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DOE OSTI2023

Shivalik Plasma Device-I, a glow discharge device to study the collective dynamics of dusty plasma

Using a uniquely configured glow discharge-based Shivalik Plasma Device-I, we demonstrate a variety of collective phenomena in dusty plasma away from the glow discharge region. The cylindrical glass device produces plasma using parallel disc-shaped electrodes with a smaller anode size than the cathode. The dust microparticles are initially sprinkled over the grounded cathode. These particles acquire a significant negative charge upon plasma formation, resulting in their levitation due to the balance between the Coulomb force and gravity. The new device supports the levitation of a big-sized (10 × 8 × 5 cm 3 ) three-dimensional dust cloud over the glass surface. It contrasts the dusty plasma formations in-between electrodes reported earlier. As the discharge voltage varies from high to low, the dust cloud travels from over the glass surface to between the electrodes. A complex interplay of dust void over the cathode, a sharp density gradient, and gravity lead to self-excitation of collective dust phenomena. It includes dust density waves (phase velocity, v ph ~4 cm/s), dust cloud oscillation (frequency, f = 5 Hz), sheared flow (flow velocity, v f ~ 1 cm/s), and multiple-sized dust vortices. These dust vortices provided an excellent platform for studying turbulent mixing phenomena. The power spectrum analysis agreed with two-dimensional Kolmogorov power-law scaling. This is an ideal dusty plasma apparatus where we can create or move the dust cloud to a location of choice from the glass surface to in-between the electrodes and excite one among many collective dust dynamics.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2020

Current and future neutrino oscillation constraints on leptonic unitarity

The unitarity of the lepton mixing matrix is a critical assumption underlying the standard neutrino-mixing paradigm. However, many models seeking to explain the as-yet-unknown origin of neutrino masses predict deviations from unitarity in the mixing of the active neutrino states. Motivated by the prospect that future experiments may provide a precise measurement of the lepton mixing matrix, we revisit current constraints on unitarity violation from oscillation measurements and project how next-generation experiments will improve our current knowledge. With the next-generation data, the normalizations of all rows and columns of the lepton mixing matrix will be constrained to ≲10% precision, with the e-row best measured at ≲1% and the τ-row worst measured at ~10% precision. The measurements of the mixing matrix elements themselves will be improved on average by a factor of 3. We highlight the complementarity of DUNE, T2HK, JUNO, and IceCube Upgrade for these improvements, as well as the importance of ντ appearance measurements and sterile neutrino searches for tests of leptonic unitarity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Measuring Muon Antineutrino Charged-Current Interactions Without Mesons in the Final State, in the NOvA Near Detector

NOvA is a long-baseline neutrino experiment based at Fermilab in the US, with the primary aim of measuring neutrino and antineutrino oscillations. This will enhance our understanding of electroweak interactions by measuring the neutrino mixing angles, CP-violating phase and neutrino mass ordering. To measure these oscillations, we first need to have a deep understanding of how neutrinos and antineutrinos interact with matter. Antineutrino interaction cross sections are, at present, particularly poorly constrained, and processes such as meson exchange currents are not well understood in the antineutrino sector. This analysis will develop a cross-section measurement of muon antineutrino interactions without mesons (e.g. pions or kaons) in the final state, in the NOvA near detector. A high-statistics, high-purity sample is obtained through a cut-based selection process implementing machine learning techniques. The sample is dominated by quasi-elastic and meson exchange current interactions which are sensitive to nuclear effects such as Final-State Interactions. The cross section will be extracted as a function of the incoming neutrino energy and the kinematics of the outgoing particles.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Measuring Muon Antineutrino Charged-Current Interactions without Mesons in the Final State, in the NOvA Near Detector

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Physics of parameter correlations around the solar-scale enhancement in neutrino theory with unitarity violation

