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DOE OSTI2025

Artificial intelligence-based predictive modeling for imaging neutral particle analyzers on the DIII-D tokamak

The Imaging Neutral Particle Analyzer (INPA) at DIII-D is a diagnostic system used to accurately resolve the energy and spatial distributions of fast ions in fusion plasmas. A novel artificial intelligence (AI) technique named INPA-net is based on Reservoir Computing Networks and developed here to predict active and passive signals produced by charge-exchange reactions from injected and edge-cold neutrals, respectively, in magnetically confined fusion plasmas. This model is trained using a set of 21 time domain signals between 0 s to 3.35 s that includes injected beam and thermal plasma information, and 6444 real 2D experimental images of the INPA in 12 plasma discharges at DIII-D. The trained neural network is able to forecast experimental images in real-time. The model achieves an R-squared value of 0.91, which is higher than the 0.83 value achieved by a simple linear regression model. This improvement highlights the model's enhanced predictive accuracy for measured images from the validation set. This AI approach is valuable due to its rapid response times and potential for integration into real-time plasma control systems. A version of this model capable of generating syntehic images would be useful for the real-time monitoring of fast-ion transport. A comprehensive sensitivity study reveals that INPA-net maintains high performance even with variations in the input parameters, indicating the model's robustness and reliability. While developed for the INPA, the underlying architecture is adaptable and may be applied to various 2D imaging diagnostics in fusion research.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2015

Model performance in spatiotemporal patterns of precipitation: New methods for identifying value added by a regional climate model: Value added by a regional climate model

Regional climate models (RCMs) are a standard tool for downscaling climate forecasts to finer spatial scales. The evaluation of RCMs against observational data is an important step in building confidence in the use of RCMs for future prediction. In addition to model performance in climatological means and marginal distributions, a model’s ability to capture spatio-temporal relationships is important. This study develops two approaches: (1) spatial correlation/variogram for a range of spatial lags, with total monthly precipitation and non-seasonal precipitation components used to assess the spatial variations of precipitation; and (2) spatio-temporal correlation for a wide range of distances, directions, and time lags, with daily precipitation occurrence used to detect the dynamic features of precipitation. These measures of spatial and spatio-temporal dependence are applied to a high-resolution RCM run and to the National Center for Environmental Prediction (NCEP)-U.S. Department of Energy (DOE) AMIP II reanalysis data (NCEP-R2), which provides initial and lateral boundary conditions for the RCM. The RCM performs better than NCEP-R2 in capturing both the spatial variations of total and non-seasonal precipitation components and the spatio-temporal correlations of daily precipitation occurrences, which are related to dynamic behaviors of precipitating systems. The improvements are apparent not just at resolutions finer than that of NCEP-R2, but also when the RCM and observational data are aggregated to the resolution of NCEP-R2.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2019

High-Resolution Regional Wave Hindcast for Hawaii

This report summarizes modeling efforts for hindcasting of wave climate within the exclusive economic zone (EEZ) around the state of Hawaii. Specifically, the report provides detailed description of model mesh development, sensitivity analysis of the configuration of model parameters, data used for model forcing and validation, model skill assessment, and model outputs for resource characterization. The unstructured, nested-grid modeling approach incorporates a regional high-resolution SWAN (Simulating WAves Nearshore) model within the global-regional WAVEWATCH III® (WW3) wave model. The models were configured to comply with the International Electrotechnical Commission (IEC) Technical Standards for wave energy resource characterization. The SWAN model domain covers the entire EEZ with a spatial resolution of approximately 300 m in the nearshore region. Two levels of WW3 nested grids, from 0.5 arc-degree at global to 7.5 arc-minute at regional scale, were used to provide boundary conditions that drive the high-resolution nearshore SWAN model. The WW3 and SWAN models were forced by 0.5 arc-degree Climate Forecast System Reanalysis wind and 5 km regional Weather Research and Forecasting wind, respectively. Wave resource and bulk wave parameters were simulated for a 32-year period from 1979 to 2010, and were subsequently validated using wave buoy data within the model domain. Model performance was evaluated using a set of error statistics. Overall, the model shows good skills in reproducing the wave climate in the Hawaii EEZ in both spatial and temporal domains. Comparisons of time series and scatter plots for the six IEC resource parameters and the associated error statistics tables, and horizontal two-dimensional plots of annually averaged and monthly averaged IEC parameters are provided.

