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NASA NTRS1987

A comparison of SAGE 1, SBUV, and Umkehr ozone profiles including a search for Umkehr aerosol effects

Using a spatially weighted average for the stratospheric aerosol and gas experiment 1 (SAGE 1) events derived from an autocorrelation analysis, 337 colocated SAGE 1 and Umkehr ozone profiles are found. The total column ozone in layers two through nine measured by SAGE 1 is found to be 4.6 + or - 1.3 percent higher at the 95 percent confidence level than the approximate total column ozone measured by Umkehr. Average layer ozone differences indicate that most of this discrepancy resides in the lower layers. Intercomparison of SAGE 1, Nimbus 7 solar backscattered ultraviolet (SBUV), and Umkehr ozone at stations north of 30 deg indicates that, in layer six, Umkehr values are consistently higher than both SAGE 1 and SBUV by about 10 percent. In layer eight, SBUV ozone is higher than both SAGE 1 and SBUV by about 10 percent. In the upper stratosphere, the SAGE 1-Umkehr ozone differences are small for low stratospheric aerosol optical depth cases, but vary from -3 percent in layer six to -8 percent in layer nine for high optical depth cases.

Newchurch, M. J.↗

NASA NTRS1994

Inclusion of the second Umkehr in the conventional Umkehr retrieval analysis as a means of improving ozone retrievals in the upper stratosphere

The Umkehr method for retrieving the gross features of the vertical ozone distribution requires measurements of the ratio of zenith-sky radiances at two wavelengths in the near-UV region while the solar zenith angle (SZA) changes from 60 to 90 degrees. A Brewer spectrophotometer was used for taking such measurements extending the SZA range down to 96 degrees. Analyzed data from the Spring of 1991 imply that observations at twilight are of great significance in improving ozone retrievals in the upper stratosphere. Judged by the variance reduction for Umkehr layers 9 to 12 (25-30 percent for layer 11) and the increase in separation and amplitude of the averaging kernels for the relevant layers, the ozone retrievals in the upper stratosphere are shown to be in better agreement with climatological means.

Gioulgkidis, Konstantinos↗

NASA NTRS1994

SAGE 2-Umkehr case study of ozone differences and aerosol effects from October 1984 to April 1989

A comparison of 1262 cases of coincident ozone profiles derived from 666 Umkehrs at 17 different stations and 901 SAGE 2 profiles within 1000 km and 12 hours between October 1984 and April 1989 indicates the following layer percentage differences with 2-sigma error bars: layer three 14.6 plus/minus 3.3 percent, layer four 17.6 plus/minus 1.1 percent, layer five -1.3 plus/minus 0.5 percent, layer six -5.7 plus/minus 0.7 percent, layer seven -1.0 plus/minus 0.7 percent, layer eight 4.2 plus/minus 0.7 percent, and layer nine 6.8 plus/minus 1.2 percent. Comparing SAGE 2-Umkehr differences to SAGE 1 version 5.5-Umkehr differences shows SAGE 2 higher than or equal to SAGE 1 relative to Umkehr in all layers except layer three. Adjustment for this bias would produce trends derived from SAGE 2-SAGE 1 differences and Umkehr observations in the 1980s more nearly equal to each other in layers six, seven, and eight. A possible explanation of these differences is a systematic shift in the reference altitude between SAGE 1 and SAGE 2, but there is no independent evidence of this. While the shape of the vertical profile of differences at 17 individual Umkehr stations (mostly in mid-latitudes) is generally consistent at all stations except at Poker Flat, Seoul, and Lauder, significant variation does exists among the stations. The profile of mean difference is similar to previously observed differences between Umkehr and both SAGE 2 and SBUV and also to an eigenvector analysis, but with site-dependent amplitude discrepancies. Because of the close correspondence of stratospheric aerosol optical depth at the SAGE 2-measured 0.525 micron wavelength and the extrapolated 0.32 Umkehr wavelength determined in this study, we use the 0.525 micron data to determine the aerosol effect of Umkehr profiles. The aerosol errors to the Umkehr ozone amounts in percent ozone amount per 0.01 stratospheric aerosol optical depth range from plus 2 percent in layer six to minus 3 percent in layer nine. These results agree with previous theoretical and empirical studies within their respective error bounds in layers nine, eight, and five. The result in layer six differs significantly from previous works. In view of the fact that SAGE 2 and Umkehr produce different ozone retrievals in layers eight and nine and because the intra-layer correlation of SAGE 2 ozone and aerosol in layers eight and nine in non-zero, one must exercise some caution in attributing the entire SAGE 2-Umkehr differences in the upper layers to an aerosol effect.

