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DOE OSTI2021

The design, construction, and commissioning of the KATRIN experiment

The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90%C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times,and present details on their respective commissioning campaigns.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2024

Solar neutrinos and ν 2 visible decays to ν 1

Experimental bounds on the neutrino lifetime depend on the nature of the neutrinos and the details of the potentially new physics responsible for neutrino decay. In the case where the decays involve active neutrinos in the final state, the neutrino masses also qualitatively impact how these manifest themselves experimentally. In order to further understand the impact of nonzero neutrino masses, we explore how observations of solar neutrinos constrain a very simple toy model. We assume that neutrinos are Dirac fermions and there is a new massless scalar that couples to neutrinos such that a heavy neutrino— ν 2 with mass m 2 —can decay into a lighter neutrino— ν 1 with mass m 1 —and a massless scalar. We find that the constraints on the new physics coupling depend, sometimes significantly, on the ratio of the daughter-to-parent neutrino masses and that, for large-enough values of the new physics coupling, the “dark side” of the solar neutrino parameter space— sin 2 θ 12 ∼ 0.7 —provides a reasonable fit to solar neutrino data, if only B 8 or Be 7 neutrino data alone are considered, but no allowed region is found in the combined analysis. Our results generalize to other neutrino-decay scenarios, including those that mediate ν 2 → ν 1 ν ¯ 3 ν 3 when the neutrino mass ordering is inverted mass and m 2 > m 1 ≫ m 3 , the mass of ν 3 . Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2023

Lepto-axiogenesis and the scale of supersymmetry

If the Peccei-Quinn field containing the QCD axion undergoes rotations in the early universe, the dimension-five operator responsible for neutrino masses can generate a lepton asymmetry that ultimately gives rise to the observed baryon asymmetry of the Universe. This lepto-axiogenesis scenario requires a flat potential for the radial direction of the Peccei-Quinn field, naturally realized in supersymmetric models. We carefully compute the efficiency of this mechanism for the Dine-Fischler-Srednicki-Zhitnitsky (DFSZ) and Kim-Shifman-Vainshtein-Zakharov (KSVZ) axion models and place lower bounds on the masses of scalar superpartners required to reproduce the observed baryon asymmetry. For the KSVZ model, we find an efficiency for generation of the asymmetry six times larger than the previously extant computation after including scattering channels involving superpartners. In this case, the superpartner scale should be above 30 TeV for a domain wall number of one; the lower bound weakens for larger domain wall numbers. We find that the superpartner mass scale may also be as low as ~ 30 TeV for the DFSZ model. In all cases, the lower bound on the superpartner masses is inversely proportional to the sum of the squares of the neutrino masses and so can strengthen as the upper bound on the neutrino mass improves. We identify the parameter space where the axion rotation can simultaneously produce axion dark matter via kinetic misalignment; in this case it is possible to put an upper bound of order PeV on the masses of scalar superpartners.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Cornering (quasi) degenerate neutrinos with cosmology

In light of the improved sensitivities of cosmological observations, we examine the status of quasi-degenerate neutrino mass scenarios. Within the simplest extension of the standard cosmological model with massive neutrinos, we find that quasi-degenerate neutrinos are severely constrained by present cosmological data and neutrino oscillation experiments. We find that Planck 2018 observations of cosmic microwave background (CMB) anisotropies disfavour quasi-degenerate neutrino masses at 2.4 Gaussian >σ’s, while adding baryon acoustic oscillations (BAO) data brings the rejection to 5.9 σ’s. The highest statistical significance with which one would be able to rule out quasi-degeneracy would arise if the sum of neutrino masses is Σm v = 60 meV (the minimum allowed by neutrino oscillation experiments); indeed a sensitivity of 15 meV, as expected from a combination of future cosmological probes, would further improve the rejection level up to 17σ. We discuss the robustness of these projections with respect to assumptions on the underlying cosmological model, and also compare them with bounds from β decay endpoint and neutrinoless double beta decay studies.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Experimental neutrino physics in a nuclear landscape

