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DOE OSTI2025

Observing leptogenesis in action with gravitational waves

Leptogenesis is arguably the best motivated theory of baryogenesis given the discovery of finite neutrino masses, yet its experimental test is elusive given its high energy scale. We discuss gravitational waves (GWs) produced via graviton bremsstrahlung in right-handed neutrino decays during leptogenesis. The presence of right-handed neutrinos in the early universe can lead to a period of early matter domination. In this context, the resultant GW spectrum scales quadratically with the right-handed neutrino mass, while its peak frequency scales inversely with the Yukawa coupling. Detecting such a spectrum would provide strong evidence for leptogenesis and the existence of heavy right-handed neutrinos. We also discuss how the GW spectrum emitted from the thermal plasma is altered by an era of early matter domination. We show that it can mimic the effects of additional relativistic degrees of freedom and a higher reheating temperature, and that information from the graviton bremsstrahlung GW spectrum can break this degeneracy.

baryon asymmetry↗

DOE OSTI2023

DEMNUni: the imprint of massive neutrinos on the cross-correlation between cosmic voids and CMB lensing

Cosmic voids are a powerful probe of cosmology and are one of the core observables of upcoming galaxy surveys. The cross-correlations between voids and other large-scale structure tracers such as galaxy clustering and galaxy lensing have been shown to be very sensitive probes of cosmology and among the most promising to probe the nature of gravity and the neutrino mass. However, recent measurements of the void imprint on the lensed Cosmic Microwave Background (CMB) have been shown to be in tension with expectations based on LCDM simulations, hinting to a possibility of non-standard cosmological signatures due to massive neutrinos. In this work we use the DEMNUni cosmological simulations with massive neutrino cosmologies to study the neutrino impact on voids selected in photometric surveys, as well as on the void-CMB lensing cross-correlation. We show how the void properties observed in this way (size function, profiles) are affected by the presence of massive neutrinos compared to the neutrino massless case, and show how these can vary as a function of the selection method of the void sample. Further, we comment on the possibility for massive neutrinos to be the source of the aforementioned tension. Finally, we identify the most promising setup to detect signatures of massive neutrinos in the voids-CMB lensing cross-correlation and define a new quantity useful to distinguish among different neutrino masses by comparing future observations against predictions from simulations including massive neutrinos.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Final Report

Maps of the distribution of galaxies, or the cosmic {\em large-scale structure}, provide information about the past several billion years of cosmic history. These maps have the power to inform several of the largest scientific puzzles driving the Department of Energy's High Energy Physics program: the neutrino mass scale, properties of dark matter, the existence of new particles, and the mechanism responsible for cosmic acceleration. This research will develop the theory of structure formation in the presence of cosmic neutrinos and other novel types of matter. Without this research, the full power of cosmic-structure data will not be harnessed. The primary goal is to ensure that modeling uncertainties are not an obstacle to detecting the neutrino mass scale and other cosmological parameters with next-generation experiments. A secondary goal is to anticipate the possibility of new physics by developing the astrophysical phenomenology of novel dark-matter and cosmic-acceleration scenarios. This research will produce new tools to study neutrinos, hidden components of dark matter, dynamical dark energy, and structure formation in the Universe.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Neutrinos in N -body simulations

In the next decade, cosmological surveys will have the statistical power to detect the absolute neutrino mass scale. N-body simulations of large-scale structure formation play a central role in interpreting data from such surveys. Yet these simulations are Newtonian in nature. We provide a quantitative study of the limitations to treating neutrinos, implemented as N-body particles, in N-body codes, focusing on the error introduced by neglecting special relativistic effects. Special relativistic effects are potentially important due to the large thermal velocities of neutrino particles in the simulation box. We derive a self-consistent theory of linear perturbations in Newtonian and nonrelativistic neutrinos and use this to demonstrate that N-body simulations overestimate the neutrino free-streaming scale, and cause errors in the matter power spectrum that depend on the initial redshift of the simulations. For z i ≲ 100, and neutrino masses within the currently allowed range, this error is ≲ 0.5%, though represents an up to ~10 % correction to the shape of the neutrino-induced suppression to the cold dark matter power spectrum. Here, we argue that the simulations accurately model nonlinear clustering of neutrinos so that the error is confined to linear scales.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Observable proton decay in flipped SU(5)

