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NASA NTRS1981

Satellite and correlative measurements of the stratospheric aerosol. I An optical model for data conversions

A description is presented of an empirically based model of stratospheric aerosol optical properties (size distributions and refractive indices) and their variations. The need for such a model arose in the data validation and archival programs for two satellite sensors, SAM II and SAGE. These programs require the ability to convert measurements of a given aerosol macroproperty (e.g., volume extinction coefficient, volume backscatter coefficient, particle number or mass per unit volume) to best estimates of other aerosol macroproperties, and to assess quantitatively the uncertainties in the conversion process. The described model provides the information on size distributions, refractive indices and their variations necessary for these tasks, and also defines a procedure for combining the model information with empirical data in a way that facilitates automatic data processing. Although the model was developed for use in the satellite validation and archival programs, it also has proven useful in other studies of stratospheric aerosol.

Russell, P. B.↗

NASA NTRS1974

Dustsonde and lidar measurements of stratospheric aerosols - A comparison

Comparison of lidar and in situ measurements of stratospheric aerosol profiles obtained by backscattered ruby laser light and by direct in situ sampling over Laramie, Wyoming, on two nights in mid-September 1972. The lidar backscattering and the particle number density profiles correlated well. Based on these initial comparative experiments, the ground-based lidar coupled with temperature soundings appears to be a possible method for determining the relative aerosol profile under given stratospheric loading conditions.

Northam, G. B.↗

NASA NTRS1981

Particles above the tropopause - Measurements and models of stratospheric aerosols, meteoric debris, nacreous clouds, and noctilucent clouds

An outline is presented of the present status of knowledge of stratospheric aerosols, meteoric debris, nacreous clouds, and noctilucent clouds. Considerable progress has been made in studies of these particles during the previous decade and it is appropriate to synthesize the information to provide a background for studies planned for the 1980s. Numerical models of the formation, growth, and evolution are considered and a description is given of the physical processes involved, taking into account aspects of nucleation, coagulation, condensational growth, sedimentation, and questions of dynamical transport. A schematic outline of the physical and chemical processes included in a model of stratospheric aerosols is provided.

Toon, O. B.↗

NASA NTRS1984

Spatial variation of stratospheric aerosol acidity and model refractive index - Implications of recent results

Recent experimental results indicate that little or no solid ammonium sulfate is present in background stratospheric aerosols. Other results allow straightforward calculation of sulfuric acid/water droplet properties (acidity, specific gravity, refractive index) as functions of stratospheric temperature and humidity. These results are combined with a variety of latitudinal and seasonal temperature and humidity profiles to obtain corresponding profiles of droplet properties. These profiles are used to update a previous model of stratospheric aerosol refractive index. The new model retains the simplifying approximation of vertically constant refractive index in the inner stratosphere, but has sulfuric acid/water refractive index values that significantly exceed the previously used room temperature values. Mean conversion ratios (e.g., extinction-to-number, backscatter-to-volume) obtained using Mie scattering calculations with the new refractive indices are very similar to those obtained for the old indices, because the effects of deleting ammonium sulfate and increasing acid indices tend to cancel each other.

Russell, P. B.↗

NASA NTRS1982

Altitude variations in stratospheric aerosols of a tropical region

To investigate the possibility that significant amounts of tropical tropospheric air may be convectively introduced into the stratosphere, aerosol samplings over Panama were made at various altitudes using a wire impactor collector. The percentage of particle sizes less than the mean mode decreases with height above the tropopause, suggesting depletion of small particles, possibly due to coagulation. Larger aerosols (greater than 0.3 micron in diam.) are more abundant farther above the tropopause, indicating growth, mainly by condensation. The total particle concentration decreases with increasing height above the tropopause, and also with increasing temperature. Aerosols containing smaller-size particles are thus found closer to the tropopause, and larger-size, more-evolved aerosols occur at higher altitudes. These data indicate that convective activity at the Intertropical Convergence Zone may be a source mechanism for stratospheric aerosols.

