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At least 19 records
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DOE OSTI2024

On small black holes in string theory

Abstract We discuss the worldsheet sigma-model whose target space is thed+1 dimensional Euclidean Schwarzschild black hole. We argue that in the limit where the Hawking temperature of the black hole,T, approaches the Hagedorn temperature,T H , it can be described in terms of a generalized version of the Horowitz-Polchinski effective theory. Ford≥ 6, where the Horowitz-Polchinski EFT [1, 2] does not have suitable solutions, the modified effective Lagrangian allows one to study the black hole CFT in an expansion in powers ofd− 6 andT H −T. AtT=T H , the sigma model is non-trivial for alld> 6. It exhibits an enhanced SU(2) symmetry, and is described by a non-abelian Thirring model with a radially dependent coupling. The resulting picture connects naturally to the results of [3–5], that relate Schwarzschild black holes in flat spacetime at largedto the two dimensional black hole. We also discuss an analogous open string system, in which the black hole is replaced by a system of two separated D-branes connected by a throat. In this system, the asymptotic separation of the branes plays the role of the inverse temperature. At the critical separation, the system is described by a Kondo-type model, which again exhibits an enhanced SU(2) symmetry. At larged, the brane system gives rise to the hairpin brane [6].

Physics↗
DOE OSTI2025

The evaporation of black holes in supergravity

In supergravity, charged rotating black holes are generically driven towards becoming extremal and supersymmetric through the emission of Hawking radiation. Eventually, as the black hole approaches the BPS bound and is close to becoming supersymmetric, quantum gravity corrections become critical to describing the emission of Hawking radiation, making the QFT in curved spacetime approximation inaccurate. In this paper, we compute how such quantum gravity corrections affect the spectrum of Hawking radiation for black holes in $\mathcal{N}$ = 2 supergravity in flatspace. We show that due to such corrections, the spectrum of emitted Hawking radiation for both spin-0 and spin-1/2 particles deviates drastically at low temperatures from the naively expected black-body spectrum. Rather remarkably, the spectrum exhibits a discrete emission line from direct transitions from near-BPS to BPS states, providing the first controlled example where the discreteness of the black hole energies is visible in the emitted Hawking radiation. Similar quantum gravity effects drastically modify the absorption cross-section: BPS black holes are transparent to certain frequencies, while near-BPS black holes appear much larger than the semi-classical prediction.

AdS-CFT Correspondence↗
DOE OSTI2023

The universality of black hole thermodynamics

The thermodynamic properties of black holes — temperature, entropy and radiation rates — are usually associated with the presence of a horizon. We argue that any extremely compact object (ECO) must have the same thermodynamic properties. Here, quantum fields just outside the surface of an ECO have a large negative Casimir energy similar to the Boulware vacuum of black holes. If the thermal radiation emanating from the ECO does not fill the near-surface region at the local Unruh temperature, then we find that no solution of gravity equations is possible. In string theory, black holes microstates are horizonless quantum objects called fuzzballs that are expected to have a surface ~l p outside r = 2⁢GM; thus the information puzzle is resolved while preserving the semiclassical thermodynamics of black holes.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Supergravity spectrum of AdS 5 black holes

We embed Kerr-Newman-AdS black holes into N = 8 gauged supergravity and study quadratic fluctuations around the black hole backgrounds of all fields in the larger theory. The equations of motion of the perturbations are partially diagonalized by the group theory of broken symmetry. Nearly all fields in theory have non-minimal couplings, so their equations of motion are not merely massive Klein-Gordon equations with minimal coupling to background gauge fields, and their analogues for fields with spin. In the special case of extremal black holes we identify specific modes of instability, some of which touch supersymmetric locus. For example, we identify scalar fields in supergravity that condense in the near horizon region and transition the black hole into a superconducting phase. We also identify supergravity modes that are susceptible to superradiant instability.

