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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2024

Simple and General Unitarity Conserving Numerical Real-Time Propagators of the Time-Dependent Schrödinger Equation Based on Magnus Expansion

Magnus expansion (ME) provides a general way to expand the real-time propagator of a time-dependent Hamiltonian within the exponential such that the unitarity is satisfied at any order. Here, we use this property and explicit integration of Lagrange interpolation formulas for the time-dependent Hamiltonian within each time interval and derive approximations that preserve unitarity for the differential time evolution operators of general time-dependent Hamiltonians. The resulting second-order approximation is the same as using the average of Hamiltonians for two end points of time. We identify three fourth-order approximations involving commutators of Hamiltonians at different times and also derive a sixth-order expression. A test of these approximations along with other available expressions for a two-state time-dependent Hamiltonian with sinusoidal time dependences provides information on the relative performance of these approximations and suggests that the derived expressions can serve as useful numerical tools for time evolution in time-resolved spectroscopy, quantum control, quantum sensing, real-time ab initio quantum dynamics, and open system quantum dynamics.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2018

Universal correlation between CP phase $\delta$ and the non-unitarity $\alpha$ parameter phases

The non-unitarity of the neutrino mixing matrix is a problem related with a more fundamental question about the origin of the neutrino mass. After a brief discussion on the questions ``why do we need model-independent framework for unitarity test?'', we show interesting properties present in the oscillation probabilities of neutrinos propagating in matter with non-unitarity. That is, (1) partial unitarity and (2) universal phase correlation. %To illuminate these points, we formulate a perturbative framework with the two expansion parameters $\epsilon \equiv \Delta m^2_{21} / \Delta m^2_{31}$ and $\alpha$ matrix elements. The complex triangular $\alpha$ matrix is introduced through the definition of $3 \times 3$ non-unitary flavor mixing matrix $N$ as %\begin{eqnarray} N &=& \left( \bf{1} - \alpha \right) U = \left\{ \bf{1} - \left[ \begin{array}{ccc}\alpha_{ee} & 0 & 0 \\\alpha_{\mu e} & \alpha_{\mu \mu} & 0 \\\alpha_{\tau e} & \alpha_{\tau \mu} & \alpha_{\tau \tau} \\\end{array}\right] \right\}U \label{alpha-matrix-def}\end{eqnarray}%where $U$ is the unitary MNS mixing matrix, and hence $\alpha$ characterizes the size and the flavor dependence of unitarity violation (UV)\footnote{%%%%%%%%%%%%%Despite that in the physics literature UV usually means ``ultraviolet'', we use UV in this manuscript as an abbreviation for ``unitarity violation'' or ``unitarity violating''.}~~caused by new physics (NP) at low- or high-scales.~~~~The point (1) above essentially means that despite non-unitary mixing, neutrino evolution must be unitary because the three active neutrinos span a complete state space of neutral leptons. The {\em phase correlation} mentioned in the point (2) refers an intriguing property that the complex $\alpha$ parameters and $\nu$Standard Model CP phase $\delta$ always come into the oscillation probabilities in a correlated way, $e^{- i \delta } \alpha_{\mu e}$, $\alpha_{\tau e}$, and $e^{i \delta} \alpha_{\tau \mu}$, universally in all the oscillation channels. The physical meaning of this result is briefly discussed. }

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Leptonic unitarity triangles

We present a comprehensive analysis of leptonic unitarity triangles, using both current neutrino oscillation data and projections of next-generation oscillation measurements. Future experiments, sensitive to the degree of CP violation in the lepton sector, will enable the construction of precise triangles. We show how unitarity violation could manifest in the triangles and discuss how they serve as unitarity tests. We also propose the use of Jarlskog factors as a complementary means of probing unitarity. This analysis highlights the importance of testing the unitarity of the leptonic mixing matrix, an understanding of which is crucial for deciphering the nature of the neutrino sector.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

The Unitarity-Limit Expansion for Two Nucleons with Perturbative Pions: Digest and Ideas