There are profound connections between neutrino physics and nuclear experiments. Exceptionally precise measurements of single and double beta-decay spectra illuminate the scale and nature of neutrino mass and may finally answer the question of whether neutrinos are their own anti-matter counterparts. Neutrino–nucleus scattering underpins oscillation experiments and probes nuclear structure, neutrinos offer a rare vantage point into collapsing stars and nuclear fission reactors and techniques pioneered in neutrino nuclear physics experiments are advancing quantum sensing technologies. In this article, we review current and planned efforts at the intersection of neutrino and nuclear experiments. This article is part of the theme issue ‘The liminal position of Nuclear Physics: from hadrons to neutron stars’.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Cyclotron radiation emission spectroscopy of electrons from tritium $β$ decay and 83m Kr internal conversion

Project 8 has developed a novel technique, cyclotron radiation emission spectroscopy (CRES), for direct neutrino mass measurements. A CRES-based experiment on the beta spectrum of tritium has been carried out in a small-volume apparatus. Here, we provide a detailed account of the experiment, focusing on systematic effects and analysis techniques. In a Bayesian (frequentist) analysis, we measure the tritium endpoint as ${18}$ ${553}_{—19}^{+18}$ (${18}$ ${548}_{—19}^{+19}$) eV and set upper limits of 155 (152) eV (90% C.L.) on the neutrino mass. No background events are observed beyond the endpoint in 82 days of running. We also demonstrate an energy resolution of 1.66 ± 0.19 eV in a resolution-optimized magnetic trap configuration by measuring 83m Kr 17.8-keV internal-conversion electrons. These measurements establish CRES as a low-background, high-resolution technique with the potential to advance neutrino mass sensitivity

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2022

Beware of fake ν ’s: The effect of massive neutrinos on the nonlinear evolution of cosmic structure

Massive neutrinos suppress the growth of cosmic structure on small, nonlinear scales. It is thus often proposed that using statistics beyond the power spectrum can tighten constraints on the neutrino mass by extracting additional information from these nonlinear scales. We study the information content regarding neutrino mass at the field level, quantifying how much of this information arises from the difference in nonlinear evolution between a cosmology with one fluid [cold dark matter (CDM)] and two fluids ( CDM + neutrinos ). We do so by running two N -body simulations, one with and one without massive neutrinos, both with the same phases, and matching their linear power spectrum at a given low redshift. This effectively isolates the information encoded in the linear initial conditions from the nonlinear cosmic evolution. We demonstrate that, for k ≲ 1 h / Mpc , and for a single redshift, there is negligible difference in the real-space CDM field between the two simulations. This suggests that all the information regarding neutrino mass is in the linear power spectrum set by the initial conditions. Thus, any probe based on the CDM field alone will have negligible constraining power beyond that which exists at the linear level over the same range of scales. Consequently, any probe based on the halo field will contain little information beyond the linear power. We find similar results for the matter field responsible for weak lensing. We also demonstrate that there may be much information beyond the power spectrum in the 3D matter field; however, this is not observable in modern surveys via dark matter halos or weak lensing. Finally, we show that there is additional information to be found in redshift space.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Multiprobe cosmology from the abundance of SPT clusters and DES galaxy clustering and weak lensing

