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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2021

Leptonic sum rules from flavour models with modular symmetries

Sum rules in the lepton sector provide an extremely valuable tool to classify flavour models in terms of relations between neutrino masses and mixing parameters testable in a plethora of experiments. In this manuscript we identify new leptonic sum rules arising in models with modular symmetries with residual symmetries. These models simultaneously present neutrino mass sum rules, involving masses and Majorana phases, and mixing sum rules, connecting the mixing angles and the Dirac CP-violating phase. The simultaneous appearance of both types of sum rules leads to some non-trivial interplay, for instance, the allowed absolute neutrino mass scale exhibits a dependence on the Dirac CP-violating phase. We derive analytical expressions for these novel sum rules and present their allowed parameter ranges as well as their predictions at upcoming neutrino experiments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

AdS 3 Einstein gravity and boundary description: pedagogical review

We review the various aspects of the 3D Einstein gravity theory with a negative cosmological constant and its boundary description. We also explore its connections to conformal field theories (CFTs), modular symmetry, and holography. It is worth noting that this particular theory is topological in nature, which means that all the physical degrees of freedom are located on the boundary. Additionally, we can derive the boundary description on a torus, which takes the form of a 2D Schwarzian theory. This observation suggests that the relevant degrees of freedom for the theory can be described using this 2D theory. Because of the renormalizability of the 3D gravity theory, one can probe the quantum regime. This suggests that it is possible to investigate quantum phenomena. Unlike the conventional CFTs, when considering the AdS 3 background, the boundary theory loses modular symmetry. This represents a departure from the usual behavior of CFT and is quite intriguing. The Weyl transformation induces anomaly in CFTs, and we indicate that applying this transformation to the 2D Schwarzian theory leads to similar results. Summing over all geometries with the asymptotic AdS 3 boundary condition is equivalent to summing over a modular group. The partition function is one-loop exact and therefore an analytical expression from the summation. This theory holds potential applications in Quantum Information and is a recurring theme in the study of holography, where gravitational theories are connected with CFTs.

2D Schwarzian theory↗
DOE OSTI2023

Neutrino Flavor Model Building and the Origins of Flavor and CP Violation

The neutrino sector offers one of the most sensitive probes of new physics beyond the Standard Model of Particle Physics (SM). The mechanism of neutrino mass generation is still unknown. The observed suppression of neutrino masses hints at a large scale, conceivably of the order of the scale of a rand unified theory (GUT), which is a unique feature of neutrinos that is not shared by the charged fermions. The origin of neutrino masses and mixing is part of the outstanding puzzle of fermion masses and mixings, which is not explained ab initio in the SM. Flavor model building for both quark and lepton sectors is important in order to gain a better understanding of the origin of the structure of mass hierarchy and flavor mixing, which constitute the dominant fraction of the SM parameters. Recent activities in neutrino flavor model building based on non-Abelian discrete flavor symmetries and modular flavor symmetries have been shown to be a promising direction to explore. The emerging models provide a framework that has a significantly reduced number of undetermined parameters in the flavor sector. In addition, such a framework affords a novel origin of CP violation from group theory due to the intimate connection between physical CP transformation and group theoretical properties of non-Abelian discrete groups. Model building based on non-Abelian discrete flavor symmetries and their modular variants enables the particle physics community to interpret the current and anticipated upcoming data from neutrino experiments. Non-Abelian discrete flavor symmetries and their modular variants can result from compactification of a higher-dimensional theory. Pursuit of flavor model building based on such frameworks thus also provides the connection to possible UV completions: in particular, to string theory. We emphasize the importance of constructing models in which the uncertainties of theoretical predictions are smaller than, or at most compatible with, the error bars of measurements in neutrino experiments. While there exist proof-of-principle versions of bottom-up models in which the theoretical uncertainties are under control, it is remarkable that the key ingredients of such constructions were discovered first in top-down model building. We outline how a successful unification of bottom-up and top-down ideas and techniques may guide us towards a new era of precision flavor model building in which future experimental results can give us crucial insights into the UV completion of the SM.

