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On small black holes in string theory

Abstract We discuss the worldsheet sigma-model whose target space is thed+1 dimensional Euclidean Schwarzschild black hole. We argue that in the limit where the Hawking temperature of the black hole,T, approaches the Hagedorn temperature,T H , it can be described in terms of a generalized version of the Horowitz-Polchinski effective theory. Ford≥ 6, where the Horowitz-Polchinski EFT [1, 2] does not have suitable solutions, the modified effective Lagrangian allows one to study the black hole CFT in an expansion in powers ofd− 6 andT H −T. AtT=T H , the sigma model is non-trivial for alld> 6. It exhibits an enhanced SU(2) symmetry, and is described by a non-abelian Thirring model with a radially dependent coupling. The resulting picture connects naturally to the results of [3–5], that relate Schwarzschild black holes in flat spacetime at largedto the two dimensional black hole. We also discuss an analogous open string system, in which the black hole is replaced by a system of two separated D-branes connected by a throat. In this system, the asymptotic separation of the branes plays the role of the inverse temperature. At the critical separation, the system is described by a Kondo-type model, which again exhibits an enhanced SU(2) symmetry. At larged, the brane system gives rise to the hairpin brane [6].

Physics↗

PQ axiverse

We show that the strong CP problem is solved in a large class of compactifications of string theory. The Peccei-Quinn mechanism solves the strong CP problem if the CP-breaking effects of the ultraviolet completion of gravity and of QCD are small compared to the CP-preserving axion potential generated by low-energy QCD instantons. We characterize both classes of effects. To understand quantum gravitational effects, we consider an ensemble of flux compactifications of type IIB string theory on orientifolds of Calabi-Yau hypersurfaces in the geometric regime, taking a simple model of QCD on D7-branes. We show that the D-brane instanton contribution to the neutron electric dipole moment falls exponentially in N 4 , with N the number of axions. In particular, this contribution is negligible in all models in our ensemble with N > 17. We interpret this result as a consequence of large N effects in the geometry that create hierarchies in instanton actions and also suppress the ultraviolet cutoff. We also compute the CP breaking due to high-energy instantons in QCD. In the absence of vectorlike pairs, we find contributions to the neutron electric dipole moment that are not excluded, but that could be accessible to future experiments if the scale of supersymmetry breaking is sufficiently low. The existence of vectorlike pairs can lead to a larger dipole moment. Finally, we show that a significant fraction of models are allowed by standard cosmological and astrophysical constraints.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Connecting flux vacua through scalar field excursions

We show how flux vacua that differ from each other in flux quanta can be seen as different vacua in a single scalar potential of an enlarged field space, which resolves the separation by thin domain walls. This observation, which is motivated by the anti–de Sitter distance conjecture, allows one to compute distances between different vacua using the usual field-space metric. We verify for explicit examples such as scale-separated IIA flux vacua and the IIB Freund-Rubin vacua that the distance conjecture (for scalar fields) is satisfied and that the asymptotic directions in the enlarged field space are indeed hyperbolic. This enlarged field space contains the tachyon fields on the unstable D ˜ p -branes of type II string theory, which can induce the brane charges of the stable D-branes. We suggest that requiring continuous interpolations refines the cobordism conjecture and postdicts the existence of unstable D ˜ p -branes. Published by the American Physical Society 2024

Astronomy & Astrophysics↗

Cosmological dynamics of string theory axion strings

The quantum chromodynamics (QCD) axion may solve the strong CP problem and explain the dark matter (DM) abundance of our Universe. The axion was originally proposed to arise as the pseudo-Nambu-Goldstone boson of global U⁢(1) PQ Peccei-Quinn (PQ) symmetry breaking, but axions also arise generically in string theory as zero modes of higher-dimensional gauge fields. In this work we show that string theory axions behave fundamentally differently from field theory axions in the early Universe. Field theory axions may form axion strings if the PQ phase transition takes place after inflation. In contrast, we show that string theory axions do not generically form axion strings. In special inflationary paradigms, such as D-brane inflation, string theory axion strings may form; however, their tension is parametrically larger than that of field theory axion strings. We then show that such QCD axion strings overproduce the DM abundance for all allowed QCD axion masses and are thus ruled out, except in scenarios with large warping. A loop-hole to this conclusion arises in the axiverse, where an axion string could be composed of multiple different axion mass eigenstates; a heavier eigenstate could collapse the network earlier, allowing for the QCD axion to produce the correct DM abundance and also generating observable gravitational wave signals.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Metric isometries, holography, and continuous symmetry operators

