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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2021

Leptonic sum rules from flavour models with modular symmetries

Sum rules in the lepton sector provide an extremely valuable tool to classify flavour models in terms of relations between neutrino masses and mixing parameters testable in a plethora of experiments. In this manuscript we identify new leptonic sum rules arising in models with modular symmetries with residual symmetries. These models simultaneously present neutrino mass sum rules, involving masses and Majorana phases, and mixing sum rules, connecting the mixing angles and the Dirac CP-violating phase. The simultaneous appearance of both types of sum rules leads to some non-trivial interplay, for instance, the allowed absolute neutrino mass scale exhibits a dependence on the Dirac CP-violating phase. We derive analytical expressions for these novel sum rules and present their allowed parameter ranges as well as their predictions at upcoming neutrino experiments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Studying nuclear medium modification using the Gerasimov-Drell-Hearn sum rule

The Gerasimov–Drell–Hearn sum rule is a generic relation that has been used to make significant contributions to research in hadronic physics. It connects the spin-dependent cross-section for photoproduction off a particle to the squared ratio of the particle’s anomalous magnetic moment and its mass, (κ/M)2. Thus, for a nucleon embedded in a nucleus, the sum rule relates the cross-section to κ/M averaged quadratically over the nucleons comprising the nucleus. This quadratic averaging can be used to constrain the mechanism responsible for the medium modification of the nucleon. We also point out that the global properties of the embedded nucleon like its axial charge, mass or magnetic moment are observables measurable through sum rules.

Deur, A. [Thomas Jefferson National Accelerator Fa↗
DOE OSTI2024

Definition of fragmentation functions and the violation of sum rules

We point out a problem with the formulation and derivations of sum rules for quark fragmentation functions that impacts their validity in QCD, but which potentially points toward an improved understanding of final states in inclusive hard processes. Fragmentation functions give the distribution of final-state hadrons arising from a parton exiting a hard scattering, and the sum rules for momentum, electric charge, etc. express conservation of these quantities. The problem arises from a mismatch between the quark quantum numbers of the initial quark and the fact that all observed final-state hadrons are confined bound states with color zero. We point that, in a confining theory like QCD, the Wilson line in the operator definition of a fragmentation function entails that the final state in a fragmentation function includes a bound state in the external field generated by the Wilson line. We justify this with the aid of general features of string hadronization. The anomalous bound states are restricted to fractional momentum z = 0 . They tend to invalidate sum rules like the one for charge conservation when applied to the fragmentation functions inferred from experimental data but not the momentum sum rule. We propose to exploit our ideas in future studies as a way to relate the fragmentation functions extracted from inclusive cross sections to more detailed nonperturbative descriptions of final state hadronization. We also describe scenarios wherein the traditional sum rules might remain approximately valid with a reasonably high degree of accuracy. Published by the American Physical Society 2024

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Sum rules in the standard model effective field theory from helicity amplitudes

The dispersion relation of an elastic 4-point amplitude in the forward direction leads to a sum rule that connects the low energy amplitude to the high energy observables. We perform a classification of these sum rules based on massless helicity amplitudes. With this classification, we are able to systematically write down the sum rules for the dimension-6 operators of the Standard Model Effective Field Theory (SMEFT), some of which are absent in previous literatures. These sum rules offer distinct insights on the relations between the operator coefficients in the EFT and the properties of the full theory that generates them. Their applicability goes beyond tree level, and in some cases can be used as a practical method of computing the one loop contributions to low energy observables. They also provide an interesting perspective for understanding the custodial symmetries of the SM Higgs and fermion sectors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Single-pion contribution to the Gerasimov-Drell-Hearn sum rule and related integrals

Phenomenological amplitudes obtained in partial-wave analyses (PWA) of single-pion photoproduction are used to evaluate the contribution of this process to the Gerasimov-Drell-Hearn (GDH), Baldin and Gell-Mann-Goldberger-Thirring (GGT) sum rules, by integrating up to 2 GeV in photon energy. Here, our study confirms that the single-pion contribution to all these sum rules converges even before the highest considered photon energy, but the levels of saturation are very different in the three cases. Single-pion production almost saturates the GDH sum rule for the proton, while a large fraction is missing in the neutron case. The Baldin integrals for the proton and the neutron are both saturated to about four fifths of the predicted total strength. For the GGT sum rule, the wide variability in predictions precludes any definitive statement.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2021