Goodman, J.↗

NASA NTRS2014

Modifications of the Quasi-biennial Oscillation by a Geoengineering Perturbation of the Stratospheric Aerosol Layer

This paper examines the impact of geoengineering via stratospheric sulfate aerosol on the quasi-biennial oscillation (QBO) using the NASA Goddard Earth Observing System (GEOS-5) Chemistry Climate Model. We performed four 30-year simulations with a continuous injection of sulfur dioxide on the equator at 0 degree longitude. The four simulations differ by the amount of sulfur dioxide injected (5Tg per year and 2.5 Tg per year) and the altitude of the injection (16km-25km and 22km-25km). We find that such an injection dramatically alters the quasi-biennial oscillation, prolonging the phase of easterly shear with respect to the control simulation. In the case of maximum perturbation, i.e. highest stratospheric aerosol burden, the lower tropical stratosphere is locked into a permanent westerly QBO phase. This locked QBO westerly phase is caused by the increased aerosol heating and associated warming in the tropical lower stratosphere.

Geoengineering↗

NASA NTRS1986

Satellite and aircraft measurements of stratospheric aerosol particles

Data on the characteristics of the stratospheric aerosol as measured with sensors on the SAM II and SAGE I satellites and with ground-based and airborne lidar are discussed. Emphasis is placed on the impact of the El Chichon eruptions. The volcanic cloud was tracked to an altitude of 30 km, and was observed to travel around the earth in 3 weeks. The maximum stratospheric loading is estimated at 12 Mtons, which increased the stratospheric optical depth to 0.15-2.0 at the peak period. The particulate loading was predicted to lower the Northern Hemisphere average temperatures by 0.4-0.5 C in 1984-85.

Mccormick, M. P.↗

NASA NTRSDate not supplied

Stratospheric Water Vapor Observations From the International Space Station By the Stratospheric Aerosol and Gas Experiment III (Sage III/ISS)

The Stratospheric Aerosol and Gas Experiment III has routinely observed the upper atmosphere from the International Space Station (SAGE III/ISS) since June 2017. An important greenhouse gas and molecule affecting chemistry cycles, water vapor is among the vertical profiles of trace gases measured by SAGE III/ISS. This makes SAGE III/ISS the youngest of the current fleet of space-based instruments capable of measuring the vertical distribution of stratospheric water vapor (SWV). The SWV record is mature, a candidate for multi-instrument datasets, e.g. Stratospheric Water and Ozone Satellite Homogenized (SWOOSH) dataset, and shows promise within the GEOS Constituent Data Assimilation System. This presentation reviews the variations in SWV observed by SAGE III/ISS over the past half-decade. Variations highlighted include phase changes of the Quasi-biennial Oscillation (QBO), seasonal and monsoonal moisture patterns, and terrestrial events such as the recent January 2022 Hunga Tonga eruption that perturbed the SWV in spectacular fashion.

stratospheric water vapor↗

NASA NTRS1982

Stratospheric aerosol effects from Soufriere Volcano as measured by the SAGE satellite system

During its April 1979 eruption series, Soufriere Volcano produced two major stratospheric plumes that the SAGE (Stratospheric Aerosol and Gas Experiment) satellite system tracked to West Africa and the North Atlantic Ocean. The total mass of these plumes, whose movement and dispersion are in agreement with those deduced from meteorological data and dispersion theory, was less than 0.5 percent of the global stratospheric aerosol burden; no significant temperature or climate perturbation is therefore expected.

Mccormick, M. P.↗

NASA NTRS1980

A stratospheric aerosol increase

Large disturbances were noted in the stratospheric aerosol content in the midlatitude Northern Hemisphere commencing about 7 months after the eruption of La Soufriere and less than 1 month after the eruption of Sierra Negra. The aerosol was characterized by a very steep size distribution in the 0.15 to 0.25 micron radius range and contained a volatile component. Measurements near the equator and at the South Pole indicate that the disturbance was widespread. These observations were made before the May 18 eruption of Mt. St. Helens.

Rosen, J. M.↗

NASA NTRS1981

Comparison of stratospheric aerosol measurements over Poker Flat, Alaska, July, 1979

Stratospheric aerosols were collected at Poker Flat, Alaska, in July, 1979, to determine particle properties, confirm coincident satellite SAGE measurements, and compare similar results obtained with different airborne samplers. Because of the steep slopes in size-distribution curves for larger particles, it is found that properties such as concentrations, aerosol mass, and optical extinction are very sensitive to small errors in radii. It is calculated that the concentration measurements agree with photoelectric particle counter results when a 16% radius change is introduced. An 8% radius change matches our calculated sulfate mass with filter mass measurements. And a 13% radius change results in agreement between the calculated optical extinction and coincident SAGE satellite results. Recognizing that different instruments can produce 10-20% differences in measured sizes, it is believed the results of these comparative measurements of SAGE and in situ instruments are essentially in agreement.

