Sum rule functions
Sum rule functions for expressions of atomic or molecular quantum mechanical properties
Barnsley, M.↗
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Effective restoration of dipole sum rules within the renormalized random-phase approximation
Not Available
Hung, N. Quang↗
Leptonic sum rules from flavour models with modular symmetries
Sum rules in the lepton sector provide an extremely valuable tool to classify flavour models in terms of relations between neutrino masses and mixing parameters testable in a plethora of experiments. In this manuscript we identify new leptonic sum rules arising in models with modular symmetries with residual symmetries. These models simultaneously present neutrino mass sum rules, involving masses and Majorana phases, and mixing sum rules, connecting the mixing angles and the Dirac CP-violating phase. The simultaneous appearance of both types of sum rules leads to some non-trivial interplay, for instance, the allowed absolute neutrino mass scale exhibits a dependence on the Dirac CP-violating phase. We derive analytical expressions for these novel sum rules and present their allowed parameter ranges as well as their predictions at upcoming neutrino experiments.
72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
Studying nuclear medium modification using the Gerasimov-Drell-Hearn sum rule
The Gerasimov–Drell–Hearn sum rule is a generic relation that has been used to make significant contributions to research in hadronic physics. It connects the spin-dependent cross-section for photoproduction off a particle to the squared ratio of the particle’s anomalous magnetic moment and its mass, (κ/M)2. Thus, for a nucleon embedded in a nucleus, the sum rule relates the cross-section to κ/M averaged quadratically over the nucleons comprising the nucleus. This quadratic averaging can be used to constrain the mechanism responsible for the medium modification of the nucleon. We also point out that the global properties of the embedded nucleon like its axial charge, mass or magnetic moment are observables measurable through sum rules.
Deur, A. [Thomas Jefferson National Accelerator Fa↗
Exact sum rules for quantum billiards of arbitrary shape
Highlights: Sum rules of order one for domains of arbitrary shape are considered. The sum rules are proved to be finite. Exact expressions for number of examples are obtained. These expressions are verified with accurate numerical tests. -- Abstract: We have derived explicit expressions for the sum rules of order one of the eigenvalues of the negative Laplacian on two dimensional domains of arbitrary shape. Taking into account the leading asymptotic behavior of these eigenvalues, as given from Weyl’s law, we show that it is possible to define sum rules that are finite, using different prescriptions. We provide the explicit expressions and test them on a number of non trivial examples, comparing the exact results with precise numerical results.
71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
Transition sum rules in the shell model
An important characterization of electromagnetic and weak transitions in atomic nuclei are sum rules. We focus on the non-energy-weighted sum rule (NEWSR), or total strength, and the energy- weighted sum rule (EWSR); the ratio of the EWSR to the NEWSR is the centroid or average energy of transition strengths from an nuclear initial state to all allowed final states. These sum rules can be expressed as expectation values of operators, in the case of the EWSR a double commutator. While most prior applications of the double-commutator have been to special cases, we derive general formulas for matrix elements of both operators in a shell model framework (occupation space), given the input matrix elements for the nuclear Hamiltonian and for the transition operator. With these new formulas, we easily evaluate centroids of transition strength functions, with no need to calculate daughter states. We then apply this simple tool to a number of nuclides, and demonstrate the sum rules follow smooth secular behavior as a function of initial energy, as well as compare the electric dipole (E1) sum rule against the famous Thomas-Reiche-Kuhn version. We also find surprising systematic behaviors for ground state electric quadrupole (E2) centroids in the $sd$-shell.
73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
Sum rules and other properties involving resonance projection operators
A sum rule is derived for the auxiliary eigenvalues of an equation whose eigenspectrum pertains to projection operators which describe electron scattering from multielectron atoms and ions. The sum rule's right-hand side depends on an integral involving the target system eigenfunctions. The sum rule is checked for several approximations of the two-electron target. It is shown that target functions which have a unit eigenvalue in their auxiliary eigenspectrum do not give rise to well-defined projection operators except through a limiting process. For Hylleraas target approximations, the auxiliary equations are shown to contain an infinite spectrum. However, using a Rayleigh-Ritz variational principle, it is shown that a comparatively simple aproximation can exhaust the sum rule to better than five significant figures. The auxiliary Hylleraas equation is greatly simplified by conversion to a square root equation containing the same eigenfunction spectrum and from which the required eigenvalues are trivially recovered by squaring.
