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DOE OSTI2026

Massive black holes seeded by dark matter: Implications for little red dots and gravitational wave signatures

Observations of supermassive black holes (SMBHs) at high redshifts challenge standard seeding scenarios. We examine a dissipative self-interacting dark matter (dSIDM) model in which gravothermal collapse leads to the formation of massive BH seeds ab initio. We utilize a semianalytical framework to predict properties of the dSIDM-seeded SMBH population. Billion solar mass quasars are reproduced along with low-mass faint active galactic nuclei (known as little red dots) with SMBH-to-galaxy stellar mass ratios consistent with recent James Webb Space Telescope observations. To match the abundance of the observed bright quasars, a subpercent-level duty cycle is suggested, implying a large population of dormant SMBHs. The gravitational wave (GW) signals from mergers of these massive SMBHs can be detected by LISA while remaining within the NANOGrav constraints on the GW background. These results provide testable signatures of DM-driven SMBH formation, offering a pathway to probe hidden-sector physics through SMBH and GW observables.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Variability-selected Intermediate-mass Black Hole Candidates in Dwarf Galaxies from ZTF and WISE

While it is difficult to observe the first black hole seeds in the early universe, we can study intermediate-mass black holes (IMBHs) in local dwarf galaxies for clues about their origins. In this paper we present a sample of variability-selected active galactic nuclei (AGN) in dwarf galaxies using optical photometry from the Zwicky Transient Facility (ZTF) and forward-modeled mid-IR photometry of time-resolved Wide-field Infrared Survey Explorer (WISE) co-added images. We found that 44 out of 25,714 dwarf galaxies had optically variable AGN candidates and 148 out of 79,879 dwarf galaxies had mid-IR variable AGN candidates, corresponding to active fractions of 0.17% ± 0.03% and 0.19% ± 0.02%, respectively. We found that spectroscopic approaches to AGN identification would have missed 81% of our ZTF IMBH candidates and 69% of our WISE IMBH candidates. Only nine candidates have been detected previously in radio, X-ray, and variability searches for dwarf galaxy AGN. The ZTF and WISE dwarf galaxy AGN with broad Balmer lines have virial masses of 10 5 M ⊙ < M BH < 10 7 M ⊙ , but for the rest of the sample, BH masses predicted from host galaxy mass range between 10 5.2 M ⊙ < M BH < 10 7.25 M ⊙ . We found that only 5 of 152 previously reported variability-selected AGN candidates from the Palomar Transient Factory in common with our parent sample were variable in ZTF. We also determined a nuclear supernova fraction of 0.05% ± 0.01% yr -1 for dwarf galaxies in ZTF. Our ZTF and WISE IMBH candidates show the promise of variability searches for the discovery of otherwise hidden low-mass AGN.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

How Does Feedback Affect the Star Formation Histories of Galaxies?

Star formation in galaxies is regulated by the interplay of a range of processes that shape the multiphase gas in the interstellar and circumgalactic media. Using the Cosmology and Astrophysics with MachinE Learning Simulations (CAMELS) suite of cosmological simulations, we study the effects of varying feedback and cosmology on the average star formation histories (SFHs) of galaxies at z ∼ 0 across the IllustrisTNG, SIMBA, and ASTRID galaxy formation models. We find that galaxy SFHs in all three models are sensitive to changes in stellar feedback, which affect the efficiency of baryon cycling and the rates at which central black holes grow, whereas the effects of varying active galactic nucleus (AGN) feedback depend on model-specific implementations of black hole seeding, accretion, and feedback. We also find strong interaction terms that couple stellar and AGN feedback, usually by regulating the amount of gas available for the central black hole to accrete. Using a double power law to describe the average SFHs, we derive a general set of equations relating the shape of the SFHs to physical quantities like baryon fraction and black hole mass across all three models. We find that a single set of equations (albeit with different coefficients) can describe the SFHs across all three CAMELS models, with cosmology dominating the SFH at early times, followed by halo accretion, and feedback and baryon cycling at late times. Galaxy SFHs provide a novel, complementary probe to constrain cosmology and feedback, and can connect the observational constraints from current and upcoming galaxy surveys with the physical mechanisms responsible for regulating galaxy growth and quenching.

