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NASA NTRS1994

Kelvin waves in total column ozone

Tropical Kelvin waves have been observed previously in ozone mixing ratio data from the SBUV (Solar Backscatter Ultraviolet) and LIMS (Limb Infrared Monitor of the Stratosphere) instruments on board the Nimbus-7 satellite. The present study investigates Kelvin wave features in total column ozone, using version 6 data from the Total Ozone Mapping Spectrometer (TOMS) instrument (also on Nimbus-7). Results show eastward-propagating zonal waves 1-2 with periods approx. 5-15 days, amplitudes approx. 3-5 Dobson Units (1-2% of the time mean), and latitudinal symmetry typical of Kelvin waves. The analyses and a linear model in this study suggest that the primary source of the perturbations is slow Kelvin waves in the lower-to-middle stratosphere. Maximum Kelvin wave signatures occur in conjunction with westward lower-to-middle stratospheric equatorial zonal winds (a quasi-biennial oscillation (QBO) wind modulation effect). The significance of these results is that the TOMS data are shown to be useful for investigations with global coverage of a major component of tropical stratospheric dynamics, Kelvin waves. The TOMS data set with its excellent coverage and high quality should be useful in validating model studies in the relatively data sparse and dynamically difficult tropical region.

Ziemke, J. R.↗

NASA NTRS1993

Kelvin waves in total column ozone

Ziemke, J. R.↗

NASA NTRSDate not supplied

Energetics of Interactions between African Easterly Waves and Convectively Coupled Kelvin Waves

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Rama Sesha Sridhar Mantripragada↗

NASA NTRS1994

Equatorial Kelvin waves: A UARS MLS view

Data from the Microwave Limb Sounder (MLS) instrument on the Upper Atmosphere Research Satellite (UARS) are used to compare two periods of Kelvin wave activity during different stages of the equatorial quasi-biennial oscillation. The analysis is carried out using an asynoptic mapping technique. A wide bandpass filter is used to isolate the frequency bands where Kelvin waves have been identified in previous studies. Time-height and time-latitude plots of the bandpassed data are used to identify Kelvin wave activity in the temperature and ozone fields. Frequency spectra of temperature and ozone amplitudes are constructed to further analyze the latitudinal and meridional distribution of Kelvin wave activity in zonal wavenumbers 1 and 2. The characteristics identified in these plots agree well with theoretical predictions and previous observations of middle atmosphere Kelvin waves. The time-height and time-latitude plots support the existence of Kelvin waves in discrete frequency bands; the slow, fast, and ultrafast Kelvin modes are all identified in the data. The characteristics of these modes do not vary much despite different mean flow conditions in the two periods examined. For the Kelvin wave-induced perturbations in ozone, the change from a transport-dominated regime below 10 hPa to a photochemically controlled regime above 10 hPa is clearly apparent in the height dependence of the phase difference between temperature and ozone. The ratios of the ozone perturbation amplitude to the temperature perturbation amplitude for the various observed Kelvin wave modes are in agreement with model estimates and LIMS (Limb Infrared Monitor of the Stratosphere) observations in the lower half of the region sampled but appear to be too large in the upper stratosphere and lower mesosphere.

Canziani, Pablo O.↗

NASA NTRS1995

Equatorial Kelvin wave variability during 1992 and 1993

Temperature and ozone data from the Microwave Limb Sounder (MLS) instrument on Upper Atmosphere Research Satellite (UARS) are used to analyze the variability of Kelvin wave activity during the first two years of the UARS mission. The analysis is carried out using the asynoptic mapping technique. Time frequency plots for zonal wavenumbers 1 and 2, at two heights representing the middle stratosphere and the stratopause, respectively, are used to analyze the temporal variability of the waves, and its possible relationship to the equatorial quasi-biennial oscillation (QBO) and semiannual oscillation (SAO). Kelvin wave activity reaches a maximum during the solstice seasons and almost disappears during the equinoxes, in agreement with previous studies. Eastward propagating variance is estimated for wave periods from 4 to 20 days, at all UARS pressure surfaces currently available for MLS. The semiannual modulation of variance is observed to extend down to the lower limits of the height ranges of the temperature and ozone retrievals. Furthermore, a superposed QBO modulation is detected up to the stratopause. Comparison between the variance in eastward propagating waves and the mean zonal wind shows a possible participation of kelvin waves in the forcing of the QBO. At the stratopause the role of Kelvin waves in forcing the SAO appears to be limited, in agreement with previous results. Between the 21-hPa and 4.6-hPa surfaces there appears to be a transition zone where there is no clear relationship between Kelvin wave activity and mean zonal flow acceleration.