Berk, A.↗
Photo-absorption sum rules σ{sub –1} in different environments (Atoms, nuclei, nucleons)
Combining the spin-dependent dispersion GDH-sum rule, the isotopic-spin-dependent Cabibbo-Radicati sum rule, and the relativistic dipole-moment-fluctuation (i.e. generalized Gottfried) sum rule with the three valence quark configuration of nucleons taken into account for the composition of the ground and the excited states of the nucleon, the relevant moments of the distribution and correlation functions of the quark electric dipole moment operators in the nucleon ground state are expressed via the experimentally measurable nucleon resonance photo-excitation amplitudes.These functions are of interest for checking detailed quark-configuration structure of the nucleon state vector. Within the non-relativistic approach to photo-absorption sum rules for the 3N-nuclei a new σ{sub –1} sum rule proposed which is based on general charge-symmetry (CS) consequences for the “CS-conjugated” triton and {sup 3}He.
72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
Definition of fragmentation functions and the violation of sum rules
We point out a problem with the formulation and derivations of sum rules for quark fragmentation functions that impacts their validity in QCD, but which potentially points toward an improved understanding of final states in inclusive hard processes. Fragmentation functions give the distribution of final-state hadrons arising from a parton exiting a hard scattering, and the sum rules for momentum, electric charge, etc. express conservation of these quantities. The problem arises from a mismatch between the quark quantum numbers of the initial quark and the fact that all observed final-state hadrons are confined bound states with color zero. We point that, in a confining theory like QCD, the Wilson line in the operator definition of a fragmentation function entails that the final state in a fragmentation function includes a bound state in the external field generated by the Wilson line. We justify this with the aid of general features of string hadronization. The anomalous bound states are restricted to fractional momentum z = 0 . They tend to invalidate sum rules like the one for charge conservation when applied to the fragmentation functions inferred from experimental data but not the momentum sum rule. We propose to exploit our ideas in future studies as a way to relate the fragmentation functions extracted from inclusive cross sections to more detailed nonperturbative descriptions of final state hadronization. We also describe scenarios wherein the traditional sum rules might remain approximately valid with a reasonably high degree of accuracy. Published by the American Physical Society 2024
71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
Sum rules for variational wavefunctions.
Sum rule properties of finite set of wave functions obtained from application of variational principles to basis functions linear combinations
Dalgarno, A.↗
Sum rules in the standard model effective field theory from helicity amplitudes
The dispersion relation of an elastic 4-point amplitude in the forward direction leads to a sum rule that connects the low energy amplitude to the high energy observables. We perform a classification of these sum rules based on massless helicity amplitudes. With this classification, we are able to systematically write down the sum rules for the dimension-6 operators of the Standard Model Effective Field Theory (SMEFT), some of which are absent in previous literatures. These sum rules offer distinct insights on the relations between the operator coefficients in the EFT and the properties of the full theory that generates them. Their applicability goes beyond tree level, and in some cases can be used as a practical method of computing the one loop contributions to low energy observables. They also provide an interesting perspective for understanding the custodial symmetries of the SM Higgs and fermion sectors.
72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
Multi-Higgs doublet models: the Higgs-fermion couplings and their sum rules
This is the second of a series of papers that explores the physical parameterization, sum rules and unitarity bounds arising from a non-minimal scalar sector of the Standard Model (SM) that consists of N Higgs doublets. In this paper, we focus on the structure and implication of the Yukawa interactions that couple the N scalar doublets to the SM fermions. We employ the charged Higgs basis, which is defined as the basis of scalar fields such that the neutral scalar field vacuum expectation value resides entirely in one of the N scalar doublet fields, and the charged components of the remaining N – 1 scalar doublet fields are the physical (mass-eigenstate) charged Higgs fields. Based on the structure of the Yukawa Lagrangian of the model (and as a consequence of tree-level unitarity), one may deduce numerous sum rules, several of which have not appeared previously in the literature. Furthermore, these sum rules can be used to uncover intimate relations between the structure of the Higgs-fermion couplings and the scalar/gauge couplings. In particular, we show that the approximate alignment limit, in which the W + W – and ZZ couplings to the observed Higgs boson are approximately SM-like, imposes significant constraints on the Higgs-fermion couplings.