Farlow, N. H.↗

NASA NTRS2001

Properties of Stratospheric Aerosol Estimated from HALOE Data

Extinction coefficients for stratospheric aerosols at 8 HALOE (HALogen Occultation Experiment) wavelengths are determined by comparing transmittances data for two adjacent solar occultation measurements, where one limb path is loaded with aerosols but the other path is free of aerosols. These extinction coefficients are used to infer the aerosol properties such as composition and size distribution parameters. Mie theory has been used to calculate the extinction coefficients, and a nonlinear least square method is applied to determine the aerosol properties. Sixteen cases are selected for the retrieval in southern hemisphere at latitudes from 21 to 48 deg S for the period of 29 Mar - 31 May 1992. Retrieved size width ranges from 1.1 to 1.5 and radius ranges from 0.25 to 0.45 micrometers. These size parameters are within the ranges of in situ measurements at Laramie, Wyoming. Retrieved weight percent of H2SO4 is larger than the equilibrium value by about 5 to approximately 10 weight percent, similar to the results for northern hemisphere at latitudes 20 to 55 deg N for the period from Nov 1991 to Feb. 1992.

Lee, Kwang-Mog↗

NASA NTRS1979

Lidar backscattering measurements of background stratospheric aerosols

A comparative lidar-dustsonde experiment was conducted in San Angelo, Texas, in May 1974 in order to estimate the uncertainties in stratospheric-aerosol backscatter for the NASA Langley 48-inch lidar system. The lidar calibration and data-analysis procedures are discussed. Results from the Texas experiment indicate random and systematic uncertainties of 35 and 63 percent, respectively, in backscatter from a background stratospheric-aerosol layer at 20 km.

Remsberg, E. E.↗

NASA NTRS1993

Annual variations of water vapor in the stratosphere and upper troposphere observed by the Stratospheric Aerosol and Gas Experiment II

Data collected by the Stratospheric Aerosol and Gas Experiment II are presented, showing annual variations of water vapor in the stratosphere and the upper troposphere. The altitude-time cross sections of water vapor were found to exhibit annually repeatable patterns in both hemispheres, with a yearly minimum in water vapor appearing in both hemispheres at about the same time, supporting the concept of a common source for stratospheric dry air. A linear regression analysis was applied to the three-year data set to elucidate global values and variations of water vapor ratio.

Mccormick, M. P.↗

DOE OSTI2024

Validating a microphysical prognostic stratospheric aerosol implementation in E3SMv2 using observations after the Mount Pinatubo eruption

Abstract. This paper describes the addition of a stratospheric prognostic aerosol (SPA) capability – developed with the goal of accurately simulating sulfate aerosol formation and evolution in the stratosphere – in the Department of Energy (DOE) Energy Exascale Earth System Model, version 2 (E3SMv2). The implementation includes changes to the four-mode Modal Aerosol Module microphysics in the stratosphere to allow for larger particle growth and more accurate stratospheric aerosol lifetime following the Pinatubo eruption. E3SMv2-SPA reasonably reproduces stratospheric aerosol lifetime, burden, aerosol optical depth, and top-of-atmosphere flux when compared to remote sensing observations. E3SMv2-SPA also has close agreement with the interactive chemistry–climate model CESM2-WACCM (Community Earth System Model version 2–Whole Atmosphere Community Climate Model) – which has a more complete chemical treatment – and the observationally constrained, prescribed volcanic aerosol treatment in E3SMv2. Global stratospheric aerosol size distributions identify the nucleation and growth of sulfate aerosol from volcanically injected SO2 from both major and minor volcanic eruptions from 1991 to 1993. The modeled aerosol effective radius is consistently lower than satellite and in situ measurements (max differences of ∼ 30 %). Comparisons with in situ size distribution samples indicate that this simulated underestimation in both E3SMv2-SPA and CESM2-WACCM is due to overly small accumulation and coarse-mode aerosols 6–18 months post-eruption, with E3SMv2-SPA simulating ∼ 50 % of the coarse-mode geometric mean diameters of observations 11 months post-eruption. Effective radii from the models and observations are used to calculate offline scattering and absorption efficiencies to explore the implications of smaller simulated aerosol size for the Pinatubo climate impacts. Scattering efficiencies at wavelengths of peak solar irradiance (∼ 0.5 µm) are 10 %–80 % higher for daily samples in models relative to observations through 1993, suggesting higher diffuse radiation at the surface and a larger cooling effect in the models due to the smaller simulated aerosol; absorption efficiencies at the peak wavelengths of outgoing terrestrial radiation (∼ 10 µm) are 15 %–40 % lower for daily samples in models relative to observations, suggesting an underestimation in stratospheric heating in the models due to the smaller simulated aerosol. These potential biases are based on aerosol size alone and do not take into account differences in the aerosol number. The overall agreement of E3SMv2-SPA with observations and its similar performance to the well-validated CESM2-WACCM makes E3SMv2-SPA a viable alternative to simulating climate impacts from stratospheric sulfate aerosols.