Consistency of nucleon-transfer sum rules in well-deformed nuclei

Here, nucleon-transfer sum rules have been assessed via a consistent reanalysis of cross-section data from neutron-adding (d, p) and -removing (d, t) reactions on well-deformed isotopes of Gd, Dy, Er, Yb, and W, with 92 ≤ N ≤ 108 , studied at the Niels Bohr Institute in the 1960s and 1970s. These are complemented by new measurements of cross sections using the (d, p), (d, t), and (p, d) reactions on a subset of these nuclei. The sum rules, defined in a Nilsson-model framework, are remarkably consistent. A single overall normalization is used in the analysis, which appears to be sensitive to assumptions about the reaction mechanism, and in the case of sums using the (d, t) reaction, differs from values determined from reactions on spherical systems.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2022

Investigating the coalescence-inspired sum rule for light nuclei and hypernuclei in heavy-ion collisions

A data-driven idea is presented to test if light nuclei and hypernuclei obey the coalescence-inspired sum rule, i.e., to test if the flow of a light nucleus or hypernucleus is the summed flow of each of its constituents. Here, the mass difference and charge difference among the constituents of light nuclei and hypernuclei are treated appropriately. The idea is applied to the available data for $\sqrt{^sNN}$ = 3 GeV fixed-target Au + Au collisions at the Relativistic Heavy Ion Collider (RHIC), published by the STAR Collaboration. It is found that the sum rule for light nuclei is approximately valid near midrapidity (-0.3 < $\mathcal{y}$ < 0), but there is a clear violation of the sum rule at large rapidity ($\mathcal{y}$ < -0.3). Further, the Jet AA Microscopic Transport Model (JAM), with baryonic mean-field plus nucleon coalescence, generates a similar pattern as obtained from the experimental data. In the present approach, the rapidity dependence of directed flow of the hypernuclei $^3_Λ$⁢H and $^4_Λ$H is predicted in a model-independent way for $\sqrt{^sNN}$ = 3 GeV Au + Au collisions, which will be explored by ongoing and future measurements from STAR.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Nonequilibrium spectral moment sum rules of the Holstein–Hubbard model

Abstract We derive a general procedure for evaluating the n th derivative of a time-dependent operator in the Heisenberg representation and employ this approach to calculate the zeroth to third spectral moment sum rules of the retarded electronic Green’s function and self-energy for a system described by the Holstein–Hubbard model allowing for arbitrary spatial and time variation of all parameters (including spatially homogeneous electric fields and parameter quenches). For a translationally invariant (but time-dependent) Hamiltonian, we also provide sum rules in momentum space. The sum rules can be applied to various different phenomena like time-resolved angle-resolved photoemission spectroscopy and benchmarking the accuracy of numerical many-body calculations. This work also corrects some errors found in earlier work on simpler models.

Physics↗
DOE OSTI2020

Exact sum rules with approximate ground states

Electromagnetic and weak transitions tell us a great deal about the structure of atomic nuclei. Yet modeling transitions can be difficult: it is often easier to compute the ground state, if only as an approximation, than excited states. One alternative is through transition sum rules, in particular the non-energy-weighted and energy-weighted sum rules, which can be computed as expectation values of operators. We investigate by computing sum rules for a variety of nuclei, comparing the numerically exact full configuration-interaction shell model, as a reference, to Hartree-Fock, projected Hartree-Fock, and the nucleon pair approximation. Furthermore, these approximations yield reasonable agreement, which we explain by prior work on the systematics of transition moments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Nucleon Spin Sum Rules and Spin Polarizabilities at low $Q^2$

We report on recently published experimental studies on spin sum rules, namely the generalized Gerasimov-Drell-Hearn, Bjorken, Burkhardt-Cottingham, Schwinger, and generalized spin polarizability sum rules. The data were taken at Jefferson Lab in Halls A and B by experiments E97-110 and EG4, respectively. They covered the very low $Q^2$ domain, down to $Q^2$$\simeq$0.02 GeV$^2$, where Chiral Effective Field Theory ($\chi$EFT) predictions should be valid. While some of the obervables agree with the state-of-the-art $\chi$EFT predictions, others are in tensions, including the Longitudinal-Transverse interference polarizability $\delta_{\rm LT}^n(Q^2)$ for which $\chi$EFT prediction was expected to be robust. This suggests that $\chi$EFT does not yet consistently describes nucleon spin observables, even in the very low $Q^2$ domain covered by the experiments.

