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NASA NTRS1995

The classical tests in Kaluza-Klein gravity

The possible existence of extra dimensions to spacetime can be tested astrophysically using Kaluza-Klein theory, which is a natural extension of Einsteins's general relativity. In the simplest version of the theory, there is a standard class of five-dimensional solutions that are analogous to the four-dimensional Schwarzschild solution. However, even a small departure of the extra dimension from flatness affects the first or dominant part of the potential, making it possible to test for the existence of an extra dimension. Data from the solar system indicate that in our region of space the terms due to the fifth dimension are small (less than or equal to 0.1%) compared to those due to the usual for dimensions of spacetime. However, the parameters of Kaluza-Klein theory are not universal constants and can vary from place to place depending on local physics. Hence other astrophysical systems may serve as better laboratories for investigating the possible existence of extra dimensions.

Kalligas, D.↗
NASA NTRS1985

Semiclassical instability of compactification

It is shown that several schemes for compactification of the extra dimensions in Kaluza-Klein theories are unstable to a quantum gravitational process of barrier penetration: The universe can tunnel from a state with static extra dimensions to a de Sitter expansion of all dimensions. The tunneling rate is estimated, and it is found that the present state of the universe is probably long-lived (in good agreement with observation).

Frieman, J. A.↗
NASA NTRS1990

Thermal relics: Do we know their abundances

The relic abundance of a particle species that was once in thermal equilibrium in the expanding Universe depends upon a competition between the annihilation rate of the species and the expansion rate of the Universe. Assuming that the Universe is radiation dominated at early times the relic abundance is easy to compute and well known. At times earlier than about 1 sec after the bang there is little or no evidence that the Universe had to be radiation dominated, although that is the simplest and standard assumption. Because early-Universe relics are of such importance both to particle physics and to cosmology, three nonstandard possibilities are considered in detail for the Universe at the time a species' abundance froze in: energy density dominated by shear (i.e., anisotropic expansion), energy density dominated by some other nonrelativistic species, and energy density dominated by the kinetic energy of the scalar field that sets the gravitational constant in a Brans-Dicke-Jordan cosmological mode. In the second case the relic abundance is less than the standard value, while in the other two cases it can be enhanced by a significant factor. Two other more exotic possibilities for enhancing the relic abundance of a species are also mentioned--a larger value of Newton's constant at early times (e.g., as might occur in superstring or Kaluza-Klein theories) or a component of the energy density at early times with a very stiff equation of state (p greater than rho/3), e.g., a scalar field phi with potential V(phi) = Beta /phi/ (exp n) with n greater than 4. Results have implications for dark matter searches and searches for particle relics in general.

Kamionkowski, Marc↗
DOE OSTI2020

Twisted circle compactifications of 6 d SCFTs

We study 6d superconformal field theories (SCFTs) compactified on a circle with arbitrary twists. The theories obtained after compactification, often referred to as 5d Kaluza-Klein (KK) theories, can be viewed as starting points for RG flows to 5d SCFTs. According to a conjecture, all 5d SCFTs can be obtained in this fashion. We compute the Coulomb branch prepotential for all 5d KK theories obtainable in this manner and associate to these theories a smooth local genus one fibered Calabi-Yau threefold in which is encoded information about all possible RG flows to 5d SCFTs. These Calabi-Yau threefolds provide hitherto unknown M-theory duals of F-theory configurations compactified on a circle with twists. For certain exceptional KK theories that do not admit a standard geometric description we propose an algebraic description that appears to retain the properties of the local Calabi-Yau threefolds necessary to determine RG flows to 5d SCFTs, along with other relevant physical data.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Bootstrap bounds on closed Einstein manifolds

A compact Riemannian manifold is associated with geometric data given by the eigenvalues of various Laplacian operators on the manifold and the triple overlap integrals of the corresponding eigenmodes. This geometric data must satisfy certain consistency conditions that follow from associativity and the completeness of eigenmodes. We show that it is possible to obtain nontrivial bounds on the geometric data of closed Einstein manifolds by using semidefinite programming to study these consistency conditions, in analogy to the conformal bootstrap bounds on conformal field theories. These bootstrap bounds translate to constraints on the tree-level masses and cubic couplings of Kaluza-Klein modes in theories with compact extra dimensions. We show that in some cases the bounds are saturated by known manifolds.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Probing compactified extra dimensions with gravitational waves