Iyer, Kartheik G. [Columbia Univ., New York, NY (U↗

DOE OSTI2025

Evaluating quenching in cosmological simulations of galaxy formation with spectral covariance in the optical window

ABSTRACT Cosmological hydrodynamical simulations provide valuable insights on galaxy evolution when coupled with observational data. Comparisons with real galaxies are typically performed via scaling relations of the observables. Here, we follow an alternative approach based on the spectral covariance in a model-independent way. We build upon previous work by Sharbaf et al. that studied the covariance of high-quality SDSS (Sloan Digital Sky Survey) continuum-subtracted spectra in a relatively narrow range of velocity dispersion ($\sigma \in [100,150]$ km s$^{-1}$). Here, the same analysis is applied to synthetic data from the eagle and IllustrisTNG100 simulations, to assess the ability of these runs to mimic real galaxies. The real and simulated spectra are consistent regarding spectral covariance, although with subtle differences that can inform the implementation of subgrid physics. Spectral fitting done a posteriori on stacks segregated with respect to latent space reveals that the first principal component (PC1) is predominantly influenced by the stellar age distribution, with an underlying age–metallicity degeneracy. Good agreement is found regarding star formation prescriptions but there is disagreement with active galactic nucleus (AGN) feedback, that also affects the subset of quiescent galaxies. We show a substantial difference in the implementation of the AGN subgrid prescriptions, regarding central black hole seeding, that could lead to the mismatch. Differences are manifest between these two simulations in the star formation histories stacked with respect to latent space. We emphasize that this methodology only relies on the spectral covariance to assess whether simulations provide a true representation of galaxy formation.

Sharbaf, Z. (ORCID:0009000450545946)↗

DOE OSTI2021

Seeding Supermassive Black Holes with Self-interacting Dark Matter: A Unified Scenario with Baryons

Observations show that supermassive black holes (SMBHs) with a mass of ~10 9 M ⊙ exist when the universe is just 6% of its current age. We propose a scenario where a self-interacting dark matter halo experiences gravothermal instability and its central region collapses into a seed black hole. The presence of baryons in protogalaxies could significantly accelerate the gravothermal evolution of the halo and shorten collapse timescales. The central halo could dissipate its angular momentum remnant via viscosity induced by the self-interactions. The host halo must be on high tails of density fluctuations, implying that high-z SMBHs are expected to be rare in this scenario. We further derive conditions for triggering general relativistic instability of the collapsed region. Furthermore, our results indicate that self-interacting dark matter can provide a unified explanation for diverse dark matter distributions in galaxies today and the origin of SMBHs at redshifts z ~ 6–7.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Planck constraints and gravitational wave forecasts for primordial black hole dark matter seeded by multifield inflation

Here, we perform a Markov Chain Monte Carlo analysis of a simple yet generic multifield inflation model characterized by two scalar fields coupled to each other and nonminimally coupled to gravity, fit to Planck 2018 cosmic microwave background (CMB) data. In particular, model parameters are constrained by data on the amplitude of the primordial power spectrum of scalar curvature perturbations on CMB scales A s , the spectral index n s , and the ratio of power in tensor to scalar modes r, with a prior that the primordial power spectrum should also lead to primordial black hole (PBH) production sufficient to account for the observed dark matter abundance. We find that n s in particular controls the constraints on our model. Whereas previous studies of PBH formation from an ultraslow-roll phase of inflation have highlighted the need for at least one model parameter to be highly fine-tuned, we identify a degeneracy direction in parameter space such that shifts by ~10% of one parameter can be compensated by comparable shifts in other parameters while preserving a close fit between model predictions and observations. Furthermore, we find this allowed parameter region produces observable gravitational wave signals in the frequency ranges to which upcoming experiments are projected to be sensitive, including Advanced LIGO and Virgo, the Einstein Telescope, Cosmic Explorer, DECIGO, and LISA.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

