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High-Resolution 2D Lg and Pg Attenuation Models in the Basin and Range Region with Implications for Frequency-Dependent Q

Here, we develop high–resolution, laterally varying attenuation models for the regional crustal phases of Pg and Lg in the area surrounding the Basin and Range Province in the western United States. The models are part of the characterization effort for the Source Physics Experiment (SPE), a series of chemical explosions at the Nevada National Security Site designed to improve our understanding of explosion source phenomenology. To aid in SPE modeling efforts, we focus on improving our ability to accurately predict amplitudes in a set of narrow frequency bands ranging from 0.5 to 16.0 Hz. To explore constraints at higher frequencies where data become more sparse, we test the robustness of the empirically observed power–law relationship between quality factor Q and frequency (Q=Q 0 f γ ). Our methodology uses a staged approach to consider attenuation, physics–based source terms, site terms, and geometrical spreading contributions to amplitude measurements. Tomographic inversion results indicate that the frequency dependence is a reasonable assumption as attenuation varies laterally for this region through all frequency bands considered. Our 2D Pg and Lg attenuation models correlate with underlying physiographic provinces, with the highest Q located in the Sierra Nevada Mountains and the Colorado plateau. Compared to a best–fitting 1D model for the region, the 2D model provides an 81% variance reduction overall for Lg residuals and a 75% reduction for Pg . These detailed attenuation maps at high frequencies will facilitate further study of local and regional distance P/S amplitude discriminants that are typically used to distinguish between earthquakes and underground explosions.

58 GEOSCIENCES↗

Generation of Shear Motion from an Isotropic Explosion Source by Scattering in Heterogeneous Media

One challenging task in explosion seismology is the development of physical models for explaining the generation of S waves during underground explosions. Recent analysis of ground motion from chemical explosions during the Source Physics Experiment (Pitarka et al., 2015) suggests that, although a large component of shear motion was generated directly at the source, additional scattering from heterogeneous velocity structure and topography is necessary to better match the recorded data. In our paper, we used a stochastic representation of small-scale velocity variability to produce high-frequency scattering and to analyze its implication on shear-motion generation during underground explosions. In our stochastic velocity model, the key parameters that affect scattering are the correlation length and the relative amplitude of velocity perturbations. Finally, based on finite-difference simulations of elastic wave propagation from an isotropic explosion source, we find that higher velocity perturbations result in larger shear motion, whereas the correlation length, which controls the scatterers size, affects the frequency range at which relative transverse motion is larger.

58 GEOSCIENCES↗

Geomechanical characterization of Rock Valley carbonates

In Rock Valley, Nevada, the USA, past earthquake sequences and shallow faulting in Paleozoic carbonates remain poorly understood. Carbonates are typically more ductile rocks that do not experience large stress drops or fracture coalescence, which contradicts previous observations in the region. As part of the Source Physics Experiment, an effort has been made to experimentally characterize the petrophysical and geomechanical properties of carbonates from Rock Valley. Well core and outcrop samples were used to determine the difference between shallow-buried Tertiary limestones and deeply buried Paleozoic limestones and dolostones. The carbonates possessed porosities between 3 and 9%, with V P and V S in the Tertiary carbonates around 2700 and 1800 m/s, respectively, and 6000 and 3100 m/s, respectively, in the Paleozoic carbonates. Microstructural characterization revealed that the Paleozoic carbonates contained significantly more pre-existing damage and alteration than the Tertiary carbonates, though the deformation varies from localized to diffuse. Unconfined Brazilian tests and triaxial tests with confining pressures between 0 and 50 MPa showed that, although samples all experienced failure, the dolostones typically failed at greater stresses and possessed greater E/ν ratios than the limestones. Furthermore, the Hoek–Brown failure criterion was used to construct failure envelopes with the compressive and tensile failure tests. Velocity, density, and porosity measurements were used to construct a hypothetical velocity-depth profile and compare the results with the theoretical petrophysical measurements. Using brittleness analysis, the likely failure conditions were determined to be low-porosity dolomitic rock for fault nucleation in the Paleozoic basement.