Newchurch, M. J.↗

NASA NTRS2022

Optimized Umkehr Profile Algorithm for Ozone Trend Analyses

The long-term record of Umkehr measurements from four NOAA Dobson spectrophotometers was reprocessed after updates to the instrument calibration procedures. In addition, a new data quality-control tool was developed for the Dobson automation software (WinDobson). This paper presents a comparison of Dobson Umkehr ozone profiles from NOAA ozone network stations (Boulder, OHP, MLO, Lauder) against several satellite records, including Aura Microwave Limb Sounder (MLS; ver. 4.2), and combined SBUV and OMPS records (NASA AGG and NOAA COH). A subset of satellite data is selected to match Dobson Umkehr observations at each station spatially (distance less than 200 km) and temporally (within 24 hours). Umkehr Averaging Kernels (AKs) are applied to vertically smooth all overpass satellite profiles prior to comparisons. The station Umkehr record consists of several instrumental records, which have different optical characterizations, and thus instrument-specific stray light contributes to the data processing errors and creates step changes in the record. This work evaluates the overall quality of Umkehr long-term measurements at NOAA ground-based stations and assesses the impact of the instrumental changes on the stability of the Umkehr ozone profile record. This paper describes a method designed to correct biases and discontinuities in the retrieved Umkehr profile that originate from the Dobson calibration process, repair, or optical realignment of the instrument. The M2GMI and GMI CTM ozone profile model output matched to station location and date of observation is used to evaluate instrumental step changes in the Umkehr record. Homogenization of the Umkehr record and discussion of the apparent stray light error in retrieved ozone profiles are the focus of this paper. Homogenization of ground-based records is of great importance for studies of long-term ozone trends and climate change.

Umkehr↗

NASA NTRS2003

The Updated Umkehr Ozone Retrieval Algorithm and its Validation against Satellite Data

Improvements to the Umkehr ozone profile retrieval algorithm have been developed and are now being evaluated. The updated algorithm is able to simulate observations more accurately and provides data output that is easier to analyze. Among the new diagnostic capabilities that the updated algorithm provides is the averaging kernel (AK) method. The AK approach allows studying how the algorithm responds when a small perturbation is made in a particular layer of the atmosphere [Rodgers 1976, 1990]. We will use the AK method to define precisely what Umkehr should measure given a set of profiles measured by other platforms. This method allows us to compare trends and offsets in data more accurately than it has been done in the past. The updated Umkehr retrievals will be validated against SAGE II ozone profiles as well as SSBUV ozone profile data. We will discuss possible reasons for offset between data and differences in derived ozone profile trends. Considerable variability of the ozone profile within the 10-degree latitude envelope creates noise in the SAGE matching dataset and makes comparisons difficult. To eliminate this problem, the SAGE and Umkehr data had been previously de-seasonalized by subtracting the latitude/season dependent ozone climatology. However, the remaining noise in the ozone residuals was still considerably high for trend analysis and was attributed to longitude variability of SAGE sampling. The new ozone climatology (Labow, NASA) that has longitude dependent ozone variability will be used to minimize contribution of sampling noise in comparisons of satellite and ground station. The comparison of zenith-sky radiances (Umkehr N-value measurements) synthesized for a given set of SAGE profiles will be used to determine whether SAGE-derived N-values agree with the Umkehr-measured N-values. The instrumental effects will be discussed. Both the Umkehr data and SAGE II measurements will be analyzed for their information about ozone variability and loss and recovery rates at the mid- and upper (40 km) levels. The updated long-term Umkehr dataset can be used to provide high quality information for identifying signs of ozone recovery. The long Umkehr historical record can provide additional information for separating the dynamic and chemical mechanisms of depletion, and can help the community better understand climate change effects.

