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DOE OSTI2026

Collisionless ion-electron energy exchange in magnetized shocks

Energy partition between ions and electrons in collisionless shocks has been a long-standing unsolved fundamental physical question. Here, we show that kinetic simulations of moderate Alfv´enic Mach number, magnetized, collisionless shocks reveal rapid, faster-than-Coulomb, energy exchange between ions and electrons when the plasma is sufficiently magnetized. Using kinetic and multi-fluid models with counter-streaming ions, we identify resonances between electron whistler and ion magnetohydrodynamic waves that account for this rapid energy exchange.

High-energy-density plasmas↗

DOE OSTI2026

First Demonstration of Resonant Pitch-Angle Scattering of Relativistic Electrons by Externally Launched Helicon Waves

Helicon waves (a.k.a whistler waves) satisfying the normal wave-particle cyclotron resonance are observed to limit the growth and maximum energy of relativistic electrons (REs) in low-density Ohmic DIII-D tokamak plasmas. Following the application of helicon waves, pitch-angle scattering of high-energy REs causes an increase in both synchrotron and electron-cyclotron emissions. The hard x-ray emission, a proxy for the RE population, ceases to grow. Energy-resolved hard x-ray measurements also show a striking decrease in the number of high-energy REs (above the resonance at approximately 8MeV) to below the noise floor and an increase in low-energy (∼ 4 MeV) REs. This occurs despite the toroidal electric field remaining high enough to drive exponential RE growth in the absence of helicon waves. Furthermore, these results open new directions for limiting the maximum energy of RE populations in laboratory and fusion plasmas.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2023

Quantum three-wave instability

For the three-wave interaction, the lowest-order nonlinear interaction in plasma dynamics, we describe how the quantum system, which is time-independent, nonchaotic, finite-dimensional, and Hermitian, can give rise to a linear instability corresponding to that in the classical system. Furthermore, we show that the instability is realized in the quantum regime as a cascade of the wave function in the space of occupation number states, and the unstable quantum system has a richer spectrum and a much longer recurrence time than the stable quantum system. The conditions for instability of the quantum three-wave interaction are described.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2023

Six-photon resonant scattering of collinear laser pulses in plasma

To achieve the highest possible laser intensities with the least laser energy, shorter-wavelengths lasers are advantaged if they can be focused to spots of a few laser wavelengths and durations of several laser periods. However, the top laser pulse energies available nowadays are megajoules at near-optical wavelengths and millijoules at shorter wavelengths. Thus, to produce the highest laser intensities, what is required is an efficient spectral transfer of the huge near-optical energies to shorter wavelengths. It is proposed here that the desired spectral transfer could occur via resonant photon interactions associated with nonlinearity of mildly relativistic motions of plasma electrons in intense laser fields, specifically via the six-photon resonant scattering of collinear laser pulses in plasma. As a result, the six-photon interaction can, in fact, be the dominant resonant photon interaction to achieve collinear frequency up-conversion.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2023

Anomalous cross-field transport in a Hall thruster inferred from direct measurement of instability growth rates

The contribution of the electron drift instability to anomalous electron transport is experimentally assessed in a Hall effect discharge. The transport is represented by an anomalous collision frequency, which is related through quasilinear theory to the energy and growth rate of the instability. The wave energy is measured directly with ion saturation probes, while estimates of the growth rate are employed based on both linearized theory and direct measurement. The latter measurement is performed with a bispectral analysis method. The wave-driven collision frequency is compared to measurements of the actual collision frequency inferred from a method based on laser- induced fluorescence. It is found that estimates for transport using linearized theory for the growth differ by over an order of magnitude from the actual anomalous collision frequency in the plasma. The wave-driven anomalous collision frequency with measured growth, however, is shown to agree with the electron collision frequency in magnitude and capture aspects of the trends in spatial variation. This result demonstrates experimentally that wave-driven effects ultimately can explain the observed cross-field transport in these devices. As a result, the implications of this finding are discussed in the context of the key lengthscales that drive the transport as well as the implications identifying reduced fidelity models that could be used to predict anomalous collision frequency.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2024

Accelerating particle-in-cell kinetic plasma simulations via reduced-order modeling of space-charge dynamics using dynamic mode decomposition

We present a data-driven reduced-order modeling of the space-charge dynamics for electromagnetic particle-in-cell (EMPIC) plasma simulations based on dynamic mode decomposition (DMD). The dynamics of the charged particles in kinetic plasma simulations such as EMPIC is manifested through the plasma current density defined along the edges of the spatial mesh. We showcase the efficacy of DMD in modeling the time evolution of current density through a low-dimensional feature space. Not only do such DMD based predictive reduced-order models help accelerate EMPIC simulations, they also have the potential to facilitate investigative analysis and control applications. Here, we demonstrate the proposed DMD-EMPIC scheme for reduced-order modeling of current density and speedup in EMPIC simulations involving electron beam under the influence of magnetic field, virtual cathode oscillations, and backward wave oscillator.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2024