Cosmic shear, galaxy clustering, and the abundance of massive halos each probe the large-scale structure of the Universe in complementary ways. We present cosmological constraints from the joint analysis of the three probes, building on the latest analyses of the lensing-informed abundance of clusters identified by the South Pole Telescope (SPT) and of the auto- and cross-correlation of galaxy position and weak lensing measurements (3 × 2 ⁢pt) in the Dark Energy Survey (DES). We consider the cosmological correlation between the different tracers and we account for the systematic uncertainties that are shared between the large-scale lensing correlation functions and the small-scale lensing-based cluster mass calibration. Marginalized over the remaining Λ cold dark matter (Λ ⁢CDM) parameters (including the sum of neutrino masses) and 52 astrophysical modeling parameters, we measure Ω m = 0.300 ± 0.017 and 𝜎 8 = 0.797 ± 0.026. Compared to constraints from Planck primary cosmic microwave background (CMB) anisotropies, our constraints are only 15% wider with a probability to exceed of 0.22 (1.2⁢𝜎) for the two-parameter difference. We further obtain 𝑆 8 ≡𝜎 8 ⁢(Ω m /0.3) 0.5 = 0.796 ± 0.013 which is lower than the Planck measurement at the 1.6⁢𝜎 level. The combined SPT cluster, DES 3 ×2 ⁢pt, and Planck datasets mildly prefer a nonzero positive neutrino mass, with a 95% upper limit ∑ 𝑚 𝜈 < 0.25 eV on the sum of neutrino masses. Assuming a 𝑤⁢CDM model, we constrain the dark energy equation of state parameter 𝑤 = −1.1⁢5$^{+0.23}_{−0.17}$ and when combining with Planck primary CMB anisotropies, we recover 𝑤 = −1.2⁢0$^{+0.15}_{−0.09}$, a 1.7⁢𝜎 difference with a cosmological constant. The precision of our results highlights the benefits of multiwavelength multiprobe cosmology and our analysis paves the way for upcoming joint analyses of next-generation datasets.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

CUPID, the Cuore upgrade with particle identification

CUPID, the CUORE Upgrade with Particle Identification, is a next-generation experiment to search for neutrinoless double beta decay (0 νββ ) and other rare events using enriched Li 2 100 MoO 4 scintillating bolometers. It will be hosted by the CUORE cryostat located at the Laboratori Nazionali del Gran Sasso in Italy. The main physics goal of CUPID is to search for 0 νββ of 100 Mo with a discovery sensitivity covering the full neutrino mass regime in the inverted ordering scenario, as well as the portion of the normal ordering regime with lightest neutrino mass larger than 10 meV. With a conservative background index of 10 −4 cts/(keV·kg·yr), 240 kg isotope mass, 5 keV FWHM energy resolution at 3 MeV and 10 live-years of data taking, CUPID will have a 90% C.L. half-life exclusion sensitivity of 1.8 · 10 27 yr, corresponding to an effective Majorana neutrino mass ( m ββ ) sensitivity of 9–15 meV, and a 3σ discovery sensitivity of 1 · 10 27 yr, corresponding to an m ββ range of 12–21 meV.

Alfonso, K. [Virginia Polytechnic Institute and St↗
DOE OSTI2024

No ν s is Good News

The baryon acoustic oscillation (BAO) analysis from the first year of data from the Dark Energy Spectroscopic Instrument (DESI), when combined with data from the cosmic microwave background (CMB), has placed an upper-limit on the sum of neutrino masses, ∑m ν < 70 meV (95%). In addition to excluding the minimum sum associated with the inverted hierarchy, the posterior is peaked at ∑m ν = 0 and is close to excluding even the minumum sum, 58 meV at 2σ. In this paper, we explore the implications of this data for cosmology and particle physics. The sum of neutrino mass is determined in cosmology from the suppression of clustering in the late universe. Allowing the clustering to be enhanced, we extended the DESI analysis to ∑m ν < 0 and find ∑m ν =160 ± 90 meV (68%), and that the suppression of power from the minimum sum of neutrino masses is excluded at 99% confidence. We show this preference for negative masses makes it challenging to explain the result by a shift of cosmic parameters, such as the optical depth or matter density. We then show how a result of ∑m ν = 0 could arise from new physics in the neutrino sector, including decay, cooling, and/or time-dependent masses. These models are consistent with current observations but imply new physics that is accessible in a wide range of experiments. In addition, we discuss how an apparent signal with ∑m ν < 0 can arise from new long range forces in the dark sector or from a primordial trispectrum that resembles the signal of CMB lensing.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
NASA NTRS1991

Late-time cosmological phase transitions

It is shown that the potential galaxy formation and large scale structure problems of objects existing at high redshifts (Z approx. greater than 5), structures existing on scales of 100 M pc as well as velocity flows on such scales, and minimal microwave anisotropies ((Delta)T/T) (approx. less than 10(exp -5)) can be solved if the seeds needed to generate structure form in a vacuum phase transition after decoupling. It is argued that the basic physics of such a phase transition is no more exotic than that utilized in the more traditional GUT scale phase transitions, and that, just as in the GUT case, significant random Gaussian fluctuations and/or topological defects can form. Scale lengths of approx. 100 M pc for large scale structure as well as approx. 1 M pc for galaxy formation occur naturally. Possible support for new physics that might be associated with such a late-time transition comes from the preliminary results of the SAGE solar neutrino experiment, implying neutrino flavor mixing with values similar to those required for a late-time transition. It is also noted that a see-saw model for the neutrino masses might also imply a tau neutrino mass that is an ideal hot dark matter candidate. However, in general either hot or cold dark matter can be consistent with a late-time transition.