Nucleosynthetic signatures of primordial origin around supermassive black holes

We report that if primordial black holes (PBHs) seeded the supermassive black holes (SMBHs) at the centers of high-redshift quasars, then the gas surrounding these black holes may reveal nucleosynthetic clues to their primordial origins. We present predictions of altered primordial abundances around PBHs massive enough to seed SMBHs at z ≈ 6 – 7.5. We find that if PBHs with initial masses of ~10 5 M ⊙ are responsible for such SMBHs, they may produce primordial deuterium and Helium fractions enhanced by ≥ 10%, and lithium abundance depleted by ≥ 10%, at distances of up to ≈ a comoving kiloparsec away from the black hole after decoupling. We estimate that ~ 10 8 M ⊙ of gas is enhanced (or depleted) by at least one percent. Evidence of these modified primordial deuterium, helium, and lithium abundances could still be present if this circum-PBH gas remains unaccreted by the SMBH and in or near the host galaxies of high-redshift quasars. Measuring the abundance anomalies will be challenging, but could offer a novel way to reveal the primordial origin of such SMBH seeds.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Dynamical instability of collapsed dark matter halos

A self-interacting dark matter halo can experience gravothermal collapse, resulting in a central core with an ultrahigh density. It can further contract and collapse into a black hole, a mechanism proposed to explain the origin of supermassive black holes. We study dynamical instability of the core in general relativity. Here we use a truncated Maxwell-Boltzmann distribution to model the dark matter distribution and solve the Tolman-Oppenheimer-Volkoff equation. For given model parameters, we obtain a series of equilibrium configurations and examine their dynamical instability based on considerations of total energy, binding energy, fractional binding energy, and adiabatic index. Our numerical results indicate that the core can collapse into a black hole when the fractional binding energy reaches 0.035 with a central gravitational redshift of 0.5. We further show for the instability to occur in the classical regime, the boundary temperature of the core should be at least 10% of the mass of dark matter particles; for a 10 9 M ⊙ seed black hole, the particle mass needs to be larger than a few keV. These results can be used to constrain different collapse models, in particular, those with dissipative dark matter interactions.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

An Accreting Supermassive Black Hole Buried in a Faint Dwarf Galaxy

Abstract In the last decade, there have been several discoveries of active galactic nuclei (AGN) in dwarf galaxies including an AGN in an ultracompact dwarf galaxy with a black hole mass >10 6 M ⊙ . However, finding a supermassive black hole (SMBH) in a dwarf low surface brightness (LSB) galaxy is rare. We report the discovery of a Seyfert type 2 class AGN that is associated with a nuclear SMBH of mass ∼6.5 × 10 6 M ⊙ in a dwarf LSB galaxy (μ 0,r > 23.8 mag arcsec −2 ) that we denote by MJ0818+2257. The galaxy was previously thought to be an outlying emission blob around the large spiral galaxy LEDA 1678924. In our current analysis, which includes the detection of the optical counterpart of MJ0818+2257, we study its ionized gas kinematics and find that the dynamical mass within the ionized gas disk is ∼5.3 × 10 9 M ⊙ . This is comparable to its stellar mass, which is ∼3 × 10 9 M ⊙ , and suggests that MJ0818+2257 is moderately dark matter dominated within the stellar disk. The SMBH-mass-to-galaxy-stellar-mass ratio isM BH /M(*) > 0.022, which is high compared to disk galaxies. Our detection of an SMBH in a bulgeless LSB dwarf galaxy raises questions about the growth of SMBHs in low-luminosity galaxies and suggests the possibility of detecting heavy seed black holes from early epochs in LSB dwarf galaxies in the low-redshift Universe.

