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NASA NTRS2020

Toward P-Band Passive Microwave Sensing of Soil Moisture

Currently, near-surface soil moisture at a global scale is being provided using National Aeronautics and Space Administration’s (NASA’s) Soil Moisture Active Passive (SMAP) and European Space Agency’s (ESA’s) Soil Moisture and Ocean Salinity (SMOS) satellites, both of which utilize L-band (1.4 GHz; 21 cm wavelength ) passive microwave remote sensing techniques. However, a fundamental limitation of this technology is that the water content can only be measured for approximately the top 5-cm layer of soil moisture, and only over low-to-moderate vegetation covered areas in order to meet the 0.04 m3/m3 target accuracy, limiting its applicability. Consequently, a longer wavelength radiometer is being explored as a potential solution for measuring soil moisture in a deeper surface layer of soil and under denser vegetation. It is expected that P-band ( wavelength of 40 cm and frequency of 750 MHz) could potentially provide soil moisture information for the top 10-cm layer of soil, being one-tenth to one-quarter of the wavelength. In addition, P-band is expected to have higher soil moisture retrieval accuracy due to its reduced sensitivity to vegetation water content and surface roughness. To demonstrate the potential of P-band passive microwave soil moisture remote sensing, a short-term airborne field experiment was conducted over a center pivot irrigated farm at Cressy in Tasmania, Australia, in January 2017. First results showing a comparison of airborne P-band brightness temperature observations against airborne L-band brightness temperature observations and ground soil moisture measurements are presented. The P-band brightness temperature was found to have a similar but stronger response to soil moisture compared to L-band.

Nan Ye↗

NASA NTRS2021

Microwave Radiometry at Frequencies from 500 to 1400 MHz: An Emerging Technology for Earth Observations

Microwave radiometry has provided valuable spaceborne observations of Earth's geophysical properties for decades. The recent SMOS, Aquarius, and SMAP satellites have demonstrated the value of measurements at 1400 MHz for observing surface soil moisture, sea surface salinity, sea ice thickness, soil freeze/thaw state, and other geophysical variables. However, the information obtained is limited by penetration through the subsurface at 1400 MHz and by a reduced sensitivity to surface salinity in cold or wind-roughened waters. Recent airborne experiments have shown the potential of brightness temperature measurements from 500–1400 MHz to address these limitations by enabling sensing of soil moisture and sea ice thickness to greater depths, sensing of temperature deep within ice sheets, improved sensing of sea salinity in cold waters, and enhanced sensitivity to soil moisture under vegetation canopies. However, the absence of significant spectrum reserved for passive microwave measurements in the 500–1400 MHz band requires both an opportunistic sensing strategy and systems for reducing the impact of radio-frequency interference. Here, we summarize the potential advantages and applications of 500–1400 MHz microwave radiometry for Earth observation and review recent experiments and demonstrations of these concepts. We also describe the remaining questions and challenges to be addressed in advancing to future spaceborne operation of this technology along with recommendations for future research activities.

Microwave radiometry↗

NASA NTRS2020

Retrieval of RFI Characteristics Using L-Band Satellite Data

Radio-frequency interference (RFI) has had a detrimental effect on L-band passive observatories such as SMOS, Aquarius and SMAP. A better knowledge of the characteristics of RFI signals might help mitigate this issue by leading to additional and better focused RFI detection algorithms and it might help identify RFI emitters on the ground. In this study we present approaches to retrieve some of the features of the RFI signals using SMAP data and we present some statistical considerations about the temporal and spectral characteristics of RFI sources.

Yan Soldo↗

NASA NTRS2021

Microwave Radiometry at Frequencies From 500 to 1400 MHz: An Emerging Technology for Earth Observations

microwave radiometry↗

NASA NTRS2020

The Next Generation of L Band Radiometry: User’s Requirements and Technical Solutions

After almost 10 years in operation (SMOS- Aquarius - SMAP) the very high potential of L band radiometry is clearly demonstrated. Several applications are already operational (assimilation at ECMWF, for hurricanes, for sea ice etc.) so it is crucial to maintain such measurements. To do so while satisfying the current missions specifications is also of prime importance. Degrading spatial resolution is thus a significant step back which will impact science and applications). These missions are now getting older and the goal of the study presented in this paper is to assess which planned mission could fulfill the requirements to ensure data continuity. For this purpose, an extensive users’ requirements study was performed in 2018-2019 assessing what would be required in the near future as well as when L band radiometry was absolutely necessary to satisfy the requirements. From the gathered results a cluster analysis was performed and the only.