16 TIDAL AND WAVE POWER↗

DOE OSTI2022

Remote sensing from unoccupied aerial systems: Opportunities to enhance Arctic plant ecology in a changing climate

The Arctic is warming at a faster rate than any other biome on Earth, resulting in widespread changes in vegetation composition, structure, and function that have important feedbacks to the global climate system. The heterogeneous nature of arctic landscapes creates challenges for monitoring and improving understanding of these ecosystems, as current efforts typically rely on ground, airborne, or satellite-based observations that are limited in space, time, or pixel resolution. The use of remote sensing instruments on small Unoccupied Aerial Systems (UASs) has emerged as an important tool to bridge the gap between detailed, but spatially limited ground-level measurements, and lower resolution, but spatially extensive high-altitude airborne and satellite observations. UASs allow researchers to view, describe and quantify vegetation dynamics at fine spatial scales (1-10 cm) over areas much larger than typical field plots. UASs can be deployed with a high degree of temporal flexibility, enabling observation across diurnal, seasonal, and annual timescales. In this work, we review how established and emerging UAS remote sensing technologies can enhance arctic plant ecological research by quantifying fine-scale vegetation patterns and processes, and by enhancing the ability to link ground-based measurements with broader-scale information obtained from airborne and satellite platforms. Synthesis: Improved ecological understanding and model representation of arctic vegetation is needed to forecast the fate of the Arctic in a rapidly changing climate. Observations from UASs provide an approach to address this need, however, the use of this technology in the Arctic currently remains limited. Here we share recommendations to better enable and encourage the use of UASs to improve the description, scaling, and model representation of arctic vegetation.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2018

Forecasting Peak Electricity Demand for Los Angeles Considering Higher Air Temperatures due to Climate Change

We report that Los Angeles County (LAC) is a large urbanized region with 9.7 million residents (as of 2010) and aging infrastructure. Population forecasts indicate that LAC will become home to an additional 1.2-3.1 million residents through 2060. Additionally, climate forecasts based upon representative concentration pathway (RCP) scenarios 4.5 and 8.5 indicate that average air temperatures will increase by 1-4 degrees C (2-7 degrees F) in the region. Both of these factors are expected to result in higher summertime peak electricity demand due to growth in the number of buildings, the percentage of installed air conditioners (ACs), and the additional cooling load on those air conditioners. In order to understand potential power reliability issues, and support infrastructure planning efforts, a long-term peak demand forecast was developed using hourly residential and commercial (R&C) building energy models. Peak hour electricity demand was estimated to increase from 9.5 to 12.8 GW for R&C sectors, to 13.0-17.3 GW (2-36%) and 14.7-19.2 GW (16-51%) by 2060 for the population forecasts from the California Department of Finance and the Southern California Association of Governments respectively. While marginal increases in ambient air temperature due to climate change accounted for only 4-8% of future increases in peak demand, differences in annual maximum temperatures within the 20-year periods affected results by 40-66% indicating a high sensitivity to heat waves. Population growth of at least 1 million people is anticipated to occur mostly in the northern cities of Palmdale, Lancaster, and Santa Clarita, bringing an additional 0.4-1 GW of peak demand in those regions. Building and AC efficiency are anticipated to improve as national and state efficiency standards increase, and as older, less efficient units are replaced; this could offset some of the projected increases in peak demand. Furthermore, development of shared wall, multi-family dwelling units could enable population growth of up to 3 million people without increasing peak demand.