Schramm, David N.↗
DOE OSTI2024

Majorana neutrinos and dark matter from anomaly cancellation

We discuss a simple theory for neutrino masses where the total lepton number is a local gauge symmetry spontaneously broken below the multi-TeV scale. In this context, the neutrino masses are generated through the canonical seesaw mechanism and a Majorana dark matter candidate is predicted from anomaly cancellation. We discuss in great detail the dark matter annihilation channels and find out the upper bound on the symmetry-breaking scale using the cosmological bounds on the relic density. Since in this context the dark matter candidate has suppressed couplings to the Standard Model quarks, one can satisfy the direct detection bounds even if the dark matter mass is close to the electroweak scale. This theory predicts a light pseudo-Nambu-Goldstone boson (the Majoron) associated to the mechanism of neutrino mass. We discuss briefly the properties of the Majoron and the impact of the big bang nucleosynthesis bounds. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Majorana phases beyond neutrinoless double beta decay

The ν M SM is defined as the SM extended to include dimension-5 operators. In this model neutrino masses violate lepton number, and two parameters of the lepton mixing matrix, the Majorana phases, are yet to be constrained. One combination of these phases and the neutrino masses, often denoted by m ee , is probed by neutrinoless double beta decays (0νββ). We explore what information may be obtained beyond 0νββ, and how it depends on the lightest neutrino mass. We point out that with current central values of the mixing parameters, ΔL e = 2 and ΔL e = ΔL μ = 1 (or ΔL e = 2 and ΔL μ = 2) processes cannot simultaneously vanish, providing a no-lose theorem, in principle, for excluding the ν M SM, even in the case of normal mass ordering.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Leptonic sum rules from flavour models with modular symmetries

Sum rules in the lepton sector provide an extremely valuable tool to classify flavour models in terms of relations between neutrino masses and mixing parameters testable in a plethora of experiments. In this manuscript we identify new leptonic sum rules arising in models with modular symmetries with residual symmetries. These models simultaneously present neutrino mass sum rules, involving masses and Majorana phases, and mixing sum rules, connecting the mixing angles and the Dirac CP-violating phase. The simultaneous appearance of both types of sum rules leads to some non-trivial interplay, for instance, the allowed absolute neutrino mass scale exhibits a dependence on the Dirac CP-violating phase. We derive analytical expressions for these novel sum rules and present their allowed parameter ranges as well as their predictions at upcoming neutrino experiments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Status and Plan of DUNE at Fermilab

The discovery and the solid confirmation of neutrino flavor oscillation have been made throughout late 1990 to 2000s. Such oscillation is the clear proof of non-zero neutrino mass since this is caused by the fact that the neutrino mass eigenstates differ from that of the flavor. The neutrinos in the Standard Model, however, are massless leptons, and thus the neutrino flavor oscillation necessitates either the Standard Model to be significantly modified or a new theoretical paradigm to describe the universe better. In order to provide experimental information, it is essential for the properties of the neutrino oscillation be well understood through precision measurements of oscillation parameters, including the mixing angles, determination of the mass hierarchy between the three mass eigenstates and determination of the CP phase (Delta_CP) between neutrino and anti-neutrino oscillations. Among the several next generation neutrino experiments, this presentation covers the Deep Underground Neutrino Experiment (DUNE) which, with the high intensity neutrino beam facility, will help accomplish these goals. In this report, I will discuss the current status and plan of the DUNE experiment, including the results of the detector performance studies from the large scale prototype detectors operating at CERN and the timeline for construction and data taking of the experiment, as well as its physics prospects.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2021

