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DOE OSTI2021

The statistical mechanics of near-BPS black holes

Due to the failure of thermodynamics for low temperature near-extremal black holes, it has long been conjectured that a 'thermodynamic mass gap' exists between an extremal black hole and the lightest near-extremal state. For non-supersymmetric near-extremal black holes in Einstein gravity with an AdS2 throat, no such gap was found. Rather, at that energy scale, the spectrum exhibits a continuum of states, up to non-perturbative corrections. In this paper, we compute the partition function of near-BPS black holes in supergravity where the emergent, broken, symmetry is PSU(1, 1|2). To reliably compute this partition function, we show that the gravitational path integral can be reduced to that of a $\mathcal{N}=4$ supersymmetric extension of the Schwarzian theory, which we define and exactly quantize. In contrast to the non-supersymmetric case, we find that black holes in supergravity have a mass gap and a large extremal black hole degeneracy consistent with the Bekenstein–Hawking area. Furthermore, our results verify a plethora of string theory conjectures, concerning the scale of the mass gap and the counting of extremal micro-states.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Impact of hole polaron formation on excitonic transitions in MgO from first principles

Here, we present a first-principles investigation of the excitonic properties of magnesia (MgO), an ionic insulator known to host hole polarons. We combine a density functional theory-based approach for structural relaxation in the presence of the hole and many-body perturbation theory to describe the excitonic properties. We determine that the hole polaron introduces new in-gap occupied states 0.6–0.8 eV above the valence band maximum that lead to two low-energy peaks in the optical spectrum. The predicted redshift of the lowest-energy transition due to polaron formation of 0.8 eV agrees well with the experimental Stokes shift of 0.8–0.9 eV. Analysis of the exciton wave function indicates that the electron-hole pair consists of a localized hole and delocalized electron, but that the wave function retains its Wannier-Mott character even in the presence of the hole polaron. Our study demonstrates that combining these previously established methods allows for a relatively computationally inexpensive approach to studying the exciton polaron in materials where only one charge carrier forms a polaron.

electronic structure↗

DOE OSTI2021

Collective excitations and quantum incompressibility in electron-hole bilayers

In this study, we apply quantum continuum mechanics to the calculation of the excitation spectrum of a coupled electron-hole bilayer. The theory expresses excitation energies in terms of ground-state intra- and interlayer pair correlation functions, which are available from quantum Monte Carlo calculations. The final formulas for the collective modes deduced from this approach coincide with the formulas obtained in the “quasilocalized particle approximation” by Kalman et al. [G. Kalman, V. Valtchinov, and K. I. Golden, Phys. Rev. Lett. 82 , 3124 (1999) ], and likewise the theory predicts the existence of gapped excitations in the charged channel, with the gap arising from electron-hole correlation. An immediate consequence of the gap is that the static density-density response function of the charged channel vanishes as q 2 for wave vector q → 0 , rather than linearly in q , as commonly expected. In this sense, the system is incompressible . This feature, which has no analog in the classical electron-hole plasma, is consistent with the existence of an excitonic ground state and implies the existence of a discontinuity in the chemical potential of electrons and holes when the numbers of electrons and holes are equal. It should be experimentally observable by monitoring the densities of electrons and holes in response to potentials that attempt to change these densities in opposite directions.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2021

Statistical and systematic uncertainties in extracting the source properties of neutron star-black hole binaries with gravitational waves