29 ENERGY PLANNING, POLICY, AND ECONOMY↗

DOE OSTI2023

ORION: Operational FoRecastIng Of INduced Seismicity

The Operational Forecasting of Induced Seismicity toolkit “ORION” (ORION) is an open-source, observation-based ensemble forecasting toolkit which is geared towards helping operators understand the seismic hazard (i.e., probabilistic assessment of the magnitude and frequency of induced seismic events) at a site. ORION analyzes how the seismic hazard evolves during injection and suggests possible mitigation strategies to employ if an earthquake that exceeds certain threshold is observed. Through its ensemble modeling approach, ORION leverages the benefits of statistical-, physics-, and machine learning-based forecasting methodologies, while reducing the impact of each model’s respective limitations. The ORION toolkit consists of an easy-to-use GUI interface that affords a user as much or as little interaction as desired. Advanced capabilities allow the user to upload local, high-precision earthquake catalogs, projected injection profiles and/or spatiotemporal estimates of pressure/stress, and to tune various model parameters. ORION will then provide a spatial and temporal ensemble forecast of seismicity defined as the probability of exceedance of a given earthquake magnitude over a forecast period. Additionally, ORION will provide probability distribution of the statistically derived maximum possible earthquake magnitude that may be expected. Finally, ORION will provide suggested operational management strategies (e.g. reduce injection volumes at specific wells) based on the level of hazard.

NRAP,NRAP Tools,ORION,Operational Forcasting of In↗

DOE OSTI2021

Constraints on f ( R ) and normal-branch Dvali-Gabadadze-Porrati modified gravity model parameters with cluster abundances and galaxy clustering

In this report we present forecasted cosmological constraints from combined measurements of galaxy cluster abundances from the Simons Observatory and galaxy clustering from a DESI-like experiment on two well-studied modified gravity models, the chameleon-screened Hu-Sawicki f(R) model and the nDGP braneworld Vainshtein model. A Fisher analysis is conducted using σ 8 constraints derived from thermal Sunyaev-Zel’dovich (tSZ) selected galaxy clusters as well as linear and quasilinear redshift-space 2-point galaxy correlation functions. We find that the cluster abundances drive the constraints on the nDGP model while f(R) constraints are led by galaxy clustering. The two tracers of the cosmological gravitational field are found to be complementary, and their combination significantly improves constraints on the f(R) in particular in comparison to each individual tracer alone. For a model of f(R) with a general relativity (GR) fiducial case (f R0 = 0), we find a 2-σ upper limit of f R0 ≤ 5.68 x10 -7 . For the well-studied log-based fiducial parameter value in f(R), log 10 (f R0 ) = -5, paired with the parameter value n = 1, we find combined 1-σ constraints of σ(log 10 (f R0 )) = 0.12 and σ(n) = 0.36. For the nDGP model with fiducial n nDGP = 1 we find σ( n nDGP ) = 0.087. Our results present the exciting potential to utilize upcoming galaxy and CMB survey data available in the near future to discern and/or constrain cosmic deviations from GR.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2017

Energetic Particle Data From the Global Positioning System Constellation

Abstract Since 2000, Los Alamos National Laboratory (LANL) Combined X‐ray and Dosimeter (CXD) and Burst Detector Dosimeter for Block II‐R (BDD‐IIR) instruments have been fielded on Global Positioning System (GPS) satellites. Today, 21 of the 31 operational GPS satellites are equipped with a CXD detector and a further 2 carry a BDD‐IIR. Each of these instruments measures a wide range of energetic electrons and protons. These data have now been publicly released under the terms of the Executive Order for Coordinating Efforts to Prepare the Nation for Space Weather Events. The specific goal of releasing space weather data from the GPS satellites is to enable broad scientific community engagement in enhancing space weather model validation and improvements in space weather forecasting and situational awareness. The time period covered by this data release is approximately 16 years, which corresponds to more than 167 satellite years of data. The large number of GPS satellites, distributed over six orbital planes, will provide important context for ongoing and historical science missions, as well as enabling new types of research not previously possible.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2019