Petropavlovskikh, I.↗

NASA NTRS1994

Aerosol effect on Umkehr ozone profiles using Stratospheric Aerosol and Gas Experiment II measurements

This study examines 1211 cases of coincident ozone profiles derived from 1164 Umkehrs and 928 Stratospheric Aerosol and Gas Experiment II (SAGE II) profiles within 1000 km and 12 hours between October 1984 and April 1989 to study the stratospheric-aerosol effect on Umkehr ozone profiles. Because of the close correspondence of stratospheric aerosol optical depth at the SAGE II-measured 0.525-micrometer wavelength and the extrapolated 0.32 Umkehr wavelength determined in this study we use the 0.525-micrometer data to determine the aerosol effect on Umkehr profiles. At the 95% confidence level, we find the following errors to the Umkehr ozone amounts: in Umkehr layer 9 (-2.9 +/- 2.1), layer 8 (-2.3 +/- 1.1), layer 7 (0.1 +/- 1.1), layer 6 (2.2 +/- 1.0), layer 5 (-1.5 +/- 0.8), and layer 4 (-2.4 +/- 1.7) in percent ozone amount per 0.01 stratospheric aerosol optical depth. These results agree with previous theoretical and empirical studies within their respective error bounds in layers 9, 8, and 7. The results in layers 6, 5, and 4 differ significantly from those in previous works. Using only those eight stations with more than 47 coincidences results in mean aerosol effects that are not significantly different from the 14-station results. Because SAGE II and Umkehr produce different ozone retrievals in layer 9 and because the intralayer correlation of SAGE II ozone and aerosol in layer 9 is nonzero, one must exercise some caution in attributing the entire SAGE II-Umkehr difference in this layer to an aerosol effect.

Newchurch, M. J.↗

NASA NTRS1984

Analysis of upper stratospheric Umkehr ozone profile data for trends and the effects of stratospheric aerosols

The effect of stratospheric aerosols on Umkehr estimates of long-term ozone depletion associated with chlorofluoromethanes (CFMs) is considered in a statistical time series trend analysis. Time series models are estimated using monthly averages of Umkehr measurements made over the last 15 to 20 years. The time series regression models incorporate seasonal, trend and noise factors and an additional factor to account for the effects of atmospheric aerosols on the Umkehr measurements. The analysis indicates a statistically significant relation with atmospheric aerosol transmission in the Umkehr layers and implies that the relation is an important factor in any time series trend analysis of Umkehr data. Taking this relation into account, statistically significant negative trends were found in the Upper Umkehr layers. It is pointed out that upper stratospheric ozone could be sensitive to long-term solar variability as well as other possible influences in addition to CFM-induced effects, and therefore the cause or causes of the estimated trend cannot be unambiguously estimated using current Umkehr data.

Reinsel, G. C.↗

NASA NTRS1994

Lidar measurements and Umkehr observations of the ozone vertical distribution at the Observatoire de Haute Provence

This paper compares results of lidar and Umkehr measurements, made during 1985-1991, which include 110 coincidences. The Umkehr ozone profiles were retrieved using the conventional Umkehr method (Gotz et al., 1934; Mateer and Dutsch, 1964), the short Umkehr method (De Luisi, 1979), and the recently developed new-conventional Umkehr method (Mateer and De Luisi, 1992) in which the conventional method is referred to as the '1964 algorithm' and the new-conventional method as the '1991 algorithm'. Results obtained show good agreement between the ozone profiles derived using the new-conventional Umkehr method and lidar ozone profiles, emphasizing the influence of the temperature dependence of the ozone cross-sections on the Umkehr ozone retrievals.

Lacoste, A.-M.↗

NASA NTRS2000

Reducing The Station-to Station Variability of Umkehr Ozone Trends Using SAGE Measurements

This proposed research sought to use SAGE I and II ozone and aerosol measurements to reduce the variability in ozone trends, principally, but not exclusively, in layer 8 (40 km) derived from multiple Umkehr stations. Building on our experience with both SAGE and Umkehr data, we proposed to commence at the very beginning of the Umkehr process (measured radiance ratios) and proceed through the fitting and inversion processes in conjunction with radiative transfer calculations to establish a consistent, reliable time series of Umkehr ozone profiles at a number of stations. We expected to be able to reconcile the present discrepancies between SAGE and Umkehr trends in the upper stratosphere and, in particular, to reduce the variability in trend estimates among mid-latitude Umkehr stations.

