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DOE OSTI2025

Nonperturbative and perturbative dynamics of a light QCD axion: Dark matter and the strong 𝐶⁢𝑃 problem

Considerable theoretical efforts have gone into expanding the reach of the quantum chromodynamics (QCD) axion beyond its canonical mass–decay-constant relation. The 𝑍 𝒩 QCD axion model reduces the QCD axion mass naturally, by invoking a discrete 𝑍 𝒩 symmetry through which the axion field is coupled to 𝒩 copies of the Standard Model. Before the QCD phase transition at temperature 𝑇 QCD , the 𝑍 𝒩 potential has a minimum at misalignment angle 𝜃 = 𝜋. At 𝑇 QCD , 𝜃 = 𝜋 becomes a maximum; the axion potential becomes exponentially suppressed and develops 𝒩 minima—only one of which actually solves the strong 𝐶⁢𝑃 problem. Before 𝑇 QCD , 𝜃 relaxes toward 𝜋. After 𝑇 QCD , the axion field starts from around the hilltop and may have sufficient kinetic energy to overcome the newly suppressed potential barriers. Such a field evolution leads to nonperturbative effects via the self-interactions near the hilltop, which can cause the exponential growth of fluctuations and backreaction on the coherent motion. This behavior can influence the relic density of the field and the minimum in which it settles. We conduct the first lattice simulations of the 𝑍 𝒩 QCD axion using 𝒞osmoℒattice to accurately calculate dark matter abundances and find nonperturbative dynamics reduce the abundance by up to a factor of two. We furthermore find that the probability of solving the strong 𝐶⁢𝑃 problem tends to diverge considerably from the naïve expectation of 1/𝒩.

Axions↗
DOE OSTI2024

A light QCD axion with hilltop misalignment

We study the cosmological evolution of a light QCD axion and identify the parameter space to obtain the correct relic dark matter abundance. The axion potential is flattened at the origin, corresponding to the only minimum, while it is unsuppressed at π. These potential features arise by assuming a mirror sector with the strong CP phase $\overline{θ}$ shifted by π compared to the SM sector, which allows the mirror axion potential to be tuned against the usual QCD axion potential. Before the QCD phase transition, assuming the mirror sector is decoupled and much colder than the SM thermal bath, the mirror sector potential dominates, causing the axion to initially roll to a temporary minimum at π. However, after the QCD phase transition, the potential minimum changes, and the axion relaxes from the newly created “hilltop” near π to the CP-conserving minimum at the origin. As the axion adiabatically tracks this shift in the potential minimum through the QCD phase transition, with non-adiabatic evolution near π and 0, it alters the usual prediction of the dark matter abundance. Consequently, this “hilltop” misalignment mechanism opens new regions of axion parameter space, with the correct relic abundance while still solving the strong CP problem, that could be explored in future experiments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

The QCD axion sum rule

Abstract We demonstrate that the true QCD axion that solves the strong CP problem can be found in all generality outside the customary standard QCD band, with QCD being the sole source of Peccei-Quinn breaking. The essential reason is that the basis of axion-gluon interactions does not need to coincide with the mass basis. Specifically, we consider the case in which the QCD axion field is not the only singlet scalar in Nature but it mixes with other singlet scalars (besides theη′). We determine the exact mathematical condition for an arbitraryN-scalar potential to be Peccei-Quinn invariant. Such potentials provide extra sources of mass for the customary axion without enlarging the Standard Model gauge symmetry. The contribution to the axion mass stemming from the QCD topological susceptibility is shown to be shared then among theNaxion eigenstates through a precise sum rule. Their location can only be displaced to the right of the standard QCD band. We demonstrate that the axion closest to this band can be displaced from it by a factor of$$ \sqrt{N} $$ N at most, and this corresponds to the case in which all axion signals are maximally deviated. Conversely, if one axion is found on the standard QCD band, the other eigenstates will be out of experimental reach. Our results imply that any ALP experiment which finds a signal to the right of the standard QCD axion band can be solving the strong CP problem within QCD, with the associatedN− 1 excitations to be found in an area of parameter space that we determine. We illustrate the results and phenomenology in some particular cases.