72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
Graviton scattering and a sum rule for the c anomaly in 4D CFT
4D CFTs have a scale anomaly characterized by the coefficient c, which appears as the coefficient of logarithmic terms in momentum space correlation functions of the energy-momentum tensor. By studying the CFT contribution to 4-point graviton scattering amplitudes in Minkowski space we derive a sum rule for c in terms of TT O OPE coefficients. The sum rule can be thought of as a version of the optical theorem, and its validity depends on the existence of the massless and forward limits of the $\langle$TTTT$\rangle$ correlation functions that contribute. The finiteness of these limits is checked explicitly for free scalar, fermion, and vector CFTs. The sum rule gives c as a sum of positive terms, and therefore implies a lower bound on c given any lower bound on TT O OPE coefficients. We compute the coefficients to the sum rule for arbitrary operators of spin 0 and 2, including the energy-momentum tensor.
72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
L-edge sum rule analysis on 3d transition metal sites: from d 10 to d 0 and towards application to extremely dilute metallo-enzymes
According to L-edge sum rules, the number of 3d vacancies at a transition metal site is directly proportional to the integrated intensity of the L-edge X-ray absorption spectrum (XAS) for the corresponding metal complex. In this study, the numbers of 3d holes are characterized quantitatively or semi-quantitatively for a series of manganese (Mn) and nickel (Ni) complexes, including the electron configurations 3d 10 → 3d 0 . In addition, extremely dilute (<0.1% wt/wt) Ni enzymes were examined by two different approaches: (1) by using a high resolution superconducting tunnel junction X-ray detector to obtain XAS spectra with a very high signal-to-noise ratio, especially in the non-variant edge jump region; and (2) by adding an inert tracer to the sample that provides a prominent spectral feature to replace the weak edge jump for intensity normalization. In this publication, we present for the first time: (1) L-edge sum rule analysis for a series of Mn and Ni complexes that include electron configurations from an open shell 3d0 to a closed shell 3d 10 ; (2) a systematic analysis on the uncertainties, especially on that from the edge jump, which was missing in all previous reports; (3) a clearly-resolved edge jump between pre-L 3 and post-L 2 regions from an extremely dilute sample; (4) an evaluation of an alternative normalization standard for L-edge sum rule analysis. XAS from two copper (Cu) proteins measured using a conventional semiconductor X-ray detector are also repeated as bridges between Ni complexes and dilute Ni enzymes. The differences between measuring 1% Cu enzymes and measuring <0.1% Ni enzymes are compared and discussed. As a result, this study extends L-edge sum rule analysis to virtually any 3d metal complex and any dilute biological samples that contain 3d metals.
37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
Sum rules and static local-field corrections of electron liquids in two and three dimensions
The dielectric functions of electron liquids which take into account short-range electron-electron correlations via the static local-field corrections are examined in the light of the frequency-moment sum rules. The formation is given for degenerate as well as classical electron liquids in arbitrary (d) spatial dimensions, which is suitable for comparison between the two- and three-dimensional cases. By using the virial equations of state it is shown that such dielectric functions cannot satisfy the compressibility sum rule and the third-frequency-moment sum rule simultaneously. In the degenerate case, the plasmon, single-pair, and multipair contributions to the sum rules are analyzed, and the reason for this incompatibility is discussed.
Iwamoto, N.↗
Single-pion contribution to the Gerasimov-Drell-Hearn sum rule and related integrals
Phenomenological amplitudes obtained in partial-wave analyses (PWA) of single-pion photoproduction are used to evaluate the contribution of this process to the Gerasimov-Drell-Hearn (GDH), Baldin and Gell-Mann-Goldberger-Thirring (GGT) sum rules, by integrating up to 2 GeV in photon energy. Here, our study confirms that the single-pion contribution to all these sum rules converges even before the highest considered photon energy, but the levels of saturation are very different in the three cases. Single-pion production almost saturates the GDH sum rule for the proton, while a large fraction is missing in the neutron case. The Baldin integrals for the proton and the neutron are both saturated to about four fifths of the predicted total strength. For the GGT sum rule, the wide variability in predictions precludes any definitive statement.
73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
Consistency of nucleon-transfer sum rules in well-deformed nuclei
Here, nucleon-transfer sum rules have been assessed via a consistent reanalysis of cross-section data from neutron-adding (d, p) and -removing (d, t) reactions on well-deformed isotopes of Gd, Dy, Er, Yb, and W, with 92 ≤ N ≤ 108 , studied at the Niels Bohr Institute in the 1960s and 1970s. These are complemented by new measurements of cross sections using the (d, p), (d, t), and (p, d) reactions on a subset of these nuclei. The sum rules, defined in a Nilsson-model framework, are remarkably consistent. A single overall normalization is used in the analysis, which appears to be sensitive to assumptions about the reaction mechanism, and in the case of sums using the (d, t) reaction, differs from values determined from reactions on spherical systems.
73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