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At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2021

Simulating the effects of warm O + ions on the growth of electromagnetic ion cyclotron (EMIC) waves

Electromagnetic ion cyclotron (EMIC) waves are believed to play a crucial role in the dynamics of the Earth’s magnetosphere. It has been widely accepted that plasma compositions can influence the growth rate of EMIC waves in the inner magnetosphere, but how warm O + ions change the wave growth rate is not well known. In this study, we investigate the impact of ring current O + concentration on the EMIC growth rate during a specific storm when the O + ion flux significantly increases. We calculate the growth rate of EMIC waves by using physics-based ion distributions output from the Ring current–Atmosphere interactions Model with Self-Consistent magnetic (B) and Electric (E) fields (RAM-SCBE) model. The percentage of warm O + is parametrically varied to examine how the maximum EMIC growth rate changes over time and how the global distribution of the maximum EMIC growth rate is affected. We found that the maximum growth rate of H-band appears in the dusk-to-midnight sector near the plasmapause, while O-band is excited at a slightly outer region. The maximum growth rate of He-band is closely related to the cold plasma density. With the increase of warm O + density, the maximum growth rate of H-band and He-band EMIC wave is reduced, while that of O-band EMIC wave is increased, and the region with this wave excitation is widened. Furthermore, such variation in the maximum EMIC growth rate implies a potential impact on the associated wave–particle interactions and change of the decay rate in the ring current.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Energetic Electron Precipitation Driven by Electromagnetic Ion Cyclotron Waves from ELFIN’s Low Altitude Perspective

We review comprehensive observations of electromagnetic ion cyclotron (EMIC) wave-driven energetic electron precipitation using data collected by the energetic electron detector on the Electron Losses and Fields InvestigatioN (ELFIN) mission, two polar-orbiting low-altitude spinning CubeSats, measuring 50-5000 keV electrons with good pitch-angle and energy resolution. EMIC wave-driven precipitation exhibits a distinct signature in energy-spectrograms of the precipitating-to-trapped flux ratio: peaks at >0.5 MeV which are abrupt (bursty) (lasting ~17 s, or ΔL ~ 0.56) with significant substructure (occasionally down to sub-second timescale). We attribute the bursty nature of the precipitation to the spatial extent and structuredness of the wave field at the equator. Multiple ELFIN passes over the same MLT sector allow us to study the spatial and temporal evolution of the EMIC wave - electron interaction region. Case studies employing conjugate ground-based or equatorial observations of the EMIC waves reveal that the energy of moderate and strong precipitation at ELFIN approximately agrees with theoretical expectations for cyclotron resonant interactions in a cold plasma. Using multiple years of ELFIN data uniformly distributed in local time, we assemble a statistical database of ~50 events of strong EMIC wave-driven precipitation. Most reside at L ~ 5 – 7 at dusk, while a smaller subset exists at L ~ 8 – 12 at post-midnight. The energies of the peak-precipitation ratio and of the half-peak precipitation ratio (our proxy for the minimum resonance energy) exhibit an L-shell dependence in good agreement with theoretical estimates based on prior statistical observations of EMIC wave power spectra. The precipitation ratio’s spectral shape for the most intense events has an exponential falloff away from the peak (i.e., on either side of ~ 1.45 MeV). It too agrees well with quasi-linear diffusion theory based on prior statistics of wave spectra. It should be noted though that this diffusive treatment likely includes effects from nonlinear resonant interactions (especially at high energies) and nonresonant effects from sharp wave packet edges (at low energies). Sub-MeV electron precipitation observed concurrently with strong EMIC wave-driven >1 MeV precipitation has a spectral shape that is consistent with efficient pitch-angle scattering down to ~ 200-300 keV by much less intense higher frequency EMIC waves at dusk (where such waves are most frequent). At ~100 keV, whistler-mode chorus may be implicated in concurrent precipitation. These results confirm the critical role of EMIC waves in driving relativistic electron losses. Nonlinear effects may abound and require further investigation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Localized Excitation of Electromagnetic Ion Cyclotron Waves From Anisotropic Protons Filtered by Magnetic Dips

