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DOE OSTI2025

Supersymmetry breaking in SYK and the black hole spectrum

The spectrum and dynamics of near-extremal black holes is strongly modified by quantum effects at low temperatures. When the extremal limit does not preserve any supersymmetry, the density of states goes to zero at extremality and no extremal black holes remain. However, when the extremal limit is supersymmetric, a large microscopic degeneracy survives and there is a gap to the first excited black hole visible from gravity. In this article we study large N quantum mechanical models where supersymmetry is explicitly broken, allowing us to interpolate between these two qualitatively different pictures. We propose and analyze deformations of N = 2 SYK models with such a pattern of (super) symmetry breaking which violate the U(1) R-symmetry. These models feature a lifting of the BPS degeneracy and a closing of the spectral gap, and we further show that the large N soft effective action is given by a modification of the N = 2 Schwarzian theory in which the U(1) R mode becomes massive.

1/N Expansion↗
DOE OSTI2025

An apologia for islands

Entanglement islands have played a key role in the recent derivation of the Page curve and other progress on the black hole information problem. Arising from the inclusion of connected wormhole saddles in a gravitational replica trick, islands signal that degrees of freedom in the black hole interior are not microscopically independent of the exterior Hawking radiation. Islands were originally discovered in the context of AdS/CFT coupled to an external, nongravitating reservoir, where the coupling gives graviton excitations an anomalous boundary scaling dimension (or “mass”). It has been claimed in the literature that this mass is crucial for the existence of islands and even the Page curve itself. In this paper, however, we explain how entanglement islands can also appear in setups with massless gravitons and no external reservoir, giving a number of examples including the entanglement wedges of boundary CFT regions, of radiation at null infinity in asymptotically flat spacetimes, and of radiation inside a semiclassical but gravitating spacetime. In each case, the Page curve is physically observable and can be determined with sufficiently careful experiments on many copies of the black hole. We give general arguments for the existence of gauge-invariant operators in gravity which are compactly supported to all orders in perturbation theory (whenever no isometries of the background spacetime exist) and refine a recently-proposed explicit construction of such operators. When applied to islands, these results — together with entanglement wedge reconstruction — guarantee that semiclassical operators in the island can be approximated by nonperturbative operators on the Hawking radiation.

AdS-CFT Correspondence↗
DOE OSTI2024

Parametrization of Generalized Parton Distributions from 𝑡-Channel String Exchange in AdS Spaces

We introduce a string-based parametrization for nucleon quark and gluon generalized parton distributions (GPDs) that is valid for all skewness. Our approach leverages conformal moments, representing them as the sum of spin-𝑗 nucleon 𝐴-form factor and skewness-dependent spin-𝑗 nucleon 𝐷-form factor, derived from 𝑡-channel string exchange in AdS spaces consistent with Lorentz invariance and unitarity. This model-independent framework, satisfying the polynomiality condition due to Lorentz invariance, uses Mellin moments from empirical data to estimate these form factors. With just five Regge slope parameters, our method accurately produces various nucleon quark GPD types and symmetric nucleon gluon GPDs through pertinent Mellin-Barnes integrals. Our isovector nucleon quark GPD is in agreement with existing lattice data, promising to improve the empirical extraction and global analysis of nucleon GPDs in exclusive processes, by avoiding the deconvolution problem at any skewness, for the first time.

QCD phenomenology↗
DOE OSTI2025

Entanglement negativity and replica symmetry breaking in general holographic states

The entanglement negativity $\mathcal{E}$(A : B) is a useful measure of quantum entanglement in bipartite mixed states. In random tensor networks (RTNs), which are related to fixed-area states, it was found in ref. [1] that the dominant saddles computing the even Rényi negativity $\mathcal{E}$ (2k) generically break the ℤ 2k replica symmetry. This calls into question previous calculations of holographic negativity using 2D CFT techniques that assumed ℤ 2k replica symmetry and proposed that the negativity was related to the entanglement wedge cross section. In this paper, we resolve this issue by showing that in general holographic states, the saddles computing $\mathcal{E}$ (2k) indeed break the ℤ 2k replica symmetry.