In the AdS/CFT correspondence, a topological symmetry operator of the boundary conformal field theory (CFT) is dual to a dynamical brane in the gravitational bulk. Said differently, this predicts a dynamical brane for every global symmetry of the boundary CFT. We analyze this correspondence for continuous symmetries which arise from a consistent truncation of isometries on the “internal” factor 𝑋 of AdS × 𝑋. In the extra-dimensional geometry, these branes are associated with various metric singularities and do not arise from wrapped D-branes. Boosts relate configurations interpreted as topological symmetry operators and heavy defects in the CFT. From the perspective of the AdS factor, with gravity and bulk gauge fields, these are codimension-2 Gukov-Witten-like vortex configurations which are the gravity duals of 0-form symmetry operators. These effective branes come with an asymptotic tension and size which is also fully fixed by bulk dynamics. We use this higher-dimensional perspective to determine properties of the worldvolume theory for these branes. We also discuss how these considerations generalize to more general quantum field theories engineered via string theory which need not possess a semiclassical gravity dual.

anomalies↗

ZZ instantons and the non-perturbative dual of $c$ = 1 string theory

We study the effect of ZZ instantons in c = 1 string theory, and demonstrate that they give rise to non-perturbative corrections to scattering amplitudes that do not saturate unitarity within the closed string sector. Beyond the leading non-perturbative order, logarithmic divergences are canceled between worldsheet diagrams of different topologies, due to the Fischler-Susskind-Polchinski mechanism. We propose that the closed string vacuum in c = 1 string theory is non-perturbatively dual to a state of the matrix quantum mechanics in which all scattering states up to a given energy with no incoming flux from the “other side” of the potential are occupied by free fermions. Under such a proposal, we find detailed agreement of non-perturbative corrections to closed string amplitudes in the worldsheet description and in the dual matrix model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Multi-instanton calculus in $c$ = 1 string theory

We formulate a strategy for computing the complete set of non-perturbative corrections to closed string scattering in c = 1 string theory from the worldsheet per spective. This requires taking into account the effect of multiple ZZ-instantons, including higher instantons constructed from ZZ boundary conditions of type (m, 1), with a careful treatment of the measure and contour in the integration over the instanton moduli space. The only a priori ambiguity in our prescription is a normalization constant $\mathcal{N}_m$ that ap pears in the integration measure for the (m, 1)-type ZZ instanton, at each positive integer m. We investigate leading corrections to the closed string reflection amplitude at the n instanton level, i.e. of order e -n/g s , and find striking agreement with our recent proposal on the non-perturbative completion of the dual matrix quantum mechanics, which in turn fixes $\mathcal{N}_m$ for all m.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

AdS scale separation and the distance conjecture

It has been argued that orientifold vacua with fluxes in type IIA string theory can achieve moduli stabilisation and arbitrary decoupling between the AdS and KK scales upon sending certain unconstrained RR-flux quanta to infinity. In this paper, we find a novel scalar field in the open-string sector that allows us to interpolate between such IIA vacua that differ in flux quanta and find that the limit of large fluxes is nicely consistent with the distance conjecture. This shows that the massive IIA vacua pass an important Swampland criterion and suggests that scale-separated AdS vacua might not be in the Swampland. Our analysis also naturally suggests a flux analogue of “Reid’s fantasy” where flux vacua that differ in quantised flux numbers can be connected through trajectories in open-string field space and not just via singular domain walls.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

A freely falling graviton in the D1D5 CFT

We study a freely falling graviton propagating in AdS in the context of the D1D5 CFT, where we introduce an interaction by turning on a deformation operator. We start with one left and right moving boson in the CFT. After applying two deformation operators, the initial bosons split into three left moving and three right moving bosons. We compute the amplitude for various energies and extrapolate the result to the large energy region. At early times, the amplitude is linear in time. This corresponds to an infalling graviton becoming redshifted in AdS. At late times, the amplitude is periodic, which agrees with the fact that a freely falling graviton will not be thermalized.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Orbit averaging coherent states: holographic three-point functions of AdS giant gravitons

We study correlation functions of two AdS giant gravitons in AdS 5 × S 5 and a BPS supergravity mode using holography. In the gauge theory these are described by BPS correlators of Schur polynomials of fully-symmetric representations and a single trace operator. We find full agreement between the semiclassical gravity and gauge theory computations at large N, for both diagonal and off-diagonal structure constants. Our analysis in $\mathcal{N}$ = 4 SYM provides a simpler derivation to the results in the literature, and it can be readily generalized to operators describing bound states of AdS giant gravitons as well as bubbling geometries.