Automated electrical demand peak leveling in a manufacturing facility with short term energy storage for smart grid participation

Demand side management of energy is a vital function in the smart grid that allows for greater integration of renewable energy resources, and is facilitated with economic incentives in energy and demand pricing schedules. Manufacturing systems can take advantage of these incentives to reduce their energy costs through active energy management. This paper is a simulation analysis on the implementation of a novel algorithm that levelizes the maximum power load of an industrial bakery that operates under an on-peak demand price structure. The algorithm takes advantage of an untapped thermal energy storage resource in the facility, a chilled glycol buffer tank, to level the short intra-day power oscillations that the facility experiences. One of the key advantages of the algorithm is that it does not require precise demand forecasting or complex control algorithms, such as model predictive control. Even with substantial error in peak power estimates (5%), the algorithm is expected to result in at least a 2% peak reduction. Under ideal prediction, the algorithm reduces the on-peak facility power maximum by 7.3% of the possible 9.0% reduction the storage can provide. Further, the algorithm uses very few facility specific inputs, and can readily be adapted for any facility with short intra-day oscillatory power profiles and untapped storage capacity. The key insight of the paper is the employment of a novel algorithm to leverage untapped energy storage in manufacturing facilities to transform them into smart grid participants with no major capital investment.

24 POWER TRANSMISSION AND DISTRIBUTION↗

DOE OSTI2014

Impact of I/O and Data Management in Ensemble Large Scale Climate Forecasting Using EC-Earth3

The EC-Earth climate model is a seamless Earth System Model (ESM) used to carry out climate research in 24 academic institutions and meteorological services from 11 countries in Europe. This model couples several components and it is continuously under development. In this work we present a study regarding the impact of the I/O and data management when using EC-Earth in well-known supercomputing environments. Most large-scale and long-term climate simulators have been developed bearing in mind the paramount importance of its scalability. However, the computational capabilities of the High Performance Computing (HPC) environments increase at so great speed that it is almost impossible to re-implement the whole models so that they are able to exploit efficiently the new features. Therefore, it is necessary to design different strategies to take advantage of them. In this work we present an operational framework to run ensemble simulations in HPC platforms. A set of experiments are presented in order to validate the suitability of this technique. Moreover, the derived impact regarding the I/O and data management aspects is analyzed.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2025

Dual‐Transformer Deep Learning Framework for Seasonal Forecasting of Great Lakes Water Levels

Abstract The Great Lakes of North America form one of the largest freshwater systems on Earth, and their lake‐wide average water levels (lake levels) can fluctuate by more than 0.5 m on a seasonal scale. These fluctuations pose substantial challenges for coastal resilience, flood risk management, and navigation planning. Accurate seasonal forecasting of lake levels using traditional mechanistic models is challenging due to the complex physical mechanisms and coupled hydroclimatic processes involved. Recently, deep learning has gained prominence in geoscience applications for its ability to recognize intricate patterns within multiphysical data sets. Here, we introduce a novel Dual‐Transformer deep learning framework, tested on the Great Lakes. This architecture integrates two modified Transformer models: the Prophet, which predicts underlying trends, and the Critic, which refines the Prophet's predictions. The final lake level prediction is derived by weighting the outputs of both models through a multi‐layer perceptron, jointly trained with the Prophet and Critic to enhance overall accuracy. Our results demonstrate that the innovative learning framework achieves the highest prediction accuracy compared to established deep learning models when using identical input features. It attains a root mean square error of 4–7 cm in predicting lake levels up to 6 months in advance across the lakes. Additionally, the Dual‐Transformer model runs six orders of magnitude faster than conventional mechanistic models, producing results in less than one second on a typical personal computer. These findings suggest that our deep learning framework has strong potential to advance lake level prediction and carries important implications for water management and disaster mitigation, thereby enhancing the quality of life in coastal regions.