Brittleness↗

Finite-Difference Simulation for Infrasound Generated by Finite-Extent Ground Motions

Underground explosions can produce infrasound in the atmosphere, and the wavefield characteristics are often governed by the ground surface motions. Finite-difference methods are popular for infrasound simulation as their generality and robustness allow for complex atmospheric structures and surface topography. A simple point-source approximation is often used because infrasound wavelengths tend to be large relative to the source dimensions. However, this assumption may not be able to capture the complexity of explosion-induced ground motions if the surface area is not compact, and appropriate source models must be incorporated into the finite-difference simulations for accurate infrasound prediction. In this study, we develop a point source representation of the complex ground motions for infrasound sources. Instead of a single point source, we use a series of point sources distributed over the source area. These distributed point sources can be equivalent to air volume changes produced by the ground motions in the atmosphere. Further, we apply the distributed point-source method to a series of buried chemical explosions conducted during the Source Physics Experiment Phase I. Epicentral ground-motion measurements during the experiments provide a way to calculate accurate distributed point sources. We validate and evaluate the accuracy of distributed point source approach for infrasound simulations by direct comparison with acoustic observations in the field experiment.

58 GEOSCIENCES↗

How Good Is Your Location? Comparing and Understanding the Uncertainties in Location for the 1993 Rock Valley Sequence

Accurate event locations are important for many endeavors in seismology, and understanding the factors that contribute to uncertainties in those locations is complex. In this article, we present a case study that takes an in-depth look at the accuracy and precision possible for locating nine shallow earthquakes in the Rock Valley fault zone in southern Nevada. These events are targeted by the Rock Valley Direct Comparison phase of the Source Physics Experiment, as candidates for the colocation of a chemical explosion with an earthquake hypocenter to directly compare earthquake and explosion sources. For this comparison, it is necessary to determine earthquake hypocenters as accurately as possible so that different source types have nearly identical locations. Our investigations include uncertainty analysis from different sets of phase arrivals, stations, velocity models, and location algorithms. For a common set of phase arrivals and stations, we find that epicentral locations from different combinations of velocity models and algorithms are within 600 m of one another in most cases. Event depths exhibit greater uncertainties, but focusing on the S-P times at the nearest station allows for estimates within approximately 500 m.

58 GEOSCIENCES↗

A Traditional Look at SPE Phase 1 Surface Seismic Data: Far-Field Instruments, Measurements, and Analysis

We visually examined surface seismic data from the Source Physics Experiment (SPE) Phase-1 chemical explosions in preparation for waveform analysis and interpretation. Recording stations included far-field (near source) geophone lines, and both permanent network, reoccupied USArray, and temporary stations at local and regional distances. We found that near-source waveforms are dominated by broad band compressional (P), and band limited surface wave (Rg) (< 10 Hz) phases. Distinct, consistent shear (S) phases are difficult to observe visually even with a comprehensive bank of frequency bands. Secondary phases are indistinct at near-local distances, unlike for earthquake sources, especially at the high frequencies of interest for discrimination (e.g. 4-8 Hz), likely due to intense near surface scattering. S phases begin to emerge from the scattered background at and beyond 100 km. We identified regional Pn, Pg and Lg phases to 446 km for SPE-5. The data set is, unfortunately, plagued by poorly recorded instrument responses, or, possibly, time varying site amplification due to human interaction with sensors. Instrument response issues should be fixable, and this should be attempted to make this a truly, high-quality data set for use by the monitoring community.

