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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2021

Gauge invariance and Ward identities in nonlinear response theory

We present a formal analysis of nonlinear response functions in terms of correlation functions in real- and imaginary-time domains. In particular, we show that causal nonlinear response functions, expressed in terms of nested commutators in real time, can be obtained from the analytic continuation of time-ordered response functions, which are more easily amenable to diagrammatic calculation. This generalizes the well-known result of linear response theory. We then use gauge invariance arguments to derive exact relations between second-order response functions in density and current channels. These identities, which are non-perturbative in the strength of inter-particle interactions, allow us to establish exact connections between nonlinear optics calculations done in different electromagnetic gauges.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Shearing approach to gauge-invariant Trotterization

Universal quantum simulations of gauge field theories are exposed to the risk of gauge symmetry violations when it is not known how to compile the desired operations exactly using the available gate set. In this article, we show how time evolution can be compiled in an Abelian gauge theory—if only approximately—without compromising gauge invariance, by graphically motivating a block-diagonalization procedure. When gauge-invariant interactions are associated with a “spatial network” in the space of discrete quantum numbers, it is seen that cyclically shearing the spatial network converts simultaneous updates to many quantum numbers into conditional updates of a single quantum number; ultimately, this eliminates any need to pass through (and acquire overlap onto) unphysical intermediate configurations. Shearing is explicitly applied to gauge-matter and magnetic interactions of lattice quantum electrodynamics. The features that make shearing successful at preserving Abelian gauge symmetry may also be found in non-Abelian theories, bringing one closer to gauge-invariant simulations of quantum chromodynamics.

Gauge theories↗
DOE OSTI2023

Gauge-invariant gravitational waves in matter beyond linearized gravity

Modeling the propagation of gravitational waves (GWs) in media other than vacuum is complicated by the gauge freedom of linearized gravity in that, once nonlinearities are taken into consideration, gauge artifacts can cause spurious acceleration of the matter. To eliminate these artifacts, we propose how to keep the theory of dispersive GWs gauge-invariant beyond the linear approximation and, in particular, obtain an unambiguous gauge-invariant expression for the energy–momentum of a GW in a dispersive medium. Using analytic tools from plasma physics, we propose an exactly gauge-invariant 'quasilinear' theory, in which GWs are governed by linear equations and also affect the background metric on scales large compared to their wavelength. As a corollary, the gauge-invariant geometrical optics of linear dispersive GWs in a general background is formulated. As an example, we show how the well-known properties of vacuum GWs are naturally and concisely yielded by our theory in a manifestly gauge-invariant form. We also show how the gauge invariance can be maintained within a given accuracy to an arbitrary order in the GW amplitude. These results are intended to form a physically meaningful framework for studying dispersive GWs in matter.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Gauge invariance of radiative jet functions in the position-space formulation of SCET

In subleading powers of soft-collinear effective theory (SCET), the Lagrangian contains couplings between soft quarks and hard-collinear quarks. Matrix elements of the hard-collinear parts of these couplings are radiative jet functions. In the position-space formulation of SCET, the Lagrangians are constructed from operators that appear to be gauge invariant. Nevertheless, we find violations of gauge invariance arise in the hard-collinear sector because gauge transformations can shift the momentum of a hard-collinear quark field from the hard-collinear sector to the soft sector, where the hard-collinear fields, by definition, have no support. The violations of gauge invariance are manifested in perturbation theory in the hard-collinear sector through the absence of certain Feynman diagrams that would be present in full QCD. A consequence of the absence of these diagrams is that the radiative jet functions that follow directly from the position-space Lagrangians are not gauge invariant, and we demonstrate this through explicit calculations in lower-order perturbation theory. We obtain gauge-invariant Lagrangians by adding to existing position-space Lagrangians terms that are proportional to the soft-quark equation of motion. These gauge-invariant Lagrangians are valid for nonzero, as well as zero, quark masses. We also remark briefly on the gauge invariance of certain Lagrangians that have been constructed in the label-momentum formulation of SCET. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Gauge invariants of linearized gravity with a general background metric