First Measurement of Drift-Alfvén Wave Polarization in Magnetically Confined Fusion Plasmas

Polarization of drift-Alfvén waves, defined as the ratio of electrostatic to electromagnetic fluctuations, has remained unmeasurable in fusion plasmas for decades, despite its pivotal role in understanding wave dynamics and their impact on plasmas. We report the first measurements of drift-Alfvén wave polarization in a hot, magnetically-confined plasma. Here, the breakthrough is enabled by a novel methodology developed from gyrokinetic theory, utilizing fluctuations of electron temperature and density. Analysis of data from the DIII-D tokamak reveals that the waves above the geodesic acoustic mode frequency exhibit dominant electromagnetic polarization, whereas lower frequency waves show a mix of electromagnetic and electrostatic polarization, indicating a strong coupling between shear Alfvén waves and drift-acoustic waves.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2026

Measurement of the Alfvén Wave Parametric Decay Instability Growth Rate

Alfvén waves, a fundamental mode of magnetized plasmas, are ubiquitous in space and laboratory plasmas. The nonlinear behavior of these modes is thought to play a key role in important problems in space plasma, such as the heating of the solar corona and solar wind turbulence. In particular, theoretical predictions show that these Alfvén waves may be unstable to various parametric instabilities, but space observations of these processes are limited. We demonstrate the first measurement of the Alfvén wave parametric decay instability (PDI) growth rate. Experiments are conducted on the Large Plasma Device at UCLA in which a high amplitude 𝛿⁢𝐵/𝐵 0 ∼ 0.7% pump Alfvén wave is launched from one end of the device and a smaller seed Alfvén wave is launched from the other side. When the frequency of the seed wave is chosen to match the backward wave expected from PDI, damping of the seed wave is reduced. We compare this reduction in damping to the theoretically expected PDI growth rate while accounting for acoustic mode damping. Results show agreement between measurements and theoretical predictions. As a result, this not only provides critical validation for PDI theories and simulations that could help interpret future space observations but also suggests a new way of studying similar nonlinear wave phenomena.

Alfvén waves↗

NASA NTRS1971

Verification of theory on weak turbulence relating to the sequence of diffuse plasma resonances in space.

An interpretation of the sequence of diffuse plasma resonances observed by space probes (Alouette 2 and ISIS-1 satellites) is developed in terms of wave-particle nonlinear interaction in a weakly turbulent plasma including the electrostatic electron cyclotron harmonic wave instability. The longest time duration of the center frequency of the diffuse plasma resonance is found to coincide with the most favorable condition for the electrostatic electron cyclotron harmonic wave instability which is obtained by solving the dispersion equation obtained for a linear approximation of the kinetic wave equation for the warm magnetoactive plasma. The electrostatic field due to the transmission of the intense rf pulse produces plasma turbulence involving nonlinear wave-wave interaction and temperature anisotropy which leads to instability. This instability supplies energy to the turbulence. The process can be thought of as a feedback system.

Oya, H.↗

NASA NTRS1972

Plasma waves in the dayside polar cusp. I - Magnetospheric observations.

General survey of the Ogo 5 plasma-wave measurements for the dayside polar-cusp encounters of Nov. 1, 1968, and detailed analysis of the observations at the low-altitude (r approximately 3 to 5 earth radii) cusp boundaries. The survey section contains an overall discussion of the ULF magnetic-field wave levels and the VLF electric-field amplitude ranges measured from perigee out to 9 earth radii on Nov. 1, 1968. These cusp-associated observations are compared with those made on Oct. 27 and Nov. 6, 1968, when Ogo 5 traversed the dayside magnetosphere without encountering the cusp. It is shown that at the November 1 low-altitude cusp boundaries intense wave levels were detected over a broad spectral region at the steep gradients in cusp plasma density and thermal energy. The results are interpreted in terms of drift instabilities for low-beta plasmas with hot ions, and associated wave-particle and wave-wave interactions are briefly discussed.

Scarf, F. L.↗

NASA NTRS1971

Wave-wave interactions due to scattering by electrons.

The kinetic wave equation which describes the nonlinear wave-particle interaction in a plasma is considered, and a method which uses the picture of quantized plasmons interacting with particles for the description of nonlinear wave-particle interactions is briefly described. In this method an assumption is made of the Markoffian character of the equation. It is shown that the Markoffian assumption can be justified at least for the case when the plasma is close to a stable stationary state. The diagram method developed by Nishikawa (1966) is used to derive an explicit expression for the kinetic equation. The application of the result to the case of interaction between an electron-wave and an ion-wave is discussed.

Nishikawa, K.↗

NASA NTRS1979

Siple station experiments on wave-particle interactions in the magnetosphere

Natural and controlled whistler-mode signals have been used to study nonlinear mechanisms of wave growth and wave-wave interactions (WWI) in the magnetosphere; three general classes of WWI (triggering, suppression, and entrainment) are identified and interpreted in terms of a model based on cyclotron resonance interaction. This model is also used to estimate the wave field intensity associated with different types of WWI. A new type of triggered emission, the band-limited impulse (BLI) is interpreted in terms of the switching of phase-bunched currents. In addition, an experiment to find a threshold for the excitation of the coherent wave instability is discussed, and observed VLF wave-induced transient bursts of X-rays, light and E-region ionization enhancements are considered with regard to a step function wave interacting with all resonant electrons in a given energy range.