Yann H Kerr↗

NASA NTRS2021

Sensitivity of Wide Bandwidth Radiometer for Remote Sensing of Ocean Salinity

Passive microwave remote sensing of sea surface salinity from space is currently being done with measurements in the 27 MHz wide spectral window at 1.413 GHz (L-band) protected for passive use. Modern L-band instruments, such as the radiometers on SMOS and Aquarius, have demonstrated the feasibility of monitoring surface salinity from space, and they have also demonstrated the need for better accuracy, especially in cold water. Proposals to improve accuracy have largely involved adding measurement at more frequencies. For example, adding lower frequencies to improve the sensitivity to salinity in cold water and adding higher frequencies to enable simultaneous retrieval of sea surface temperature which is needed in the retrieval of salinity. These strategies involve trade-offs, some obvious such as the effects of interference from anthropogenic sources of radio frequency radiation (RFI) when operating outside the protected band and the loss of spatial resolution at lower frequencies. But, some are more subtle and arise because of the dependence of the retrieval of salinity on other parameters of the ocean surface, in particular, water temperature and roughness (wind speed). The effect of these interdependencies on the potential accuracy of salinity remote sensing in the frequency range 0.3 – 3.0 GHz is examined here to gain insight into the potential for future wide bandwidth instruments for remote sensing of salinity and the optimization of their design. There is benefit including the low frequencies, especially for cold water, but a danger of increased error including frequencies above 1.5 - 2.0 GHz depending on temperature.

Microwave Remote Sensing↗

NASA NTRS2021

Regularized Dual-Channel Algorithm for the Retrieval of Soil Moisture and Vegetation Optical Depth from SMAP Measurements

In August 2020, SMAP released a new version of its soil moisture (SM) and vegetation optical depth (VOD) retrieval products. In this work, we review the methodology followed by the SMAP regularized dual-channel (DCA) retrieval algorithm. We show that the new implementation generates SM retrievals that not only satisfy the SMAP accuracy requirements but also show a performance comparable to the single-channel algorithm that uses the V polarized brightness temperature (SCA-V). Due to a lack of in situ measurements we cannot evaluate the accuracy of the VOD. In this work, we show analyses with the intention of providing an understanding of the VOD product. We compare the VOD results with those from SMOS. We also study the relation of the SMAP VOD with two vegetation parameters: tree height and biomass.

Julian Chaubell↗

NASA NTRS2021

Land Surface Modeling Over the Dry Chaco: The Impact of Model Structures, and Soil, Vegetation and Land Cover Parameters

In this study, we tested the impact of a revised set of soil, vegetation and land cover parameters on the performance of three different state-of-the-art land surface models (LSMs) within the NASA Land Information System (LIS). The impact of this revision was tested over the South American Dry Chaco, an ecoregion characterized by deforestation and forest degradation since the 1980s. Most large-scale LSMs may lack the ability to correctly represent the ongoing deforestation processes in this region, because most LSMs use climatological vegetation indices and static land cover information. The default LIS parameters were revised with improved soil parameters, satellite-based interannually varying vegetation indices (leaf area index and green vegetation fraction) instead of climatological vegetation indices, and yearly land cover information instead of static land cover. A relative comparison in terms of water budget components and “efficiency space” for various baseline and revised experiments showed that large regional and long-term differences in the simulated water budget partitioning relate to different LSM structures, whereas smaller local differences resulted from updated soil, vegetation and land cover parameters. Furthermore, the different LSM structures redistributed water differently in response to these parameter updates. A time-series comparison of the simulations to independent satellite-based estimates of evapotranspiration and brightness temperature (Tb) showed that no LSM setup significantly outperformed another for the entire region and that not all LSM simulations improved with updated parameter values. However, the revised soil parameters generally reduced the bias between simulated surface soil moisture and pixel-scale in situ observations and the bias between simulated Tb and regional Soil Moisture Ocean Salinity (SMOS) observations. Our results suggest that the different hydrological responses of various LSMs to vegetation changes may need further attention to gain benefits from vegetation data assimilation.