In linearized gravity with distributed matter, the background metric has no generic symmetries, and decomposition of the metric perturbation into global normal modes is generally impractical. This complicates the identification of the gauge-invariant part of the perturbation, which is a concern, for example, in the theory of dispersive gravitational waves (GWs) whose energy–momentum must be gauge-invariant. Here, we propose how to identify the gauge-invariant part of the metric perturbation and the six independent gauge invariants per se for an arbitrary background metric. For the Minkowski background, the operator that projects the metric perturbation on the invariant subspace is proportional to the well-known dispersion operator of linear GWs in vacuum. For a general background, this operator is expressed in terms of the Green’s operator of the vacuum wave equation. Further, if the background is smooth, it can be found asymptotically using the inverse scale of the background metric as a small parameter.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Importance of imposing gauge invariance in time-dependent density functional theory calculations with meta-generalized gradient approximations

It has been known for more than a decade that the gauge variance of the kinetic energy density τ leads to additional terms in the magnetic orbital rotation Hessian used in linear-response time-dependent density functional theory (TDDFT), affecting excitation energies obtained with τ-dependent exchange–correlation functionals. While previous investigations found that a correction scheme based on the paramagnetic current density has a small effect on benchmark results, we report more pronounced effects here, in particular, for the popular M06-2X functional and for some other meta-generalized gradient approximations (mGGAs). In the first part of this communication, this is shown by a reassessment of a set of five Ni(II) complexes for which a previous benchmark study that did not impose gauge invariance has found surprisingly large errors for excitation energies obtained with M06-2X. These errors are more than halved by restoring gauge invariance. The variable importance of imposing gauge invariance for different mGGA-based functionals can be rationalized by the derivative of the mGGA exchange energy integrand with respect to τ. In the second part, a large set of valence excitations in small main-group molecules is analyzed. For M06-2X, several selected n → π* and π→π$^{*}_{⊥}$ excitations are heavily gauge-dependent with average changes of –0.17 and –0.28 eV, respectively, while π→π$^{*}_{∥}$ excitations are marginally affected (–0.04 eV). Similar patterns, but of the opposite signs, are found for SCAN0. Here, the results suggest that reevaluation of previous gauge variant TDDFT results based on M06-2X and other mGGA functionals is warranted.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2023

Gauge-invariant measure of the magnon orbital angular momentum

Unlike the Berry phase, the orbital angular momentum (OAM) of magnons with two-dimensional wave vector k in band n is not gauge invariant for arbitrary phase λ n (k) and so is not physically observable. However, by integrating the OAM over the orientation φ of wave vector k, we construct a gauge-invariant function F n (k). Like F n (k), the average OAM for magnon band n in a circle of radius k is also gauge invariant and can be directly observed. We demonstrate these results for a ferromagnet on a honeycomb lattice with Dzyalloshinskii-Moriya interactions between next-nearest neighbor spins. With wave vectors k restricted to the first Brillouin zone, the angular averaged OAM F n (k) then has opposite signs for lower and upper bands n=1 and 2 for all k.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2023

Hadronization dynamics from the spectral representation of the gauge invariant quark propagator

We study the Dirac decomposition of the gauge invariant quark propagator, whose imaginary part describes the hadronization of a quark as this interacts with the vacuum, and relate each of its coefficients to a specific sum rule for the chiral-odd and chiral-even quark spectral functions. Working at first in light-like axial gauge, we obtain a new sum rule for the spectral function associated to the gauge fixing vector, and show that its second moment is in fact equal to zero. Then, we demonstrate that the first moment of the chiral-odd quark spectral function is equal in any gauge to the so-called inclusive jet mass, which is related to the mass of the particles produced in the hadronization of a quark. Finally, we present a gauge-dependent formula that connects the second moment of the chiral-even quark spectral function to invariant mass generation and final state rescattering in the hadronization of a quark.

