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NASA NTRS1990

Baryogenesis in extended inflation. 2: Baryogenesis via primordial black holes

Baryogenesis at the end of extended inflation is studied. Extended inflation is brought to an end by the collisions of bubble walls surrounding regions of true vacuum, a process which produces particles well out of thermal equilibrium. The possibility that the wall collisions may provide a significant density of primordial black holes is considered and their possible role in generating a baryon asymmetry is examined.

Barrow, John D.↗
DOE OSTI2023

Baryogenesis, primordial black holes and MHz–GHz gravitational waves

Gravitational waves (GWs) in the MHz–GHz frequency range are motivated by a host of early Universe phenomena such as oscillons, preheating, and cosmic strings. We point out that baryogenesis too serves as a motivation to probe GWs in this frequency range. The connection is through primordial black holes (PBHs): on the one hand, PBHs induce baryogenesis by Hawking evaporating into a species that has baryon number and CP violating decays; on the other, PBHs induce GWs through second order effects when the scalar fluctuations responsible for their formation re-enter the horizon. We describe the interplay of the parameters responsible for successful baryogenesis on the plane of the strain and frequency of the induced GWs, being careful to delineate regimes where PBH domination or washout effects occur. We provide semi-analytic scalings of the GW strain with the baryon number to entropy ratio and other parameters important for baryogenesis. Along the way, we sketch a solution to the dark matter-baryogenesis coincidence problem with two populations of PBHs, which leads to a double-peaked GW signal. Our results underscore the importance of probing the ultra high frequency GW frontier.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Electroweak-like baryogenesis with new chiral matter

We propose a framework where a phase transition associated with a gauge symmetry breaking that occurs (not far) above the electroweak scale sets a stage for baryogenesis similar to the electroweak baryogenesis in the Standard Model. A concrete realization utilizes the breaking of SU(2) R × U(1) X → U(1) Y . New chiral fermions charged under the extended gauge symmetry have nonzero lepton numbers, which makes the B - L symmetry anomalous. The new lepton sector contains a large flavor-dependent CP violation, similar to the Cabibbo-Kobayashi-Maskawa phase, without inducing sizable electric dipole moments of the Standard Model particles. A bubble wall dynamics associated with the first-order phase transition and SU(2) R sphaleron processes generate a lepton asymmetry, which is transferred into a baryon asymmetry via the ordinary electroweak sphaleron process. Unlike the Standard Model electroweak baryogenesis, the new phase transition can be of the strong first order and the new CP violation is not significantly suppressed by Yukawa couplings, so that the observed asymmetry can be produced. The model can be probed by collider searches for new particles and the observation of gravitational waves. One of the new leptons becomes a dark matter candidate. The model can be also embedded into a left-right symmetric theory to solve the strong CP problem.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

The discriminant power of bubble wall velocities: gravitational waves and electroweak baryogenesis

A precise determination of the bubble wall velocity v$_{w}$ is crucial for making accurate predictions of the baryon asymmetry and gravitational wave (GW) signals in models of electroweak baryogenesis (EWBG). Working in the local thermal equilibrium approximation, we exploit entropy conservation to present efficient algorithms for computing v$_{w}$, significantly streamlining the calculation. We then explore the parameter dependencies of v$_{w}$, focusing on two sample models capable of enabling a strong first-order electroweak phase transition: a ℤ$_{2}$-symmetric singlet extension of the SM, and a model for baryogenesis with CP violation in the dark sector. We study correlations among v$_{w}$ and the two common measures of phase transition strength, α$_{n}$ and v$_{n}$/T$_{n}$. Interestingly, we find a relatively model-insensitive relationship between v$_{n}$/T$_{n}$ and α$_{n}$. We also observe an upper bound on α$_{n}$ for the deflagration/hybrid wall profiles naturally compatible with EWBG, the exact value for which varies between models, significantly impacting the strength of the GW signals. In summary, our work provides a framework for exploring the feasibility of EWBG models in light of future GW signals.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Parametric coincidence in the baryon to dark matter ratio from Affleck-Dine baryogenesis and UV freeze-in dark matter