The excitation of electrostatic and/or electromagnetic waves in the plasma universe is often associated with anisotropic velocity distributions of charged particles. In Earth's inner magnetosphere, this anisotropy can gradually develop as particles injected from the magnetotail drift around the Earth at different speeds depending on their energy and pitch angle. Here, we show that the perpendicular-moving and bouncing ions can be separated more abruptly near the injection front. These pitch-angle filters are localized magnetic dip structures formed by the diamagnetic behavior of the injected particles, which can trap perpendicular-moving ions and allow bouncing ions to overtake. The resulting ion anisotropy facilitates the rapid generation of electromagnetic ion cyclotron (EMIC) waves, which in turn can largely reshape the Van Allen radiation belts. This scenario is examined by case and statistical observations, together with numerical simulations that reproduce most of the observational signatures, to support the causal relationship between magnetic dips, anisotropic ion distributions, and localized excitation of EMIC waves. Finally, our study highlights the important roles of magnetic dips in the inner magnetospheric dynamics, as pitch-angle filters of the injected ions and traveling hotspots of EMIC wave activities.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Interaction of Inner Heliosheath Ions with Electromagnetic Ion Cyclotron Waves

Abstract Inner heliosheath (IHS) ions are expected to be exposed to various waves, shocks, and turbulence, which can affect ion distributions and thus their charge-exchange rates with interstellar neutral atoms. This work addresses the potential significance of electromagnetic ion cyclotron (EMIC) waves under expected IHS conditions. From a kinetic dispersion relation, we find the possibility of frequent triggering of EMIC instability in the IHS. The threshold anisotropy of proton temperatures required for the instability is small, ( T ⊥ – T ∣∣ )/ T ∣∣ ≈ 0.1 or less, mainly due to high plasma β (ratio of the plasma to magnetic pressures). Numerical calculations on the scattering of ions (protons, He + , and He 2+ with energy of 0.01–50 keV) based on two models for EMIC waves with a moderate intensity indicate significant scattering in the pitch angle (mostly a few tens of degrees) and energy (mostly a few tens of percent) although details depend on the energy and pitch angle of each species and adopted EMIC wave models. This occurs on a short timescale (<100 times the gyro-period of each ion species). Resonant scattering in a few to a few tens of keV (corresponding to the expected pickup ion energy in the IHS) is easily expected unless the wavenumber is too large. The scattering effect is distinguished among different species such that for lower gyrofrequency ions (He + versus He 2+ and He 2+ versus protons), the main scattering effect moves toward a lower energy domain. All these results imply continuous disturbance of ion distributions by possibly prevailing EMIC waves in the IHS.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Magnetic Tilt Effect on Externally Driven Electromagnetic Ion Cyclotron (EMIC) Waves

Abstract We examine coupling of fluctuations in the solar wind with electromagnetic ion cyclotron (EMIC) waves in the magnetosphere using an advanced full‐wave simulation code, Petra‐M. Dipole tilt dramatically affects the coupling process. While very little wave power can reach the inner magnetosphere without tilt effects, a tilted dipole field dramatically increases the efficiency of the coupling process. Solar wind fluctuations incident at high magnetic latitude effectively reaches the ground along the field line and mode‐convert to linearly polarized field‐aligned propagating waves at the Alfvén and IIH resonances. Therefore, solar wind compressions efficiently drive linearly polarized EMIC waves when the dipole angle is tilted toward or away from the Sun‐Earth direction.

58 GEOSCIENCES↗
DOE OSTI2020

Simultaneous Observations of Electromagnetic Ion Cyclotron (EMIC) Waves and Pitch Angle Scattering During a Van Allen Probes Conjunction