58 GEOSCIENCES↗

Direct Shear and Triaxial Shear test Results on Core from Borehole U-15n and U-15n#10, NNSS in support of SPE

Direct Shear (DS) and Triaxial Shear (FCT) tests from Core holes U-15n and U-15n#10 are part of a larger material characterization effort for the Source Physics Experiment (SPE) project. This larger effort encompasses characterizing a granite body from Nevada both before and after each SPE shot. Core hole U-15n is the vertically oriented source hole for all SPE shots; pre shot core was taken from this hole for DS and FCT testing. After two SPE shots were executed, an inclined core hole (U-15n#10) was drilled; both DS and FCT tests were conducted from this core hole. The first shot (SPE-1) conducted on May 3, 2011 was a calibration shot. SPE-1 was an order of magnitude smaller than the second shot (SPE-2). After SPE-2 was conducted on October 25, 2011 the aforementioned inclined core hole (U-15n#10) was drilled. At its bottom, the inclined core hole intersects the source hole. The third shot (SPE-3) occurred on July 24, 2012. Vertical and inclined core holes were drilled post SPE-3 and specimens will soon be selected for geomechanical characterization. At the time of this writing, work is ongoing at Nevada in preparation for the fourth SPE shot (SPE-4).

36 MATERIALS SCIENCE↗

Seismic Characterization of the Nevada National Security Site Using Joint Body Wave, Surface Wave, and Gravity Inversion

As a part of the series of Source Physics Experiments (SPE) conducted on the Nevada National Security Site in southern Nevada, we have developed a local–to–regional scale seismic velocity model of the site and surrounding area. Accurate earth models are critical for modeling sources like the SPE to investigate the role of earth structure on the propagation and scattering of seismic waves. We combine seismic body waves, surface waves, and gravity data in a joint inversion procedure to solve for the optimal 3D seismic compressional and shear–wave velocity structures and earthquake locations subject to model smoothness constraints. Earthquakes, which are relocated as part of the inversion, provide P – and S –body–wave absolute and differential travel times. Active source experiments in the region augment this dataset with P –body–wave absolute times and surface–wave dispersion data. Dense ground–based gravity observations and surface–wave dispersion derived from ambient noise in the region fill in many areas where body–wave data are sparse. In general, the top 1–2 km of the surface is relatively poorly sampled by the body waves alone. However, the addition of gravity and surface waves to the body–wave dataset greatly enhances structural resolvability in the near surface. Here, we discuss the methodology we developed for simultaneous inversion of these disparate data types and briefly describe results of the inversion in the context of previous work in the region.

58 GEOSCIENCES↗

Unmanned Aerial Vehicle Synthetic Aperture RADAR for Surface Change Monitoring

Space-based and airplane-based synthetic aperture RADAR (SAR) can monitor ground height using interferometric SAR (InSAR) collections. However, fielding the airplane-based SAR is expensive and coordinating the frequency and timing of ground experiments with space-based SAR is challenging. This research explored the possibility of using a small, mobile unmanned aerial vehicle- base (UAV) SAR to see if it could provide a quick and inexpensive InSAR option for the Source Physics Experiment (SPE) Phase III project. Firstly, a local feasibility collection using a UAV-based SAR showed that InSAR products and height measurements were possible, but that in-scene fiducials were needed to assist in digital elevation model (DEM) construction. Secondly, an InSAR collection was planned and executed over the SPE Phase III site using the same platform configuration. We found that the image formation by the SAR manufacturer creates discontinuities, and that noise impacted the generation and accuracy of height maps. These processing artifacts need to be overcome to generate an accurate height map.

47 OTHER INSTRUMENTATION↗

Date Release Report for Large Surface Explosion Coupling Experiment (LSECE) Nevada National Security Site

