determine the effective electron antineutrino mass. The KArlsruhe TRItium Neutrino (KATRIN) experiment aims to determine this quantity with a sensitivity of better than 0.3 eV (90% C.L.). An inhomogeneous electric potential in the tritium source of KATRIN can lead to distortions of the β-spectrum, which directly impact the neutrino-mass observable. This effect can be quantified through precision spectroscopy of the conversion-electrons of co-circulated metastable 83m Kr. Therefore, dedicated, several-weeks long measurement campaigns have been performed within the KATRIN data taking schedule. In this work, we infer the tritium source potential observables from these measurements, and present their implications for the neutrino-mass determination.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Open system approach to neutrinos propagating in an ultralight scalar background

We examine decoherence in neutrino oscillations induced by an ultralight scalar field coupled to neutrinos. The scalar induces time- and position-dependent shifts in the neutrino mass matrix. Neutrinos sample different field configurations throughout an experimental data-taking period, which leads to damping effects in the oscillation pattern in the form of decoherence. By recasting the neutrino-scalar dynamics within the open quantum systems framework, we establish a mapping between a complete model and phenomenological decoherence approaches. We find that the parameter driving decoherence scales as L 2 / E 2 , where L is the baseline and E is the neutrino energy, as opposed to L / E typically assumed in phenomenological studies of open system approaches to neutrino oscillations.

F.T. Airoldi, Lua [Sao Paulo U.; Fermilab] (ORCID:↗
DOE OSTI2020

Quantitative Long-Term Monitoring of the Circulating Gases in the KATRIN Experiment Using Raman Spectroscopy

The Karlsruhe Tritium Neutrino (KATRIN) experiment aims at measuring the effective electron neutrino mass with a sensitivity of 0.2 eV/c2, i.e., improving on previous measurements by an order of magnitude. Neutrino mass data taking with KATRIN commenced in early 2019, and after only a few weeks of data recording, analysis of these data showed the success of KATRIN, improving on the known neutrino mass limit by a factor of about two. This success very much could be ascribed to the fact that most of the system components met, or even surpassed, the required specifications during long-term operation. Here, we report on the performance of the laser Raman (LARA) monitoring system which provides continuous high-precision information on the gas composition injected into the experiment’s windowless gaseous tritium source (WGTS), specifically on its isotopic purity of tritium—one of the key parameters required in the derivation of the electron neutrino mass. The concentrations cx for all six hydrogen isotopologues were monitored simultaneously, with a measurement precision for individual components of the order 10−3 or better throughout the complete KATRIN data taking campaigns to date. From these, the tritium purity, εT, is derived with precision of <10−3 and trueness of <3 × 10−3, being within and surpassing the actual requirements for KATRIN, respectively.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2023

Neutrino Flavor Model Building and the Origins of Flavor and CP Violation

The neutrino sector offers one of the most sensitive probes of new physics beyond the Standard Model of Particle Physics (SM). The mechanism of neutrino mass generation is still unknown. The observed suppression of neutrino masses hints at a large scale, conceivably of the order of the scale of a rand unified theory (GUT), which is a unique feature of neutrinos that is not shared by the charged fermions. The origin of neutrino masses and mixing is part of the outstanding puzzle of fermion masses and mixings, which is not explained ab initio in the SM. Flavor model building for both quark and lepton sectors is important in order to gain a better understanding of the origin of the structure of mass hierarchy and flavor mixing, which constitute the dominant fraction of the SM parameters. Recent activities in neutrino flavor model building based on non-Abelian discrete flavor symmetries and modular flavor symmetries have been shown to be a promising direction to explore. The emerging models provide a framework that has a significantly reduced number of undetermined parameters in the flavor sector. In addition, such a framework affords a novel origin of CP violation from group theory due to the intimate connection between physical CP transformation and group theoretical properties of non-Abelian discrete groups. Model building based on non-Abelian discrete flavor symmetries and their modular variants enables the particle physics community to interpret the current and anticipated upcoming data from neutrino experiments. Non-Abelian discrete flavor symmetries and their modular variants can result from compactification of a higher-dimensional theory. Pursuit of flavor model building based on such frameworks thus also provides the connection to possible UV completions: in particular, to string theory. We emphasize the importance of constructing models in which the uncertainties of theoretical predictions are smaller than, or at most compatible with, the error bars of measurements in neutrino experiments. While there exist proof-of-principle versions of bottom-up models in which the theoretical uncertainties are under control, it is remarkable that the key ingredients of such constructions were discovered first in top-down model building. We outline how a successful unification of bottom-up and top-down ideas and techniques may guide us towards a new era of precision flavor model building in which future experimental results can give us crucial insights into the UV completion of the SM.

Almumin, Yahya (ORCID:0000000196396772)↗
DOE OSTI2024

Real-time signal detection for Cyclotron Radiation Emission Spectroscopy measurements using antenna arrays

Cyclotron Radiation Emission Spectroscopy (CRES) is a technique for precision measurement of the energies of charged particles, which is being developed by the Project 8 Collaboration to measure the neutrino mass using tritium beta-decay spectroscopy. Project 8 seeks to use the CRES technique to measure the neutrino mass with a sensitivity of 40 meV, requiring a large supply of tritium atoms stored in a multi-cubic meter detector volume. Antenna arrays are one potential technology compatible with an experiment of this scale, but the capability of an antenna-based CRES experiment to measure the neutrino mass depends on the efficiency of the signal detection algorithms. Here, in this paper, we develop efficiency models for three signal detection algorithms and compare them using simulations from a prototype antenna-based CRES experiment as a case-study. The algorithms include a power threshold, a matched filter template bank, and a neural network based machine learning approach, which are analyzed in terms of their average detection efficiency and relative computational cost. It is found that significant improvements in detection efficiency and, therefore, neutrino mass sensitivity are achievable, with only a moderate increase in computation cost, by utilizing either the matched filter or machine learning approach in place of a power threshold, which is the baseline signal detection algorithm used in previous CRES experiments by Project 8.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