Almumin, Yahya (ORCID:0000000196396772)↗
DOE OSTI2026

Structural and compositional complexities of hierarchical self-assembly: A hypergraph approach

Programmable self-assembly enables the construction of complex molecular, supramolecular, and crystalline architectures from well-designed building blocks. In this work, we introduce a hypergraph-based formalism, Blocks & Bonds (B&B), which generalizes classical chemical graph theory by incorporating directed and multicolored interactions, internal symmetries, and hierarchical organization. Within this framework, we develop the Structure Code (SC), a compact and versatile language for describing self-assembled architectures. We define a Kolmogorov-style structural complexity as the total information content of SC, obtained through its tokenization and Shannon information assignment. Complementing this encoding-based measure, we introduce a much simpler quantity, the compositional complexity, which depends only on the number and cumulative usage of block and bond types in the construction set. A central result of this work is a strong empirical correlation between the token-based structural complexity and the compositional complexity across all examined systems. Owing to this agreement, the compositional complexity emerges as the most practical and broadly applicable measure: it is easy to compute, requires no explicit encoding, and yet closely tracks the actual information content of structurally diverse architectures. Applications to molecular systems (ethylene glycol and glucose), DNA-origami lattices, and crystalline assemblies show that B&B hypergraphs provide a unified, scalable, and information-efficient representation of structural organization, naturally capturing symmetry, modularity, and stereochemistry. This framework establishes a quantitative foundation for complexity-aware classification and inverse design of programmable matter.

36 MATERIALS SCIENCE↗
DOE OSTI2020

High energy modular bootstrap, global symmetries and defects

We derive Cardy-like formulas for the growth of operators in different sectors of unitary 2 dimensional CFT in the presence of topological defect lines by putting an upper and lower bound on the number of states with scaling dimension in the interval [Δ – δ, Δ + δ] for large Δ at fixed δ. Consequently we prove that given any unitary modular invariant 2D CFT symmetric under finite global symmetry G (acting faithfully), all the irreducible representations of G appear in the spectra of the untwisted sector; the growth of states is Cardy like and proportional to the “square” of the dimension of the irrep. In the Schwarzian limit, the result matches onto that of JT gravity with a bulk gauge theory. If the symmetry is non-anomalous, the result applies to any sector twisted by a group element. For c > 1, the statements are true for Virasoro primaries. Furthermore, the results are applicable to large c CFTs. We also extend our results for the continuous U(1) group.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Symmetries and spectral statistics in chaotic conformal field theories

We discuss spectral correlations in coarse-grained chaotic two-dimensional CFTs with large central charge. We study a partition function describing the dense part of the spectrum of primary states in a way that disentangles the chaotic properties of the spectrum from those which are a consequence of Virasoro symmetry and modular invariance. We argue that random matrix universality in the near-extremal limit is an independent feature of each spin sector separately; this is a non-trivial statement because the exact spectrum is fully determined by only the spectrum of spin zero primaries and those of a single non-zero spin (“spectral determinacy”). We then describe an argument analogous to the one leading to Cardy’s formula for the averaged density of states, but in our case applying it to spectral correlations: assuming statistical universalities in the near-extremal spectrum in all spin sectors, we find similar random matrix universality in a large spin regime far from extremality.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Analyticity and the Unruh effect: a study of local modular flow

The Unruh effect can be formulated as the statement that the Minkowski vacuum in a Rindler wedge has a boost as its modular flow. In recent years, other examples of states with geometrically local modular flow have played important roles in understanding energy and entropy in quantum field theory and quantum gravity. Here I initiate a general study of the settings in which geometric modular flow can arise, showing (i) that any geometric modular flow must be a conformal symmetry of the background spacetime, and (ii) that in a well behaved class of “weakly analytic” states, geometric modular flow must be future-directed. I further argue that if a geometric transformation is conformal but not isometric, then it can only be realized as modular flow in a conformal field theory. Finally, I discuss a few settings in which converse results can be shown — i.e., settings in which a state can be constructed whose modular flow reproduces a given vector field.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

On completeness and generalized symmetries in quantum field theory

We review a notion of completeness in QFT arising from the analysis of basic properties of the set of operator algebras attached to regions. In words, this completeness asserts that the physical observable algebras produced by local degrees of freedom are the maximal ones compatible with causality. We elaborate on equivalent statements to this completeness principle such as the non-existence of generalized symmetries and the uniqueness of the net of algebras. We clarify that for non-complete theories, the existence of generalized symmetries is unavoidable and further that they always come in dual pairs with precisely the same “size”. Moreover, the dual symmetries are always broken together, be it explicitly or effectively. Finally, we comment on several issues raised in recent literature, such as the relationship between completeness and modular invariance, dense sets of charges, and absence of generalized symmetries in the bulk of holographic theories.