We highlight that the observed concurrence between the baryon and dark matter relic densities can be explained via a parametric coincidence between two distinct production mechanisms: Affleck-Dine baryogenesis and dark matter UV freeze-in. In the Affleck-Dine mechanism, the baryon asymmetry is naturally proportional to the inflationary reheating temperature 𝑇 rh , which also plays a critical role in setting the relic abundance of UV freeze-in dark matter. Since Affleck-Dine baryogenesis requires flat directions in the potential, the framework is inherently supersymmetric, offering compelling UV freeze-in dark matter candidates such as the gravitino. We outline scenarios in which 𝑇 rh simultaneously determines both relic abundances, resulting in a baryon-to-dark matter ratio of order unity that is largely insensitive to 𝑇 rh . We also discuss the conditions required to avoid Q-ball formation or dark matter production by other mechanisms, such as next-to-lightest supersymmetric particle decays, to preserve the parametric coincidence between baryon and dark matter abundances.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Baryogenesis in a parity solution to the strong CP problem

Abstract Space-time parity can solve the strong CP problem and introduces a spontaneously broken SU(2) R gauge symmetry. We investigate the possibility of baryogenesis from a first-order SU(2) R phase transition similar to electroweak baryogenesis. We consider a model with the minimal Higgs content, for which the strong CP problem is indeed solved without introducing extra symmetry beyond parity. Although the parity symmetry seems to forbid the SU(2) R anomaly of theB−Lsymmetry, the structure of the fermion masses can allow for the SU(2) R sphaleron process to produce non-zeroB−Lasymmetry of Standard Model particles so that the wash out by the SU(2) L sphaleron process is avoided. The setup predicts a new hyper-charged fermion whose mass is correlated with the SU(2) R symmetry breaking scale and hence with the SU(2) R gauge boson mass, and depending on the origin of CP violation, with an electron electric dipole moment. In a setup where CP violation and the first-order phase transition are assisted by a singlet scalar field, the singlet can be searched for at future colliders.

Physics↗
DOE OSTI2020

Dark C P violation and gauged lepton or baryon number for electroweak baryogenesis

We explore the generation of the baryon asymmetry in an extension of the standard model where the lepton number is promoted to a U(1)ℓ gauge symmetry with an associated Z' gauge boson. This is based on a novel electroweak baryogenesis mechanism first proposed by us in Ref. Extra fermionic degrees of freedom, including a fermionic dark matter χ, are introduced in the dark sector for anomaly cancellation. The lepton number is spontaneously broken at high scale and the effective theory, containing the standard model, the Z', the fermionic dark matter, and an additional complex scalar field S, violates CP in the dark sector. The complex scalar field couples to the Higgs portal and is essential in enabling a strong first order phase transition. Dark CP violation is diffused in front of the bubble walls and creates a chiral asymmetry for χ, which in turn creates a chemical potential for the standard model leptons. Weak sphalerons are then in charge of transforming the net lepton charge asymmetry into net baryon number. We explore the model phenomenology related to the leptophilic Z', the dark matter candidate, the Higgs boson, and the additional scalar, as well as implications for electric dipole moments. We also discuss the case when baryon number U(1)B is promoted to a gauge symmetry, and discuss electroweak baryogenesis and its corresponding phenomenology.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Baryogenesis via the CKM Matrix with Minimal Flavor Violation

It is often claimed Standard Model CP violation is insufficient for baryogenesis. We present a counterexample using minimal flavor violation (MFV) in which all CP-violating effects arise from the Cabibbo-Kobayashi-Maskawa (CKM) matrix. Our scenario involves a leptoquark field with MFV-preserving interactions whose decays to Standard Model particles yield the observed baryon asymmetry in the early universe. Unlike previous efforts to realize baryogenesis through the CP violation of the CKM matrix, our scenario does not require any time-variation of model parameters.