We explore proton decay in a class of realistic supersymmetric flipped SU(5) models supplemented by a U(1) R symmetry which plays an essential role in implementing hybrid inflation. Two distinct neutrino mass models, based on inverse seesaw and type I seesaw, are identified, with the latter arising from the breaking of U(1) R by nonrenormalizable superpotential terms. Depending on the neutrino mass model an appropriate set of intermediate scale color triplets from the Higgs superfields play a key role in proton decay channels that include p → (e + , μ + ) π 0 , p → (e + , μ + ) K 0 , p → $\bar v$π + , and p → $\bar v$K + . We identify regions of the parameter space that yield proton lifetime estimates which are testable at Hyper-Kamiokande and other next generation experiments. We discuss how gauge coupling unification in the presence of intermediate scale particles is realized, and a Z 4 symmetry is utilized to show how such intermediate scales can arise in flipped SU(5). Finally, we compare our predictions for proton decay with previous work based on SU(5) and flipped SU(5).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Improving initialization and evolution accuracy of cosmological neutrino simulations

Neutrino mass constraints are a primary focus of current and future large-scale structure (LSS) surveys. Non-linear LSS models rely heavily on cosmological simulations — the impact of massive neutrinos should therefore be included in these simulations in a realistic, computationally tractable, and controlled manner. Here, a recent proposal to reduce the related computational cost employs a symmetric neutrino momentum sampling strategy in the initial conditions. We implement a modified version of this strategy into the Hardware/Hybrid Accelerated Cosmology Code (HACC) and perform convergence tests on its internal parameters. We illustrate that this method can impart Script $\mathcal{O}$(1%) numerical artifacts on the total matter field on small scales, similar to previous findings, and present a method to remove these artifacts using Fourier-space filtering of the neutrino density field. Moreover, we show that the converged neutrino power spectrum does not follow linear theory predictions on relatively large scales at early times at the 15% level, prompting a more careful study of systematics in particle-based neutrino simulations. We also present an improved method for backscaling linear transfer functions for initial conditions in massive neutrino cosmologies that is based on achieving the same relative neutrino growth as computed with Boltzmann solvers. Our self-consistent backscaling method yields sub-percent accuracy in the total matter growth function. Comparisons for the non-linear power spectrum with the Mira-Titan emulator at a neutrino mass of m ν = 0.15 eV are in very good agreement with the expected level of errors in the emulator and in the direct N-body simulation.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

The Cosmic Neutrino Background is within Reach of Future Neutrino Telescopes

The cosmic neutrino background (C$ν$B) can be boosted to high energies due to scatterings with energetic cosmic rays (CRs) across cosmological scales. Previous calculations focused on neutral current incoherent and coherent elastic scatterings of cosmic-ray protons off relic neutrinos. However, charged current interactions and deep inelastic scatterings are also expected to occur, which enhances the boosted relic neutrino fluxes on Earth. Here, we compute the \textit{total} diffuse boosted cosmic neutrino background (DBC$ν$B) arising from CRs at all redshifts in the Universe, accounting for neutral current and charged current elastic and deep inelastic scatterings. We find that IceCube already places an upper limit on the cosmic neutrino background overdensity in cosmological scales of ~$\mathcal{O}(100-1000)$ at $E_ν=10^{10}$ GeV, for a lightest neutrino mass of $m_ν \gtrsim 0.1$ eV. We further show that IceCube-Gen2 could test $\mathcal{O}(1-10)$ C$ν$B overdensities, and the combination of $10$ future neutrino telescopes with similar sensitivity would allow us to test the $Λ$CDM expected C$ν$B density for a lightest neutrino mass compatible with the KATRIN bound.