Astronomy & Astrophysics↗
DOE OSTI2025

Modular-Invariant Random Matrix Theory and AdS 3 Wormholes

We develop a nonperturbative definition of RMT 2 : a generalization of random matrix theory that is compatible with the symmetries of two-dimensional conformal field theory. Given any random matrix ensemble, its 𝑛-point spectral correlations admit a prescribed modular-invariant lift to RMT 2 , which moreover reduce to the original random matrix correlators in a near-extremal limit. Central to the prescription is a presentation of random matrix theory in Mellin space, which lifts to two dimensions via the SL⁡(2,ℤ) spectral decomposition employed in previous work. As a demonstration we perform the explicit RMT 2 lift of two-point correlations of the GUE Airy model. We propose that in AdS 3 pure gravity, semiclassical amplitudes for off-shell 𝑛-boundary torus wormholes with topology Σ 0,𝑛 × 𝑆 1 are given by the RMT 2 lift of JT gravity wormhole amplitudes. For the three-boundary case, we identify a gravity calculation which matches the RMT 2 result.

conformal field theory↗
DOE OSTI2024

Precision Neutrino Oscillation Physics with the Daya Bay and DUNE Experiments

The team supported by this grant made significant contributions to the final results of the Daya Bay Reactor Antineutrino Experiment. This experiment utilized eight identically designed antineutrino detectors positioned at varying distances from six 2.9 GW th nuclear reactors to precisely measure the oscillation parameters that govern antineutrino disappearance at short (<2 km) baselines. Our group played a leading role in the calibration and data quality efforts, both of which have been crucial for all final results. Additionally, we co-led the development of an independent measurement of the neutrino mixing angle θ 13 and the atmospheric mass splitting using a sample of antineutrinos identified via neutron capture on hydrogen. Lastly, we laid the groundwork for a search for seasonal modulation in Daya Bay’s measured muon flux using the final dataset, a result expected to be published soon. Simultaneously, our team ramped up its participation in the Deep Underground Neutrino Experiment (DUNE). This experiment will employ a powerful neutrino beam from Fermilab in Illinois directed to the Homestake mine in South Dakota to address some of the most pressing questions in neutrino physics, including the ordering of neutrino masses and whether neutrinos violate the CP symmetry. Our work focused on the development of the pixelated and modularized Liquid Argon Time-Projection Chamber technology that is being prepared for DUNE’s Near Detector. Our group took responsibility for the development, testing, and maintenance of the firmware for the control boards of the detector’s charge readout system and played an active role in analyzing data produced by the very first fully integrated prototypes.

2x2 Demonstrator↗
DOE OSTI2021

4-manifolds and topological modular forms

We build a connection between topology of smooth 4-manifolds and the theory of topological modular forms by considering topologically twisted compactification of 6d (1, 0) theories on 4-manifolds with flavor symmetry backgrounds. The effective 2d theory has (0, 1) supersymmetry and, possibly, a residual flavor symmetry. The equivariant topological Witten genus of this 2d theory then produces a new invariant of the 4-manifold equipped with a principle bundle, valued in the ring of equivariant weakly holomorphic (topological) modular forms. We describe basic properties of this map and present a few simple examples. As a byproduct, we obtain some new results on ’t Hooft anomalies of 6d (1, 0) theories and a better understanding of the relation between 2d (0, 1) theories and TMF spectra.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

Soft symmetries of topological orders

(2+1)D topological orders possess emergent symmetries given by a group $\text{Aut}(\mathcal{C})$, which consists of the braided tensor autoequivalences of the modular tensor category $\mathcal{C}$ that describes the anyons. In this paper we discuss cases where $\text{Aut}(\mathcal{C})$ has elements that neither permute anyons nor are associated to any symmetry fractionalization but are still non-trivial, which we refer to as soft symmetries. We point out that one can construct topological defects corresponding to such exotic symmetry actions by decorating with a certain class of gauged SPT states that cannot be distinguished by their torus partition function. This gives a physical interpretation to work by Davydov on soft braided tensor autoequivalences. This has a number of important implications for the classification of gapped boundaries, non-invertible spontaneous symmetry breaking, and the general classification of symmetry-enriched topological phases of matter. Here, we also demonstrate analogous phenomena in higher dimensions, such as (3+1)D gauge theory with gauge group given by the quaternion group $Q_8$.