Bigaran, Innes [Northwestern U.; Fermilab; Virgini↗
DOE OSTI2022

Baryogenesis from ultra-slow-roll inflation

The ultra-slow-roll (USR) inflation represents a class of single-field models with sharp deceleration of the rolling dynamics on small scales, leading to a significantly enhanced power spectrum of the curvature perturbations and primordial black hole (PBH) formation. Such a sharp transition of the inflationary background can trigger the coherent motion of scalar condensates with effective potentials governed by the rolling rate of the inflation field. We show that a scalar condensate carrying (a combination of) baryon or lepton number can achieve successful baryogenesis through the Affleck-Dine mechanism from unconventional initial conditions excited by the USR transition. Viable parameter space for creating the correct baryon asymmetry of the Universe naturally incorporates the specific limit for PBHs to contribute significantly to dark matter, shedding light on the cosmic coincidence problem between the baryon and dark matter densities today.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Anatomy of the electroweak phase transition for dark sector induced baryogenesis

We investigate the electroweak phase transition patterns for a recently proposed baryogenesis model with CP violation originated in the dark sector. The model includes a complex scalar singlet-Higgs boson portal, a U(1) l gauge lepton symmetry with a Z ' gauge boson portal and a fermionic dark matter particle. We find a novel thermal history of the scalar sector, featuring a Z 2 breaking singlet vacuum in the early Universe driven by a dark Yukawa coupling, that induces a one-step strongly first order electroweak phase transition. We explore the parameter space that generates the observed matter-antimatter asymmetry and dark matter relic abundance, while being consistent with constraints from electric dipole moment, collider searches, and dark matter direct detection bounds. The complex singlet can be produced via the Higgs portal and decays into Standard Model particles after traveling a certain distance. We explore the reach for long-lived singlet scalars at the 13 TeV Large Hadron Collider with \( \mathcal{L} \) = 139 fb - 1 and show its impact on the parameter space of the model. Setting aside currently unresolved theoretical uncertainties, we estimate the gravitational wave signatures detectable at future observatories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

A supersymmetric theory of baryogenesis and sterile sneutrino dark matter from B mesons

Low-scale baryogenesis and dark matter generation can occur via the production of neutral B mesons at MeV temperatures in the early Universe, which undergo CP-violating oscillations and subsequently decay into a dark sector. In this work, we discuss the consequences of realizing this mechanism in a supersymmetric model with an unbroken U(1) R symmetry which is identified with baryon number. B mesons decay into a dark sector through a baryon number conserving operator mediated by TeV scale squarks and a GeV scale Dirac bino. The dark sector particles can be identified with sterile neutrinos and their superpartners in a type-I seesaw framework for neutrino masses. The sterile sneutrinos are sufficiently long lived and constitute the dark matter. The produced matter-antimatter asymmetry is directly related to observables measurable at B factories and hadron colliders, the most relevant of which are the semileptonic-leptonic asymmetries in neutral B meson systems and the inclusive branching fraction of B mesons into hadrons and missing energy. We discuss model independent constraints on these experimental observables before quoting predictions made in the supersymmetric context. Constraints from astrophysics, neutrino physics and flavor observables are studied, as are potential LHC signals with a focus on novel long lived particle searches which are directly linked to properties of the dark sector.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Baryogenesis from a dark first-order phase transition

We present a very minimal model for baryogenesis by a dark first-order phase transition. It employs a new dark SU(2) D gauge group with two doublet Higgs bosons, two lepton doublets, and two singlets. The singlets act as a neutrino portal that transfer the generated asymmetry to the Standard Model. The model predicts ΔN eff = 0.09–0.13 detectable by future experiments as well as possible signals from exotic decays of the Higgs and Z bosons and stochastic gravitational waves.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

ALP-assisted strong first-order electroweak phase transition and baryogenesis

Axion-like particles (ALPs) can be naturally lighter than the electroweak scale. We consider an ALP that couples to the Standard Model Higgs to achieve the strong first-order electroweak phase transition. We discuss the two-field dynamics of the phase transition and the associated computation in detail and identify the viable parameter space. The ALP mass can be from the MeV to GeV scale. Baryon asymmetry can be explained by local baryogenesis without violating the current electron and atom electric dipole moment bound in most of the viable parameter space. The viable parameter space can be probed through Higgs exotic decay, rare kaon decay, the electron and atomic electric dipole moment, and the effective number of neutrinos in the cosmic microwave background in the future. The gravitational-wave signal is too weak to be detected.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Analytic techniques for solving the transport equations in electroweak baryogenesis