Canziani, Pablo O.↗

NASA NTRS1980

The nonlinear equatorial Kelvin wave

Using the method of strained coordinates, a uniformly valid approximation to the nonlinear equatorial Kelvin wave is derived. It is shown that nonlinear effects are negligible for the Kelvin waves associated with the Gulf of Guinea upwelling. The Kelvin waves involved in El Nino, however, are significantly distorted both in shape and speed. The leading edge is smoothed and expanded rather than steepened, but the trailing edge will form sharp fronts and eventually break.

Boyd, J. P.↗

NASA NTRS1979

On the role of the Kelvin wave in the westerly phase of the semiannual zonal wind oscillation

The role of the Kelvin wave, discovered by Hirota (1978), in producing the westerly accelerations of the semiannual zonal wind oscillation in the tropical upper stratosphere is examined quantitatively. It is shown that, for reasonable values of the wave parameters, this Kelvin wave could indeed give rise to the observed accelerations. For the thermal damping rates of Dickinson (1973), the most likely range of phase speeds for a wavenumber 1 disturbance is from 45 to 60 m/sec. For 'photochemically accelerated' damping rates (Blake and Lindzen, 1973), a phase speed in excess of 70 m/sec would be required. The possibility of a significant modulation of the semiannual westerlies by the quasi-biennial oscillation is also suggested.

Dunkerton, T.↗

DOE OSTI2025

Impact of Penetrating Kelvin Waves on MJO Rainfall Propagation Through Deep Convection Modulation

The Madden‐Julian Oscillation (MJO) is a dominant intraseasonal oscillation in the tropics. As MJOs propagate over the Indian Ocean, some of them can be penetrated by fast‐moving equatorial Kelvin waves originating to the west of the MJOs. Through a series of sensitivity experiments, we demonstrate that these penetrating Kelvin waves can modulate the eastward propagation speed of MJO rainfall. Deep convection in the western MJO rainfall envelope initiates more frequently and produces greater lifetime rainfall when a convectively active Kelvin phase is present, while the opposite occurs during a convectively suppressed Kelvin phase. This alteration in deep convection activity can lead to notable changes in the propagation of the large‐scale MJO rainfall envelope. The modulation of deep convection lifetime rainfall by penetrating Kelvin waves primarily occurs through their impact on deep convection rainfall area, which is closely related to the variations in lower‐tropospheric moisture induced by the Kelvin waves.

Chen, Xingchao [Pennsylvania State Univ., Universi↗

NASA NTRS1988

Estimation of the Kelvin wave contribution to the semiannual oscillation

Daily temperature data acquired during the Limb Infrared Monitor of the Stratosphere experiment are used to study the behavior of Kelvin waves in the equatorial middle atmosphere. It is suggested that Kelvin wave packets of different zonal wave numbers propagate separately and may be forced separately. Two Kelvin wave regimes were identified during the October 1978 to May 1979 data period. Most of the properties of the observed waves are shown to be consistent with slowly-varying theory. Results suggest that gravity waves may contribute significantly to the equatorial stratopause semiannual oscillation.

Hitchman, Matthew H.↗

NASA NTRS1980

Topographic coupling of surface and internal Kelvin waves

An analysis is presented for computing the diffraction of barotropic Kelvin waves by a localized topographical irregularity on flat-bottom ocean with an arbitrary vertical stratification. It was shown that all baroclinic Kelvin waves will be generated downstream of the bump, with the first baroclinic mode having the largest amplitude. The Poincare waves predominate in the lowest modes, and are more directionally anisotropic. It was concluded that baroclinic Poincare waves radiating offshore from the bump topography could contribute to the internal wave field in the open ocean and provide an alternative mechanism to dissipate the barotropic tides.