Deur, Alexandre↗
DOE OSTI2022

Transverse Enhancement, Longitudinal Quenching and Coulomb Sum Rule in e-$^{12}$C and e-$^{16}$O Scattering

We present a short summary of a phenomenological analysis of all available electron scattering data on 12 C 12 C (about 6600 differential cross section measurements) and on 16 O 16 O (about 250 measurements) within the framework of the quasielastic superscaling model (including Pauli blocking). All quasielastic and inelastic cross section measurements are included down to the lowest momentum transfer ? q (including photo-production data). We find that there is enhancement of the transverse quasielastic response function and quenching of the longitudinal response function at low ? q (in addition to Pauli blocking). We extract parameterizations of a ? ? ? ? ? ? ? ? ? ? ? ? ? ? multiplicative low ? q "Longitudinal Quenching Factor" and an ? ? ? ? ? ? ? ? additive "Transverse Enhancement" contribution. Additionally, we find that the excitation of nuclear states contribute significantly (up to 30\%) to the Coulomb Sum Rule. We extract the most accurate determination of the sum rule to date and find it to be in disagreement with random phase approximation based calculations but in reasonable agreement with recent theoretical calculations such as "First Principle Green's Function Monte Carlo".

Bodek, Arie↗
DOE OSTI2025

Chiral-odd generalized parton distributions in the large-𝑁 𝑐 limit of QCD: Spin-flavor structure, polynomiality, and sum rules

We study the nonperturbative properties of the nucleon’s chiral-odd generalized parton distributions (transversity GPDs) in the large-𝑁 𝑐 limit of QCD. This includes the parametric ordering of the spin-flavor components, the polynomiality property of the moments, and the sum rules connecting the GPDs with the tensor form factors. A multipole expansion in the transverse momentum transfer is used to enumerate and interpret the structures in the nucleon matrix element of the chiral-odd partonic operator, including monopole, dipole and quadrupole terms. The 1/𝑁 𝑐 expansion of the GPDs is performed using the abstract mean-field picture of baryons in the large-𝑁 𝑐 limit and its symmetries. We derive a large-𝑁 𝑐 relation between the flavor-nonsinglet GPDs 𝐸$^{𝑢−𝑑}_𝑇$ and $\tilde{𝐻}^{𝑢−𝑑}_𝑇$ and test it with recent lattice QCD results. We show that the polynomiality property and sum rules of the GPDs are fulfilled with the restricted realization of translational and rotational invariance in the mean-field picture. The results provide a basis for the phenomenological analysis of chiral-odd GPDs and hard exclusive processes in the large-𝑁 𝑐 limit, and for calculations in specific dynamical models.

generalized parton distributions↗
DOE OSTI2021

The diffractive contribution to deep inelastic lepton-proton scattering: Implications for QCD momentum sum rules and parton distributions

The cross section for deep inelastic lepton-proton scattering (DIS) ℓp→ℓ'p'X includes a diffractive deep inelastic (DDIS) contribution ℓp→ℓ'p'X, in which the proton remains intact with a large longitudinal momentum fraction x F greater than 0.9 and small transverse momentum. The DDIS events, which can be identified with Pomeron exchange in the t-channel, account for approximately 10% of all of the DIS events. Thus, when one measures DIS, one automatically includes the leading-twist Bjorken-scaling DDIS events as a contribution to the DIS cross section, whether or not the final-state proton p' is detected. In such events, the missing momentum fraction x p ' ~0.9 carried by the final-state proton p' in the DDIS events could be misidentified with the light-front momentum fraction carried by sea quarks or gluons in the protons' Fock structure. As we shall show in this article, the underlying QCD Pomeron-exchange amplitude which produces the DDIS events does not obey the operator product expansion nor satisfy momentum sum rules. Thus we conclude that the quark and gluon distributions measured in DIS experiments will be misidentified, unless the measurements explicitly exclude the DDIS events and that a correct determination of the parton distribution functions (PDFs) derived from the DIS data requires the explicit subtraction of the DDIS contribution from the full DIS cross section.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2020