Astronomy & Astrophysics↗

DOE OSTI2022

Minimum feature size control in level set topology optimization via density fields

A level set topology optimization approach that uses an auxiliary density field to nucleate holes during the optimization process and achieves minimum feature size control in optimized designs is explored. The level set field determines the solid-void interface and the density field describes the distribution of a fictitious porous material using the solid isotropic material with penalization. These fields are governed by two sets of independent optimization variables which are initially coupled using a penalty for hole nucleation. The strength of the density field penalization and projection is gradually increased during the optimization process to promote a 0-1 density distribution. In addition, a second penalty regulates the evolution of the density field in the void phase. The treatment of the density field combined with the second penalty mitigate the appearance of small design features. The minimum feature size of optimized designs is controlled by the radius of the linear filter applied to the density optimization variables. The structural response is predicted by the extended finite element method, the sensitivities by the adjoint method, and the optimization variables are updated by a gradient-based optimization algorithm. Numerical examples investigate the robustness of this approach with respect to algorithmic parameters and mesh refinement. The results show the applicability of the combined density level set topology optimization approach for both optimal hole nucleation and for minimum feature size control in 2D and 3D. This comes, however, at the cost of a more complex problem formulation and additional computational cost due to an increased number of optimization variables.

42 ENGINEERING↗

DOE OSTI2024

O Corona, where art thou? eROSITA’s view of UV-optical-IR variability-selected massive black holes in low-mass galaxies

Finding massive black holes (MBHs,M BH ≈ 10 4 –10 7 M ⊙ ) in the nuclei of low-mass galaxies $\left( {{M_*}\mathop {\mathop < \limits_ }\limits_ {{10}^{10}}{M_ \odot }} \right)$ is crucial to constrain seeding and growth of black holes over cosmic time, but it is particularly challenging due to their low accretion luminosities. Variability selection via long-term photometric ultraviolet, optical, or infrared (UVOIR) light curves has proved effective and identifies lower-Eddington ratios compared to broad and narrow optical spectral lines searches. In the inefficient accretion regime, X-ray and radio searches are effective, but they have been limited to small samples. Therefore, differences between selection techniques have remained uncertain. Here, we present the first large systematic investigation of the X-ray properties of a sample of known MBH candidates in dwarf galaxies. We extracted X-ray photometry and spectra of a sample of ~200 UVOIR variability-selected MBHs and significantly detected 17 of them in the deepest available SRG/eROSITA image, of which four are newly discovered X-ray sources and two are new secure MBHs. This implies that tens to hundreds of LSST MBHs will have SRG/eROSITA counterparts, depending on the seeding model adopted. Surprisingly, the stacked X-ray images of the many non-detected MBHs are incompatible with standard disk-corona relations, typical of active galactic nuclei, inferred from both the optical and radio fluxes. They are instead compatible with the X-ray emission predicted for normal galaxies. After careful consideration of potential biases, we identified that this X-ray weakness needs a physical origin. A possibility is that a canonical X-ray corona might be lacking in the majority of this population of UVOIR-variability selected low-mass galaxies or that unusual accretion modes and spectral energy distributions are in place for MBHs in dwarf galaxies. This result reveals the potential for severe biases in occupation fractions derived from data from only one waveband combined with SEDs and scaling relations of more massive black holes and galaxies.