On 22 December 2015, the two Van Allen Probes observed two sets of electromagnetic ion cyclotron (EMIC) wave bursts during a close conjunction when both Probe A and Probe B were separated by 0.57 to 0.68 R E . Here, the EMIC waves occurred during an active period in the recovery phase of a coronal mass ejection-driven geomagnetic storm. Both spacecraft observed EMIC wave bursts that had similar spatial structure within a 1–2 min time delay. The EMIC waves occurred outside the plasmasphere, within ΔL ≈ 1–2 of the plasmapause and within a few degrees in magnetic latitude of the equatorial plane. The spatial structure of the EMIC wave bursts may have been related to the proton drift paths outside the plasmasphere and influenced by total magnetic field strength variations associated with solar wind pressure enhancements. The EMIC waves were observed in a narrow L shell region from L ≈ 4.55–5.32 between 10 and 11 magnetic local time (MLT) on the outbound halves of the spacecraft orbits and from L ≈ 4.82–5.51 between 13 and 14 MLT on the inbound halves of the spacecraft orbits. However, Pc1 pulsations were observed on the ground over a broad range of local times. The anisotropy of the proton pitch angle distributions was enhanced when the EMIC waves were observed. Although the overall radiation belt response during this storm was dominated by acceleration and transport processes, the EMIC waves produced local pitch angle scattering of 13–15 keV protons and 2.1–2.6 MeV electrons, consistent with calculations of the expected resonant energies.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Data for "Propagation of EMIC Waves from Shabansky Orbits in the Dayside Magnetosphere"

Full-wave simulations of electromagnetic ion cyclotron waves in a non-dipole compressed magnetic field have been conducted using the Petra-M simulation code. The manuscript investigates the effect of misalignment of the Faraday screen and electron density in the scrape-off layer on the excitation and propagation of fast helicon and slow mode waves.

Magnetosphere: outer↗
DOE OSTI2025

(Un)Explained EMIC Waves: Understanding Quiet Time EMIC Wave Drivers

Electromagnetic ion cyclotron (EMIC) waves are known to be generated through cyclotron resonance with the local ion particle population and grow when there is a large enough temperature anisotropy. In general, these temperature anisotropies necessary for wave growth are found to be associated with either solar wind pressure pulses or particle injections during geomagnetic storms or substorms. However, some EMIC events do not show any clear association with these known drivers and appear unexplained. In our analysis of high-amplitude (>1 nT) non-storm time EMIC waves, we find that 24 out of the 223 (~11%) EMIC events with peak amplitude greater than 1 nT were not found to be associated with any clear EMIC wave driver. This raises a compelling question: What magnetospheric or solar wind driver provides the free energy to grow these quiet-time EMIC waves? Here, we examine two EMIC events on 13 April 2017 and 13 February 2014, which were excited during extremely quiet solar wind and geomagnetic conditions. Furthermore, an in-depth analysis of field and particle measurements from multiple data sets, including ground and in situ data for these two events, indicates that extremely weak and otherwise insignificant pressure values and/or very weak substorm injections occurring multiple hours before the event play a significant role in quiet time wave generation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Relativistic Electron Precipitation Events Driven by Solar Wind Impact on the Earth's Magnetosphere

Certain forms of solar wind transients contain significant enhancements of dynamic pressure and may effectively drive magnetosphere dynamics, including substorms and storms. An integral element of such driving is the generation of a wide range of electromagnetic waves within the inner magnetosphere, either by compressionally heated plasma or by substorm plasma sheet injections. Consequently, solar wind transient impacts are traditionally associated with energetic electron scattering and losses into the atmosphere by electromagnetic waves. In this study, we show the first direct measurements of two such transient-driven precipitation events as measured by the low-altitude Electron Losses and Fields Investigation CubeSats. The first event demonstrates storm-time generated electromagnetic ion cyclotron waves efficiently precipitating sub-relativistic and relativistic electrons from >300 keV to 2 MeV at the duskside. The second event demonstrates whistler-mode waves leading to scattering of electrons from 50 to 700 keV on the dawnside. These observations confirm the importance of solar wind transients in driving energetic electron losses and subsequent dynamics in the ionosphere.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Modeling the Dynamics of Energetic Protons in Earth's Inner Magnetosphere