The DTRA sponsored 2020-2022 Large Surface Explosion Coupling Experiment (LSECE) consists of two large ground surface chemical explosions, data collection, analysis and modeling carried out in 2020-2022. The LSECE chemical explosions were carried out at the site of prior NNSA sponsored buried chemical explosions that were part of the Source Physics Experiment (SPE) Phase II in Dry Alluvium Geology (DAG). This report described the data collected under LSECE that is being made publicly available. The prior buried explosion DAG data are described in a separate report (https://www.osti.gov/biblio/1825534) and are also publicly available. The LSECE explosions, data analysis and numerical modeling work sponsored by DTRA were intended to address three objectives: 1) Generate seismo-acoustic data to test and improve numerical models of explosion energy coupling in dry alluvium geology; 2) To improve seismo-acoustic yield estimation techniques as a function of depth and medium properties; 3) To study and improve acoustic propagation modeling under two different atmospheric conditions. The LSECE data that were collected have expanded the prior DAG buried explosion dataset to include surface chemical explosions recorded on a common set of seismo-acoustic stations. They have allowed a more detailed study of above and below surface seismo-acoustic energy coupling with applications to explosion monitoring and assessment. The two approximately 1-ton TNT equivalent yield LSECE explosions were detonated at different times of the day to explore the effects of the different atmospheric conditions. The first chemical explosion “Artemis” was conducted before dawn when temperature inversions were present. The second chemical explosion “Apollo” was conducted on a sunny afternoon when the temperature gradient was more linear. The LSECE chemical explosion data were also collected across a variety of different sensor types to allow evaluation of their effectiveness in recovering useful information. The LSECE instrumentation included fiber optic or Distributed Acoustic Sensing (DAS), a dense array or Large-N array of seismometers, borehole accelerometers, DAS and a velocity meter, airborne acoustic instruments and a variety of visual and remote sensing data.

58 GEOSCIENCES↗

Waveform Data Quality Assessment

Healthy seismoacoustic sensors and accurate metadata are critical to all the science objectives of both the Source Physics Experiment (SPE) Rock Valley Direct Comparison (RV/DC) and LowYield Physics Experiment-1 (LYNM PE-1). Both projects share similar seismoacoustic stations. We provide a plan on how to move forward with waveform data quality assessments (QA) to the working groups. The identification of stations with instrument response errors will be useful to researchers using amplitudes to study source effects and Earth attenuation. The data QA can also be useful for field technicians to help identify and correct problem sites.

47 OTHER INSTRUMENTATION↗

Geologic Framework Model for the Dry Alluvium Geology (DAG) Experiment Testbed Yucca Flat, Nevada National Security Site

Geologic framework models (GFMs) provide a methodology for integrating geology into, and thus geologically informing, other modeling and simulation activities. GFMs provide a threedimensional (3-D), geology-based digital framework for developing and parametrizing meshes and evaluating model and simulation results. This report describes a 3-D GFM constructed for the Source Physics Experiment Phase II Dry Alluvium Geology test series located in Yucca Flat at the Nevada National Security Site. The geology in the Yucca Flat region is complex and diverse, which creates challenges to modeling seismic wave propagation from SPE tests. The Yucca Flat GFM helps address these challenges by providing the 3-D distribution of relevant geologic features and physical properties necessary to more effectively model seismic wave propagation. The GFM includes 7 model layers and 48 faults that cut and offset the layers. An appendix is included that provides quantitative data on physical properties for each model layer.

58 GEOSCIENCES↗

Geologic framework model for the Dry Alluvium Geology (DAG) experiment testbed, Yucca Flat, Nevada National Security Site

Geologic framework models (GFMs) provide a methodology for integrating geology into, and thus geologically informing, other modeling and simulation activities. GFMs provide a three-dimensional (3-D), geology-based digital framework for developing and parametrizing meshes and evaluating model and simulation results. This report describes a 3-D GFM constructed for the Source Physics Experiment Phase II Dry Alluvium Geology test series located in Yucca Flat at the Nevada National Security Site. The geology in the Yucca Flat region is complex and diverse, which creates challenges to modeling seismic wave propagation from SPE tests. The Yucca Flat GFM helps address these challenges by providing the 3-D distribution of relevant geologic features and physical properties necessary to more effectively model seismic wave propagation. The GFM includes 7 model layers and 48 faults that cut and offset the layers. An appendix is included that provides quantitative data on physical properties for each model layer.