Newchurch, Mike↗

NASA NTRS1985

An evaluation of the performance of Umkehr stations by Solar Backscattered Ultraviolet (SBUV) experiment

Until recently, Umkehr data taken by 20 Dobson stations around the world have been the principal source of information about the behavior of upper stratospheric ozone. Umkehr results are used also for detecting drifts in satellite instruments and for determining intersatellite biases. However, a systematic evaluation of the quality of Umkehr data taken by the various stations has been lacking. Five years of ozone profile data from the Solar Backscattered Ultraviolet (SBUV) have been used to examine and intercompare the quality of Umkehr stations, and to assess the degradation of their performance after the El Chichon volcano eruption in southern Mexico. In contrast to Umkehr, the SBUV ozone measurments in layers 7 through 9 (1-8 mb) were unaffected by the massive amounts of dust and gases ejected by El Chichon.

Bhartia, P. K.↗

NASA NTRS2019

Optimizing Umkehr Ozone Profile Retrievals

NOAA Dobson Umkehr ozone profile records have been collected since the 1970s. Umkehr ozone profiles are used to monitor stratospheric ozone recovery predicted to occur by the 2050s. Current operational Dobson Umkehr profile algorithms produce data that have uncertainty on the order of ~ 5 % in the stratosphere. However, when large volcanic eruptions inject aerosols into the stratosphere, the errors can be as large as 70 %. In order to evaluate Umkehr records for aerosol-related and instrumental artifacts, we compare observations with a Hindcast simulation of the NASA Merra-2 Global Modeling Initiative (GMI) Replay (M2GMI, Orbe et al, 2017; Wargan et al, 2018) and Chemistry Transport Model (GMI CTM, Strahan et al, 2013, Strahan et al, 2016). The biases found between the models and observations are summarized for each Dobson calibration and volcanic eruption period, thus providing a reference tool for homogenization of the Umkehr time series and removal of volcanic aerosol errors.

Petropavlovskikh, I.↗

NASA NTRS1993

Estimation of solar backscatter ultraviolet albedo using ground-based Umkehr measurements

A retrieval method was developed to estimate the solar backscatter ultraviolet (SBUV) satellite albedo for the ozone profiler wavelengths using ground-based ultraviolet measurements. For the present investigation the Umkehr was used as the ground-based ultraviolet measurement. Simulated SBUV data and Umkehr data theoretically computed from a priori ozone profiles observed by the SAGE II satellite were used to develop the retrieval algorithm and to test its capability. The test indicated that albedos for the SBUV ozone profiler wavelengths should allow estimates to a precision of +/- 5 percent or better, depending on the accuracy of the ultraviolet measurement. Retrievals using actual Umkehr observations were also performed to provide a preliminary look at the magnitude and annual variation of retrieved albedos. A case study was performed, comparing retrieved albedos with SBUV-measured albedos. The SBUV albedo change was seen to be approximately twice as large as the albedo changes estimated by the Umkehr method. Results of the investigation suggest that the method of estimation may be useful for determining the drift rate of the SBUV calibration.

Deluisi, John J.↗

NASA NTRS1978

Seasonal variation of the vertical distribution of stratospheric ozone as observed with the Umkehr and BUV methods

Month-to-month variations evidenced by ozone profiles inferred from the classical Umkehr observations and from the back-scattered ultraviolet (BUV) satellite observations made from the Nimbus 4 satellite are examined. Upper stratospheric ozone profiles derived from BUV and Umkehr data display similar seasonal variations of about the same phase and magnitude for the 38 km to 50 km region. Between 28 km and 38 km, the seasonal variations are less marked, but the same rough picture emerges for both data sets. If both data sets indicate an increasing (or decreasing) trend over a period of years, it is not possible to conclude that a trend exists unless separate means exists for monitoring stratospheric dust. Because of the stratosphere well above the Junge layer seems less likely to be affected by volcanic debris, BUV data should be superior to Umkehr data for monitoring trends in the 38 km to 50 km range, provided that the calibration problems of flying such a monitoring instrument in space can be overcome.

Mateer, C. L.↗

NASA NTRS1979

Comparison of seasonal variations of upper stratospheric ozone concentrations revealed by Umkehr and Nimbus 4 BUV observations

This paper reports the results of a comparison between upper stratospheric ozone concentration profiles in the region between 22 and 1.4 mbar, as determined from surface-based Umkehr observations and satellite Nimbus 4 BUV observations. The Umkehr data, consisting of monthly averages of observations extending over several years or longer, were obtained at three stations located in the Northern Hemisphere and two in the Southern Hemisphere. The BUV data were obtained during the period from May 1970 to March 1971. Aside from some bias in the magnitudes of the Umkehr and BUV data, marked annual cycles of ozone concentration in the upper stratosphere are clearly revealed. Above 4 mbar the profiles show a summer minimum and a winter maximum, while below 4 mbar the annual variation is reversed from this pattern. In the Northern Hemisphere the winter maximum is accompanied by a secondary minimum of 1- to 2-month duration near 3 mbar. This short-term minimum is much less obvious in the Southern Hemisphere data. Some of the problem of attempting to monitor long-term changes in the upper stratosphere are discussed briefly.