Chao, S.-Y.↗

NASA NTRS2000

SAO and Kelvin Waves in the EuroGRIPS GCMS and the UK Meteorological Offices Analyses

This work is an intercomparison of four tropospheric-stratospheric climate models, the Unified Model (UM) of the U.K. Meteorological Office (UKMO), the model of the Free University in Berlin (FUB). the ARPEGE-climat model of the National Center for Meteorological Research (CNRM), and the Extended UGAMP GCM (EUGCM) of the Center for Global Atmospheric Modelling (CGAM), against the UKMO analyses. This comparison has been made in the framework of the "GSM-Reality Intercomparison Project for SPARC" (GRIPS). SPARC (Stratospheric Processes and their Role in Climate) aims are to investigate the effects of the middle atmosphere on climate and the GRIPS purpose is to organized a comprehensive assessment of current Middle Atmosphere-Climate Models (MACMs). The models integrations were made without identical contraints e.g. boundary conditions, incoming solar radiation). All models are able to represent the dominant features of the extratropical circulation. In this paper, the structure of the tropical winds and the strengths of the Kelvin waves are examined. Explanations for the differences exhibited. between the models. as well as between models and analyses, are also proposed. In the analyses a rich spectrum of waves (eastward and westward) is present and contributes to drive the SAO (SemiAnnual Oscillation) and the QBO (Quasi-Biennal Oscillation). The amplitude of the Kelvin waves is close to the one observed in UARS (Upper Atmosphere Research Satellite) data. In agreement with observations, the Kelvin waves generated in the models propagate into the middle atmosphere as wave packets which underlines convective forcing origin. In most models, slow Kelvin waves propagate too high and are hence overestimated in the upper stratosphere and in the mesosphere, except for the UM which is more diffusive. These waves are not sufficient to force realistic westerlies of the QBO or SAO westerly phases. If the SAO is represented by all models only two of them are able to generate westerlies between 10 hPa and 50 hPa. The importance of the role played by subgrided gravity waves is more and more recognized. Actually, the EUGCM which includes a parametrization of gravity waves with a non-zero phase speed is able to simulate. with however some unrealistic features, clear easterly to westerly transitions as well as westerlies downward propagations. Thermal damping is also important in the westerlies forcing in the stratosphere. The model ARPEGE-climat shows more westerlies in the stratosphere than tile other three models probably due to the use of a simplified scheme to predict the ozone distribution in the middle atmosphere.

Amodei, M.↗

NASA NTRS2006

Comments on the Terminology of "Convectively-Coupled Kelvin Waves"

The terminology "convectively-coupled Kelvin waves" has been used frequently in the literature to refer to the 15 m/s eastward-moving planetary and large-scale waves in the tropics. This note points out that this terminology is not appropriate, since these waves contain Rossby waves and mixed Rossby-gravity waves also. The significance of pointing out this misnomer is that a better understanding of these waves may contribute to the search for their cause.

Chao, Winston C.↗

NASA NTRS1991

Kelvin wave variability in the upper stratosphere observed in SBUV ozone data

The Solar Backscatter UV ozone data collected for the eight years between 1979 and 1986 are used to analyze the signatures of equatorially trapped Kelvin waves in the upper stratosphere. The data reveal a strong semiannual modulation of Kelvin wave activity, confirming the results of previous rocketsonde observations. A comparison of the eight-year-average ensemble spectra to the semiannual oscillation in the stratospheric zonal winds revealed a seasonal asymmetry in the strength of Kelvin waves, which mimics the asymmetry observed in the zonal winds. No consistent relationship was observed with the quasi-biennial oscillation in the lower stratosphere, while correlations with the upper stratospheric winds are weak or nonexistent.