Michiel Maertens↗

NASA NTRS2011

Utilization of ancillary data sets for SMAP algorithm development and product generation

Once launched in late 2014/early 2015, the Soil Moisture Active Passive (SMAP) mission will provide high resolution global mapping of soil moisture and its freeze/thaw state every 2-3 days. These measurements are valuable to improved understanding of the Earth’s water, energy, and carbon cycles, and to applications of societal benefit. In order for soil moisture and freeze/thaw to be retrieved accurately from SMAP microwave data, a variety of global static and dynamic ancillary data are required. The choice of which ancillary datasets to use for SMAP products will be based on a number of factors including availability and ease of use, their inherent error and resulting impact on SMAP retrieval accuracies, and compatibility with similar choices made by ESA’s SMOS mission.

O’Neill, Peggy E.↗

NASA NTRS2021

Study of a Strong RFI Source at L-Band Using SMAP Radiometer Data

This paper presents an analysis of Radio Frequency Interference (RFI) in the 1.400-1.427 GHz frequency band. The study considers the sudden and strong increase of interference from a particular emitter in China that has been observed in July 2020 by radiometers from both ESA's SMOS (Soil Moisture Ocean Salinity) and NASA's SMAP (Soil Moisture Active Passive) missions. It provides an example of the characterization of a source of RFI and illustrates the capabilities of the SMAP radiometer receiver and RFI processing incorporated in it to identify and understand interference.

Radio Frequency Interface↗

NASA NTRS2021

Impact of Random and Periodic Surface Roughness on P- and L-band Radiometry

L-band passive microwave remote sensing is currently considered a robust technique for global monitoring of soil moisture. However, soil roughness complicates the relationship between brightness temperature and soil moisture, with current soil moisture retrieval algorithms typically assuming a constant roughness parameter globally, leading to a potential degradation in retrieval accuracy. This current investigation established a tower-based experiment site in Victoria, Australia. P-band (~40-cm wavelength/0.75 GHz) was compared with L-band (~21-cm wavelength/1.41 GHz) over random and periodic soil surfaces to determine if there is an improvement in brightness temperature simulation and soil moisture retrieval accuracy for bare soil conditions, due to reduced roughness impact when using a longer wavelength. The results showed that P-band was less impacted by random and periodic roughness than L-band, evidenced by more comparable statistics across different roughness conditions. The roughness effect from smooth surfaces (e.g., 0.8-cm root-mean-square height and 11.1-cm correlation length) could be potentially ignored at both P- and L-band with satisfactory simulation and retrieval performance. However, for rougher soil (e.g., 1.6-cm root-mean-square height and 6.8-cm correlation length), the roughness impact needed to be accounted for at both P- and L-band, with P-band observations showing less impact than L-band. Moreover, a sinusoidal soil surface with 10-cm amplitude and 80-cm period substantially impacted the brightness temperature simulation and soil moisture retrieval at both P- and L-band, which could not be fully accounted for using the SMOS and SMAP default roughness parameters. However, when retrieving roughness parameters along with soil moisture, the ubRMSE at P-band over periodic soil was improved to a similar level (0.01-0.02 m3/m3) as that of smooth flat soil (0.01 m3/m3), while L-band showed higher ubRMSE over the periodic soil (0.03-0.04 m3/m3) than over smooth flat soil (0.01 m3/m3). Accordingly, periodic roughness effects were reduced by using observations at P-band.

Soil roughness↗

NASA NTRS2022

Measurement of SST and SSS Using Frequencies in the Range 0.3 – 2.0 GHz

Wide bandwidth radiometer systems that make measurements at multiple frequencies in the range 300 MHz to 2 GHz have been proposed to address parameters important for understanding issues in the cryosphere associated with climate change such as ice sheet thickness and temperature. It is also possible with such a system to retrieve sea surface salinity (SSS) which is important for understanding the impact of climate change on ocean circulation at high latitude. In contemporary sensors for retrieving SSS, such as SMOS and SMAP, sea surface temperature (SST), another parameter important for understanding ocean circulation and necessary in the retrieval of salinity, is treated as an ancillary parameter obtained from an independent source. However, both SSS and SST have peaks in sensitivity below 1 GHz; and it has been shown that measurements at multiple frequencies in this portion of the spectrum can take advantage of this peak in sensitivity to improve the accuracy of the retrieval of SSS. In this manuscript it will be shown that there is also the potential to retrieve SST and, in cold water, the possibility for improved accuracy over existing retrievals.