Theorists love nontrivial fixed points. In the Unitarity Limit, the NN 𝑆-wave binding energies are zero, the scattering lengths infinite, Physics is universal, i.e. insensitive to details of the interactions, and observables display richer symmetries, namely invariance under both scaling and Wigner’s combined SU(4) transformation of spin and isospin. In “Pionless” EFT, both are explicitly but weakly broken and hence perturbative in the Unitarity Window (phase shifts 45° ≲ δ(k) ≲ 135°, i.e. momenta k≈mπ). This Unitarity Expansion provides strong hints that Nuclear Physics resides indeed in a sweet spot: bound weakly enough to be insensitive to the details of the nuclear interaction; and therefore interacting strongly enough that the NN scattering lengths are perturbatively close to the Unitarity Limit. In this paradigm change, NN details are less important than NNN interactions to explain the complexity and patterns of the nuclear chart. This presentation is a digest of the first quantitative exploration of corrections to this picture when pions are included [1] (see there for a more comprehensive list of references). Since the pion mass and decay constant introduce dimensionful scales in the NN system, they explicitly break the symmetries of the Unitarity fixed point. In χEFT, these symmetries must therefore be hidden and instead be classified as emergent.

Griesshammer, Harald W. [The George Washington Uni↗
DOE OSTI2025

On two nucleons near unitarity with perturbative pions

We explore the impact of perturbative pions on the Unitarity Expansion in the two-nucleon S-waves of Chiral Effective Field Theory at next-to-next-to leading order (N 2 LO). Pion exchange explicitly breaks the nontrivial fixed point’s universality, i.e. invariance of S waves under both conformal and Wigner’s combined SU(4) spin–isospin transformations. On the other hand, Unitarity explicitly breaks chiral symmetry. The two seem incompatible in their respective exact-symmetry limits. χEFT with Perturbative Pions in the Unitarity Expansion resolves the apparent conflict in the Unitarity Window (phase shifts 45° ≲ δ(k) ≲ 135°), i.e. around momenta most relevant for low-energy nuclear systems. Its only LO scale is the scattering momentum; NLO adds only scattering length, effective range and non-iterated one-pion exchange (OPE); and N 2 LO only once-iterated OPE. Agreement in the 1 S 0 channel is very good.

Chiral symmetry↗
DOE OSTI2020

Current and future neutrino oscillation constraints on leptonic unitarity

The unitarity of the lepton mixing matrix is a critical assumption underlying the standard neutrino-mixing paradigm. However, many models seeking to explain the as-yet-unknown origin of neutrino masses predict deviations from unitarity in the mixing of the active neutrino states. Motivated by the prospect that future experiments may provide a precise measurement of the lepton mixing matrix, we revisit current constraints on unitarity violation from oscillation measurements and project how next-generation experiments will improve our current knowledge. With the next-generation data, the normalizations of all rows and columns of the lepton mixing matrix will be constrained to ≲10% precision, with the e-row best measured at ≲1% and the τ-row worst measured at ~10% precision. The measurements of the mixing matrix elements themselves will be improved on average by a factor of 3. We highlight the complementarity of DUNE, T2HK, JUNO, and IceCube Upgrade for these improvements, as well as the importance of ντ appearance measurements and sterile neutrino searches for tests of leptonic unitarity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Unitarity methods in AdS/CFT

We develop a systematic unitarity method for loop-level AdS scattering amplitudes, dual to non-planar CFT correlators, from both bulk and boundary perspectives. We identify cut operators acting on bulk amplitudes that put virtual lines on shell, and show how the conformal partial wave decomposition of the amplitudes may be efficiently computed by gluing lower-loop amplitudes. A central role is played by the double discontinuity of the amplitude, which has a direct relation to these cuts. We then exhibit a precise, intuitive map between the diagrammatic approach in the bulk using cutting and gluing, and the algebraic, holographic unitarity method of [1] that constructs the non-planar correlator from planar CFT data. Our analysis focuses mostly on four-point, one-loop diagrams — we compute cuts of the scalar bubble, triangle and box, as well as some one-particle reducible diagrams — in addition to the five-point tree and four-point double-ladder. Analogies with S-matrix unitarity methods are drawn throughout.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Unitarity bounds on effective field theories at the LHC