Randel, William J.↗

NASA NTRS1984

Kelvin wave packets and flow acceleration - A comparison of modeling and observations

Atmospheric Kelvin waves, as revealed by temperatures obtained from the recent Limb Infrared Monitor of the Stratosphere (LIMS) experiment, commonly occur in packets. A simple two-dimensional gravity-wave model is used to study the upward propagation of these packets through different zonal mean wind profiles derived from the LIMS data. The observed prevalence of high frequency waves in the lower mesosphere and low frequency waves in the lower stratosphere can be exlained by dispersion of energy associated with the range of frequencies comprising a packet. Dominant wave frequencies at upper and lower levels are more distinctly separated if the packet propagates through a layer of westerly winds. Due to dispersion and shear effects, a packet of short temporal length at low levels will have a considerably extended impact on a layer of westerly winds at higher levels. Observed and modeled westerly accelerations resulting from packet absorption occur in the same layer, and are similar in magnitude and duration. These results support the theory that Kelvin waves are responsible for the westerly phase of the semiannual oscillation.

Coy, L.↗

DOE OSTI2021

Convection–Kelvin Wave Coupling in a Global Convection-Permitting Model

A convectively coupled equatorial Kelvin wave (CCKW) was observed over the equatorial Indian Ocean in early November 2011 during the DYNAMO field campaign. This study examines the structure of the CCKW event using two simulations made using the MPAS model: one with 3-km grid spacing without convective parameterization and another with a 15-km grid and parameterized convection. Both simulations qualitatively capture the observed structure of the CCKW, including its vertical tilt and progression of cloud/precipitation structures. The two simulations, however, differ substantially in the amplitude of the CCKW-associated precipitation. While the 3-km run realistically captures the observed modulation of precipitation by the CCKW, the 15-km simulation severely underestimates its magnitude. To understand the difference between the two MPAS simulations regarding wave–convection coupling within the CCKW, the relationship of precipitation with convective inhibition, saturation fraction, and surface turbulent fluxes is investigated. Results show that the 15-km simulation underestimates the magnitude of the CCKW precipitation peak in association with its unrealistically linear relationship between moisture and precipitation. Precipitation, both in observations and the 3-km run, is predominantly controlled by saturation fraction and this relationship is exponential. In contrast, the parameterized convection in the 15-km run is overly sensitive to convective inhibition and not sensitive enough to environmental moisture. The implications of these results on CCKW theories are discussed.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2020

Kelvin Waves during GOAmazon and Their Relationship to Deep Convection

The 2014–15 Observations and Modeling of the Green Ocean Amazon (GOAmazon) field campaign over the central Amazon near Manaus, Brazil, occurred in coordination with the larger Cloud Processes of the Main Precipitation Systems in Brazil: A Contribution to Cloud-Resolving Modeling and to the Global Precipitation Measurement (CHUVA) project across Brazil. These programs provide observations of convection over the central Amazon on diurnal to annual time scales. Here, we address the question of how Kelvin waves, observed in satellite observations of deep cloud cover over the GOAmazon region during the 2014–15 time period, modulate the growth, type, and organization of convection over the central Amazon. The answer to this question has implications for improved predictability of organized systems over the region and representation of convection and its growth on local to synoptic scales in global models. Our results demonstrate that Kelvin waves are strong modulators of synoptic-scale low- to midlevel free-tropospheric moisture, integrated moisture convergence, and surface heat fluxes. These regional modifications of the environment impact the local diurnal cycle of convection, favoring the development of mesoscale convective systems. As a result, localized rainfall is also strongly modulated, with the majority of rainfall in the GOAmazon region occurring during the passage of these systems.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1992

Equatorial Kelvin waves do not vanish

In the last several years many scientists have been using poorly resolved coupled models to study the ENSO. It has been very common to state that an ENSO cycle found in a model cannot have oceanic Kelvin waves as a mechanism because such waves do not exist in an ocean model with coarse grid spaing. In this note it is demonstrated that equatorial Kelvin waves can exist in models with coarse grids.

O'Brien, James J.↗

NASA NTRS1991

Kelvin waves near the equatorial stratopause as seen in SBUV ozone data

Data on ozone mixing ratios derived for the time period 1979-1986 from measurements of the solar backscatter UV instrument on board Nimbus-7 were used to investigate space-time variations of atmospheric ozone in the equatorial middle atmospohere during this period. Evidence is presented for the appearance of equatorially trapped 'ozone Kelvin waves' above the 10-mb level, having a zonal wavenumber-one component and an eastward migration period of about 7 days. It is shown that Kelvin wave amplitudes are closely related to the semiannual oscillation of the zonal mean wind around the stratopause level.

Hirota, Isamu↗