Helliwell, R. A.↗

NASA NTRS1980

Lagrangian methods in nonlinear plasma wave interaction

Analysis of nonlinear plasma wave interactions is usually very complicated, and simplifying mathematical approaches are highly desirable. The application of averaged-Lagrangian methods offers a considerable reduction in effort, with improved insight into synchronism and conservation (Manley-Rowe) relations. This chapter indicates how suitable Lagrangian densities have been defined, expanded, and manipulated to describe nonlinear wave-wave and wave-particle interactions in the microscopic, macroscopic and cold plasma models. Recently, further simplifications have been introduced by the use of techniques derived from Lie algebra. These and likely future developments are reviewed briefly.

Crawford, F. W.↗

NASA NTRS1982

Dissipation of ionospheric irregularities by wave-particle and collisional interactions

The nonlinear dissipation of plasma irregularities aligned parallel to an ambient magnetic field is studied numerically using a model which employs both wave-particle and collisional diffusion. A wave-particle diffusion coefficient derived from a local theory of the universal drift instability is used. This coefficient is effective in regions of nonzero plasma gradients and produces triangular-shaped irregularities with spectra which vary as f to the -4th, where f is the spatial frequency. Collisional diffusion acts rapidly on the vertices of the irregularities to reduce their amplitude. The simultaneous action of the two dissipative processes is more efficient than collisions acting alone. In this model, wave-particle diffusion mimics the forward cascade process of wave-wave coupling.

Bernhardt, P. A.↗

NASA NTRS1986

High-frequency waves generated by auroral electrons

Measurements of marginally unstable electron distribution functions and high-frequency plasma waves were made on a sounding rocket flight through a quiet auroral arc. The waves appeared near the electron plasma frequency and had a large parallel electric field component such that k-parallel is greater than k-perpendicular. The appearance of these waves was correlated with the presence of marginally unstable parallel electron distributions. Analysis has shown that the waves were produced by parallel electron distribution function greater than 0 rather than the small perpendicular electron distribution function greater than 0 features. Wave levels and growth rates inside the arc were small, and nonlinear wave-wave and wave-particle interactions appear to have been minimal.

Mcfadden, J. P.↗

NASA NTRS1989

Nonlinear evolution of high frequency R-mode waves excited by water group ions near comets - Computer experiments

An ion beam resonates with R-mode waves at a high-frequency RH mode and a low-frequency RL mode. The nonlinear evolution of ion beam-generated RH waves is studied here by one-dimensional hybrid computer experiments. Both wave-particle and subsequent wave-wave interactions are examined. The competing process among coexisting RH and RL mode beam instabilities and repeated decay instabilities triggered by the beam-excited RH mode waves is clarified. It is found that the quenching of the RH instability is not caused by a thermal spreading of the ion beam, but by the nonlinear wave-wave coupling process. The growing RH waves become unstable against the decay instability. This instability involves a backward-traveling RH electromagnetic wave and a forward-traveling longitudinal sound wave. The inverse cascading process is found to occur faster than the growth of the RL mode. Wave spectra decaying from the RH waves weaken as time elapses and the RL mode waves become dominant at the end of the computer experiment.

Kojima, H.↗

NASA NTRS1989

Discrete electromagnetic emissions in planetary magnetospheres

The present state of knowledge and observations of discrete electromagnetic emissions detected in the magnetospheres of earth and the outer planets are reviewed. The history of ground observations and satellite observations is included. Active experiments studying wave propagation, wave-wave and wave-particle interactions, and the generation and triggering of discrete emissions are addressed. The various theories proposed to explain the phenomena are examined, and computer simulations of wave-particle interactions and the generation and triggering of discrete emissions are reviewed. Related phenomena observed at frequencies above both the electron cyclotron frequency and the plasma frequency are considered. Areas of future investigation are discussed.

Anderson, Roger R.↗

NASA NTRS1990

Wave-particle interactions on the FAST satellite

NASA's Fast Auroral Snapshot, or 'FAST' satellite, scheduled for launch in 1993, will investigate the plasma physics of the low altitude auroral zone from a 3500-km apogee polar orbit. FAST will give attention to wave, double-layer, and soliton production processes due to electrons and ions, as well as to wave-wave interactions, and the acceleration of electrons and ions by waves and electric fields. FAST will employ an intelligent data-handling system capacle of data acquisition at rates of up to 1 Mb/sec, in addition to a 1-Gbit solid-state memory. The data need be gathered for only a few minutes during passes through the auroral zone, since the most interesting auroral phenomena occur in such narrow regions as auroral arcs, electrostatic shocks, and superthermal electron bursts.

Temerin, M. A.↗