AdS-CFT Correspondence↗
DOE OSTI2024

QCD Running Coupling in the Nonperturbative and Near-Perturbative Regimes

We use analytic continuation to extend the gauge-gravity duality nonperturbative description of the strong force coupling into the transition, near-perturbative, regime where perturbative effects become important. By excluding the unphysical region in coupling space from the flow of singularities in the complex plane, we derive a specific relation between the scales relevant at large and short distances; this relation is uniquely fixed by requiring maximal analyticity. The unified effective coupling model gives an accurate description of the data in the nonperturbative and the near-perturbative regions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Specific heats for quantum BTZ black holes in extended thermodynamics

It was shown recently that extended black hole thermodynamics, where the cosmological constant is a dynamical variable, giving rise to a pressure p and its conjugate volume V , can be given a natural setting in the context of braneworld models. We study the specific heat capacities C p ( T ) and C V ( T ) of the quantum version of the Bañados, Teitelboim, and Zanelli (BTZ) black hole that lives in the induced gravity theory on the brane. There are multiple branches of solutions, and we explore and characterize key features of the possible behavior. We identify and study a critical point in the space of solutions where both specific heats diverge. In the regime of weak backreaction where we are close to an ordinary theory of gravity, the black hole is “subentropic,” but as backreaction is increased we note that there are parts of parameter space that has regions where it is “superentropic.” While a study of the sign of the specific heats does not always show a corresponding instability (conjectured in the literature), the presence of strong backreaction makes interpretation unclear. Published by the American Physical Society 2024

Johnson, Clifford V. (ORCID:0000000189645830)↗
DOE OSTI2024

Diamond of infrared equivalences in abelian gauge theories

We demonstrate a tree-level equivalence between four distinct infrared objects in (d+2)-dimensional Abelian gauge theories. These are (i) the large gauge charge Q ϵ where the function ϵ on the sphere parametrizing large gauge transformations is identified with the Goldstone mode θ of spontaneously broken large gauge symmetry; (ii) the soft effective action that captures the dynamics of the soft and Goldstone modes; (iii) the edge mode action with Neumann boundary conditions; and (iv) the Wilson line dressing of a scattering amplitude, including a novel dressing for soft photons, which have local charge distributions despite having vanishing global charge. The promotion of the large gauge parameter to the dynamical Goldstone and the novel dressing of soft gauge particles give rise to intriguing possibilities for the future study of infrared dynamics of gauge theories and gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Robust Singularity Theorem

We prove the Penrose-Wall singularity theorem in the full semiclassical gravity regime, significantly expanding its range of validity. To accomplish this, we modify the definition of quantum-trapped surfaces without affecting their genericity. Our theorem excludes controlled “bounces” in the interior of a black hole and in a large class of cosmologies.

Entanglement entropy↗
DOE OSTI2024

String-based parametrization of nucleon GPDs at any skewness: A comparison to lattice QCD

We introduce a string-based parametrization for nucleon quark and gluon generalized parton distributions (GPDs) valid at all skewness values. The conformal moments of the GPDs are expressed as sums of the spin-j nucleon A-form factor and the skewness-dependent spin-j nucleon D-form factor. This representation, which fulfills the polynomiality condition (due to Lorentz invariance) and does not rely on model-specific assumptions, is derived from t-channel string exchanges in anti-de Sitter spaces. The spin-j nucleon D-form factor is closely related to the spin-j nucleon A-form factor. We use the Mellin moments from empirical parton distributions to model the spin-j nucleon A-form factors. Using only five Regge slope parameters, fixed from the electromagnetic and gravitational form factors, our string-based parametrization generates accurate singlet, nonsinglet, isovector, and flavor-separated nucleon quark GPDs, along with symmetric nucleon gluon GPDs from their Mellin-Barnes integral representations. Our isovector nucleon quark GPD is in agreement with existing lattice data. Our string-based parametrization should facilitate the empirical extraction and global analysis of nucleon GPDs in exclusive processes, bypassing the deconvolution challenge.