Deluisi, J. J.↗

NASA NTRS1987

Statistical analysis of total ozone and stratospheric Umkehr data for trends and solar cycle relationship

Dobson total ozone data from 1970-1984 and stratospheric Umkehr profile ozone data from 1970-1981 are analyzed. The relationship between ozone and long-term solar cycle activity is examined using 10.7 cm solar flux data. From the Dobson data it is estimated that the overall global trend in total ozone is -0.26 + or -0.92 percent per decade, which indicates no significant overall trend; and for the total ozone-solar flux relationship there is a 1.18 + or - 0.66 percent change in total ozone from solar cycle minimum to maximum that reveals a positive relationship. Analysis of the Umkehr data reveals a negative trend of -0.30 + or - 0.17 percent per year in the layers 7 snd 8. The relationship between Umkehr data and solar flux in layers 6 and 7 is 2.57 + or - 1.25 percent and 3.40 + or - 2.16 percent change from solar cycle minimum to maximum; however, no significant relationship is detected in the higher layers 8 and 9. These estimates are compared with theoretical model calculations. It is noted that the estimated effects of solar cycle activity on total ozone and stratospheric ozone agree with calculations of photochemical models.

Reinsel, Gregory C.↗

NASA NTRS1984

Intercomparison of NIMBUS 7 solar backscattered ultraviolet ozone profiles with rocket, balloon, and Umkehr profiles

A global ozone data set covering the two years from November 1978 until October 1980, with an average of 1200 profiles per day, has been produced and archived from the solar backscattered ultraviolet (SBUV) instrument flown on the NIMBUS 7 spacecraft. The SBUV ozone profiles are compared with measurements from chemical and optical sensors launched on balloons and rockets and with ozone profiles obtained from the ground-based Dobson spectrophotometers using the Umkehr method. The biases between the SBUV results and the balloon and Umkehr results are generally less than 10 percent. These biases are functions of layer height and latitude and are believed to be largely due to inconsistencies in the ozone absorption cross sections used for the various measurement systems. The precision of the SBUV measurements is found to be better than 8 percent for pressures between 1 and 64 mbar and better than 15 percent from 64 to 253 mbar.

Bhartia, P. K.↗

NASA NTRS1994

Ozone trends estimated from Umkehr observations made at Edmonton, Alberta, Canada

A Brewer Ozone Spectrophotometer has been in service at the Canadian ozone monitoring station at Stony Plain (53.55 deg N, 114.10 deg W), near Edmonton, Alberta, since 1984. During that time, the instrument has been operated in a fully automated mode that includes the collection of morning and evening Umkehr observations. Some 197 Umkehr observations have been analyzed to make an estimate of the temporal trend in ozone amount at high altitude over the station during the last 8 years. This work has shown that at 40 km the trend in the ozone concentration has been observed to be 0.14 plus or minus 0.10 percent per year.

Mcelroy, C. T.↗

NASA NTRS1994

The updated statistical inversion technique to the evaluation of Umkehr observations

In the present study the standard retrieval Umkehr method to estimate the vertical distribution of ozone was updated using a statistical approach to the mathematical inversion scheme. The vertical ozone profile covariance matrix was used as a priori information for the inverse problem. A new method of the ozonesonde data organization according to air mass types helped to improve the covariance matrix quality. A retrieval method was developed using eigenvector technique. An optimal vertical ozone profile resolution was determined from the mathematical inversion scheme analysis based on the same technique. The sun radiation transfer was accounted for multiple scattering and atmospheric sphericity in this calculation. The retrievals using actual Umkehr Dobson spectrophotometer observations were also performed to provide the comparison of the standard and updated methods with concurrent ozone sound data at Boulder U.S. The comparison has revealed that the present method has some advantages in both resolution and accuracy, as compared to the standard one, especially for the atmospheric layers below ozone maximum.

Frolov, Alexander D.↗