Effective Field Theory (EFT) extensions of the Standard Model are tools to compute observables (e.g. cross sections with partonic center-of-mass energy √s^) as a systematically improvable expansion suppressed by a new physics scale M. If one is interested in EFT predictions in the parameter space where M < √s^, concerns of self-consistency emerge, which can manifest as a violation of perturbative partial-wave unitarity. However, when we search for the effects of an EFT at a hadron collider with center-of-mass energy √s using an inclusive strategy, we typically do not have access to the event-by-event value of √s^. This motivates the need for a formalism that incorporates parton distribution functions into the perturbative partial-wave unitarity analysis. Developing such a framework and initiating an exploration of its implications is the goal of this work. Our approach opens up a potentially valid region of the EFT parameter space where M << √s. We provide evidence that there exist valid EFTs in this parameter space. The perturbative unitarity bounds are sensitive to the details of a given search, an effect we investigate by varying kinematic cuts.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Unitarity violation and the geometry of Higgs EFTs

We derive the scale of unitarity violation from the geometry of Effective Field Theory (EFT) extensions of the Standard Model Higgs sector. The high-energy behavior of amplitudes with more than four scalar legs depends on derivatives of geometric invariants with respect to the physical Higgs field h, such that higher-point amplitudes begin to reconstruct the scalar manifold away from our vacuum. In theories whose low-energy limit can be described by the Higgs EFT (HEFT) but not the Standard Model EFT (SMEFT), non-analyticities in the vicinity of our vacuum limit the radius of convergence of geometric invariants, leading to unitarity violation at energies below 4πv. Our results unify approaches to the HEFT/SMEFT dichotomy based on unitarity, analyticity, and geometry, and more broadly illustrate the sense in which observables probe the geometry of an EFT. Along the way, we provide novel basis-independent results for Goldstone/Higgs boson scattering amplitudes expressed in terms of geometric covariant quantities.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Physics of parameter correlations around the solar-scale enhancement in neutrino theory with unitarity violation

We discuss the physics of the three neutrino flavor transformation with non-unitary mixing matrix, with particular attention to the correlation between the $\nu$SM- and the $\alpha$ parameters which represent the effect of unitarity-violating (UV) new physics. Towards this goal, a new perturbative framework is created to illuminate the effect of non-unitarity in the region of the solar-scale enhanced oscillations. We refute the skepticism about the physical reality of the $\nu$Standard Model CP phase $\delta$–$\alpha$ parameter phase correlation by analysis with the SOL convention of $U_{{\tiny MNS}}$, in which $e^{\pm i \delta}$ is attached to $s_{12}$. Then, a comparative study between the solar- and atmospheric-scale oscillation regions allowed by the framework reveals a dynamical $\delta$–(blobs of the $\alpha$ parameters) correlation in the solar oscillation region, in sharp contrast to the “chiral”-type phase correlation $[e^{- i \delta} \bar{\alpha}_{\mu e},\ e^{- i \delta} \bar{\alpha}_{\tau e},\ \bar{\alpha}_{\tau \mu}]$ in the Particle Data Group convention seen in the atmospheric oscillation region. An explicit perturbative calculation to the first order in the $\nu_{\mu} \rightarrow \nu_{e}$ channel allows us to decompose the UV related part of the probability into the unitary evolution part and the genuine non-unitary part. We observe that the effect of non-unitarity tends to cancel between these two parts, as well as between the different $\alpha_{\beta \gamma}$ parameters.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Even-point multi-loop unitarity and its applications: exponentiation, anomalies and evanescence