Astronomy & Astrophysics↗

DOE OSTI2024

Primordial black hole mass functions as a probe of cosmic origin

Here, we discuss a novel window to probe the origin of our universe via the mass functions of primordial black holes (PBHs). The mass functions of PBHs are simply estimated using the conventional Press-Schechter formalism for two paradigms of cosmic origin, including inflationary ΛCDM and bounce cosmology. The standard inflationary ΛCDM model cannot generate an appreciable number of massive PBHs; however, non-trivial inflation models with blue-tilted power spectra at small scales and matter bounce cosmology provide formation mechanisms for heavy PBHs, which in turn, may seed the observed supermassive black holes (SMBHs). By fitting the SMBH mass functions at high redshift (z ~ 6) derived from Sloan Digital Sky Survey (SDSS) and Canada-France High-z Quasar Survey (CFHQS) quasars, for two paradigms of cosmic origin, we derive constraints on the PBH density fraction $f$ PBH at z ~ 6 and the characteristic mass M $\ast$ , with the prior assumption that all SMBHs stem from PBHs. We demonstrate that this newly proposed procedure, relying on astronomical measurements that utilize deep-field surveys of SMBHs at high redshift, can be used to constrain models of cosmic origin. Additionally, although not the main focus of this paper, we evolve the mass function from z ~ 6 to z ~ 0 through an assumption of 3 × 10 8 -year Eddington’s accretion, and give a rough estimation of $f$ PBH at z ~ 0.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Multiplet lines in seeded stimulated Mn 𝐾⁢𝛼 1 x-ray emission

We report the successful resolution of the multiplet structure of 𝐾⁢𝛼 1 x-ray emission in manganese (Mn) complexes through seeded stimulated x-ray emission spectroscopy (seeded S-XES). Using a femtosecond pump pulse above the Mn 𝐾 edge to generate simultaneous 1⁢𝑠 core holes, and a second-color tunable seed pulse to initiate the stimulated emission process, we were able to enhance individual lines within the 𝐾⁢𝛼 1 emission. This approach allows to resolve the fine multiplet features that are obscured by lifetime broadening in conventional (spontaneous) Mn 𝐾⁢𝛼 XES. The work builds on our previous observation that S-XES from Mn(II) and Mn(VII) complexes pumped at high intensities can exhibit stimulated emission without sacrificing the chemical sensitivity to oxidation states. Furthermore, this technique opens the door to controlled high-resolution electronic structure spectroscopy in transition-metal complexes beyond the core-hole lifetime, with potential applications in catalysis, inorganic chemistry, and materials science.

Chemical Physics & Physical Chemistry↗

DOE OSTI2021

Exploring the origin of supermassive black holes with coherent neutrino scattering

Collapsing supermassive stars (M ≳ 3 × 10 4 M ⊙ ) at high redshifts can naturally provide seeds and explain the origin of the supermassive black holes observed in the centers of nearly all galaxies. During the collapse of supermassive stars, a burst of non-thermal neutrinos is generated with a luminosity that could greatly exceed that of a conventional core collapse supernova explosion. In this work, we investigate the extent to which the neutrinos produced in these explosions can be observed via coherent elastic neutrino-nucleus scattering (CEνNS). Large scale direct dark matter detection experiments provide particularly favorable targets. Finally, we find that upcoming O(100) tonne-scale experiments will be sensitive to the collapse of individual supermassive stars at distances as large as $\mathcal{O}$(10) Mpc.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

SMBH seeds from dissipative dark matter

The existence of supermassive black holes (SMBHs) with masses greater than ~ 10 9 M ⊙ at high redshift ( z ≳ 7) is difficult to accommodate in standard astrophysical scenarios. We study the possibility that (nearly) totally dissipative self-interacting dark matter (tdSIDM)–in rare, high density dark matter fluctuations in the early Universe — produces SMBH seeds through catastrophic collapse. We use a semi-analytic model, tested and calibrated by a series of N-body simulations of isolated dark matter halos, to compute the collapse criteria and timescale of tdSIDM halos, where dark matter loses nearly all of its kinetic energy in a single collision in the center-of-momentum frame. Applying this model to halo merger trees, we empirically assign SMBH seeds to halos and trace the formation and evolution history of SMBHs. We make predictions for the quasar luminosity function, the M BH -σ v * relation, and cosmic SMBH mass density at high redshift and compare them to observations. We find that a dissipative dark matter interaction cross-section of σ/ m ~ 0.05 cm 2 /g is sufficient to produce the SMBHs observed in the early Universe while remaining consistent with ordinary SMBHs in the late Universe.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Simulated impact of fill tube geometry on recent high-yield implosions at the National Ignition Facility