SST↗

NASA NTRS2022

Measurement of SST and SSS Using Frequencies in the Range 0.3–2.0 GHz

Wide bandwidth radiometer systems that make measurements at multiple frequencies in the range from 300 MHz to 2 GHz have been proposed to address parameters important for understanding issues in the cryosphere associated with climate change such as ice sheet thickness and temperature. It is also possible with such a system to retrieve sea surface salinity (SSS), which is important for understanding the impact of climate change on ocean circulation at high latitude. In contemporary sensors for retrieving SSS, such as on Soil Moisture and Ocean Salinity (SMOS) and Soil Moisture Active Passive (SMAP), sea surface temperature (SST), another parameter important for understanding ocean circulation and necessary in the retrieval of salinity, is treated as an ancillary parameter obtained from an independent source. However, both SSS and SST have peaks in sensitivity below 1 GHz; and it has been shown that measurements at multiple frequencies in this portion of the spectrum can take advantage of this peak in sensitivity to improve the accuracy of the retrieval of SSS. In this manuscript, it will be shown that there is also the potential to retrieve SST and, in cold water, the possibility for improved accuracy over existing retrievals.

Microwave remote sensing↗

NASA NTRS2022

Status of the Dielectric Constant of Sea Water at L-Band for Remote Sensing of Salinity

The model expressing the dielectric constant of sea water at microwave frequencies as a function of salinity and temperature is an important element in remote sensing of sea surface salinity. It is also important independently as a description of the physical properties of salt water. A major milestone was the development in the late 1970s by Klein and Swift of a model based on laboratory measurements at L- and S-band and a functional form supported by theory for polar molecules and previous work on freshwater. Much of the subsequent work has focused on measurements at higher frequency and determining model parameters tuned to apply for applications, such as remote sensing of sea surface temperature (SST). Interest in the dielectric constant at 1.4 GHz (L-band) increased again with the development of soil moisture ocean salinity (SMOS) and Aquarius to measure salinity from space, but there have been few new measurements at L-band and often confusion regarding the applicability of new models at 1.4 GHz. The objective of this article is to compare available models in the context of how well they represent the dielectric constant of sea water at 1.4 GHz. Among the criteria applied will be the recent measurements at the George Washington University of the dielectric constant at 1.4 GHz

Microwave Remote Sensing↗

NASA NTRS2022

Quantifying and Reducing Uncertainty in Microwave Vegetation Optical Depth and Soil Moisture Retrievals

Soil moisture and vegetation optical depth (VOD; related to vegetation water content) retrieved from SMAP and SMOS satellites are widely used for a range of hydrosphere and biosphere applications. However, while soil moisture has been globally well-validated, VOD validation has been sparse. Furthermore, simultaneously retrieval of these parameters results in uncertainties both individually in soil moisture and VOD retrievals as well as in compensation between the parameters. Here, we show global locations where soil moisture and VOD retrievals will have lower uncertainty, based on complementary brightness temperature information content and signal-to-noise ratio metrics. In these same locations, we show that error still propagates more into VOD. However, using VOD regularization algorithms, this error is greatly reduced, especially at sub-weekly timescales where algorithmic error can be most apparent. Despite these regularization approaches that reduce errors, there are yet vast differences in available global regularized retrievals originating from different algorithmic choices.

Passive microwave radiometry↗

NASA NTRSDate not supplied

Insights Into the Hydrology of the Congo Peatlands Through Land Surface Modeling and Data Assimilation

The 16.8 million ha of peatlands in the Cuvette Centrale wetland complex in the Congo Basin is one of the largest peatland regions on Earth but still highly understudied. Understanding the hydrological functioning of these peatlands and the effects of external disturbances thereon remains a major challenge. Recent research suggested fundamental hydrological differences between the Congo peatlands and the well-studied Southeast Asian peatlands. The Congo peatlands have a doming gradient that is up to ten times smaller, and they are influenced by river hydrology to some extent. In this study, we explore the Congo peatland hydrology through land surface modeling and data assimilation. We build upon our recently developed tropical PEATCLSM module (Apers et al., 2022) that was parameterized based on data from Southeast Asian peatlands due to the lack of field data from other tropical peatland regions. In a first step, we derive Congo-specific peat hydraulic and discharge function parameters from a scalar parametrization of water level dynamics in the Congo peatlands, using observed water level data at two locations. These Congo-specific parameters differ considerably from the original literature-based parameters from Southeast Asian peatlands. In a second step, we apply our original and Congo-specific parameters in an assimilation scheme for L-band brightness temperature (Tb) data from the Soil Moisture and Ocean Salinity (SMOS) mission. The data assimilation results are used in two ways. First, the effect of these parameters on the simulated peatland hydrology and the observation-minus-forecast Tb residuals is evaluated. It is hypothesized that the new parameters reduce the previously reported modeling errors over the Congo peatlands and reduce the residuals in Tb as well. Second, we analyze the data assimilation diagnostics to learn about other model improvement possibilities. In preliminary results, we found long periods of temporally autocorrelated total water storage increments (difference of pre- and post-update) that coincided with anomalies in river stages measured upstream of the peatlands. Since PEATLCSM neglects possible river influence, this concurrence suggests that the typically used grid-based approach of land surface models should be combined with a river routing scheme over the Congo peatlands.