Abstract We identify novel structure in newly computed multi-loop amplitudes and quantum actions for even-point effective field theories, including both the nonlinear sigma model (NLSM) and double-copy gauge theories such as Born-Infeld and its supersymmetric generalizations. We exploit special properties of all even-point theories towards establishing an efficient unitarity based amplitude construction. In doing so, we find evidence that the leading IR divergence of NLSM amplitudes exponentiates when the target space is$$ \mathbbm{CP} $$ CP 1 ≅ SU(2)/U(1). We then systematically compute the two-loop anomalous behavior of Born-Infeld, and find that the counterterms needed to restore U(1) invariant behavior at loop-level can be constructed via a symmetric-structure double-copy. We also demonstrate that the divergent part of the one-minus (−+++) two-loop anomaly vanishes upon introducing an evanescent operator. In addition to these purely photonic counterterms, we verify through explicit calculation that the anomalous matrix elements that violate U(1) duality invariance can be alternatively cancelled by summing over internal$$ \mathcal{N} $$ N = 4 DBIVA superfields. Finally we find that$$ \mathcal{N} $$ N = 4 Dirac-Born-Infeld-Volkov-Akulov (DBIVA) amplitudes admit double-copy construction through two-loop order by reproducing our unitarity based result with a double copy between color-dual$$ \mathcal{N} $$ N = 4 super-Yang-Mills and our two-loop NLSM amplitudes. This result supports the possibility of color-dual representations for NLSM beyond one-loop. We conclude with an overview of howD-dimensional four-photon counterterms can be constructed in generality with the symmetric-structure double-copy, and outline a convenient way of counting evanescent operators using Hilbert series as generating functions.

Physics↗
DOE OSTI2022

On unitarity of tree-level string amplitudes

Four-particle tree-level scattering amplitudes in string theory are magically consistent with unitarity, reflected in the non-trivial fact that beneath the critical dimension, the residues of the amplitudes on massive poles can be expanded in partial waves with all positive coefficients. While this follows (rather indirectly) from the no-ghost theorem, the simplicity of the statement and its fundamental importance for the physical consistency of string theory begs for a more direct and elementary understanding. In this note we take a step in this direction by presenting a new expression for the partial wave coefficients of string amplitudes, given by surprisingly simple double/triple contour integrals for open/closed strings. This representation allows us to directly prove unitarity of all superstring theories in D ≤ 6 spacetime dimensions, and can also be used to determine various asymptotics of the partial waves at large mass levels.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Complementarity and the unitarity of the black hole S -matrix

Recently, Akers et al. proposed a non-isometric holographic map from the interior of a black hole to its exterior. Within this model, we study properties of the black hole S-matrix, which are in principle accessible to observers who stay outside the black hole. Specifically, we investigate a scenario in which an infalling agent interacts with radiation both outside and inside the black hole. Because the holographic map involves postselection, the unitarity of the S-matrix is not guaranteed in this scenario, but we find that unitarity is satisfied to very high precision if suitable conditions are met. If the internal black hole dynamics is described by a pseudorandom unitary transformation, and if the operations performed by the infaller have computational complexity scaling polynomially with the black hole entropy, then the S-matrix is unitary up to corrections that are superpolynomially small in the black hole entropy. Furthermore, while in principle quantum computation assisted by postselection can be very powerful, we find under similar assumptions that the S-matrix of an evaporating black hole has polynomial computational complexity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Void formation in operator growth, entanglement, and unitarity

The structure of the Heisenberg evolution of operators plays a key role in explaining diverse processes in quantum many-body systems. In this paper, we discuss a new universal feature of operator evolution: an operator can develop a void during its evolution, where its nontrivial parts become separated by a region of identity operators. Such processes are present in both integrable and chaotic systems, and are required by unitarity. We show that void formation has important implications for unitarity of entanglement growth and generation of mutual information and multipartite entanglement. We study explicitly the probability distributions of void formation in a number of unitary circuit models, and conjecture that in a quantum chaotic system the distribution is given by the one we find in random unitary circuits, which we refer to as the random void distribution. We also show that random unitary circuits lead to the same pattern of entanglement growth for multiple intervals as in (1 + 1)-dimensional holographic CFTs after a global quench, which can be used to argue that the random void distribution leads to maximal entanglement growth.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Causality, unitarity, and the weak gravity conjecture