Costa, Caroline S. R.↗
DOE OSTI2025

Gauge invariance and color charge fluctuations

The nature of confinement is connected with color charge. Unfortunately, the color charge densities in QCD, the Noether charge densities associated with the global color invariance, are not invariant under local color rotations. This implies that the expectation values of the net color charge in any region of any physical state in QCD—states that satisfy the color Gauss law—are automatically zero for all components of color. In this Letter, it is shown that the expectation value of the square of the net color charge in a region—a measure of the color charge fluctuations—is necessarily nonzero when evaluated in physical states and the result, while depending on the scheme and scale by which the theory is regulated, is gauge invariant. This holds despite the formal lack of gauge invariance of the operator. Moreover, there is a particular combination of the color charge fluctuations for the vacuum and for a system describable by a nontrivial density matrix that is independent that has a well-defined continuum limit.

color confinement↗
DOE OSTI2021

Gauge invariance of light-matter interactions in first-principle tight-binding models

In this work, we study the different ways of introducing light-matter interaction in first-principle tight-binding (TB) models. The standard way of describing optical properties is the velocity gauge, defined by linear coupling to the vector potential. In finite systems a transformation to represent the electromagnetic radiation by the electric field instead is possible, albeit subtleties arise in periodic systems. The resulting dipole gauge is a multi-orbital generalization of the Peierls substitution. In this work we investigate the accuracy for both pathways, with particular emphasis on gauge invariance, for TB models constructed from maximally localized Wannier functions. This approach accurately captures the light-matter interaction close to the Fermi level. Focusing on paradigmatic two-dimensional materials, we construct first-principle models and calculate the response to electromagnetic fields in linear response and for strong excitations. Benchmarks against fully converged first-principle calculations allow for ascertaining the accuracy of the TB models. We find that the dipole gauge provides a more accurate description than the velocity gauge in all cases. The main deficiency of the velocity gauge is an imperfect cancellation of paramagnetic and diamagnetic current. Formulating a corresponding sum rule however provides a way to explicitly enforce this cancellation. This procedure corrects the TB models in the velocity gauge, yielding excellent agreement with dipole gauge and thus restoring gauge invariance.

2-dimensional systems↗
DOE OSTI2024

Gauge-invariant renormalization of four-quark operators

We study the renormalization of four-quark operators in one-loop perturbation theory. We employ a coordinate-space gauge-invariant renormalization scheme (GIRS), which can be advantageous compared to other schemes, especially in nonperturbative lattice investigations. From our perturbative calculations, we extract the conversion factors between GIRS and the modified minimal subtraction scheme ( MS ¯ ) at the next-to-leading order. As a by-product, we also obtain the relevant anomalous dimensions in the GIRS scheme. A formidable issue in the study of the four-quark operators is that operators with different Dirac matrices mix among themselves upon renormalization. We focus on both parity-conserving and parity-violating four-quark operators, which change flavor numbers by two units ( Δ F = 2 ). The extraction of the conversion factors entails the calculation of two-point Green’s functions involving products of two four-quark operators, as well as three-point Green’s functions with one four-quark and two bilinear operators. The significance of our results lies in their potential to refine our understanding of QCD phenomena, offering insights into the precision of Cabibbo-Kobayashi-Maskawa (CKM) matrix elements and shedding light on the nonperturbative treatment of complex mixing patterns associated with four-quark operators. Published by the American Physical Society 2024

Constantinou, M. (ORCID:0000000269881745)↗
DOE OSTI2021

Gauge-invariant perturbation expansion in powers of electric charge for the density-of-states of a network model for charged-particle motion in a uniform background magnetic flux density

An explicitly gauge-invariant expansion in powers of e/$\hbar$ times the magnetic flux density is formally obtained for the density of states [as characterized by the trace of the resolvent $\hat{G}$ = (ω-$\hat{ℎ}$)-1] of a charged particle moving on a Hermitian quantum network that is embedded in a Euclidean background that supports a uniform magnetic flux density. The explicit expressions, given here up to third order in the flux density, are also valid for the “local trace” (the trace of $\hat{P}_i\hat{G}$ , where $\hat{P}_i$ is the projector on a network node) and do not appear to have been previously given.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Updated analyses of gluon distribution functions for the pion and kaon from the gauge-invariant nonlocal chiral quark model