1/N Expansion↗

A 10d construction of Euclidean axion wormholes in flat and AdS space

Euclidean wormhole geometries sourced by axions and dilatons are puzzling objects in quantum gravity. From one side of the wormhole to the other, the scalar fields traverse a few Planck lengths in field space and so corrections from the UV might potentially affect the consistency of the solution, even when the wormholes are large. Motivated by this, we carry out the first explicit 10d lifts of regular Euclidean axion wormholes. We start off with the lift of Giddings-Strominger wormholes in $\mathcal{N}$ = 8 Euclidean supergravity over a 6-torus to 10d type IIA supergravity and find the solution can be everywhere tuned into the parametrically controlled supergravity regime. Secondly, we construct explicit wormholes in AdS spaces and find them again to be under parametric control. We find the first wormhole solutions in massive type IIA on S 3 × S 3 and in type IIB on T 1,1 . The latter has an explicit holographic dual, and similar to the earlier constructions in AdS 5 × S 5 /$\mathbb{Z}$ k , the wormholes violate operator positivity since Tr(F ± $\star$ F) 2 < 0. This puzzle might arise from subtleties related to computing holographic n-point functions in the presence of multiple boundaries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

The dual of a tidal force in the D1D5 CFT

It was demonstrated that a string probe falling radially within a superstratum geometry would experience tidal forces. These tidal forces were shown to excite the string by converting its kinetic energy into stringy excitations. Using the AdS/CFT correspondence we seek to understand this behavior from the perspective of the dual D1D5 CFT. To study this process we turn on an interaction of the theory which is described by a deformation operator. We start with an initial state which is dual to a graviton probe moving within the superstratum geometry. We then use two deformation operators to compute transition amplitudes between this state and a final state that corresponds to stringy excitations. We show that this amplitude grows as t 2 with t being the amount of time for which the deformation operators are turned on. We argue that this process in the CFT is suggestive of the tidal effects experienced by the probe propagating within the dual superstratum geometry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Open-closed string duality, branes, and topological recursion

We consider matrix models exhibiting open-closed string duality in two-dimensional string theories with various amounts of supersymmetry. In particular, a relationship between matrix models in the β = 2 Wigner-Dyson class and models in the (1 + 2Γ, 2) Altland-Zirnbauer class relates the perturbative solutions of the two systems’ string equations. Point-like operator insertions in the closed string theory are mapped to the topological expansion of the free energy in the open string theory. We compute correlation functions of macroscopic loop operators and FZZT branes in a general topological gravity background. The relationship between the topological recursion of moduli space volumes and branes is discussed by analyzing the Virasoro conditions in the matrix models.

2D Gravity↗

Hadamard products and BPS networks

We study examples of fourth-order Picard-Fuchs operators that are Hadamard products of two second-order Picard-Fuchs operators. Each second-order Picard-Fuchs operator is associated with a family of elliptic curves, and the Hadamard product computes period integrals on the fibred product of the two elliptic surfaces. We construct 3-cycles on this geometry as the union of 2-cycles in the fibre over contours on the base. We then use the special Lagrangian condition to constrain the contours on the base. This leads to a construction that is reminiscent of spectral networks and exponential networks that have previously appeared in string theory literature.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Exact QFT duals of AdS black holes

We construct large N saddle points of the matrix model for the $\mathcal{N}$ = 4 Yang- Mills index dual to the BPS black holes in AdS 5 × S 5 , in two different setups. When the two complex chemical potentials for the angular momenta are collinear, we find linear eigenvalue distributions which solve the large N saddle point equation. When the chemical potentials are not collinear, we find novel solutions given by areal eigenvalue distributions after slightly reformulating the saddle point problem. We also construct a class of multi-cut saddle points, showing that they sometimes admit nontrivial filling fractions. As a byproduct, we find that the Bethe ansatz equation emerges from our saddle point equation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Scaling similarities and quasinormal modes of D0 black hole solutions

We study the gravity solution dual to the D0 brane quantum mechanics, or BFSS matrix model, in the ’t Hooft limit. The classical physics described by this gravity solution is invariant under a scaling transformation, which changes the action with a specific critical exponent, sometimes called the hyperscaling violating exponent. We present an argument for this critical exponent from the matrix model side, which leads to an explanation for the peculiar temperature dependence of the entropy in this theory, S ∝ T 9/5 . We also present a similar argument for all other Dp-brane geometries. We then compute the black hole quasinormal modes. This involves perturbing the finite temperature geometry. These perturbations can be easily obtained by a mathematical trick where we view the solution as the dimensional reduction of an Ad S2+9/5 × S 8 geometry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Soft gravitons in the BFSS matrix model

BFSS proposed that asymptotically flat M-theory is dual to a large N limit of the matrix quantum mechanics describing N nonrelativistic D0-branes. Recent insights on the soft symmetries of any quantum theory of gravity in asymptotically flat space are applied to the BFSS matrix model. It is shown that soft gravitons are realized by submatrices whose rank is held fixed in the large N M-theory limit, rather than the usual linear scaling with N for hard gravitons. The soft expansion is identified with the large N expansion and the soft theorem becomes a universal formula for the quantum mechanical scattering of such submatrix excitations. This formula is shown to be the Ward identity of large type IIA U(1) RR asymptotic gauge symmetry in the matrix model, whose asymptotic boundaries are at future and past timelike infinity.

1/N Expansion↗