We discuss the physics of the three neutrino flavor transformation with non-unitary mixing matrix, with particular attention to the correlation between the $\nu$SM- and the $\alpha$ parameters which represent the effect of unitarity-violating (UV) new physics. Towards this goal, a new perturbative framework is created to illuminate the effect of non-unitarity in the region of the solar-scale enhanced oscillations. We refute the skepticism about the physical reality of the $\nu$Standard Model CP phase $\delta$–$\alpha$ parameter phase correlation by analysis with the SOL convention of $U_{{\tiny MNS}}$, in which $e^{\pm i \delta}$ is attached to $s_{12}$. Then, a comparative study between the solar- and atmospheric-scale oscillation regions allowed by the framework reveals a dynamical $\delta$–(blobs of the $\alpha$ parameters) correlation in the solar oscillation region, in sharp contrast to the “chiral”-type phase correlation $[e^{- i \delta} \bar{\alpha}_{\mu e},\ e^{- i \delta} \bar{\alpha}_{\tau e},\ \bar{\alpha}_{\tau \mu}]$ in the Particle Data Group convention seen in the atmospheric oscillation region. An explicit perturbative calculation to the first order in the $\nu_{\mu} \rightarrow \nu_{e}$ channel allows us to decompose the UV related part of the probability into the unitary evolution part and the genuine non-unitary part. We observe that the effect of non-unitarity tends to cancel between these two parts, as well as between the different $\alpha_{\beta \gamma}$ parameters.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Naturally light Dirac and pseudo-Dirac neutrinos from left-right symmetry

We develop a class of left-right symmetric theories based on the gauge group SU(3) c x SU(2) L x SU(2) R x U(1) with a generalized seesaw mechanism for generating the charged fermion masses. Neutrinos are naturally Dirac particles in this setup with their small masses arising from two-loop quantum corrections. We evaluate these two-loop diagrams exactly and analyze the flavor structure of the lepton sector. We find excellent fits to neutrino oscillation data, independent of the right-handed gauge symmetry breaking scale. We also explore the possibility that neutrinos are pseudo-Dirac particles in this framework, with the tiny mass splittings between active and sterile neutrinos arising from Planck-induced corrections and find possible realizations. These models can be tested in the near future with precision cosmological measurements of ΔN eff in CMB which is predicted to be ≃ 0.14. This class of models allows for a solution to the strong CP problem via parity symmetry without the need for an axion.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Searching for Sterile Neutrinos In the NOvA Experiment and Measurements of Hadronic Energy Response with NOvA Test Beam Data

The NOvA (NuMI Off-Axis electron neutrino Appearance) experiment is a long-baseline neutrino oscillation experiment composed of two functionally identical detectors: a 300-ton Near Detector and a 14-kton Far Detector, separated by 809 km and placed 14 mrad off the axis of the NuMI neutrino beam created at Fermilab. This configuration enables NOvA’s rich neutrino physics program, which includes measuring neutrino mixing parameters, determining the neutrino mass hierarchy, probing CP violation in the leptonic sector, studying neutrino cross sections, searching for sterile neutrinos, and more.\\ In this thesis I will present two independent analyses developed within the NOvA experiment. The first is a search for light sterile neutrino oscillations in the 3+1 framework using $\nu_\mu$-CC and NC samples from the NOvA Near and Far Detectors. Light sterile neutrinos are hypothetical neutral leptons that do not participate in the weak interactions but can mix with the three known active neutrinos: $\nu_e$, $\nu_\mu$, and $\nu_\tau$. Anomalous results, such as $\nu_e$/$\bar{\nu}e$ appearance in a $\nu_\mu$ ($\bar{\nu}_\mu$) beam observed by the MiniBooNE and LSND experiments, can be explained by the existence of sterile neutrinos. Thus, proving the existence of this type of neutrino is essential. The latest results of these searches in the NOvA experiment, along with contributions to this effort, will be presented.\\ The second is the first measurement of the pion energy response using data from the NOvA Test Beam experiment. The NOvA Test Beam experiment, deployed at Fermilab, uses a scaled-down 30-ton NOvA detector to analyze tagged beamline particles. The beamline can select and identify electrons, muons, pions, kaons, and protons with momenta ranging from 0.4 to 1.4 GeV/c. Pions are an important component of the hadronic system in neutrino interactions, and understanding how the detector responds to these particles is crucial for the validation of the simulation and the reduction of detector calibration uncertainties, which remain one of the largest systematic uncertainties in NOvA analyses.