Chen, Yi [Great Lakes Research Center Michigan Tec↗

DOE OSTI2015

An early warning indicator for atmospheric blocking events using transfer operators

The existence of persistent midlatitude atmospheric flow regimes with time-scales larger than 5–10 days and indications of preferred transitions between them motivates to develop early warning indicators for such regime transitions. In this paper, we use a hemispheric barotropic model together with estimates of transfer operators on a reduced phase space to develop an early warning indicator of the zonal to blocked flow transition in this model. It is shown that the spectrum of the transfer operators can be used to study the slow dynamics of the flow as well as the non-Markovian character of the reduction. The slowest motions are thereby found to have time scales of three to six weeks and to be associated with meta-stable regimes (and their transitions) which can be detected as almost-invariant sets of the transfer operator. From the energy budget of the model, we are able to explain the meta-stability of the regimes and the existence of preferred transition paths. Even though the model is highly simplified, the skill of the early warning indicator is promising, suggesting that the transfer operator approach can be used in parallel to an operational deterministic model for stochastic prediction or to assess forecast uncertainty.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2014

Can AMS-02 discriminate the origin of an anti-proton signal?

Indirect searches can be used to test dark matter models against expected signals in various channels, in particular antiprotons. With antiproton data available soon at higher and higher energies, it is important to test the dark matter hypothesis against alternative astrophysical sources, e.g. econdaries accelerated in supernova remnants. We investigate the two signals from different dark matter models and different supernova remnant parameters, as forecasted for the AMS-02, and show that they present a significant degeneracy.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

Photo-z outlier self-calibration in weak lensing surveys

Calibrating photometric redshift errors in weak lensing surveys with external data is extremely challenging. In this work, we show that both Gaussian and outlier photo-z parameters can be self-calibrated from the data alone. This comes at no cost for the neutrino masses, curvature and dark energy equation of state w0, but with a 65% degradation when both w0 and wa are varied. We perform a realistic forecast for the Vera Rubin Observatory (VRO) Legacy Survey of Space and Time (LSST) 3× 2 analysis, combining cosmic shear, projected galaxy clustering and galaxy - galaxy lensing. We confirm the importance of marginalizing over photo-z outliers. We examine a subset of internal cross-correlations, dubbed "null correlations", which are usually ignored in 3× 2 analyses. Despite contributing only ~ 10% of the total signal-to-noise, these null correlations improve the constraints on photo-z parameters by up to an order of magnitude. Using the same galaxy sample as sources and lenses dramatically improves the photo-z uncertainties too. Together, these methods add robustness to any claim of detected new Physics, and reduce the statistical errors on cosmology by 15% and 10% respectively. Finally, including CMB lensing from an experiment like Simons Observatory or CMB-S4 improves the cosmological and photo-z posterior constraints by about 10%, and further improves the robustness to systematics. To give intuition on the Fisher forecasts, we examine in detail several toy models that explain the origin of the photo-z self-calibration. Our Fisher code LaSSI (Large-Scale Structure Information), which includes the effect of Gaussian and outlier photo-z, shear multiplicative bias, linear galaxy bias, and extensions to LCDM, is publicly available at \href{https://github.com/EmmanuelSchaan/LaSSI}{https://github.com/EmmanuelSchaan/LaSSI}.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Dark Energy Survey Year 3 results: Simulation-based 𝑤CDM inference from weak lensing and galaxy clustering maps with deep learning: Analysis design