AdS-CFT Correspondence↗
DOE OSTI2024

How the black hole puzzles are resolved in string theory

String theory has provided a resolution of the puzzles that arise in the quantum theory of black holes. The emerging picture of the hole, encoded in the ‘fuzzball paradigm’, offers deep lessons about the role of quantum gravity on macroscopic length scales. Here, in this article we list these puzzles and explain how they get resolved. We extract the lessons of this resolution in a form that does not involve the technical details of string theory; it is hoped that this form will allow the lessons to be absorbed into other approaches to quantum gravity.

black holes↗
DOE OSTI2024

Thermodynamics of the near-extremal Kerr spacetime

We examine the thermodynamics of a near-extremal Kerr black hole, and demonstrate that the geometry behaves as an ordinary quantum system with a vanishingly small degeneracy at low temperatures. This is in contrast with the classical analysis, which instead predicts a macroscopic entropy for the extremal Kerr black hole. Our results follow from a careful analysis of the gravitational path integral. Specifically, the low temperature canonical partition function behaves as Z ~ T$\frac{3}{2}$ e S 0 +c log S 0 , with S 0 the classical degeneracy and c a numerical coefficient we compute. This is in line with the general expectations for non-supersymmetric near-extremal black hole thermodynamics, as has been clarified in the recent past, although cases without spherical symmetry have not yet been fully analyzed until now. We also point out some curious features relating to the rotational zero modes of the near-extremal Kerr black hole background that affects the coefficient c. This raises a puzzle when considering similar black holes in string theory. Our results generalize to other rotating black holes, as we briefly exemplify.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

The gravitational index of 5d black holes and black strings

The supersymmetric index of 5d black strings and spinning black holes in M-theory is related to that of 4d black holes in type IIA supergravity when both theories are compactified on the same Calabi-Yau threefold. We find the finite-temperature saddles for the 5d gravitational supersymmetric index by uplifting the recently found attractor saddles of the corresponding 4d index. We study uplifts for two types of geometries: 5d black holes and 5d black strings. For 5d black holes, the uplift guarantees that the index of 4d and 5d black holes match. For 5d black strings, the saddle reproduces the microscopic index at leading order in G N , even without the conventional decoupling limit taken in AdS/CFT. In particular, when the temperature is set to be finite in the 5d flat space region, the black string index is computed from an asymptotically flat solution where the AdS throat is absent. Further, as the temperature is lowered and eventually becomes infinitesimally small in the flat space region, the solution admits a novel decoupling limit in which the AdS 3 throat takes the form of a finite-temperature BTZ black hole that is known to compute the index in AdS 3 /CFT 2 . This represents the first step towards understanding holography for supersymmetric observables in flat space, away from the decoupling limit.

AdS-CFT correspondence↗
DOE OSTI2025

Holography: Quantum Mechanical Aspects of Black Holes (Final Report)

Current theories of fundamental physics are based on quantum field theory, unifying quantum mechanics and special relativity. A similar unification of quantum field theory with gravity has been elusive. String theory is a consistent model of quantum gravity and it is important to identify general lessons that can be applied to the real world. The main technique that emerged from such studies has been the gravitational path integral. During the period of this grant, the PI has explored the implication of the gravitational path integral in novel setups to uncover new features of rotating black holes in four dimensions, as well as increasing our understanding of some specific black holes in string theory.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Separability of the Dirac equation in the STU black hole spacetime: Pairwise-equal charge case study

We study the separability of the Dirac equation in the background of four dimensional charged rotating asymptotically flat black hole solution of supergravity and the low energy string theory known as STU black hole. In particular, we analyze in detail the separability conditions in the pairwise equal charge STU black hole space-time. While in the latter case the minimally coupled Dirac equation is not separable, the introduction of a specific torsion term ensures the separability. The source of the torsion is the Kalb-Ramond field, which is an integral part of string theory, but further aspects of its properties and coupling to fermionic fields remain to be studied. To derive the torsion, two different approaches are used in conformally related frames, showing that the torsion is not unique. The correspondingly modified Dirac equations in the Einstein and string frames are shown to be separable. Furthermore, the massless radial and angular wave equations are examined; they show close similarity with corresponding equations for the standard Kerr background. A generalization of the Teukolsky equation for the pairwise equal case is conjectured. We also briefly analyze a technically sophisticated radial equation in the massive case.