Coulomb sum rule for 4 He and 16 O from coupled-cluster theory

We demonstrate the capability of coupled-cluster theory to compute the Coulomb sum rule for the 4 He and 16 O nuclei using interactions from chiral effective field theory. We perform several checks, including a few-body benchmark for 4He. We provide an analysis of the center-of-mass contaminations, which we are able to safely remove. We then compare with other theoretical results and experimental data available in the literature, obtaining a fair agreement. This is a first and necessary step towards initiating a program for computing neutrino-nucleus interactions from first principles in coupled-cluster theory and supporting the experimental long-baseline neutrino program with a state-of-the-art theory that can reach medium-mass nuclei.

6 ≤ A ≤ 19A ≤ 5↗
DOE OSTI2022

Dispersive sum rules in AdS 2

Dispersion relations for S-matrices and CFT correlators translate UV consistency into bounds on IR observables. In this note, we construct dispersive sum rules for 1D CFTs. We use them to prove bounds on higher-derivative couplings in weakly-coupled non-gravitational EFTs in AdS2. At the leading order in the bulk-point limit, the bounds agree with the flat-space result. We compute the leading universal effect of finite AdS radius on the bounds. Along the way, we give an explicit formula for anomalous dimensions in general higher-derivative contact Witten diagrams in AdS 2 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

X-ray Thomson scattering absolute intensity from the f-sum rule in the imaginary-time domain

We present a formally exact and simulation-free approach for the normalization of X-ray Thomson scattering (XRTS) spectra based on the f-sum rule of the imaginary-time correlation function (ITCF). Our method works for any degree of collectivity, over a broad range of temperatures, and is applicable even in nonequilibrium situations. In addition to giving us model-free access to electronic correlations, this new approach opens up the intriguing possibility to extract a plethora of physical properties from the ITCF based on XRTS experiments.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2023

Contribution of nuclear excitation electromagnetic form factors in C 12 and O 16 to the Coulomb sum rule

We report on empirical parametrizations of longitudinal and transverse nuclear excitation electromagnetic form factors in 12 C and 16 O. We extract the contribution of nuclear excitations to the normalized inelastic Coulomb sum rule [S L (q)] as a function of momentum transfer q and find that it is significant (0.29 ± 0.030 at q = 0.22 GeV). The total contributions of nuclear excitations to S L (q) in 12 C and 16 O are found to be equal within uncertainties. Since the cross sections for nuclear excitations are significant, the radiative tails from nuclear excitations should be included in precise calculations of radiative corrections to quasielastic electron scattering at low q and deep-inelastic electron scattering at large energy transfers ν. The parametrizations also serve as a benchmark in testing theoretical modeling of cross sections for excitation of nuclear states in electron and neutrino interactions on nuclear targets at low energies.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2026

Dynamical correlations and nonequilibrium sum rules in photodoped Hubbard ladders

Using matrix product state techniques we study the nonequilibrium dynamical response of the half-filled Hubbard ladder when subject to an optical pump. Optical pumping offers a way of producing and manipulating new strongly correlated phenomena by suppressing existing magnetic correlations. The ladder allows the effects of pump directionality to be investigated, and compared to a single chain it has strong spin-charge coupling and a fully gapped excitation spectrum, promising different nonequilibrium physics. We compute time-dependent correlations, including the nonequilibrium dynamical structure factors for spin and charge. By deriving a combined spin-charge sum rule that applies both in and out-of-equilibrium, we show that spectral weight is pumped directly from the antiferromagnetic spin response into a low energy 𝜔 ∼ 0 charge response below the Mott gap. The transfer of weight is pump direction dependent: pumping directed along the legs disrupts magnetic correlations more than pumping in the rung-direction, even if the post-pump energy density is similar. The charge correlation length is dramatically enhanced by the pump, whilst the spin correlations are most strongly suppressed at nearest- and next-nearest-neighbor spacings. After the pump the system is in a nonthermal correlated metallic state, with gapless charge excitations and approximately equal spin and charge correlation lengths, emphasizing the importance of treating these degrees of freedom on an equal footing in nonequilibrium systems.

36 MATERIALS SCIENCE↗