58 GEOSCIENCES↗

Mechanical Testing Results on Core from Borehole U-15n, NNSS, in support of SPE

The Nevada National Security Site (NNSS) will serve as the geologic setting for a Source Physics Experiment (SPE) program. The SPE will provide ground truth data to create and improve strong ground motion and seismic S-wave generation and propagation models. The NNSS was chosen as the test bed because it provides a variety of geologic settings ranging from relatively simple to very complex. Each series of SPE testing will comprise the setting and firing of explosive charges (source) placed in a central bore hole at varying depths and recording ground motions in instrumented bore holes located in two rings around the source positioned at different radii. Modeling using advanced simulation codes will be performed both a priori and after each test to predict ground response and to improve models based on acquired field data, respectively. A key component in the predictive capability and ultimate validation of the models is the full understanding of the intervening geology between the source and the instrumented bore holes including the geomechanical behavior of the site rock/structural features. This report presents a limited scope of work for an initial phase of primarily unconfined compression testing. Samples tested came from the U-15n core hole, which was drilled in granitic rock (quartz monzonite). The core hole was drilled at the location of the central SPE borehole, and thus represents material in which the explosive charges will be detonated. The U-15n location is the site of the first SPE, in Area 15 of the NNSS.

58 GEOSCIENCES↗

Journey to Time-Variable Moment Tensors through Inversion of Acoustic and Seismoacoustic Data

We explore the capability of acoustic and seismoacoustic datasets to directly resolve a complex, time-variable source consisting of a buried mechanism, represented as a moment tensor, and a spall mechanism, represented as a vertical force at the surface. Traditionally, each component of a resolved moment tensor assumes one underlying source time function, which likely fails to capture the full evolution of a dynamic source, such as an explosion followed by slip on near-source joints or development of spallation. Specifically, we expand previous work to resolve a time-variable moment tensor using single-modality and joint-modality inversion frameworks through analysis of infrasound and seismoacoustic data recorded as part of the Source Physics Experiment Phase II: Dry Alluvium Geology (DAG). We investigate the impact of including signals from seismic-to-air coupling that are local to each infrasound sensor in comparison to mainly atmosphere-propagating acoustic signals, which occur from coupling of the wavefield from the subsurface to the atmosphere directly above the source. Additionally, we assess the ability of our inversion algorithm to fit observed infrasound data using a variety of time-variable source mechanisms. First, we consider the buried moment tensor source alone, which assumes that the determined Green’s functions incorporate effects from spallation or that the impact from spallation is minimal. Second, we examine the estimated buried moment tensor and vertical surface spallation as terms that must both be resolved in the inversion. Third, we assess the ability for an estimated vertical surface spallation source to fit the acoustic data on its own. Finally, we compare results from the joint inversion of both seismic geophone and infrasound acoustic data for the buried-only source compared to buried and spallation sources. Our results are a preliminary investigation into the applications of the inversion technique to recorded datasets and show the technique has limited capabilities using acoustic data alone. Instead, this method shows promise for seismic and seismoacoustic datasets to resolve the time-variable mechanisms of a buried source.

47 OTHER INSTRUMENTATION↗

Unconfined Compression Results on Core from Borehole U-15n#10, NNSS, in support of SPE