Herrera, Gonzalo [MIT, MKI; Harvard U.; Virginia T↗

DOE OSTI2023

Neutrino self-interactions: A white paper

Neutrinos are the Standard Model (SM) particles which we understand the least, often due to how weakly they interact with the other SM particles. Beyond this, very little is known about interactions among the neutrinos, i.e., their self-interactions. The SM predicts neutrino self-interactions at a level beyond any current experimental capabilities, leaving open the possibility for beyond-the-SM interactions across many energy scales. In this white paper, we review the current knowledge of neutrino self-interactions from a vast array of probes, from cosmology, to astrophysics, to the laboratory. Furthermore, we also discuss theoretical motivations for such self-interactions, including neutrino masses and possible connections to dark matter. Looking forward, we discuss the capabilities of searches in the next generation and beyond, highlighting the possibility of future discovery of this beyond-the-SM physics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Enhanced neutrino polarizability

We point out that neutrinos can have enhanced couplings to photons, if light (pseudo)scalar mediators are present, resulting in a potentially measurable neutrino polarizability. We show that the expected suppression from small neutrino masses can be compensated by the light mediator mass, generating dimension 7 Rayleigh operators at low scales. We explore the rich phenomenology of such models, computing in detail the constraints on the viable parameter space, spanned by the couplings of the mediator to neutrinos and photons. Finally, we build several explicit models that lead to an enhanced neutrino polarizability by modifying the inverse see-saw majoron, i.e., the pseudo-Nambu-Goldstone boson of the U(1) L global lepton number responsible for generating small neutrino masses.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Neutrino oscillation phenomenology in the standard model and beyond

Over the last 20 years measurements of neutrino oscillation parameters have become very precise. In the standard neutrino oscillation picture most of the parameters are measured at the percent level. In this thesis we study neutrino oscillations in the standard picture and beyond. We analyze data from all types of neutrino oscillation experiments to obtain a global picture of neutrino oscillations. The remaining unknowns in the standard picture are the value of the CP-violating phase $\delta$, the octant of the atmospheric angle $\theta_{23}$ and the neutrino mass ordering. We discuss the current status of these unknowns and also comment on how well future experiments will do in measuring these quantities, where we discuss new facilities which will observe accelerator, atmossperic and reactor neutrinos. Using oscillation data it is possible to bound a possible violation of the CPT symmetry in the neutrino sector. This is done by performing a fit to neutrino and antineutrino oscillation data separately. We also address the capability of the future experiment DUNE to this scenario. We show that DUNE could improve some of the current bounds considerably. We discuss the sensitivity of DUNE together with the next generation reactor neutrino experiment JUNO to measure quasi-Dirac neutrino oscillations. We find that the future experiments will be able to bound the important quantities, mostly unbounded by current data. Finally, we discuss atmospheric neutrinos at the next generation neutrino telescope ORCA. We show that ORCA will put the best bounds on the invisible neutrino decay of $\nu_3$, coming from neutrino oscillation experiments. We also find that, a scenario like this would not affect the standard measurements of ORCA, namely the determination of the atmospheric neutrino oscillation parameters and the measurement of the neutrino mass ordering.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Probing Heavy Majorana Neutrinos and the Weinberg Operator through Vector Boson Fusion Processes in Proton-Proton Collisions at s = 13 TeV

The first search exploiting the vector boson fusion process to probe heavy Majorana neutrinos and the Weinberg operator at the LHC is presented. The search is performed in the same-sign dimuon final state using a proton-proton collision dataset recorded at s = 13 TeV , collected with the CMS detector and corresponding to a total integrated luminosity of 138 fb -1 . The results are found to agree with the predictions of the standard model. For heavy Majorana neutrinos, constraints on the squared mixing element between the muon and the heavy neutrino are derived in the heavy neutrino mass range 50 GeV–25 TeV; for masses above 650 GeV these are the most stringent constraints from searches at the LHC to date. A first test of the Weinberg operator at colliders provides an observed upper limit at 95% confidence level on the effective $μμ$ Majorana neutrino mass of 10.8 GeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Us participation in the construction of the T2k superfgd detector as part of the T2k ND280 upgrade