Recently, Van Allen Probes data have revealed the interesting energy-dependent dynamics of energetic protons in Earth's inner magnetosphere. To quantify the role of radial diffusion and charge exchange to the observed energy-dependent dynamics of ring current protons, a 1D radial diffusion model with charge exchange loss is implemented. The observed proton flux over the long-term period of November 2012 to September 2013 is first converted to phase space densities, which are then simulated by our model driven by an outer boundary condition at L* = 5.5 derived from the data. The simulation results show that our model generally captures the transport and acceleration of energetic protons at μ = 30, 50, and 80 MeV/G and K = 0.11 G 1/2 R E , suggesting that radial diffusion is the dominant source mechanism for >75 keV protons at L* = 3.5–5.5. Additionally, the observed fast decay of protons at lower μ and slow decay at higher μ are well captured by the model, demonstrating the dominant role of charge exchange in explaining the observed energy-dependent proton decay. For higher μ protons, prompt losses of protons on the time scale of hours are observed over a wide range of L*, which is too fast to be explained by charge exchange. Some of the prompt losses at high L* regions are reproduced by the model with outward radial diffusion to the outer boundary. However, many prompt losses observed at lower L* regions are not captured by the model, which could be due to other loss mechanisms including electromagnetic ion cyclotron wave scattering and field line curvature scattering.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Modeling the Simultaneous Dropout of Energetic Electrons and Protons by Magnetopause Shadowing

Abstract Magnetopause shadowing (MPS) effect could drive a concurrent dropout of radiation belt electrons and ring current protons. However, its relative role in the dropout of both plasma populations has not been well quantified. In this work, we study the simultaneous dropout of MeV electrons and 100s keV protons during an intense geomagnetic storm in May 2017. A radial diffusion model with an event‐specific last closed drift shell is used to simulate the MPS loss of both populations. The model well captures the fast shadowing loss of both populations at L * > 4.6, while the loss at L * < 4.6, possibly due to the electromagnetic ion cyclotron wave scattering, is not captured. The observed butterfly pitch angle distributions of electron fluxes in the initial loss phase are well reproduced by the model. The initial proton losses at low pitch angles are underestimated, potentially also contributed by other mechanisms such as field line curvature scattering.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Species mix & distribution function dependence of energetic-ion driven magnetospheric instabilities on DIII-D (Final Report)

Energetic ions drive a rich variety of instabilities in the complex multi-species plasma of Earth’s magnetosphere. This experiment exploited the highly flexible, high power particle beam injection capability and sophisticated diagnostic suite of the DIII-D tokamak to advance understanding of two particular instabilities of significant interest to the magnetospheric research community that have closely-related counterparts in beam-heated tokamak plasmas: electromagnetic ion cyclotron waves (EMIC) [1], observed at frequencies somewhat below the ion cyclotron frequencies of bulk ion species, and equatorial noise [2], observed at energetic-ion cyclotron harmonics. In the magnetic fusion energy domain, such waves are called ICE (Ion Cyclotron Emission). Recent substantial advances in diagnostic capability in the ion cyclotron range of frequencies in DIII-D, including measurement of wave polarization, spa)al structure and amplitude created an exciting opportunity to challenge and drive advances in theoretical understanding of these phenomena.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2022

Effects of polarization-reversed EMIC waves on the ring current dynamics

Electromagnetic ion cyclotron (EMIC) waves are widely believed to play an important role in influencing the radiation belt and ring current dynamics. Most studies have investigated the effects or characteristics of EMIC waves by assuming their left-handed polarization. However, recent studies have found that the reversal of polarization, which occurs at higher latitudes along the wave propagation path, can change the wave-induced pitch angle diffusion coefficients. Whether such a polarization reversal can influence the global ring current dynamics remains unknown. In this study, we investigate the ring current dynamics and proton precipitation loss in association with polarization-reversed EMIC waves by using the ring current–atmosphere interactions model (RAM). The results indicate that the polarization reversal of H-band EMIC waves can truly decrease the scattering rates of protons of 10 to 50 keV or >100 keV in comparison with the scenario in which the EMIC waves are considered purely left-handed polarized. Additionally, the global ring current intensity and proton precipitation may be slightly affected by the polarization reversal, especially during prestorm time and the recovery phase, but the effects are not large during the main phase. This is probably because the H-band EMIC waves contribute to the proton scattering loss primarily at E < 10 keV, an energy range that is not strongly affected by the polarization reversal.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