Gravitational waves emitted by neutron star black hole mergers encode key properties of neutron stars - such as their size, maximum mass and spins - and black holes. However, the presence of matter and the high mass ratio makes generating long and accurate waveforms from these systems hard to do with numerical relativity, and not much is known about systematic uncertainties due to waveform modeling. In this work, we simulate gravitational waves from neutron star black hole mergers by hybridizing numerical relativity waveforms produced with the SpEC code with a recent numerical relativity surrogate NRHybSur3dq8Tidal. These signals are analyzed using a range of available waveform families, and statistical and systematic errors are reported. We find that at a network signal-to-noise ratio (SNR) of 30, statistical uncertainties are usually larger than systematic offsets, while at an SNR of 70 the two become comparable. The individual black hole and neutron star masses, as well as the mass ratios, are typically measured very precisely, though not always accurately at high SNR. At a SNR of 30 the neutron star tidal deformability can only be bound from above, while for louder sources it can be measured and constrained away from zero. All neutron stars in our simulations are non-spinning, but in no case we can constrain the neutron star spin to be smaller than ~0.4 (90% credible interval). Waveform families whose late inspiral has been tuned specifically for neutron star black hole signals typically yield the most accurate characterization of the source parameters. Their measurements are in tension with those obtained using waveform families tuned against binary neutron stars, even for mass ratios that could be relevant for both binary neutron stars and neutron star black holes mergers.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Birefringence axis rotation and nonlinear response of a side-hole fiber pressure sensor

The pressure-induced birefringence of side-hole fibers has been widely explored for hydrostatic pressure measurement. Here, this paper studies the effects of the initial birefringence of a side-hole fiber on the pressure response of polarimetric sensors based on side-hole fibers. A mathematical model, where the stress field induced by the pressure is assumed to be uniform in the core region of the fiber, was established to calculate the birefringence and optical axis rotation as a function of the differences between the two principal stress components of the stress field in the core region. Simulation results show that when there is misalignment between the initial birefringence axes and the principal axes of the stress field, pressure changes cause rotations of the birefringence axis, leading to complicated and nonlinear changes of birefringence as a function of pressure. Experiments were conducted using fiber-Bragg-grating-based resonators on side-hole fibers with different initial birefringence, and the results agree well with the simulation. The results underscore the importance of the control of magnitude and direction of the initial birefringence of the side-hole fiber and provide guidelines for the design and fabrication of side-hole fiber pressure sensors.

42 ENGINEERING↗

DOE OSTI2022

First Sagittarius A* Event Horizon Telescope Results. I. The Shadow of the Supermassive Black Hole in the Center of the Milky Way

We present the first Event Horizon Telescope (EHT) observations of Sagittarius A* (Sgr A*), the Galactic center source associated with a supermassive black hole. These observations were conducted in 2017 using a global interferometric array of eight telescopes operating at a wavelength of λ = 1.3 mm. The EHT data resolve a compact emission region with intrahour variability. A variety of imaging and modeling analyses all support an image that is dominated by a bright, thick ring with a diameter of 51.8 ± 2.3 μas (68% credible interval). The ring has modest azimuthal brightness asymmetry and a comparatively dim interior. Using a large suite of numerical simulations, we demonstrate that the EHT images of Sgr A* are consistent with the expected appearance of a Kerr black hole with mass ∼4 × 10$^{6}$ M $_{⊙}$, which is inferred to exist at this location based on previous infrared observations of individual stellar orbits, as well as maser proper-motion studies. Our model comparisons disfavor scenarios where the black hole is viewed at high inclination (i > 50°), as well as nonspinning black holes and those with retrograde accretion disks. Our results provide direct evidence for the presence of a supermassive black hole at the center of the Milky Way, and for the first time we connect the predictions from dynamical measurements of stellar orbits on scales of 10$^{3}$–10$^{5}$ gravitational radii to event-horizon-scale images and variability. Furthermore, a comparison with the EHT results for the supermassive black hole M87* shows consistency with the predictions of general relativity spanning over three orders of magnitude in central mass.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

Gravitational Cardy limit and AdS black hole entropy

We explore the gravitational implementation of the field theory Cardy-like limit recently used in the successful microstate countings of AdS black hole entropy in various dimensions. On the field theory side, the Cardy-like limit focuses on a particular scaling of conserved electric charges and angular momenta and we first translate this scaling to the gravitational side by a limiting procedure on the black hole parameters. We note that the scaling naturally accompanies a near-horizon region for which these black hole solutions are greatly simplified. Applying the Kerr/CFT correspondence to the near-horizon region, we precisely reproduce the Bekenstein-Hawking entropy of asymptotically AdS 4,5,6,7 BPS black holes. Our results explicitly provide a microscopic and universal low energy description for AdS black holes across various dimensions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for subsolar-mass black hole binaries in the second part of Advanced LIGO’s and Advanced Virgo’s third observing run