In this work, we investigate the gluon distribution functions for the pion and kaon, in addition to the improved result of the valence-quark ones, in the gauge-invariant nonlocal chiral-quark model, in which the momentum dependence of the quark interactions is properly taken into account. We then analyze the gluon distribution functions, generated dynamically through the splitting functions in the Dokshitzer-Gribov-Lipatov-Altarelli-Parisi QCD evolution. By comparing with the recent lattice QCD results and Jefferson Lab angular momentum global analyses, it is found that the present numerical results for the gluon parton distribution functions for the pion exhibit a good agreement and the valence up-quark distribution results for the pion by reproducing the reanalyzed experimental data with a remarkable agreement. Our prediction on the gluon distribution functions for the kaon is also consistent with the recent lattice data for the kaon within the errors. Published by the American Physical Society 2024

Hutauruk, Parada. T. P. (ORCID:0000000242257109)↗
DOE OSTI2024

Revisiting gauge invariance and Reggeization of pion exchange

The Reggeized pion is expected to provide the main contribution to the forward cross section in light meson photoproduction reactions with charge exchange at high energies. We discuss the Reggeization of pion exchange in charged pion photoproduction with an emphasis on consistency with current conservation. We show that the gauge-invariant amplitude for the exchange of a particle with a generic even spin J ≥ 2 in the t channel is analytic at J = 0 and that it can be interpreted in terms of the nucleon electric current. This enables us to reconcile the dynamics in the s and u channel, which involves also nucleon exchanges, with the amplitude expressed in terms of t -channel partial waves, as required by Regge theory. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Gauge-invariant TMD factorization for Drell-Yan hadronic tensor at small x

The Drell-Yan hadronic tensor for electromagnetic (EM) current in the Sudakov region s?Q2?q2? is obtained with 1Q2 accuracy. In the leading order in Nc the higher-twist quark-quark-gluon TMDs reduce to leading-twist TMDs due to QCD equation of motion. The resulting tensor for unpolarized hadrons is EM gauge-invariant and depends on two leading-twist TMDs: f1 responsible for total DY cross section, and Boer-Mulders function h?1. The order-of-magnitude estimates of angular distributions for DY process seem to agree with LHC results at corresponding kinematics.

Balitsky, Ian↗
DOE OSTI2021

Gauge-invariant TMD factorization for Drell-Yan hadronic tensor at small $\mathcal{x}$

The Drell-Yan hadronic tensor for electromagnetic (EM) current is calculated in the Sudakov region $s\gg Q^2 \gg q^2_⊥$ with $\frac{1}{Q^2}$ accuracy, first at the tree level and then with the double-log accuracy. It is demonstrated that in the leading order in $N_c$ the higher-twist quark-quark-gluon TMDs reduce to leading-twist TMDs due to QCD equation of motion. The resulting tensor for unpolarized hadrons is EM gauge-invariant and depends on two leading-twist TMDs: $f_1$ responsible for total DY cross section, and Boer-Mulders function $h\frac{⊥}{1}$. The order-of-magnitude estimates of angular distributions for DY process seem to agree with LHC results at corresponding kinematics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Discovering exact, gauge-invariant, local energy-momentum conservation laws for the electromagnetic gyrokinetic system by high-order field theory on heterogeneous manifolds

Gyrokinetic theory is arguably the most important tool for numerical studies of transport physics in magnetized plasmas. However, exact local energy-momentum conservation laws for the electromagnetic gyrokinetic system have not been found despite the continuous effort. Without such local conservation laws, energy and momentum can be instantaneously transported across spacetime, which is unphysical and casts doubt on the validity of numerical simulations based on the gyrokinetic theory. The standard Noether procedure for deriving conservation laws from corresponding symmetries does not apply to gyrokinetic systems because the gyrocenters and electromagnetic fields reside on different manifolds. To overcome this difficulty, we develop a high-order field theory on heterogeneous manifolds for classical particle-field systems and apply it to derive exact, local conservation laws, in particular the energy-momentum conservation laws, for the electromagnetic gyrokinetic system. A weak Euler-Lagrange equation is established to replace the standard Euler-Lagrange equation for the particles. It is discovered that an induced weak Euler-Lagrange current enters the local conservation laws. And it is the new physics captured by the high-order field theory on heterogeneous manifolds. A recently developed gauge-symmetrization method for high-order electromagnetic field theories using the electromagnetic displacement-potential tensor is applied to render the derived energy-momentum conservation laws electromagnetic gauge-invariant.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