Brown, Hunter York (ORCID:0000000218147874)↗

DOE OSTI2020

Expanding the design space of stratospheric aerosol geoengineering to include precipitation-based objectives and explore trade-offs

Previous climate modeling studies demonstrate the ability of feedback-regulated, stratospheric aerosol geoengineering with injection at multiple independent latitudes to meet multiple simultaneous temperature-based objectives in the presence of anthropogenic climate change. However, the impacts of climate change are not limited to rising temperatures but also include changes in precipitation, loss of sea ice, and many more; knowing how a given geoengineering strategy will affect each of these climate metrics is vital to understanding the limits and trade-offs of geoengineering. Here, we first introduce a new method of visualizing the design space in which desired climate outcomes are represented by 2-D surfaces on a 3-D graph. Surface orientations represent how different injection choices influence that objective, and intersecting surfaces represent objectives which can be met simultaneously. Using this representation as a guide, we present simulations of two new strategies for feedback-regulated aerosol injection, using the Community Earth System Model with the Whole Atmosphere Community Climate Model – CESM1(WACCM). The first simultaneously manages global mean temperature, tropical precipitation centroid, and Arctic sea ice extent, while the second manages global mean precipitation, tropical precipitation centroid, and Arctic sea ice extent. Both simulations control the tropical precipitation centroid to within 5 % of the goal, and the latter controls global mean precipitation to within 1% of the goal. Additionally, the first simulation overcompensates sea ice, while the second undercompensates sea ice; all of these results are consistent with the expectations of our design space model. In addition to showing that precipitation-based climate metrics can be managed using feedback alongside other goals, our simulations validate the utility of our design space visualization in predicting our climate model behavior under a given geoengineering strategy, and together they help illustrate the fundamental limits and trade-offs of stratospheric aerosol geoengineering.

58 GEOSCIENCES↗

NASA NTRS1979

Stratospheric aerosols in the intertropical convergence zone, Panama Canal zone

To investigate whether injection sources of the stratospheric aerosol layer could be detected in the tropical stratosphere, an examination of the aerosol vertical and horizontal size distribution around the Intertropical Convergence Zone (ITCZ) at the Panama Canal Zone was performed during the summer of 1977. By comparing these data with similar measurements in temperate and polar regions, it was hoped to discover variations in particle size that would indicate whether a young aerosol is forming and entering the stratosphere at the ITCZ; where the aerosol matures; and finally, where it reenters the troposphere. The methods used in the investigations and the results obtained from the analyses are described.

Farlow, N. H.↗

NASA NTRS1979

Inversion of stratospheric aerosol and gaseous constituents from spacecraft solar extinction data in the 0.38-1.0-micron wavelength region

The paper discusses a possible data retrieval technique for the spaceborne Stratospheric Aerosol and Gas Experiment (SAGE). The SAGE instrument has four radiometric channels located at selected intervals in the 0.38-1.0-micron wavelength range. A data reduction procedure is described for minimization of experimental errors on the basis of a detailed simulation of the measurement sequence. An efficient and accurate inversion method is then used for the retrieval of all the constituent vertical profiles. Also, the effects of horizontally inhomogeneous distributions of the constituent vertical profiles are studied based on available data of their global distributions. A simple horizontally inhomogeneous model of stratospheric aerosol and ozone is employed to estimate the perturbation on the retrieval accuracies.

Chu, W. P.↗