The Nevada National Security Site (NNSS) serves as the geologic setting for a Source Physics Experiment (SPE) program. The SPE provides ground truth data to create and improve strong ground motion and seismic S-wave generation and propagation models. The NNSS was chosen as the test bed because it provides a variety of geologic settings ranging from relatively simple to very complex. Each series of SPE testing will comprise the setting and firing of explosive charges (source) placed in a central borehole at varying depths and recording ground motions in instrumented boreholes located in two rings around the source, positioned at different radii. Modeling using advanced simulation codes will be performed both before and after each test to predict ground response and to improve models based on acquired field data, respectively. A key component in the predictive capability and ultimate validation of the models is the full understanding of the intervening geology between the source and the instrumented boreholes including the geomechanical behavior of the site's rock/structural features. This memorandum reports on an initial phase of unconfined compression testing from corehole U-15n#10. Specimens tested came from the U-15n#10 core hole, which was drilled at -60° to the horizontal in granitic rock (quartz monzonite) after the second SPE shot (SPE-2). Figure 1 illustrates at the surface, the core hole was approximately 90 feet from the central SPE borehole. Corehole U 15n#10 intersects the central SPE borehole (U-15n) at a core depth of 170 feet (approximately 150 feet vertical depth) which is within the highly damaged zone of SPE-2. The U-15n#10 location is the site of the first, second and third SPE's, in Area 15 of the NNSS.

36 MATERIALS SCIENCE↗

Unconfined Compression Results on Core from Boreholes U-15n#12 and U-15n#13, NNSS in support of SPE

The Nevada National Security Site (NNSS) serves as the geologic setting for a Source Physics Experiment (SPE) program. The SPE provides ground truth data to create and improve strong ground motion and seismic S-wave generation and propagation models. The NNSS was chosen as the test bed because it provides a variety of geologic settings ranging from relatively simple to very complex. Each series of SPE testing will comprise the setting and firing of explosive charges (source) placed in a central borehole at varying depths and recording ground motions in instrumented boreholes located in two rings around the source, positioned at different radii. Modeling using advanced simulation codes will be performed both before and after each test to predict ground response and to improve models based on acquired field data, respectively. A key component in the predictive capability and ultimate validation of the models is the full understanding of the intervening geology between the source and the instrumented boreholes including the geomechanical behavior of the site's rock/structural features. This report summarizes unconfined compression testing (UCS) from coreholes U-15n#12 and U-15n#13 and compares those datasets to UCS results from coreholes U-15n and U-15n#10. U-15n#12 corehole was drilled at -60° to the horizontal and U-15n#13 was drilled vertically in granitic rock (quartz monzonite) after the third SPE shot. Figure 1 illustrates at the surface, U 15n#12 and U-15n#13 coreholes were approximately 30 meters and 10 meters from the central SPE borehole (U-15n) respectively. Corehole U-15n#12 intersects the central SPE borehole (U 15n) at a core depth of 174 feet (approximately 150 feet vertical depth). The location of U 15n#12 and U-15n#13 is the site of the first, second and third SPE's, in Area 15 of the NNSS.

58 GEOSCIENCES↗

Investigating the Effectiveness of P/S Amplitude Ratios for Local Distance Event Discrimination

The ability to discriminate between underground explosions and earthquakes is an important operation for global security and test-ban-treaty monitoring, and seismology plays a key role in this endeavor. The use of seismic P- to S-wave amplitude ratios has been demonstrated to be an effective discriminant at regional distances for a variety of emplacement conditions and test sites around the world. Increasing interest in detecting and discriminating smaller events, both for purposes of nuclear monitoring and seismic hazard estimation, requires the use of data with shorter event-to-station paths. At these local distances (≤ 200 km), the use of P/S ratios for event discrimination is poorly studied compared with regional distances (200-1500 km). The path averaging that allows for relatively simple corrections to P/S ratios to remove bias from along-path structural differences at regional distances may be insufficient to remove enough scatter from the ratios to allow for accurate event identification at local distances. We use data from a series of chemical explosions detonated as part of the Source Physics Experiment at the Nevada National Security Site in southern Nevada and surrounding seismicity to investigate the discrimination performance of P/S ratios at local distances. We find that discrimination at individual stations is highly variable, regardless of frequency. Network averaging of ratios improves discrimination performance above 6 Hz, as a result of the reduction of scatter among the earthquake ratios. Furthermore, azimuthal and distance–limited averaging suggests that explosion ratios are affected by a complicated source and path relationship that may lead to substantial variability in local P/S ratios at different locations.

58 GEOSCIENCES↗