ABSTRACT We describe a search for gravitational waves from compact binaries with at least one component with mass $0.2$–$1.0 \, \mathrm{M}_\odot$ and mass ratio q ≥ 0.1 in Advanced Laser Interferometer Gravitational-Wave Observatory (LIGO) and Advanced Virgo data collected between 2019 November 1, 15:00 utc and 2020 March 27, 17:00 utc. No signals were detected. The most significant candidate has a false alarm rate of $0.2 \, \rm {yr}^{-1}$. We estimate the sensitivity of our search over the entirety of Advanced LIGO’s and Advanced Virgo’s third observing run, and present the most stringent limits to date on the merger rate of binary black holes with at least one subsolar-mass component. We use the upper limits to constrain two fiducial scenarios that could produce subsolar-mass black holes: primordial black holes (PBH) and a model of dissipative dark matter. The PBH model uses recent prescriptions for the merger rate of PBH binaries that include a rate suppression factor to effectively account for PBH early binary disruptions. If the PBHs are monochromatically distributed, we can exclude a dark matter fraction in PBHs $f_\mathrm{PBH} \gtrsim \, 0.6$ (at 90 per cent confidence) in the probed subsolar-mass range. However, if we allow for broad PBH mass distributions, we are unable to rule out fPBH = 1. For the dissipative model, where the dark matter has chemistry that allows a small fraction to cool and collapse into black holes, we find an upper bound fDBH < 10−5 on the fraction of atomic dark matter collapsed into black holes.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

Bremsstrahlung in GRMHD Models of Accreting Black Holes

Here, the role of bremsstrahlung in the emission from hot accretion flows around slowly accreting supermassive black holes is not thoroughly understood. In order to appraise the importance of bremsstrahlung relative to other radiative processes, we compute spectral energy distributions (SEDs) of accretion disks around slowly accreting supermassive black holes including synchrotron radiation, inverse Compton scattering, and bremsstrahlung. We compute SEDs for (i) four axisymmetric radiative general relativistic magnetohydrodynamics (RadGRMHD) simulations of 10 8 M ⊙ black holes with accretion rates between 10 -8 $\dot{M}$ Edd and 10 -5 $\dot{M}$ Edd , (ii) four axisymmetric RadGRMHD simulations of M87* with varying dimensionless spin a$_*$ and black hole mass, and (iii) a 3D GRMHD simulation scaled for Sgr A*. At 10 -8 $\dot{M}$ Edd , most of the luminosity is synchrotron radiation, while at 10 -5 $\dot{M}$ Edd the three radiative processes have similar luminosities. In most models, bremsstrahlung dominates the SED near 512 keV. In the M87* models, bremsstrahlung dominates this part of the SED if a$_*$ = 0.5, but inverse Compton scattering dominates if a$_*$ = 0.9375. Since scattering is more variable than bremsstrahlung, this result suggests that 512 keV variability could be a diagnostic of black hole spin. In the appendix, we compare some bremsstrahlung formulæ found in the literature.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

Rescuing a black hole in the large- q coupled SYK model

In this paper, we develop a general effective theory for two copies of the Sachdev-Ye-Kitaev (SYK) model with a time-dependent bilinear coupling. For a quantum quench problem with an initial state of the thermofield double state, we show how the evolution of the system is described by a complex reparametrization field with a classical Hamiltonian. We study correlation functions in this system and compare the large-q theory with the bulk low energy effective theory. In particular, we study the special case of a “rescued black hole”, which describes how a time-evolved thermofield double state can evolve to the ground state of a coupled SYK model by a carefully tuned time-dependent coupling. In the low energy region, there is a holographic dual interpretation, which is a geometry that crosses over from an eternal black hole to a global AdS2 vacuum. This family of geometries allow us to access the bulk region that would be the black hole interior without the rescue process. By comparing the large-q and low energy theory, we find that even in the low energy region the deviation from the low energy theory cannot be neglected if the rescue process starts late. This provides evidence that the low energy effective theory of the bulk fails near the inner horizon of the black hole. We note the possibility of a connection to a two-dimensional analog of the higher-dimensional black hole singularity.