Dirac equation↗
DOE OSTI2022

Stringy ER = EPR

The ER = EPR correspondence relates a superposition of entangled, disconnected spacetimes to a connected spacetime with an Einstein-Rosen bridge. We construct examples in which both sides may be described by weakly-coupled string theory. The relation between them is given by a Lorentzian continuation of the FZZ duality of the two-dimensional Euclidean black hole CFT in one example, and in another example by continuation of a similar duality that we propose for the asymptotic Euclidean AdS 3 black hole. This gives a microscopic understanding of ER = EPR: one has a worldsheet duality between string theory in a connected, eternal black hole, and in a superposition of disconnected geometries in an entangled state. The disconnected description includes a condensate of entangled folded strings emanating from a strong-coupling region in place of a bifurcation point. Our construction relies on a Lorentzian interpretation of Euclidean time winding operators via angular quantization, as well as some lesser known worldsheet string theories, such as perturbation theory around a thermofield-double state, which we define using Schwinger-Keldysh contours in target space.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional N = 2 supergravity resolves the singularity. In doing so, we extend the recently-developed “new attractor mechanism” to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

The Fuzzball Paradigm

We describe the puzzles that arise in the quantum theory of black holes, and explain how they are resolved in string theory. We review how the Bekenstein entropy is obtained through the count of brane bound states. We describe the fuzzball construction of black hole microstates. These states have no horizon and radiate from their surface like a normal body, so there is no information puzzle. We explain how the semiclassical approximation is violated in gravitational collapse even though curvatures are low at the classical horizon. This violation happens because the collapse leads to a stretching of space that is {\it fast}: light does not have time to travel across the collapsing region to establish the `vecro' correlations needed in the quantum gravitational vacuum. These vecro correlations arise from the existence of virtual fuzzball fluctuations in the gravitational vacuum, and are significant because of the large degeneracy of fuzzball states implied by the Bekenstein entropy. It is plausible that similar effects of fast expansion may be responsible for effects like dark energy and the Early Dark Energy postulated to explain the Hubble tension.

FOS: Physical sciences↗
DOE OSTI2023

The holar wind

String theory in AdS 3 with purely NS-NS fluxes and vanishing RR moduli has a continuum of winding string excitations in radial plane wave states. BTZ black holes can emit such strings, which then flow out toward the AdS 3 boundary as a stream of massive quanta, and form a black hole analogue of the solar wind. The winding string sector thus provides a decay channel for the black hole to evaporate without having either to couple the system to an external reservoir or to match the AdS 3 throat onto an asymptotically flat region. We compute the emission amplitude of this “holar wind” in the semi-classical approximation, and consider the associated version of the black hole information paradox.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Quantum chaos and unitary black hole evaporation

The formation and evaporation of small AdS black holes in a theory with a holographic dual is governed by the usual rules of quantum mechanics. The eigenstate thermalization hypothesis explains the validity of semiclassical gravity for local bulk observables and can be used to quantify the magnitude of quantum corrections to the semi-classical approximation. The holographic dual produces a basis of black hole states with finite energy width, and observables that are smooth functions on the classical phase space will self-average over a large number of energy eigenstates, exponential in the Bekenstein-Hawking entropyS, leading to results that are consistent with semiclassical gravity up to small corrections of order e –S/2 . As expected, the semiclassical description breaks down for transition amplitudes that reflect the unitary evolution of the holographic theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