Electron-ion collisions↗
DOE OSTI2026

Rapidity-dependent spin decomposition of the nucleon

We revisit the two-dimensional Fourier transform of generalized parton distributions (GPDs) at nonzero skewness. At 𝜂 = 0 it reduces to the standard impact-parameter density, while at 𝜂 ≠ 0 it is an off-forward amplitude that we interpret as a genuine parton–nucleon correlation. Its overall strength (the transverse-plane integral of the density) is fixed by the GPD at the kinematic point 𝑡 =−𝑐 𝜂 =−4⁢𝜂 2 ⁢𝑚$^{2}_{𝑁}$/(1 − 𝜂 2 ) and decreases monotonically with the rapidity gap Δ⁢𝑦 = ln⁡[(1+𝜂)/(1−𝜂)] = 2 artanh⁡(𝜂). This rapidity dependence implies rapidity-modified Ji identities that connect helicity, orbital, and total angular momenta of the correlation in closed form. To quantify these effects, we construct leading-twist quark and gluon GPDs in a string-based conformal framework: conformal moments are parametrized by linear open- and closed-string Regge trajectories with slopes constrained by parton distribution functions (PDFs), hadron/glueball spectroscopy, and form-factor data, and GPDs are reconstructed over the full (𝑥,𝜂,𝑡) domain by Mellin-Barnes inversion with next-to-leading order evolution. We find qualitative agreement (and fair quantitative agreement within quoted uncertainties) for several moments and selected nonsinglet 𝑥-space channels at 𝜇 = 2 GeV when compared with lattice QCD, while we also identify channels with visible tension and discuss likely sources (PDF priors and 𝑡-slope systematics).

Gauge-gravity dualities↗
DOE OSTI2024

Celestial soft currents at one-loop and their OPEs

Conformally soft operators and their associated soft theorems on the celestial sphere encode the low energy behaviour of bulk scattering amplitudes. They lead to an infinite dimensional symmetry algebra of the celestial CFT at tree-level. In this paper, focusing our attention to Yang-Mills theory, we introduce new operators in the boundary celestial CFT in order to extend the definition of conformally soft currents to include one-loop effects. We then compute their OPEs with other operators in the theory. We also examine new subtleties that arise in defining OPEs of two conformally soft operators. We elucidate the connection between the new operators and loop corrected soft theorems in the bulk. Finally, we conclude by demonstrating how these operators fit into the framework of a logarithmic CFT.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

A Black Hole Airy Tail

In Jackiw-Teitelboim (JT) gravity, which is dual to a random matrix ensemble, the annealed entropy differs from the quenched entropy at low temperatures and goes negative. However, computing the quenched entropy in JT gravity requires a replica limit that is poorly understood. To circumvent this, we define an intermediate quantity called the semi-quenched entropy, which has the positivity properties of the quenched entropy, while requiring a much simpler replica trick. We compute this in JT gravity in different regimes using i) a bulk calculation involving wormholes corresponding to the Airy limit of the dual matrix integral and ii) a boundary calculation involving one-eigenvalue instanton saddles proposed by Hernández-Cuenca, demonstrating consistency between these two calculations in their common regime of validity. We also clarify why similar one-eigenvalue instanton saddles cannot be used to compute the quenched entropy due to a breakdown of the saddle-point approximation for the one-eigenvalue instanton in the replica limit. Our results show how to use the gravitational path integral to prove that black holes in JT gravity have isolated ground states and to study their properties.

FOS: Physical sciences↗
DOE OSTI2024

Quantum reference frames from top-down crossed products

All physical observations are made relative to a reference frame, which is a system in its own right. If the system of interest admits a group symmetry, the reference frame observing it must transform commensurately under the group to ensure the covariance of the combined system. We point out that the crossed product is a way to realize quantum reference frames from the bottom-up; adjoining a quantum reference frame and imposing constraints generates a crossed product algebra. We provide a top-down specification of crossed product algebras and show that one cannot obtain inequivalent quantum reference frames using this approach. As a remedy, we define an abstract algebra associated to the system and symmetry group built out of relational crossed product algebras associated with different choices of quantum reference frames. We term this object the G -framed algebra, and show how potentially inequivalent frames are realized within this object. We comment on this algebra’s analog of the classical Gribov problem in gauge theory, its importance in gravity where we show that it is relevant for semiclassical de Sitter and potentially beyond the semiclassical limit, and its utility for understanding the frame dependence of physical notions like observables, density states, and entropies. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Sparsity-Independent Lyapunov Exponent in the Sachdev-Ye-Kitaev Model