2D Gravity↗

DOE OSTI2021

Replica wormholes for an evaporating 2D black hole

Quantum extremal islands reproduce the unitary Page curve of an evaporating black hole. This has been derived by including replica wormholes in the gravitational path integral, but for the transient, evaporating black holes most relevant to Hawking’s paradox, these wormholes have not been analyzed in any detail. In this paper we study replica wormholes for black holes formed by gravitational collapse in Jackiw-Teitelboim gravity, and confirm that they lead to the island rule for the entropy. The main technical challenge is that replica wormholes rely on a Euclidean path integral, while the quantum extremal islands of an evaporating black hole exist only in Lorentzian signature. Furthermore, the Euclidean equations for the Schwarzian mode are non-local, so it is unclear how to connect to the local, Lorentzian dynamics of an evaporating black hole. We address these issues with Schwinger-Keldysh techniques and show how the non-local equations reduce to the local ‘boundary particle’ description in special cases.

2D gravity↗

DOE OSTI2020

The black hole weak gravity conjecture with multiple charges

We study the effect of higher-derivative corrections on asymptotically flat, fourdimensional, dyonic black holes in low-energy models of gravity coupled to N U(1) gauge fields. For large extremal black holes, the leading O (1/Q 2 ) correction to the extremality bound is calculated from the most general low-energy effective action containing operators with up to four derivatives. Motivated by the multi-charge generalization of the Weak Gravity Conjecture, we analyze the necessary kinematic conditions for an asymptotically large extremal black hole to decay into a multi-particle state of extremal black holes. In the large black hole regime, we show that the convex hull condition degenerates to the requirement that a certain quartic form constructed from the Wilson coefficients of the fourderivative effective operators, is everywhere positive. Using on-shell unitarity methods, we show that higher-derivative operators are renormalized at one-loop only if they generate local, on-shell matrix elements that are invariant tensors of the electromagnetic duality group U(N). The one-loop logarithmic running of the four-derivative Wilson coefficients is calculated and shown to imply the positivity of the extremality form at some finite value of Q 2 . This result generalizes an argument recently given by Charles [1], and shows that under the given assumptions the multi-charge Weak Gravity Conjecture is not a Swampland criterion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Towards the construction of multi-centered black holes in AdS

We find a class of approximate perturbative solutions describing multi-centered BPS black holes in asymptotically AdS 4 . These black holes are moving coplanarly in a circular orbit with common radius but fixed phase differences, where the radius is characterized by a common boost velocity v. While the solutions are not complete, as they are only accurate up to O (M 2 v 2 ), we are able to locally investigate their supersymmetric properties in four-dimensional N = 2 supergravity. The result indicates that, while a single BPS black hole preserves half of the supersymmetries, a configuration with two or more black holes is only 1/4 BPS. These perturbative solutions reduce in the asymptotically Minkowski limit to the multi-black hole solution of Majumdar and Papapetrou.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Black hole induced false vacuum decay from first principles

We provide a method to calculate the rate of false vacuum decay induced by a black hole. The method uses complex tunneling solutions and consistently takes into account the structure of different quantum vacua in the black hole metric via boundary conditions. The latter are connected to the asymptotic behavior of the time-ordered Green’s function in the corresponding vacua. We illustrate the technique on a two-dimensional toy model of a scalar field with inverted Liouville potential in an external background of a dilaton black hole. We analytically derive the exponential suppression of tunneling from the Boulware, Hartle-Hawking and Unruh vacua and show that they are parametrically different. The Unruh vacuum decay rate is exponentially smaller than the decay rate of the Hartle-Hawking state, though both rates become unsuppressed at high enough black hole temperature. We interpret the vanishing suppression of the Unruh vacuum decay at high temperature as an artifact of the two-dimensional model and discuss why this result can be modified in the realistic case of black holes in four dimensions.