The neutrino physics field as a whole has made astonishing advances during the last two decades. Before 1998, there was no neutrino oscillation, meaning no neutrino mass and mixing. Today, neutrino oscillation is firmly established and we have measured all three mixing parameters and two mass parameters. Furthermore, these findings pave the way to determine the mass ordering/hierarchy and to explore Charge-Parity (CP) violation in the lepton sector, which may hold a critical key to our understanding of the matter−antimatter asymmetry in the universe, one of the most profound mysteries in science. In fact, T2K, a long baseline neutrino oscillation experiment based in Japan, has recently released the results that show initial hint of CP violation making the prospects of DUNE, a next generation long baseline neutrino oscillation experiment based in the US, discovering CP violation in neutrinos very bright.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Testing Explanations of Short Baseline Neutrino Anomalies

The experimental observation of neutrino oscillations profoundly impacted the physics of neutrinos, from being well understood theoretically to requiring new physics beyond the standard model of particle physics. Indeed, the mystery of neutrino masses implies the presence of new particles never observed before, often called sterile neutrinos, as they would not undergo standard weak interactions. And while neutrino oscillation measurements entered the precision era, reaching percent-level precision, many experimental results show significant discrepancies with the standard model, at baselines much shorter than typical oscillation baselines, like LSND, MiniBooNE, gallium experiments, and reactor antineutrino measurements. These short baseline anomalies could be explained by the addition of a light sterile neutrino, with mass in the $1-10~\text{eV}$ range, however, in strong tension with many null experimental observations. Other explanations that rely on sterile neutrinos with masses in the $1-500~\text{MeV}$ could resolve the tension. Here we test both classes of models. On the one hand, we look for datasets collected at a short baseline which can constrain heavy sterile neutrino models. We find that the minimal model is fully constrained, but several extensions of this model could weaken the current constraint and be tested with current and future datasets. On the other hand, we test the presence of neutrino oscillations at short baselines, induced by a light sterile state, with the data collected by the MicroBooNE experiment, a liquid argon time projection chamber specifically designed to resolve the details of each neutrino interaction. We report null results from both analyses, further constraining the space of possible explanations for the short baseline anomalies. If new physics lies behind the short baseline anomaly puzzle, it is definitely not described by a simple model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Scalar-induced neutrinoless double beta decay in SU(5)

We discuss the role of heavy scalar fields in mediating neutrinoless double beta decay (0νββ) within the SU(5) Grand Unified Theory framework, extended suitably to include neutrino mass. In such a minimal realistic SU(5) setup for fermion masses, the scalar contributions to 0νββ are extremely suppressed as a consequence of the proton decay bound. We circumvent this problem by imposing a discrete Z 3 symmetry. However, the scalar contributions to 0νββ remain suppressed in this SU(5) x Z 3 model due to the neutrino mass constraint. We find that the 0νββ contribution can be enhanced by extending the scalar sector with an additional 15-dimensional scalar representation with suitable Z 3 charge. Such an extension not only yields realistic fermion mass spectra but also leads to experimentally testable predictions in upcoming ton-scale 0νββ searches, which can be used as a sensitive probe of the new scalars across a broad range, from LHC-accessible scales up to ∼ 10 10 GeV.