A precision test of averaging in AdS/CFT

We reconsider the role of wormholes in the AdS/CFT correspondence. We focus on Euclidean wormholes that connect two asymptotically AdS or hyperbolic regions with $\mathbb{S}$ 1 × $\mathbb{S}$ d-1 boundary. There is no solution to Einstein’s equations of this sort, as the wormholes possess a modulus that runs to infinity. To find on-shell wormholes we must stabilize this modulus, which we can do by fixing the total energy on the two boundaries. Such a wormhole gives the saddle point approximation to a non-standard problem in quantum gravity, where we fix two asymptotic boundaries and constrain the common energy. Crucially the dual quantity does not factorize even when the bulk is dual to a single CFT, on account of the fixed energy constraint. From this quantity we extract a smeared version of the microcanonical spectral form factor. For a chaotic theory this quantity is self-averaging, i.e. well-approximated by averaging over energy windows, or over coupling constants. We go on to give a precision test involving the microcanonical spectral form factor where the two replicas have slightly different coupling constants. In chaotic theories this form factor is known to smoothly decay at a rate universally predicted in terms of one replica physics, provided that there is an average either over a window or over couplings. We compute the expected decay rate for holographic theories, and the form factor from a wormhole, and the two exactly agree for a wide range of two-derivative effective field theories in AdS. This gives a precision test of averaging in AdS/CFT. Our results interpret a number of confusing facts about wormholes and factorization in AdS and suggest that we should regard gravitational effective field theory as a mesoscopic description, analogous to semiclassical mesoscopic descriptions of quantum chaotic systems.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Tensionless strings on AdS 3 orbifolds

The bound state of one NS5 brane (wrapped on a T 4 ) and N NS1-branes has two dual descriptions: its low-energy dynamics is described by the symmetric orbifold of T 4 , while the near horizon geometry is captured by string theory on AdS 3 × S 3 × T 4 with one unit of NS flux. The latter theory is exactly solvable in the hybrid formalism, and this allows one to prove the equivalence of the two descriptions. In this paper we extend this duality to Z k orbifolds of this AdS 3 × S 3 background. In particular, we show that the corresponding worldsheet spectrum reproduces exactly the perturbative excitations on top of a certain non-perturbative state in the dual symmetric orbifold theory. Since the AdS/CFT duality map is exact for these models, we obtain an interesting picture of how the duality relates boundary and bulk descriptions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Scaling similarities and quasinormal modes of D0 black hole solutions

We study the gravity solution dual to the D0 brane quantum mechanics, or BFSS matrix model, in the ’t Hooft limit. The classical physics described by this gravity solution is invariant under a scaling transformation, which changes the action with a specific critical exponent, sometimes called the hyperscaling violating exponent. We present an argument for this critical exponent from the matrix model side, which leads to an explanation for the peculiar temperature dependence of the entropy in this theory, S ∝ T 9/5 . We also present a similar argument for all other Dp-brane geometries. We then compute the black hole quasinormal modes. This involves perturbing the finite temperature geometry. These perturbations can be easily obtained by a mathematical trick where we view the solution as the dimensional reduction of an Ad S2+9/5 × S 8 geometry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Cardy expansion of 3d superconformal indices and corrections to the dual black hole entropy

We consider the superconformal index of three-dimensional $\mathcal{N}$ = 2 supersymmetric field theories computed via localization on S 1 × S 2 . We systematically develop an expansion where the ratio of the radius of S 1 to the radius of S 2 is taken very small — a Cardy-like expansion. We emphasize the sub-leading structures in this Cardy-like expansion as well as their interplay with the large-N limit for theories with gauge group of the form product of U(N) factors. We demonstrate that taking the large-N limit first leads to an expression for the effective action yielding the index that only includes terms proportional to 1/β and powers of β i=0,1,2 where β is the ratio of radii. As we depart from the β → 0 limit for finite N, we find indications of non-perturbative contributions of the form e –1/β . We present an explicit evaluation of the superconformal index for the ABJM theory in the large-N limit that is exact in β up to non-perturbative corrections. For the ABJM theory we explore the implications of the Cardy-like expansion for corrections to the entropy of the rotating, electricallly charged, asymptotically AdS 4 dual black hole. Interestingly, we find a closed form for the entropy that includes all perturbative corrections in β and takes the form of the leading order expression but with shifted charges.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