We study the effect of compact extra dimensions on the gravitational wave luminosity and waveform. We consider a toy model, with a compactified fifth dimension, and matter confined on a brane. We work in the context of five-dimensional (5D) general relativity, though we do make connections with the corresponding Kaluza-Klein effective 4D theory. We show that the luminosity of gravitational waves emitted in 5D gravity by a binary with the same characteristics (same masses and separation distance) as a 4D binary is 20.8% less relative to the 4D case, to leading post-Newtonian order. The phase of the gravitational waveform differs by 26% relative to the 4D case, to leading post-Newtonian order. Such a correction arises mainly due to the coupling between matter and dilaton field in the effective 4D picture and agrees with previous calculations when we set black holes’ scalar charges to be those computed from the Kaluza-Klein reduction. The above corrections to the waveform and the luminosity are inconsistent with the gravitational-wave and binary pulsar observations, and they thus effectively rule out the possibility of such a simple compactified higher dimensions scenario. We also comment on how our results change if there are several compactified extra dimensions and show that the discrepancy with 4D general relativity only increases.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Double copy for massive scalar field theories

We explore extensions of the double copy to massive theories and find a new cubic theory with a local double copy. We consider the nonlinear sigma model and the special galileon theory, massless versions of which are known to be related through the double copy. We show that by performing a Kaluza-Klein reduction of these theories from five dimensions down to four, a double copy relation exists between the resulting massive four-dimensional scalar field theories. This requires the vanishing contribution of new galileon terms arising in high dimensions. We further explore if other interactions that do not arise from a dimensional reduction of the nonlinear sigma model could be double copied and find a new cubic interaction which satisfies the BCJ relations up to 5-point amplitudes.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Singular limits in STU supergravity

Abstract We analyse the STU sectors of the four-dimensional maximal gauged supergravities with gauge groups SO(8), SO(6) ⋉ ℝ 12 and [SO(6) × SO(2)] ⋉ ℝ 12 , and construct new domain-wall black-hole solutions inD= 4. The consistent Kaluza-Klein embedding of these theories is obtained using the techniques of Exceptional Field Theory combined with the 4dtensor hierarchies, and their respective uplifts intoD= 11 and type IIB supergravities are connected through singular limits that relate the different gaugings.

Physics↗
DOE OSTI2023

Running decompactification, sliding towers, and the distance conjecture

We study towers of light particles that appear in infinite-distance limits of moduli spaces of 9-dimensional $\mathcal{N}$ = 1 string theories, some of which notably feature decompactification limits with running string coupling. The lightest tower in such decompactification limits consists of the non-BPS Kaluza-Klein modes of Type I' string theory, whose masses depend nontrivially on the moduli of the theory. We work out the moduli-dependence by explicit computation, finding that despite the running decompactification the Distance Conjecture remains satisfied with an exponential decay rate α ≥ 1 / $\sqrt{d-2}$ in accordance with the sharpened Distance Conjecture. The related sharpened Convex Hull Scalar Weak Gravity Conjecture also passes stringent tests. Our results non-trivially test the Emergent String Conjecture, while highlighting the important subtlety that decompactifcation can lead to a running solution rather than to a higher-dimensional vacuum.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Supergravity black holes, Love numbers, and harmonic coordinates

A problem which has now come to a head in general relativity, primarily as a result of the many recent detections of gravitational waves from the coalescence of compact binaries, is that there are very few viable theories against which to “test” it. To perform realistic tests of theories of gravity, we need to be able to look beyond general relativity and evaluate the consistency of a parametrized, physically acceptable, family of black hole metric alternatives with observational data from, especially, gravitational wave detections using, for example, an agnostic Bayesian approach. In this paper we further examine properties of one class of such metrics, which in fact arise as solutions of ungauged supergravity. In particular, we examine the massless, neutral, minimally coupled scalar wave equation in a general stationary, axisymmetric background metric such as that of a charged rotating black hole, when the scalar field is either time independent or in the low-frequency, near-zone limit, with a view to calculating the Love numbers of tidal perturbations, and of obtaining harmonic coordinates for the background metric. For a four-parameter family of charged asymptotically flat rotating black hole solutions of ungauged supergravity theory known as STU black holes, which includes Kaluza-Klein black holes and the Kerr-Sen black hole as special cases, we find that all time-independent solutions, and hence the harmonic coordinates of the metrics, are identical to those of the Kerr solution. In the low-frequency limit we find the scalar fields exhibit the same SL(2,R) symmetry as holds in the case of the Kerr solution. We point out extensions of our results to a wider class of metrics, which includes solutions of Einstein-Maxwell-dilaton theory.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Angular fractals in thermal QFT