Gauge theory techniques↗
DOE OSTI2021

Fractons with twisted boundary conditions and their symmetries

In this work, we study several exotic systems, including the X-cube model, on a flat three-torus with a twist in the $xy$-plane. The ground state degeneracy turns out to be a sensitive function of various geometrical parameters. Starting from a lattice, depending on how we take the continuum limit, we find different values of the ground state degeneracy. Yet, there is a natural continuum limit with a well-defined (though infinite) value of that degeneracy. We also uncover a surprising global symmetry in $2+1$ and $3+1$ dimensional systems. It originates from the underlying subsystem symmetry, but the way it is realized depends on the twist. In particular, in a preferred coordinate frame, the modular parameter of the twisted two-torus $\tau = \tau_1 + i \tau_2$ has rational $\tau_1 = k / m$. Then, in systems based on $U(1)\times U(1)$ subsystem symmetries, such as momentum and winding symmetries or electric and magnetic symmetries, the new symmetry is a projectively realized $\mathbb{Z}_m\times \mathbb{Z}_m$, which leads to an $m$-fold ground state degeneracy. In systems based on $\mathbb{Z}_N$ symmetries, like the X-cube model, each of these two $\mathbb{Z}_m$ factors is replaced by $\mathbb{Z}_{\gcd(N,m)}$.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2023

Precisely patterned nanofibres made from extendable protein multiplexes

Molecular systems with coincident cyclic and superhelical symmetry axes have considerable advantages for materials design as they can be readily lengthened or shortened by changing the length of the constituent monomers. Among proteins, alpha-helical coiled coils have such symmetric, extendable architectures, but are limited by the relatively fixed geometry and flexibility of the helical protomers. Here we describe a systematic approach to generating modular and rigid repeat protein oligomers with coincident C 2 to C 8 and superhelical symmetry axes that can be readily extended by repeat propagation. From these building blocks, we demonstrate that a wide range of unbounded fibres can be systematically designed by introducing hydrophilic surface patches that force staggering of the monomers; the geometry of such fibres can be precisely tuned by varying the number of repeat units in the monomer and the placement of the hydrophilic patches.

36 MATERIALS SCIENCE↗
DOE OSTI2024

New nonrenormalization theorem from UV/IR mixing

In this paper, we prove a new nonrenormalization theorem which arises from UV/IR mixing. This theorem and its corollaries are relevant for all four-dimensional perturbative tachyon-free closed string theories which can be realized from higher-dimensional theories via geometric compactifications. As such, our theorem therefore holds regardless of the presence or absence of spacetime supersymmetry and regardless of the gauge symmetries or matter content involved. This theorem resolves a hidden clash between modular invariance and the process of decompactification, and enables us to uncover a number of surprising phenomenological properties of these theories. Chief among these is the fact that certain physical quantities within such theories cannot exhibit logarithmic or power-law running and instead enter an effective fixed-point regime above the compactification scale. This cessation of running occurs as the result of the UV/IR mixing inherent in the theory. These effects apply not only for gauge couplings but also for the Higgs mass and other quantities of phenomenological interest, thereby eliminating the logarithmic and/or power-law running that might have otherwise appeared for such quantities. These results illustrate the power of UV/IR mixing to tame divergences—even without supersymmetry—and reinforce the notion that UV/IR mixing may play a vital role in resolving hierarchy problems without supersymmetry. Published by the American Physical Society 2024

Abel, Steven (ORCID:000000031213907X)↗
DOE OSTI2024

Improving modular bootstrap bounds with integrality

We propose methods that efficiently impose integrality — i.e., the condition that the coefficients of characters in the partition function must be integers — into numerical modular bootstrap. We demonstrate the method with a number of examples where it can be used to strengthen modular bootstrap results. First, we show that, with a mild extra assumption, imposing integrality improves the bound on the maximal allowed gap in dimensions of operators in theories with a U(1) c symmetry at c = 3, and reduces it to the value saturated by the SU(4) 1 WZW model point of c = 3 Narain lattices moduli space. Second, we show that our method can be used to eliminate all but a discrete set of points saturating the bound from previous Virasoro modular bootstrap results. Finally, when central charge is close to 1, we can slightly improve the upper bound on the scaling dimension gap.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Fast and versatile sequence-independent protein docking for nanomaterials design using RPXDock

Computationally designed multi-subunit assemblies have shown considerable promise for a variety of applications, including a new generation of potent vaccines. One of the major routes to such materials is rigid body sequence-independent docking of cyclic oligomers into architectures with point group or lattice symmetries. Current methods for docking and designing such assemblies are tailored to specific classes of symmetry and are difficult to modify for novel applications. Here we describe RPXDock, a fast, flexible, and modular software package for sequence-independent rigid-body protein docking across a wide range of symmetric architectures that is easily customizable for further development. RPXDock uses an efficient hierarchical search and a residue-pair transform ( RPX ) scoring method to rapidly search through multidimensional docking space. We describe the structure of the software, provide practical guidelines for its use, and describe the available functionalities including a variety of score functions and filtering tools that can be used to guide and refine docking results towards desired configurations.

59 BASIC BIOLOGICAL SCIENCES↗