Sebastian Apers↗

NASA NTRS2023

A Performance Analysis on Soil Dielectric Models Over Organic Soils in Alaska for Passive Microwave Remote Sensing of Soil Moisture

Passive microwave remote sensing of soil moisture (SM) requires a physically based dielectric model that quantitatively converts the volumetric SM into the soil bulk dielectric constant. Mironov 2009 is the dielectric model used in the operational SM retrieval algorithms of the NASA Soil Moisture Active Passive (SMAP) and the ESA Soil Moisture and Ocean Salinity (SMOS) missions. However, Mironov 2009 suffers a challenge in deriving SM over organic soils, as it does not account for the impact of soil organic matter (SOM) on the soil bulk dielectric constant. To this end, we presented a comparative performance analysis of nine advanced soil dielectric models over organic soil in Alaska, four of which incorporate SOM. In the framework of the SMAP single-channel algorithm at vertical polarization (SCA-V), SM retrievals from different dielectric models were derived using an iterative optimization scheme. The skills of the different dielectric models over organic soils were reflected by the performance of their respective SM retrievals, which was measured by four conventional statistical metrics, calculated by comparing satellite-based SM time series with in-situ benchmarks. Overall, SM retrievals of organic-soil-based dielectric models tended to overestimate, while those from mineral-soil-based models displayed dry biases. All the models showed comparable values of unbiased root-mean-square error (ubRMSE) and Pearson Correlation (R), but Mironov 2019 exhibited a slight but consistent edge over the others. An integrated consideration of the model inputs, the physical basis, and the validated accuracy indicated that the separate use of Mironov 2009 and Mironov 2019 in the SMAP SCA-V for mineral soils (SOM < 15%) and organic soils (SOM ≥ 15%) would be the preferred option.

Soil Moisture↗

NASA NTRS2023

Towards Soil Moisture Profile Estimation in the Root Zone Using L- and P-Band Radiometer Observations: A Coherent Modelling Approach

Precision irrigation management and crop water stress assessment rely on accurate estimation of root zone soil moisture. However, only the top 5cm soil moisture can be estimated using the two current passive microwave satellite missions, Soil Moisture and Ocean Salinity (SMOS) and Soil Moisture Active Passive (SMAP), which operate at L-band (wavelength of ~21cm). Since the contributing depth of the soil to brightness temperature increases with observation wavelength, it is expected that a P-band (wavelength of ~40cm) radiometer could potentially provide soil moisture information from deeper layers of the soil profile. Moreover, by combining both L- and P- bands, it is hypothesized that the soil moisture profile can be estimated even beyond their individual observation depths. The aim of this study was to demonstrate the potential of combined L-band and P-band radiometer observations to estimate the soil moisture profile under flat bare soil using a stratified coherent forward model. Brightness temperature observations at L-band and P-band from a tower based experimental site across a dry (April 2019) and a wet (March 2020) period, covering different soil moisture profile shapes, were used in this study. Results from an initial synthetic study showed that the performance of a combined L-band and P-band approach was better than the performance of using either band individually, with an average depth over which reliable soil moisture profile information could be estimated (i.e. with a target root mean square error (RMSE) of less than 0.04 m3/m3) being 20cm for linear and 15cm for second-order polynomial functions. Other functions were also tested but found to have a poorer performance. Applying the method to the tower-based brightness temperature achieved an average estimation depth of 28cm (20cm) and 5cm (5cm) during the dry and wet periods respectively when using a second-order polynomial (linear) function. These findings highlight the opportunity of a satellite mission with L-band and P-band observations to accurately estimate the soil moisture profile to as deep as 30cm globally.

Foad Brakhasi↗