We show that thermal effective field theory controls the long-distance expansion of the partition function of a d-dimensional QFT, with an insertion of any finite-order spatial isometry. Consequently, the thermal partition function on a sphere displays a fractal-like structure as a function of angular twist, reminiscent of the behavior of a modular form near the real line. As an example application, we find that for CFTs, the effective free energy of even-spin minus odd-spin operators at high temperature is smaller than the usual free energy by a factor of 1/2 d . Near certain rational angles, the partition function receives subleading contributions from “Kaluza-Klein vortex defects” in the thermal EFT, which we classify. We illustrate our results with examples in free and holographic theories, and also discuss nonperturbative corrections from worldline instantons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Model-dependence of minimal-twist OPEs in d > 2 holographic CFTs

Following recent work on heavy-light correlators in higher-dimensional conformal field theories (CFTs) with a large central charge C T , we clarify the properties of stress tensor composite primary operators of minimal twist, [ T m ], using arguments in both CFT and gravity. We provide an efficient proof that the three-point coupling $\left\langle {\mathcal{O}}_L{\mathcal{O}}_L\left[{T}^m\right]\right\rangle$, where ${\mathcal{O}}_L$ is any light primary operator, is independent of the purely gravitational action. Next, we consider corrections to this coupling due to additional interactions in AdS effective field theory and the corresponding dual CFT. When the CFT contains a non-zero three-point coupling $\left\langle TT{\mathcal{O}}_L\right\rangle$, the three-point coupling $\left\langle {\mathcal{O}}_L{\mathcal{O}}_L\left[{T}^2\right]\right\rangle$ is modified at large C T if $\left\langle TT{\mathcal{O}}_L\right\rangle \sim \sqrt{C_T}$. This scaling is obeyed by the dilaton, by Kaluza-Klein modes of prototypical supergravity compactifications, and by scalars in stress tensor multiplets of supersymmetric CFTs. Quartic derivative interactions involving the graviton and the light probe field dual to ${\mathcal{O}}_L $ can also modify the minimal-twist couplings; these local interactions may be generated by integrating out a spin- ℓ ≥ 2 bulk field at tree level, or any spin ℓ at loop level. These results show how the minimal-twist OPE coefficients can depend on the higher-spin gap scale, even perturbatively.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
NASA NTRS2012

Limits on Large Extra Dimensions Based on Observations of Neutron Stars with the Fermi-LAT

We present limits for the compactification scale in the theory of Large Extra Dimensions (LED) proposed by Arkani-Hamed, Dimopoulos, and Dvali. We use 11 months of data from the Fermi Large Area Telescope (Fermi-LAT) to set gamma ray flux limits for 6 gamma-ray faint neutron stars (NS). To set limits on LED we use the model of Hannestad and Raffelt (HR) that calculates the Kaluza-Klein (KK) graviton production in supernova cores and the large fraction subsequently gravitationally bound around the resulting NS. The predicted decay of the bound KK gravitons to should contribute to the flux from NSs. Considering 2 to 7 extra dimensions of the same size in the context of the HR model, we use Monte Carlo techniques to calculate the expected differential flux of gamma-rays arising from these KK gravitons, including the effects of the age of the NS, graviton orbit, and absorption of gamma-rays in the magnetosphere of the NS. We compare our Monte Carlo-based differential flux to the experimental differential flux using maximum likelihood techniques to obtain our limits on LED. Our limits are more restrictive than past EGRET-based optimistic limits that do not include these important corrections. Additionally, our limits are more stringent than LHC based limits for 3 or fewer LED, and comparable for 4 LED. We conclude that if the effective Planck scale is around a TeV, then for 2 or 3 LED the compactification topology must be more complicated than a torus.

Ferrara, E. C.↗
DOE OSTI2021

A new spin on the Weak Gravity Conjecture

The mild form of the Weak Gravity Conjecture states that quantum or higher-derivative corrections should decrease the mass of large extremal charged black holes at fixed charge. This allows extremal black holes to decay, unless protected by a symmetry (such as supersymmetry). We reformulate this conjecture as an integrated condition on the effective stress tensor capturing the effect of quantum or higher-derivative corrections. In addition to charged black holes, we also consider rotating BTZ black holes and show that this condition is satisfied as a consequence of the $\textit{c}$-theorem, proving a spinning version of the Weak Gravity Conjecture. We also apply our results to a five-dimensional boosted black string with higher-derivative corrections. The boosted black string has a BTZ×$S^2$ near-horizon geometry and, after Kaluza-Klein reduction, describes a four-dimensional charged black hole. Combining the spinning and charged Weak Gravity Conjecture we obtain positivity bounds on the five-dimensional Wilson coefficients that are stronger than those obtained from charged black holes alone.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Dark dimension and the grand unification of forces