We consider the shift of charge-to-mass ratio for extremal black holes in the context of effective field theory, motivated by the Weak Gravity Conjecture. We constrain extremality corrections in different regimes subject to unitarity and causality constraints. In the asymptotic IR, we demonstrate that for any supersymmetric theory in flat space, and for all minimally coupled theories, logarithmic running at one loop pushes the Wilson coefficient of certain four-derivative operators to be larger at lower energies, guaranteeing the existence of sufficiently large black holes with Q > M. We identify two exceptional cases of nonsupersymmetric theories involving large numbers of light states and Planck-scale nonminimal couplings, in which the sign of the running is reversed, leading to black holes with negative corrections to Q/M in the deep IR, but argue that these do not rule out extremal black holes as the requisite charged states for the WGC. We separately show that causality and unitarity imply that the leading threshold corrections to the effective action from integrating out massive states, in any weakly coupled theory, can be written as a sum of squares and is manifestly positive for black hole backgrounds. Quite beautifully, the shift in the extremal Q/M ratio is directly proportional to the shift in the on-shell action, guaranteeing that these threshold corrections push Q > M in compliance with the WGC. Our results apply for black holes with or without dilatonic coupling and charged under any number of U(1)s.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

New oscillation and scattering constraints on the tau row matrix elements without assuming unitarity

The tau neutrino is the least well measured particle in the Standard Model. Most notably, the tau neutrino row of the lepton mixing matrix is quite poorly constrained when unitarity is not assumed. In this paper, we identify data sets involving tau neutrinos that improve our understanding of the tau neutrino part of the mixing matrix, in particular ν ${\tau}$ appearance in atmospheric neutrinos. We present new results on the elements of the tau row leveraging existing constraints on the electron and muon rows for the cases of unitarity violation, with and without kinematically accessible steriles. We also show the expected sensitivity due to upcoming experiments and demonstrate that the tau neutrino row precision may be comparable to the muon neutrino row in a careful combined fit.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Global bases for nonplanar loop integrands, generalized unitarity, and the double copy to all loop orders

We introduce a constructive method for defining a global loop-integrand basis for scattering amplitudes, encompassing both planar and nonplanar contributions. Our approach utilizes a graph-based framework to establish a well-defined, non-redundant basis of integrands. This basis, constructed from a chosen set of non-redundant graphs together with a selection of irreducible scalar products, provides clear insights into various physical properties of scattering amplitudes and proves useful in multiple contexts, such as on-shell Ward identities and manifesting gauge-choice independence. A key advantage of our integrand basis is its ability to streamline the generalized unitarity method. Specifically, we can directly read off the coefficients of basis elements without resorting to ansätze or solving linear equations. This novel approach allows us to lift generalized unitarity cuts — expressed as products of tree amplitudes — to loop-level integrands, facilitating the use of the tree-level double copy to generate complete gravitational integrands at any loop order. This method circumvents the difficulties in identifying complete higher-loop-order gauge-theory integrands that adhere to the color-kinematics duality. Additionally, our cut-based organization is well-suited for expansion in hard or soft limits, aiding in the exploration of ultraviolet or classical limits of scattering amplitudes.

Effective Field Theories↗
DOE OSTI2023

Emergent unitarity, all-loop cuts and integrations from the ABJM amplituhedron

We elaborate on aspects of a new positive geometry proposed recently, which was conjectured to be the four-point amplituhedron for ABJM theory. We study generalized unitarity cuts from the geometry, and in particular we prove that (1) the four-point integrand satisfies perturbative unitarity (or optical theorem) to all loops, which follows directly from the geometry, and (2) vanishing cuts involving odd-point amplitudes follow from the “bipartite” nature of the associated “negative geometries”, which justifies their appearance in ABJM theory. We also take a first step in integrating the forms of these negative geometries and obtain an infrared-finite quantity up to two loops, from which we extract the cusp anomalous dimension at leading order.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