Inertial confinement fusion capsules fielded at the National Ignition Facility are filled with deuterium and tritium fuel by means of a fill tube. The fill tube introduces a low-density pathway into the fuel region of the capsule that allows high Z contaminant to invade the hot spot during the course of the implosion. A recent series of nominally identical high-yield implosions on the NIF has exhibited significant variability in performance. We evaluate the impact of the fill tube in these implosions computationally to determine whether variations in fill tube geometry could have contributed to this variability. The main contrast between the fill tube geometry in the six shots was the outer diameter of the capsule bore hole, a conical hole into which the fill tube is inserted. In our simulations, the geometry of the bore hole can play a significant role in the development of nonlinear flows seeded by the fill tube. Additionally, we find that the amount of space between the bore hole and the fill tube is the primary factor that determines the amount of contaminant jetted into the hot spot by the fill tube and, in turn, the level of yield reduction due to the fill tube in our simulations. As a consequence, some capsules with 5 μm fill tubes are predicted to outperform capsules with 2 μm fill tubes. We also find that micrometer-scale changes to bore hole size can impact fusion yields by up to four times near the ignition threshold. Nevertheless, simulation trends do not reproduce experimental yield trends, suggesting that the fill tube geometry was not the primary factor contributing to the observed variability in performance and that the fill tube could be masking sensitivity to other asymmetries such as other micrometer-scale capsule defects like voids that were not included in our simulations.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2026

Low-mass Active Galaxies in the SAMI Galaxy Survey with Spatially Resolved Spectroscopy

The smallest supermassive black holes (BHs), which provide constraints on BH seeds, reside in low-mass galaxies. Here, we present a systematic analysis of 990 low-mass galaxies in the SAMI Galaxy Survey to identify emission from accreting BHs using integral field spectroscopy (IFS). Employing a novel automated scoring algorithm based on spatially resolved narrow emission-line diagnostics, we find signatures of active galactic nuclei (AGNs) in 41 galaxies, as well as an additional 46 (less secure) candidates. The galaxies have stellar masses between 10 9.4 ≲ M ⋆ /M ⊙ ≲ 10 10 (down to 10 8.5 , including less secure candidates), redshifts z ≲ 0.06, and morphologies ranging from early-type ellipticals to late-type spirals. Our AGN fraction of 4% (9% if we include the less secure candidates) is significantly higher than those reported by studies using single-fiber spectroscopy (≲1%–2%). Indeed, our additional analysis of single-fiber spectra of the objects in our sample demonstrates that many of our AGN candidates detected via IFS are missed. This work highlights the advantages of IFS, especially the ability to capture extended or decentralized emission from accreting BHs.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

The development of a high-resolution Eulerian radiation-hydrodynamics simulation capability for laser-driven Hohlraums

Hohlraums are hollow cylindrical cavities with high-Z material walls used to convert laser energy into uniform x-ray radiation drives for inertial confinement fusion capsule implosions and high energy density physics experiments. Credible computational modeling of hohlraums requires detailed modeling and coupling of laser physics, hydrodynamics, radiation transport, heat transport, and atomic physics. We report on improvements to Los Alamos National Laboratory's xRAGE radiation-hydrodynamics code in order to enable hohlraum modeling. xRAGE's Eulerian hydrodynamics and adaptive mesh refinement make it uniquely well suited to study the impacts of multiscale features in hohlraums. In order to provide confidence in this new modeling capability, we demonstrate xRAGE's ability to produce reasonable agreement with data from several benchmark hohlraum experiments. We also use xRAGE to perform integrated simulations of a recent layered high density carbon capsule implosion on the National Ignition Facility in order to evaluate the potential impacts of the capsule support tent, mixed cell conductivity methodologies, plasma transport, and cross-beam energy transfer (XBT). We find that XBT, seeded by plasma flows in the laser entrance hole (LEH), causes a slight decrease in energy coupling to the capsule and that all of these impact the symmetry of the x-ray drive such that they have an appreciable impact on the capsule implosion shape.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