Data-driven approaches using deep learning are emerging as powerful techniques to extract non-Gaussian information from cosmological large-scale structure. Here, this work presents the first simulation-based inference (SBI) pipeline that combines weak lensing and galaxy clustering maps in a realistic Dark Energy Survey Year 3 (DES Y3) configuration and serves as preparation for a forthcoming analysis of the survey data. We develop a scalable forward model based on the CosmoGridV1 suite of N-body simulations to generate over one million self-consistent mock realizations of DES Y3 at the map level. Leveraging this large dataset, we train deep graph convolutional neural networks on the full survey footprint in spherical geometry to learn low-dimensional features that approximately maximize mutual information with target parameters. These learned compressions enable neural density estimation of the implicit likelihood via normalizing flows in a ten-dimensional parameter space spanning cosmological 𝑤CDM, intrinsic alignment, and linear galaxy bias parameters, while marginalizing over baryonic, photometric redshift, and shear bias nuisances. To ensure robustness, we extensively validate our inference pipeline using synthetic observations derived from both systematic contaminations in our forward model and independent Buzzard galaxy catalogs. Our forecasts yield significant improvements in cosmological parameter constraints, achieving 2−3× higher figures of merit in the 𝛺 𝑚 − 𝑆 8 plane relative to our implementation of baseline two-point statistics and effectively breaking parameter degeneracies through probe combination. These results demonstrate the potential of SBI analyses powered by deep learning for upcoming Stage-IV wide-field imaging surveys.

Thomsen, A. [Zurich, ETH] (ORCID:0000000203099021)↗

DOE OSTI2017

Integrated Smart Distribution RD&D Project Final Technical Report

Title XIII of the Energy Independence and Security Act of 2007 (EISA), tasked OE with accelerating the commercialization, deployment and integration of advanced digital systems that are needed to modernize the nation’s electricity delivery network for enhanced interoperability and cyber security. To support this mandated task, a goal of the SGR&D Program is to develop technology with the ability to dynamically optimize grid operations and resources and incorporate demand response and consumer participation. The majority of historical research and development in the domain of distribution management systems (DMS) had focused on classical, radial and passive networks with one-way power flow from transmission to distribution systems and thus to the end customer. With the focus on customers, a bottom-up approach required a completely new thinking in real-time operations, and automation, of smart distribution systems. Thus, the GE team embarked on a project with a plan of two distinct phases. Work during the first phase concentrated on research and development (R&D) for the first three years. The second phase, lasting approximately two years, accomplished the demonstration of the use cases developed during the first phase, with further sharing and dissemination of the research at industry events. The consolidated technical scope of the project can be summarized into the following six areas: Advanced distribution modeling capability to accurately simulate/model smart grid operations. Accurate representation of the distribution system in real- or near real-time (capture real-time topology). Interoperability with, and seamless communication between, other management systems and databases used by the utility Simulation of distribution systems based on real-time operational planning to analyze the benefits of smart grid assets. Integration of network, market, and renewable resource models for next generation DMS. Management and forecasting of DER (Distributed Generation, Storage, Demand Response).

14 SOLAR ENERGY↗

DOE OSTI2017

County-Level Climate Uncertainty for Risk Assessments: Volume 9 Appendix H - Forecast Precipitation

This report uses the CMIP5 series of climate model simulations to produce country- level uncertainty distributions for use in socioeconomic risk assessments of climate change impacts. It provides appropriate probability distributions, by month, for 169 countries and autonomous-areas on temperature, precipitation, maximum temperature, maximum wind speed, humidity, runoff, soil moisture and evaporation for the historical period (1976-2005), and for decadal time periods to 2100. It also provides historical and future distributions for the Arctic region on ice concentration, ice thickness, age of ice, and ice ridging in 15-degree longitude arc segments from the Arctic Circle to 80 degrees latitude, plus two polar semicircular regions from 80 to 90 degrees latitude. The uncertainty is meant to describe the lack of knowledge rather than imprecision in the physical simulation because the emphasis is on unfalsified risk and its use to determine potential socioeconomic impacts. The full report is contained in 27 volumes.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2017

County-Level Climate Uncertainty for Risk Assessments: Volume 11, Appendix J - Forecast Evaporation

29 ENERGY PLANNING, POLICY, AND ECONOMY↗