Dueñas Tonguino, David Francisco [Cincinnati U.] (↗

DOE OSTI2020

Status and Plan of DUNE at Fermilab

The discovery and the solid confirmation of neutrino flavor oscillation have been made throughout late 1990 to 2000s. Such oscillation is the clear proof of non-zero neutrino mass since this is caused by the fact that the neutrino mass eigenstates differ from that of the flavor. The neutrinos in the Standard Model, however, are massless leptons, and thus the neutrino flavor oscillation necessitates either the Standard Model to be significantly modified or a new theoretical paradigm to describe the universe better. In order to provide experimental information, it is essential for the properties of the neutrino oscillation be well understood through precision measurements of oscillation parameters, including the mixing angles, determination of the mass hierarchy between the three mass eigenstates and determination of the CP phase (Delta_CP) between neutrino and anti-neutrino oscillations. Among the several next generation neutrino experiments, this presentation covers the Deep Underground Neutrino Experiment (DUNE) which, with the high intensity neutrino beam facility, will help accomplish these goals. In this report, I will discuss the current status and plan of the DUNE experiment, including the results of the detector performance studies from the large scale prototype detectors operating at CERN and the timeline for construction and data taking of the experiment, as well as its physics prospects.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2021

The impact of different parameterizations on the interpretation of CP violation in neutrino oscillations

CP violation in the lepton mass matrix will be probed with good precision in upcoming experiments. The amount of CP violation present in oscillations can be quantified in numerous ways and is typically parameterized by the complex phase δ PDG in the standard PDG definition of the lepton mixing matrix. There are additional parameterizations of the lepton mixing matrix as well. Through various examples, we explore how, given the current data, different parameterizations can lead to different conclusions when working with parameterization dependent variables, such as δ. We demonstrate how the smallness of |U e3 | governs the scale of these results. We then demonstrate how δ can be misleading and argue that the Jarlskog is the cleanest means of presenting the amount of CP violation in the lepton sector. We also confirm that, among the different parameterizations considered, the standard PDG parameterization has a number of convenient features.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Testing T2K’s Bayesian constraints with priors in alternate parameterisations

Bayesian analysis results require a choice of prior distribution. In long-baseline neutrino oscillation physics, the usual parameterisation of the mixing matrix induces a prior that privileges certain neutrino mass and flavour state symmetries. Here we study the effect of privileging alternate symmetries on the results of the T2K experiment. We find that constraints on the level of CP violation (as given by the Jarlskog invariant) are robust under the choices of prior considered in the analysis. On the other hand, the degree of octant preference for the atmospheric angle depends on which symmetry has been privileged.

Bayesian Inference↗

DOE OSTI2022

Proton Scattering in NOvA Test Beam

The NuMI Off-axis $\nu_e$ Appearance (NOvA) experiment is a two-detector, long baseline, neutrino oscillation experiment, which aims to make a determination of the neutrino mass ordering, the octant of $\theta_{23}$, and measure possible charge-parity (CP) violation. Determining these parameters is a step towards answering some of the fundamental questions about neutrinos. Are neutrinos their own antiparticle? Could neutrinos be responsible for the matter-antimatter asymmetry of the universe? How do neutrinos get their mass? Answering these questions requires precise measurements of the parameters that govern how neutrinos behave, namely the mass squared splittings, mixing angles, and possible CP-violating phase factor in the PNMS matrix. Reaching high precision requires minimizing both statistical and systematic errors. As NOvA continues to accumulate data, the sizes of our statistical errors continue to shrink such that in a couple of years they will be comparable to our systematic errors. NOvA's current systematic errors are dominated by energy and calibration uncertainties. The Test Beam program was initiated to address these uncertainties by assessing the detector response in an environment where more parameters of the incoming particles are known. One of the main goals of the Test Beam program is to garner a better understanding of our systematic errors, particularly in energy measurement and detector response, so that the modeling of these parameters can be improved. I studied protons in the Test Beam Detector with momenta around \unit[1]{GeV/c}, the high end of the momentum range relevant to quasielastic neutrino interactions in NOvA. One question this sample can help to answer is if we correctly simulate the fraction of protons that have an inelastic scattering interaction versus ranging out. If protons inelastically scatter at different rates in our simulation and data, the correction applied to the hadronic system when reconstructing neutrino energy could be inaccurate, since events with inelastic scattering will have less visible energy in the detector. This is particularly important for quasielastic $\nu_\mu$ events, which have the lowest hadronic energy resolution, and therefore give us our best measurements of $\Delta m_{32}^2$ and $\theta_{23}$.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Three-Flavor Neutrino Oscillations at NOvA