Physics↗
DOE OSTI2025

Inching toward the QCD axions with axion magnetic resonance in helioscopes

Utilizing a helical magnet profile to enhance axion-photon conversion showed great promise in laboratory searches for high axion masses. We extend the mechanism, known as the axion-magnetic resonance (AMR), from laser experiments to axion helioscopes and demonstrate its potential in covering QCD axion parameter space. Specifically, we apply AMR to the CAST experiment legacy, make projections for the upcoming IAXO experiment, and assess its implications for both axion-like particles and QCD axions. We observe considerable improvement in the experiment’s sensitivity reach in all cases.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

The quality/cosmology tension for a post-inflation QCD axion

Abstract It is difficult to construct a post-inflation QCD axion model that solves the axion quality problem (and hence the Strong CP problem) without introducing a cosmological disaster. In a post-inflation axion model, the axion field value is randomized during the Peccei-Quinn phase transition, and axion domain walls form at the QCD phase transition. We emphasize that the gauge equivalence of all minima of the axion potential (i.e., domain wall number equals one) is insufficient to solve the cosmological domain wall problem. The axion string on which a domain wall ends must exist as an individual object (as opposed to a multi-string state), and it must be produced in the early universe. These conditions are often not satisfied in concrete models. Post-inflation axion models also face a potential problem from fractionally charged relics; solving this problem often leads to low-energy Landau poles for Standard Model gauge couplings, reintroducing the quality problem. We study several examples, finding that models that solve the quality problem face cosmological problems, and vice versa. This is not a no-go theorem; nonetheless, we argue that it is much more difficult than generally appreciated to find a viable post-inflation QCD axion model. Successful examples may have a nonstandard cosmological history (e.g., multiple types of cosmic axion strings of different tensions), undermining the widespread expectation that the post-inflation QCD axion scenario predicts a unique mass for axion dark matter.

Physics↗
DOE OSTI2023

A common origin for the QCD axion and sterile neutrinos from SU(5) strong dynamics

We identify the QCD axion and right-handed (sterile) neutrinos as bound states of an SU(5) chiral gauge theory with Peccei-Quinn (PQ) symmetry arising as a global symmetry of the strong dynamics. The strong dynamics is assumed to spontaneously break the PQ symmetry, producing a high-quality axion and naturally generating Majorana masses for the right-handed neutrinos at the PQ scale. The composite sterile neutrinos can directly couple to the left-handed (active) neutrinos, realizing a standard see-saw mechanism. Alternatively, the sterile neutrinos can couple to the active neutrinos via a naturally small mass mixing with additional elementary states, leading to light sterile neutrino eigenstates. The SU(5) strong dynamics therefore provides a common origin for a high-quality QCD axion and sterile neutrinos.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

New bounds on heavy QCD axions from big bang nucleosynthesis

We study big bang nucleosynthesis (BBN) constraints on heavy QCD axions. BBN offers a powerful probe of new physics that modifies the neutron-to-proton ratio during the process, thanks to the precisely measured primordial Helium-4 abundance. A heavy QCD axion provides an attractive target for this probe, because not only is it a well-motivated hypothetical particle by the strong 𝐶⁢𝑃 problem, but also it dominantly decays to hadrons if kinematically allowed. A range of its lifetime is thus excluded where the hadronic decays would significantly alter the neutron-to-proton ratio. We compute axion-induced modification of the neutron-to-proton ratio, and obtain robust upper bounds on the axion lifetimes, as low as 0.017 s for the axion mass higher than 300 MeV. Remarkably, this is stronger than projected future cosmic microwave background bounds via 𝑁 eff . Our bounds are largely insensitive to uncertainties in hadronic cross sections and the axion’s branching fractions into various hadrons, as well as to the precise value of the initial axion abundance. We also incorporate, for the first time, several key improvements, such as scattering processes by energetic 𝐾 𝐿 and secondary hadrons, that can also be important for studying general hadronic injections during BBN, not limited to those from axion decays.

Axions↗
DOE OSTI2025

Highly excited electron cyclotron for QCD axion and dark-photon detection

We propose using highly excited cyclotron states of a trapped electron to detect meV axion and dark-photon dark matter, marking a significant improvement over our previous proposal and demonstration [One-electron quantum cyclotron as a milli-ev dark-photon detector, .]. When the axion mass matches the cyclotron frequency ω c , the cyclotron state is resonantly excited, with a transition probability proportional to its initial quantum number, n c . The sensitivity is enhanced by taking n c ∼ 10 6 ( 0.1 meV ω c ) 2 . By optimizing key experimental parameters, we minimize the required averaging time for cyclotron detection to t ave ∼ 10 − 6 s, permitting detection of such a highly excited state before its decay. An open–end-cap trap design enables the external photon signal to be directed into the trap, rendering our background-free detector compatible with large focusing cavities, such as the BREAD proposal, while capitalizing on their strong magnetic fields. Furthermore, the axion conversion rate can be coherently enhanced by incorporating layers of dielectrics with alternating refractive indices within the cavity. Collectively, these optimizations enable us to probe the QCD axion parameter space from 0.1 to 2.3 meV (25–560 GHz), covering a substantial portion of the predicted postinflationary QCD axion mass range. This sensitivity corresponds to probing the kinetic mixing parameter of the dark photon down to ε ≈ 2 × 10 − 16 . Published by the American Physical Society 2025