The saturation of a recently proposed universal bound on the Lyapunov exponent has been conjectured to signal the existence of a gravity dual. This saturation occurs in the low-temperature limit of the dense Sachdev-Ye-Kitaev (SYK) model, N Majorana fermions with q body ( q > 2 ) infinite-range interactions. We calculate certain out-of-time-order correlators (OTOCs) for N ≤ 64 fermions for a highly sparse SYK model and find no significant dependence of the Lyapunov exponent on sparsity up to near the percolation limit where the Hamiltonian breaks up into blocks. This provides strong support to the saturation of the Lyapunov exponent in the low-temperature limit of the sparse SYK. A key ingredient to reaching N = 64 is the development of a novel quantum spin model simulation library that implements highly optimized matrix-free Krylov subspace methods on graphical processing units. This leads to a significantly lower simulation time as well as vastly reduced memory usage over previous approaches, while using modest computational resources. Strong sparsity-driven statistical fluctuations require both the use of a much larger number of disorder realizations with respect to the dense limit and a careful finite size scaling analysis. The saturation of the bound in the sparse SYK points to the existence of a gravity analog that would enlarge substantially the number of field theories with this feature. Published by the American Physical Society 2024

Physics↗
DOE OSTI2024

Fate of stringy noninvertible symmetries

Noninvertible symmetries in quantum field theory (QFT) generalize the familiar product rule of groups to a more general fusion rule. In many cases, gauged versions of these symmetries can be regarded as dual descriptions of invertible gauge symmetries. One may ask: are there any other types of noninvertible gauge symmetries? In theories with gravity we find a new form of noninvertible gauge symmetry that emerges in the limit of fundamental, tensionless strings. These stringy noninvertible gauge symmetries appear in standard examples such as non-Abelian orbifolds. Moving away from the tensionless limit always breaks these symmetries. We also find that both the conventional form of noninvertible gauge symmetries and these stringy generalizations are realized in AdS/CFT. Although generically broken, approximate noninvertible symmetries have implications for swampland constraints: in certain cases they can be used to prove the existence of towers of states related to the distance conjecture, and can sometimes explain the existence of slightly subextremal states which fill in the gaps in the sublattice weak gravity conjecture.

conformal field theory↗
DOE OSTI2025

Superconducting Levitated Detector of Gravitational Waves

A magnetically levitated mass couples to gravity and can act as an effective gravitational wave detector. We show that a superconducting sphere levitated in a quadrupolar magnetic field, when excited by a gravitational wave, will produce magnetic field fluctuations that can be read out using a flux tunable microwave resonator. With a readout operating at the standard quantum limit, such a system could achieve broadband strain noise sensitivity of h ≲ 10 − 20 / Hz for frequencies of 1 kHz–1 MHz, opening new corridors for astrophysical probes of new physics. Published by the American Physical Society 2025

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

An infrared on-shell action and its implications for soft charge fluctuations in asymptotically flat spacetimes

We study the infrared on-shell action of Einstein gravity in asymptotically flat spacetimes (AFSs), obtaining an effective, gauge-invariant boundary action for memory and shockwave spacetimes. We show that the phase space is in both cases parameterized by the leading soft variables in AFSs, thereby extending the equivalence between shockwave and soft commutators to spacetimes with non-vanishing Bondi mass. We then demonstrate that our on-shell action is equal to three quantities studied separately in the literature: (i) the soft supertranslation charge; (ii) the shockwave effective action, or equivalently the modular Hamiltonian; and (iii) the soft effective action. Finally, we compute the quantum fluctuations in the soft supertranslation charge and, assuming the supertranslation parameter may be promoted to an operator, we obtain an area law, consistent with earlier results showing that the modular Hamiltonian has such fluctuations.

asymptotically flat spacetimes↗