NOvA, is a two-detector, long-baseline neutrino oscillation experiment located at Fermilab, Batavia, IL, USA. It is designed primarily to constrain neutrino oscillation parameters such as the atmospheric mass squared splitting, $\Delta m^2_{32}$, the mixing angle, $\theta_{23}$, neutrino mass hierachy, and the CP-violating phase, $\delta_{CP}$, using $\nu_\mu \ (\bar{\nu}_\mu)$ disappearance and $\nu_e \ (\bar{\nu}_e)$ appearance data. NOvA receives a high purity 900 KW instense beam of neutrinos and anti-neutrinos from Fermilab's Neutrinos at Main Injector (NuMI) beamline. NOvA used functionally identical finely granulated liquid scintillation detectors, both situated 14.6 mrad off-axis to the beam direction. The NOvA near detector observes un-oscillated $\nu_\mu \ (\bar{\nu}_\mu)$ and beam $\nu_e \ (\bar{\nu}_e)$ events, while the far detector, which is situated 809 km away from the near detector, records un-oscillated $\nu_\mu \ (\bar{\nu}_\mu)$ and oscillated $\nu_e \ (\bar{\nu}_e)$ events. We will discuss the neutrino oscillation analysis strategy at NOvA and the latest three-flavor oscillation results from 10 years of NOvA data in this talk.

43 PARTICLE ACCELERATORS↗

DOE OSTI2021

The future of high-energy astrophysical neutrino flavor measurements

In this paper, we critically examine the ability of future neutrino telescopes, including Baikal-GVD, KM3NeT, P-ONE, TAMBO, and IceCube-Gen2, to determine the flavor composition of high-energy astrophysical neutrinos in light of data from next-generation of neutrino oscillation experiments including JUNO, DUNE, and Hyper-Kamiokande. By 2040, the region of allowed flavor composition at Earth will shrink ten-fold, and the flavor composition at the astrophysical sources of the neutrinos will be inferred to within 6%, enough to pinpoint the dominant neutrino production mechanism and to identify possible sub-dominant mechanisms. These conclusions hold even in the nonstandard scenario where neutrino mixing is non-unitary, a scenario that will be probed in next-generation experiments such as the IceCube-Upgrade. As an illustration, we show that future experiments are sensitive to decay rates of the heavier neutrinos to below 1.8 × 10 -5 (m/eV) s -1 at 95% credibility by 2040.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Pines’ demon observed as a 3D acoustic plasmon in Sr2RuO4

Abstract The characteristic excitation of a metal is its plasmon, which is a quantized collective oscillation of its electron density. In 1956, David Pines predicted that a distinct type of plasmon, dubbed a ‘demon’, could exist in three-dimensional (3D) metals containing more than one species of charge carrier 1 . Consisting of out-of-phase movement of electrons in different bands, demons are acoustic, electrically neutral and do not couple to light, so have never been detected in an equilibrium, 3D metal. Nevertheless, demons are believed to be critical for diverse phenomena including phase transitions in mixed-valence semimetals 2 , optical properties of metal nanoparticles 3 , soundarons in Weyl semimetals 4 and high-temperature superconductivity in, for example, metal hydrides 3,5–7 . Here, we present evidence for a demon in Sr 2 RuO 4 from momentum-resolved electron energy-loss spectroscopy. Formed of electrons in the β and γ bands, the demon is gapless with critical momentum q c = 0.08 reciprocal lattice units and room-temperature velocity v = (1.065 ± 0.12) × 10 5 m s −1 that undergoes a 31% renormalization upon cooling to 30 K because of coupling to the particle–hole continuum. The momentum dependence of the intensity of the demon confirms its neutral character. Our study confirms a 67-year old prediction and indicates that demons may be a pervasive feature of multiband metals.