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Dark Radiation Constraints on Heavy QCD Axions

The naturalness problem of PQ symmetry motivates study of the heavy QCD axion, with masses m a > 1 MeV generated at scales above the QCD scale, and low values of the PQ symmetry breaking scale, ƒ a . We compute the abundance of such axions in a model-independent way, assuming only that they freeze-out after reheating from inflation, and are not subsequently diluted by new physics. If these axions decay between neutrino decoupling and the last scatter era of the Cosmic Microwave Background (CMB), they dilute the neutrinos and their abundance is constrained by CMB measurements of the energy density in dark radiation, N eff . We accurately compute this bound using a numerical code to evolve the axion momentum distribution, including many key processes and effects previously ignored. We assume that the only relevant axion decays are to final states involving Standard Model particles. We determine regions of (m a , ƒ a ) that will give a signal in N eff at CMB Stage 4 experiments. We similarly compute the N eff bound and CMB Stage 4 signal for heavy axions that can decay to light mirror photons. Finally, we compute the bounds on heavy axions with mass below 1 MeV that decay after the era of CMB last scatter, from their contribution to cold or hot dark matter or N eff at this era.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

QCD axion: Some like it hot

We compare the quantum chromodynamics (QCD) axion phase-space distribution from unitarized next-to-leading order chiral perturbation theory with the one extracted from pion-scattering data. We derive a robust bound by confronting momentum-dependent Boltzmann equations against up-to-date observations of the cosmic microwave background, of the baryonic acoustic oscillations and of primordial abundances. These datasets imply 𝑚 𝑎 ≤ 0.16 eV for the 95% credible interval, i.e., ∼ 30% stronger bound than what previously found. We present forecasts using dedicated likelihoods for future cosmological surveys and the sphaleron rate from unquenched lattice QCD.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Warm inflation with a heavy QCD axion

We propose the first model of warm inflation in which the particle production emerges directly from coupling the inflaton to Standard Model particles. Warm inflation, an early epoch of sustained accelerated expansion at finite temperature, is a compelling alternative to cold inflation, with distinct predictions for inflationary observables such as the amplitude of fluctuations, the spectral tilt, the tensor-to-scalar ratio, and non-gaussianities. In our model a heavy QCD axion acts as the warm inflaton whose coupling to Standard Model gluons sources the thermal bath during warm inflation. Axion-like couplings to non-Abelian gauge bosons have been considered before as a successful microphysical theory with emerging thermal friction that can maintain finite temperature during inflation via sphaleron heating. However, the presence of light fermions charged under the non-Abelian group suppresses particle production, hindering a realization of warm inflation by coupling to QCD. We point out that the Standard Model quarks can be heavy during warm inflation if the Higgs field resides in a high-energy second minimum which restores efficient sphaleron heating. A subsequent large reheating temperature is required to allow the Higgs field to relax to its electroweak minimum. Exploring a scenario in which hybrid warm inflation provides the large reheating temperature, we show that future collider and beam dump experiments have discovery potential for a heavy QCD axion taking the role of the warm inflaton.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

First constraints on QCD axion dark matter using James Webb Space Telescope observations

I present the first constraints on QCD axion dark matter using measurements from the James Webb Space Telescope. By utilizing publicly available MIRI and NIRSpec blank-sky observations, originally collected for sky subtraction purposes, I derive strong limits on the axion-photon coupling constant $g_{a \gamma \gamma}$ in the mass range 0.1-4 eV. These constraints improve upon previous studies by more than two orders of magnitude for a range of masses. This analysis underscores the potential of blank-sky observations as a powerful tool for constraining dark matter models and demonstrates how astrophysical missions can be repurposed for particle physics research.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

A heavy QCD axion and the mirror world

We study the mirror world with dark matter arising from the thermal freeze-out of the lightest, stable mirror particle — the mirror electron. The dark matter abundance is achieved for mirror electrons of mass 225 GeV, fixing the mirror electroweak scale near 10 8 GeV. This highly predictive scenario is realized by an axion that acts as a portal between the two sectors through its coupling to the QCD and mirror QCD sectors. The axion is more massive than the standard QCD axion due to additional contributions from mirror strong dynamics. Still, the strong CP problem is solved by this ‘heavy’ axion due to the alignment of the QCD and mirror QCD potentials. Mirror entropy is transferred into the Standard Model sector via the axion portal, which alleviates overproduction of dark radiation from mirror glueball decays. This mirror scenario has a variety of signals: (1) primordial gravitational waves from the first-order mirror QCD phase transition occurring at a temperature near 35 GeV, (2) effects on large-scale structure from dark matter self-interactions from mirror QED, (3) dark radiation affecting the cosmic microwave background, and (4) the rare kaon decay, K + → (π + + axion). The first two signals do not depend on any fundamental free parameters of the theory while the latter two depend on a single free parameter, the axion decay constant.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Neutron stars with exceptionally light QCD axions