Baryon/Lepton Number Violation↗

DOE OSTI2020

Massive neutrinos and degeneracies in Lyman-alpha forest simulations

Using a suite of hydrodynamical simulations with cold dark matter, baryons, and neutrinos, we present a detailed study of the effect of massive neutrinos on the 1-D and 3-D flux power spectra of the Lyman-α (Lyα) forest. The presence of massive neutrinos in cosmology induces a scale- and time-dependent suppression of structure formation that is strongest on small scales. Measuring this suppression is a key method for inferring neutrino masses from cosmological data, and is one of the main goals of ongoing and future surveys like eBOSS, DES, LSST, Euclid or DESI . The clustering in the Lyα forest traces the quasi-linear power at late times and on small scales. In combination with observations of the cosmic microwave background, the forest therefore provides some of the tightest constraints on the sum of the neutrino masses. However there is a well-known degeneracy between Σmν and the amplitude of perturbations in the linear matter power spectrum. We study the corresponding degeneracy in the 1-D flux power spectrum of the Lyα forest, and for the first time also study this degeneracy in the 3-D flux power spectrum. We show that the non-linear effects of massive neutrinos on the Lyα forest, beyond the effect of linear power amplitude suppression, are negligible, and this degeneracy persists in the Lyα forest observables to a high precision. Here, we discuss the implications of this degeneracy for choosing parametrisations of the Lyα forest for cosmological analysis.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Cosmological constraints from the DESI DR1 joint power spectrum and bispectrum analysis

We derive cosmological parameter constraints from the Dark Energy Spectroscopic Instrument (DESI) Data Release 1 (DR1) galaxy clustering data, based on a joint full-shape analysis of the power spectrum multipoles and the bispectrum monopole using the ShapeFit framework. This is the follow-up of our previous work, in which we obtained for the first time constraints on the ShapeFit parameters using the bispectrum of DESI DR1. Here we present the first ShapeFit cosmological inference results using the bispectrum of DESI DR1. We recover values for the matter density parameter and Hubble constant of respectively $Ω_m=0.310\pm0.012$ and $H_0=[68.92\pm0.97]\,\mathrm{km\, s^{-1} Mpc^{-1}}$, consistent with previous results from the full DESI DR1 dataset that did not use the bispectrum signal. The inclusion of the bispectrum significantly tightens the constraints on the amplitude of fluctuations, reducing the error-bars in $\ln(A_s\times10^{10})$ by approximately 20%, compared to using the power spectrum alone. We also explore extended cosmological models by performing fits for the evolving dark energy equation of state $w_0w_a$, and the sum of neutrino masses $\sum m_ν$. In these cases, we obtain constraints slightly larger than the ones from previous works from the DESI collaboration, due to not combining the full-shape results with other probes in all tracers. We find no strong evidence of deviations from standard $Λ$CDM, with the dark energy equation-of-state remaining within 2$σ$ from a cosmological constant $Λ$, and the neutrino mass being consistent with the normal hierarchy, $\sum m_ν<0.1\,[eV]$ at 95% confidence limit. These constraints are broadly consistent with other DESI DR1 analyses, thus validating the robustness of the ShapeFit compression approach and the inclusion of the bispectrum for cosmological inference.

Novell-Masot, S. [ICC, Barcelona U.; Geneva U., De↗

DOE OSTI2026

Cosmological constraints from the DESI DR1 joint power spectrum and bispectrum analysis

Novell-Masot, S. [ICC, Barcelona U.; Geneva U., De↗

DOE OSTI2022

Type II Seesaw leptogenesis

The Type II Seesaw Mechanism provides a minimal framework to explain the neutrino masses involving the introduction of a single triplet Higgs to the Standard Model. However, this simple extension was believed to be unable to successfully explain the observed baryon asymmetry of the universe through Leptogenesis. In our previous work (Phys. Rev. Lett. 128 (2022) 141801), we demonstrated that the triplet Higgs of the Type II Seesaw Mechanism alone can simultaneously generate the observed baryon asymmetry of the universe and the neutrino masses while playing a role in setting up Inflation. This is achievable with a triplet Higgs mass as low as 1 TeV, and predicts that the neutral component obtains a small vacuum expectation value $v_Δ$ < 10 keV. We find that our model has very rich phenomenology and can be tested by various terrestrial experiments as well as by astronomical observations. Particularly, we show that the successful parameter region may be probed at a future 100 TeV collider, upcoming lepton flavor violation experiments such as Mu3e, and neutrinoless double beta decay experiments. Additionally, the tensor-to-scalar ratio from the inflationary scenario will be probed by the LiteBIRD telescope, and observable isocurvature perturbations may be produced for some parameter choices. In this article, we present all the technical details of our calculations and further discussion of its phenomenological implications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