Science & Technology - Other Topics↗

DOE OSTI2020

Dark Photon Oscillations in Our Inhomogeneous Universe

A dark photon kinetically mixing with the ordinary photon represents one of the simplest viable extensions to the standard model, and would induce oscillations with observable imprints on cosmology. Oscillations are resonantly enhanced if the dark photon mass equals the ordinary photon plasma mass, which tracks the free electron number density. Previous studies have assumed a homogeneous Universe; in this Letter, we introduce for the first time an analytic formalism for treating resonant oscillations in the presence of inhomogeneities of the photon plasma mass. We apply our formalism to determine constraints from cosmic microwave background photons oscillating into dark photons, and from heating of the primordial plasma due to dark photon dark matter converting into low-energy photons. Including the effect of inhomogeneities demonstrates that prior homogeneous constraints are not conservative, and simultaneously extends current experimental limits into a vast new parameter space.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

The impact of neutrino-nucleus interaction modeling on new physics searches

Accurate neutrino-nucleus interaction modeling is an essential requirement for the success of the accelerator-based neutrino program. As no satisfactory description of cross sections exists, experiments tune neutrino-nucleus interactions to data to mitigate mis-modeling. In this work, we study how the interplay between near detector tuning and cross section mis-modeling affects new physics searches. We perform a realistic simulation of neutrino events and closely follow NOvA’s tuning, the first published of such procedures in a neutrino experiment. We analyze two illustrative new physics scenarios, sterile neutrinos and light neutrinophilic scalars, presenting the relevant experimental signatures and the sensitivity regions with and without tuning. While the tuning does not wash out sterile neutrino oscillation patterns, cross section mis-modeling can bias the experimental sensitivity. In the case of light neutrinophilic scalars, variations in cross section models completely dominate the sensitivity regardless of any tuning. Our findings reveal the critical need to improve our theoretical understanding of neutrino-nucleus interactions, and to estimate the impact of tuning on new physics searches. We urge neutrino experiments to follow NOvA’s example and publish the details of their tuning procedure, and to develop strategies to more robustly account for cross section uncertainties, which will expand the scope of their physics program.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Modeling dark photon oscillations in our inhomogeneous Universe

Not provided.A dark photon may kinetically mix with the Standard Model photon, leading to observable cosmological signatures. The mixing is resonantly enhanced when the dark photon mass matches the primordial plasma frequency, which depends sensitively on the underlying spatial distribution of electrons. Crucially, inhomogeneities in this distribution can have a significant impact on the nature of resonant conversions. We develop and describe, for the first time, a general analytic formalism to treat resonant oscillations in the presence of inhomogeneities. Our formalism follows from the theory of level crossings of random fields and only requires knowledge of the one-point probability density function (PDF) of the underlying electron number density fluctuations. We validate our formalism using simulations and illustrate the photon-to-dark photon conversion probability for several different choices of PDFs that are used to characterize the low-redshift Universe.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Improving the NOvA 3-Flavour Neutrino Oscillation Analysis

NOvA is a long-baseline neutrino experiment studying neutrino oscillations, a quantum mechanical interference phenomena where the observed neutrino flavour differs from that measured earlier, stemming from neutrino mass and flavour states mixing. NOvA consists of two functionally identical tracking calorimeter detectors deployed in the Fermilab NuMI beam. Both detectors are placed 14.6 mrad off the beam axis to achieve a narrow energy peak at 1.8 GeV at an oscillation maximum. The NOvA 3-flavour oscillation analysis measures the neutrino oscillation parameters sin2θ23 and ∆m232 as well as sets limit to δCP , the octant of θ23 and the sign of ∆m32. The event selection for 3-flavour neutrino oscillation analysis ensures the maximum quantity of signal is made available and a minimal amount of background is present. The current disappearance analysis selection has an efficiency of 80% for selecting νμ CC events, and with some improvements additional events could be recovered into the analysis to improve the sensitivity to the aforementioned oscillation parameters. In an effort to recover the currently rejected signal event to the analysis, these events were trained in a classification neural network. The aim of the network was to divide the data into signal (νμ CC events) and background (NC and νe CC events). The highest performing network gave an additional figure of merit gain of 2.34 increasing the sensitivity by 4.3% in effective POT equal to 33 days of additional data taking. This was compared to changing the current particle identification event selection cuts, the best result out of the tested cut combinations gave an additional FOM of 3.36 equal to 3.7% increase in effective POT equivalent to 28 days of data taking.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