Realistic inflation in no-scale U(1) R symmetric flipped SU(5)

We have realized non-minimal Higgs inflation and standard hybrid inflation in the supersymmetric flipped SU(5) model with U(1) R symmetry using the no-scale form of the Kähler potential. In non-minimal Higgs inflation the waterfall Higgs field plays the role of inflaton, and in standard hybrid inflation the gauge singlet field S is employed as an inflaton. The predictions of both models are in good agreement with the Planck 2018 data. For numerical calculations we have fixed the gauge symmetry breaking scale, M, around 2 × 10 16 GeV. In both models the inflaton field values are constrained below m P . The tensor to scalar ratio r in non-minimal inflation is of the order of 10 -3 and for standard hybrid inflation r is tiny, of order 10 -15 –10 -4 . The scalar spectral index in both cases lie within the Planck 1-σ bounds, and the running of the scalar spectral index lies in the range, -dn s /d ln k ~ 6 × 10 -4 for non-minimal model and 10 -9 –10 -3 for the standard hybrid model. A realistic scenario of reheating and non-thermal leptogenesis is employed with reheat temperature T r ~ 10 9 GeV for non-minimal model and 10 6 –10 10 GeV for standard hybrid model. The R-symmetry plays a vital role in forbidding rapid proton decay, but at the same time it also suppresses terms responsible for generating right handed neutrino masses. A realistic scenario of right handed neutrino masses is obtained by considering effective R symmetry breaking at the nonrenormalizable level with adequate suppression of rapid proton decay.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS2012

MARE-l in Milan: Status and Perspectives

The international project MARE (Microcalorimeter Array for a Rhenium Experiment) aims at the direct and calorimetric measurement of the electron neutrino mass with sub-eV sensitivity. Although the baseline of the MARE project consists in a large array of rhenium based thermal detectors, a different option for the isotope is also being considered. The different option is Ho-163. The potential of using Re-187 for a calorimetric neutrino mass experiment has been already demonstrated. On the contrary, no calorimetric spectrum of Ho-163 has been so far measured with the precision required to set a useful limit on the neutrino mass. The first phase of the project (MARE-1) is a collection of activities with the aim of sorting out both the best isotope and the most suited detector technology to be used for the final experiment. One of the MARE-1 activities is carried out in Milan by the group of Milano-Bicocca in collaboration with NASA/GSFC and Wisconsin groups. The Milan MARE-l arrays are based on semiconductor thermistors, provided by the NASA/GSFC group, with dielectric silver perrhenate absorbers, AgReO4. The experiment, which is presently being assembled, is designed to host up to 8 arrays.

Ferri, E.↗
DOE OSTI2024

Ab Initio Uncertainty Quantification of Neutrinoless Double-Beta Decay in 76 Ge

The observation of neutrinoless double-beta (0⁢𝜈⁢𝛽⁢𝛽) decay would offer proof of lepton number violation, demonstrating that neutrinos are Majorana particles, while also helping us understand why there is more matter than antimatter in the Universe. If the decay is driven by the exchange of the three known light neutrinos, a discovery would, in addition, link the observed decay rate to the neutrino mass scale through a theoretical quantity known as the nuclear matrix element (NME). Accurate values of the NMEs for all nuclei considered for use in 0⁢𝜈⁢𝛽⁢𝛽 experiments are therefore crucial for designing and interpreting those experiments. Here, we report the first comprehensive ab initio uncertainty quantification of the 0⁢𝜈⁢𝛽⁢𝛽-decay NME, in the key nucleus 76 Ge. Here, our method employs nuclear strong and weak interactions derived within chiral effective field theory and recently developed many-body emulators. Our result, with a conservative treatment of uncertainty, is an NME of 2.60$^{+1.28}_{−1.36}$, which, together with the best-existing half-life sensitivity and phase-space factor, sets an upper limit for effective neutrino mass of 187$^{+205}_{−62}$ meV. The result is important for designing next generation germanium detectors aiming to cover the entire inverted hierarchy region of neutrino masses.

Ab initio calculations↗