A Probabilistic Model for Global EMIC Wave Activity Using Van Allen Probes Observations

Electromagnetic ion cyclotron (EMIC) waves play a key role in radiation belt dynamics through resonant interactions. However, their low occurrence probability, high variability, and spatial intermittency pose challenges for accurate modeling. In this study, we present a machine learning (ML)-based global EMIC wave model built on the entire data set from the Van Allen Probes mission. To capture the distinct statistical characteristics of wave occurrence and amplitude, the model is separated into two modules: an occurrence model trained using ML techniques, and a wave amplitude model sampled from observed probability distributions. The input parameters are limited to real-time or predictable variables to ensure practical applicability. Our model shows strong performance across the entire test set and demonstrates improved predictive capability over a baseline random occurrence model, particularly during quiet geomagnetic conditions. Evaluation during both quiet and active periods confirms the model's ability to represent the clustered and intermittent nature of EMIC wave activity. Furthermore, the model provides global estimates of wave power, enabling integration with radiation belt electron data and showing signatures consistent with wave-induced scattering. We found a good correlation between the global wave activity from the model and relativistic electron observation by Van Allen Probes, regardless of the availability of in situ wave observations. The modular structure of the model also allows for straightforward expansion for additional wave properties, such as wave frequency, which can be modeled independently. This flexible, event-sensitive approach offers a promising framework for data-driven radiation belt simulations and space weather applications.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

GloPW

This model predicts global plasma wave activity, with a focus on electromagnetic ion cyclotron (EMIC) waves in Earth’s magnetosphere.

Noh, Sung Jun↗
DOE OSTI2025

Prediction of the Wave Normal Angle of Proton‐Band EMIC Waves Near Geosynchronous Orbit

We investigate how the wave normal angle (WNA) and polarization of proton-band electromagnetic ion cyclotron (EMIC) waves change as they travel from their source to Earth. This paper marks a significant milestone as the first full-wave simulation of proton-band EMIC waves reflecting from the ionosphere. Our findings show that the WNA can change rapidly during propagation, primarily due to plasma inhomogeneities, such as variations in the Alfvén speed. The wave polarization is strongly related to the WNA, consistent with theory. Newly generated EMIC waves near the equator propagate with a WNA of 0° , then the WNA gradually shifts to 90° as they move toward Earth. In contrast, reflecting waves having 90° of WNA at Earth maintain a relatively larger WNA even near the magnetic equator. As a result, only the newly generated waves close to the source, where the magnetic latitude is less than approximately 20° , show left-handed polarization, while linear polarization remains dominant throughout the rest of the propagation.

EMIC wave↗
DOE OSTI2024

Quantifying the Role of EMIC Wave Scattering During the 27 February 2014 Storm by RAM–SCB Simulations

Electromagnetic Ion Cyclotron (EMIC) wave scattering has been proved to be responsible for the fast loss of both radiation belt (RB) electrons and ring current (RC) protons. However, its role in the concurrent dropout of these two co–located populations remains to be quantified. In this work, we study the effect of EMIC wave scattering on both populations during the 27 February 2014 storm by employing the global physics–based RAM–SCB model. Throughout this storm event, MeV RB electrons and 100s keV RC protons experienced simultaneous dropout following the occurrence of intense EMIC waves. By implementing data–driven initial and boundary conditions, we perform simulations for both populations through the interplay with EMIC waves and compare them against Van Allen Probes observations. Notably, the results indicate that by including EMIC wave scattering loss, especially by the He–band EMIC waves, the model aligns closely with data for both populations. Additionally, we investigate the simulated pitch angle distributions (PADs) for both populations. Including EMIC wave scattering in our model predicts a 90° peaked PAD for electrons with stronger losses at lower pitch angles, while protons exhibit an isotropic PAD with enhanced losses at pitch angles above 40°. Furthermore, our model predicts considerable precipitation of both particle populations, predominantly confined to the afternoon to midnight sector (12 hr < MLT < 24 hr) during the storm's main phase, corresponding closely with the presence of EMIC waves.

79 ASTRONOMY AND ASTROPHYSICS↗