2D Gravity↗

DOE OSTI2021

Quasinormal modes for non-minimally coupled scalar fields in regular black hole spacetimes: Grey-body factors, area spectrum and shadow radius

Black hole perturbation theory is a useful approach to study interactions between black holes and fundamental fields. A particular class of black hole solutions arising out of modification of Einstein’s general theory of relativity are regular black holes (RBHs) which can be constructed using a nonlinear electrodynamic Lagrangian. Because of their importance, we are interested in studying the behavior of three kinds of such RBHs under perturbations generated by an external field. Indeed, we investigate the quasinormal modes (QNMs) of a massive scalar field propagating near the RBHs which is non-minimally coupled to the Ricci scalar-tensor of background geometry. We will attempt to find the low-lying quasinormal frequencies of the perturbations by using WKB approximation. We shall also study the relationship between the QNMs and some characteristic properties of black holes such as grey-body factors, area quantization, and shadow radius.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Asymptotic non-flatness of an effective black hole model based on loop quantum gravity

For any non-rotating effective quantum (uncharged) black hole model to be viable, its asymptotic structure of spacetime should reduce to that of a Schwarzschild black hole. After examining the asymptotic structure of quantum black holes proposed in Ashtekar et al., (2018), in this study we find that the solution is actually not asymptotically flat. Departure from asymptotically flat spacetime is a direct consequence of the quantum parameters included in the model. Moreover, since the property of asymptotic flatness needs to be explicitly invoked, for instance, in relating the black hole and the white hole masses, it thereby raises a serious concern about the consistency of this model in view of the classical limit.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

GA-NIFS and EIGER: A merging quasar host at z = 7 with an overmassive black hole

The James Webb Space Telescope is revolutionising our ability to understand the host galaxies and local environments of high-z quasars. Here we obtain a comprehensive understanding of the host galaxy of the z = 7.08 quasar J1120+0641 by combining NIRSpec integral field spectroscopy with NIRCam photometry of the host continuum emission. Our emission-line maps reveal that this quasar host is undergoing a merger with a bright companion galaxy. The quasar host and the companion have similar dynamical masses of ∼10 10 M ⊙ , suggesting that this is a major galaxy interaction. Through detailed quasar subtraction and SED fitting using the NIRCam data, we obtained an estimate of the host stellar mass of M ∗ = (3.0 −1.4 +2.5 ) × 10 9 M ⊙ , with M ∗ = (2.7 −0.5 +0.5 ) × 10 9 M ⊙ for the companion galaxy. Using the Hβ Balmer line, we estimated a virial black hole mass of M BH = (1.9 −1.1 +2.9 ) × 109 M ⊙ . Thus, J1120+0641 has an extreme black hole–stellar mass ratio of M BH /M ∗ = 0.63 −0.31 +0.54 , which is ∼3 dex larger than expected by the local scaling relations between black hole and stellar mass. J1120+0641 is powered by an overmassive black hole with the highest reported black hole–stellar mass ratio in a quasar host that is currently undergoing a major merger. These new insights highlight the power of JWST for measuring and understanding these extreme first quasars.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Ladder symmetries of black holes. Implications for love numbers and no-hair theorems

It is well known that asymptotically flat black holes in general relativity have a vanishing static, conservative tidal response. Here, we show that this is a result of linearly realized symmetries governing static (spin 0,1,2) perturbations around black holes. The symmetries have a geometric origin: in the scalar case, they arise from the (E)AdS isometries of a dimensionally reduced black hole spacetime. Underlying the symmetries is a ladder structure which can be used to construct the full tower of solutions, and derive their general properties: (1) solutions that decay with radius spontaneously break the symmetries, and must diverge at the horizon; (2) solutions regular at the horizon respect the symmetries, and take the form of a finite polynomial that grows with radius. Taken together, these two properties imply that static response coefficients — and in particular Love numbers — vanish. Moreover, property (1) is consistent with the absence of black holes with linear (perturbative) hair. We also discuss the manifestation of these symmetries in the effective point particle description of a black hole, showing explicitly that for scalar probes the worldline couplings associated with a non-trivial tidal response and scalar hair must vanish in order for the symmetries to be preserved.

79 ASTRONOMY AND ASTROPHYSICS↗