We develop an efficient method for solving transport equations, particularly in the context of electroweak baryogenesis. It provides fully-analytical results under mild approximations and can also test semi-analytical results, which are applicable in more general cases. Key elements of our method include the reduction of the second-order differential equations to first order, representing the set of coupled equations as a block matrix of the particle densities and their derivatives, identification of zero modes, and block decomposition of the matrix. We apply our method to calculate the baryon asymmetry of the Universe (BAU) in a Standard Model effective field theory framework of complex Yukawa couplings to determine the sensitivity of the resulting BAU to modifications of various model parameters and rates, and to estimate the effect of the commonly-used thin-wall approximation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Catalyzed baryogenesis

A novel mechanism, “catalyzed baryogenesis”, is proposed to explain the observed baryon asymmetry in our universe. In this mechanism, the motion of a ball-like catalyst provides the necessary out-of-equilibrium condition, its outer wall has CP-violating interactions with the Standard Model particles, and its interior has baryon number violating interactions. We use the electroweak-symmetric ball model as an example of such a catalyst. In this model, electroweak sphalerons inside the ball are active and convert baryons into leptons. The observed baryon number asymmetry can be produced for a light ball mass and a large ball radius. Due to direct detection constraints on relic balls, we consider a scenario in which the balls evaporate, leading to dark radiation at testable levels.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Dark Grand Unification in the axiverse: decaying axion dark matter and spontaneous baryogenesis

The quantum chromodynamics axion with a decay constant near the Grand Unification (GUT) scale has an ultralight mass near a neV. We show, however, that axion-like particles with masses near the keV–PeV range with GUT-scale decay constants are also well motivated in that they naturally arise from axiverse theories with dark c gauge groups. We demonstrate that the correct dark matter abundance may be achieved by the heavy axions in these models through the misalignment mechanism in combination with a period of early matter domination from the long-lived dark glueballs of the same gauge group. Heavy axion dark matter may decay to two photons, yielding mono-energetic electromagnetic signatures that may be detectable by current or next-generation space-based telescopes. We project the sensitivity of next-generation telescopes including Athena, AMEGO, and e-ASTROGAM to such decaying axion dark matter. If the dark sector contains multiple confining gauge groups, then the observed primordial baryon asymmetry may also be achieved in this scenario through spontaneous baryogenesis. We present explicit orbifold constructions where the dark gauge groups unify with the SM at the GUT scale and axions emerge as the fifth components of dark gauge fields with bulk Chern-Simons terms.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

The Origin Symphony: Probing Baryogenesis with Gravitational Waves

Affleck-Dine (AD) baryogenesis is compelling yet challenging to probe because of the high energy physics involved. We demonstrate that this mechanism can be realized generically with low-energy new physics without supersymmetry while producing detectable gravitational waves (GWs) sourced by parametric resonance of a light scalar field. In viable benchmark models, the scalar has a mass of ${\cal O}(0.1-10)$ GeV, yielding GWs with peak frequencies of ${\cal O}(10-100)$ Hz. This study further reveals a new complementarity between upcoming LIGO-frequency GW detectors and laboratory searches across multiple frontiers of particle physics.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗
DOE OSTI2024

Axion baryogenesis puts a new spin on the Hubble tension

We show that a rotating axion field that makes a transition from a matterlike equation of state to a kinationlike equation of state around the epoch of recombination can significantly ameliorate the Hubble tension, i.e., the discrepancy between the determinations of the present-day expansion rate H 0 from observations of the cosmic microwave background on one hand and type Ia supernovae on the other. We consider a specific, UV-complete model of such a rotating axion and find that it can relax the Hubble tension without exacerbating tensions in determinations of other cosmological parameters, in particular the amplitude of matter fluctuations S 8 . We subsequently demonstrate how this rotating axion model can also generate the baryon asymmetry of our Universe, by introducing a coupling of the axion field to right-handed neutrinos. This baryogenesis model predicts heavy neutral leptons that are most naturally within reach of future lepton colliders, but in finely tuned regions of parameter space may also be accessible at the high-luminosity LHC and the beam dump experiment SHiP. Published by the American Physical Society 2024

Co, Raymond T. (ORCID:0000000283957056)↗