We present a comprehensive study of axion condensed neutron stars that arise in models of an exceptionally light axion that couples to quantum chromodynamics (QCD). These axions solve the strong-charge-parity (𝐶⁢𝑃) problem, but have a mass-squared lighter than that due to QCD by a factor of 𝜖 < 1. Inside dense matter, the axion potential is altered, and much of the matter in neutron stars resides in the axion condensed phase where the strong-𝐶⁢𝑃 parameter 𝜃 = 𝜋 and 𝐶⁢𝑃 remains a good symmetry. In these regions, masses and interactions of nucleons are modified, in turn changing the equation of state (EOS), structure, and phenomenology of the neutron stars. We take the first steps toward the study of the EOS of neutron star matter at 𝜃 = 𝜋 within chiral effective field theory and use relativistic mean field theory to deduce the resulting changes to nuclear matter and the neutron star low-density EOS. We derive constraints on the exceptionally light axion parameter space based on observations of the thermal relaxation of accreting neutron stars, isolated neutron star cooling, and pulsar glitches, excluding the region up to 5 ×10 −7 ≲ 𝜖 ≲ 0.2 for 𝑚 𝑎 ≳ 2 × 10 −9 eV. We comment on potential changes to the neutron star mass-radius relationship, and discuss the possibility of novel, nuclear-density compact objects with 𝜃 = 𝜋 that are stabilized not by gravity but by the axion potential.

axions↗
DOE OSTI2025

String theory and grand unification suggest a submicroelectronvolt QCD axion

Axions, grand unification, and string theory are each compelling extensions of the Standard Model. We show that combining these frameworks imposes strong constraints on the QCD axion mass. Using perturbative unitarity arguments and explicit string compactifications—such as those from the Kreuzer-Skarke (KS) type IIB ensemble—we find that the axion mass is favored to lie within the range 10 −11 eV ≲ 𝑚 𝑎 ≲ 10 −8 eV. This range is directly relevant for near-future axion dark matter searches, including ABRACADABRA/DMRadio and CASPEr. We argue that grand unification and the absence of proton decay suggest a compactification volume that keeps the string scale above the unification scale ( ∼ 10 16 GeV), which in turn limits how heavy the axion can be. The same requirements limit the KS axiverse to have at most ∼ 47 axions. As an additional application of our methodology, we search for axions in the KS axiverse that could explain the recent Dark Energy Spectroscopic Instrument hints of evolving dark energy but find none with high enough decay constant (𝑓 𝑎 ≳ 2.5 ×10 17 GeV); we comment on why such high decay constants and low axion masses are difficult to obtain in string compactifications more broadly.

Axions↗
DOE OSTI2025

Search for Postinflationary QCD Axions with a Quantum-Limited Tunable Microwave Receiver

A search for cosmological axions has been performed by scanning a frequency region of 38 MHz centered at about 10.2 GHz, corresponding to an axion mass 𝑚 𝑎 ≃ 42 μ ⁢eV. The QUAX experimental apparatus, a haloscope comprised of a 1-liter volume tunable cavity immersed in an 8 T magnetic field and a quantum-limited detection chain, set limits on the axion-photon coupling at the 10 −14 GeV −1 level. As no signal candidate has been observed, viable hadronic axion models are ruled out in a currently preferred postinflationary region 𝑚 𝑎 > 40 μ ⁢eV.

Sardo Infirri, Giosue [INFN, Sezione di Padova; Un↗
DOE OSTI2024

Cosmological dynamics of string theory axion strings

The quantum chromodynamics (QCD) axion may solve the strong CP problem and explain the dark matter (DM) abundance of our Universe. The axion was originally proposed to arise as the pseudo-Nambu-Goldstone boson of global U⁢(1) PQ Peccei-Quinn (PQ) symmetry breaking, but axions also arise generically in string theory as zero modes of higher-dimensional gauge fields. In this work we show that string theory axions behave fundamentally differently from field theory axions in the early Universe. Field theory axions may form axion strings if the PQ phase transition takes place after inflation. In contrast, we show that string theory axions do not generically form axion strings. In special inflationary paradigms, such as D-brane inflation, string theory axion strings may form; however, their tension is parametrically larger than that of field theory axion strings. We then show that such QCD axion strings overproduce the DM abundance for all allowed QCD axion masses and are thus ruled out, except in scenarios with large warping. A loop-hole to this conclusion arises in the axiverse, where an axion string could be composed of multiple different axion mass eigenstates; a heavier eigenstate could collapse the network earlier, allowing for the QCD axion to produce the correct DM abundance and also generating observable gravitational wave signals.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