The dark dimension scenario, predicting one extra mesoscopic dimension in the micron range, has emerged by applying various swampland principles to the dark energy. In this note we find that realizing the grand unification of gauge forces is highly constraining in this context. Without actually constructing any grand unified theory (GUT) models, we argue that the mere assumption of grand unification of forces in this scenario, together with the experimental bounds on massive replicas of the Standard Model gauge bosons, predicts an upper bound for the GUT scale, 𝑀 GUT ≲ 10 16 GeV. Combined with the experimental bound on the proton lifetime, this predicts that the 𝑋 gauge boson mediating proton decay is a 5D solitonic string of Planckian tension stretched across a length scale 𝐿 ∼ (1–10 TeV) −1 ending on gauge branes of the same diameter ∼𝐿. This leads to a mass of 𝑀 𝑋 ∼ 10 15 –10 16 GeV. In particular assuming grand unification in the dark dimension scenario results in a tower of Kaluza-Klein excitations of Standard Model gauge bosons on the gauge branes in the 1–10 TeV range. This suggests that the diameter/separation 𝐿 of the gauge branes correlates with both the weak scale ∼1/𝐿 near a TeV and the GUT scale ∼𝑀$^2_5$⁢𝐿 at 10 16 GeV.

branes↗
DOE OSTI2021

Kinetic mixing, dark photons and extra dimensions. Part III. Brane localized dark matter

Extra dimensions have proven to be a very useful tool in constructing new physics models. In earlier work, we began investigating toy models for the 5-D analog of the kinetic mixing/vector portal scenario where the interactions of dark matter, taken to be, e.g., a complex scalar, with the brane-localized fields of the Standard Model (SM) are mediated by a massive U(1) D dark photon living in the bulk. These models were shown to have many novel features differentiating them from their 4-D analogs and which, in several cases, avoided some well-known 4-D model building constraints. However, these gains were obtained at the cost of the introduction of a fair amount of model complexity, e.g., dark matter Kaluza-Klein excitations. In the present paper, we consider an alternative setup wherein the dark matter and the dark Higgs, responsible for U(1) D breaking, are both localized to the ‘dark’ brane at the opposite end of the 5-D interval from where the SM fields are located with only the dark photon now being a 5-D field. The phenomenology of such a setup is explored for both flat and warped extra dimensions and compared to the previous more complex models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Proving the 6d Cardy formula and matching global gravitational anomalies

A Cardy formula for 6d superconformal field theories (SCFTs) conjectured by Di Pietro and Komargodski in [1] governs the universal behavior of the supersymmetric partition function on S^1_\beta \times S^5 S β 1 × S 5 in the limit of small \beta β and fixed squashing of the S^5 S 5 . For a general 6d SCFT, we study its 5d effective action, which is dominated by the supersymmetric completions of perturbatively gauge-invariant Chern-Simons terms in the small \beta β limit. Explicitly evaluating these supersymmetric completions gives the precise squashing dependence in the Cardy formula. For SCFTs with a pure Higgs branch (also known as very Higgsable SCFTs), we determine the Chern-Simons levels by explicitly going onto the Higgs branch and integrating out the Kaluza-Klein modes of the 6d fields on S^1_\beta S β 1 . We then discuss tensor branch flows, where an apparent mismatch between the formula in [1] and the free field answer requires an additional contribution from BPS strings. This ``missing contribution’’ is further sharpened by the relation between the fractional part of the Chern-Simons levels and the (mixed) global gravitational anomalies of the 6d SCFT. We also comment on the Cardy formula for 4d \mathcal{N}=2 𝒩 = 2 SCFTs in relation to Higgs branch and Coulomb branch flows.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

From rotating to charged black holes and back again

The mild form of the Weak Gravity Conjecture (WGC) requires higher derivative corrections to extremal charged black holes to increase their charge-to-mass ratio. This allows decay via emission of a smaller extremal black hole. In this paper, we investigate if similar constraints hold for extremal rotating black holes. We do so by considering the leading higher derivative corrections to the four-dimensional Kerr black hole and five-dimensional Myers-Perry black hole. We use a known mapping of these rotating solutions to a four-dimensional non-rotating dyonic Kaluza-Klein black hole and impose the WGC on this charged solution. Going back again to the rotating solutions, this fixes the sign of the corrections to the rotating extremality bounds. The sign of the corrections is non-universal, depending on the black hole under consideration. We argue that this is not at odds with black hole decay, because of the presence of a superradiant instability that persists in the extremal limit. When this instability is present, the WGC is implied for the four-dimensional charged black hole.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