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All sourcesNASA NTRSDOE OSTI
DOE OSTI2021

A Rényi quantum null energy condition: proof for free field theories

The Quantum Null Energy Condition (QNEC) is a lower bound on the stress-energy tensor in quantum field theory that has been proved quite generally. It can equivalently be phrased as a positivity condition on the second null shape derivative of the relative entropy S rel (ρ||σ) of an arbitrary state ρ with respect to the vacuum σ. The relative entropy has a natural one-parameter family generalization, the Sandwiched Rényi divergence S n (ρ||σ), which also measures the distinguishability of two states for arbitrary n &isin; [1/2, ∞). A Rényi QNEC, a positivity condition on the second null shape derivative of S n (ρ||σ), was conjectured in previous work. In this work, we study the Rényi QNEC for free and superrenormalizable field theories in spacetime dimension d > 2 using the technique of null quantization. In the above setting, we prove the Rényi QNEC in the case n > 1 for arbitrary states. We also provide counterexamples to the Rényi QNEC for n < 1.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Recovering the QNEC from the ANEC

We study the relative entropy in QFT comparing the vacuum state to a special family of purifications determined by an input state and constructed using relative modular flow. We use this to prove a conjecture by Wall that relates the shape derivative of relative entropy to a variational expression over the averaged null energy (ANE) of possible purifications. Furthermore, this variational expression can be used to easily prove the quantum null energy condition (QNEC). We formulate Wall’s conjecture as a theorem pertaining to operator algebras satisfying the properties of a half-sided modular inclusion, with the additional assumption that the input state has finite averaged null energy. We also give a new derivation of the strong superadditivity property of relative entropy in this con- text. We speculate about possible connections to the recent methods used to strengthen monotonicity of relative entropy with recovery maps.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2022

Entropy variations and light ray operators from replica defects

We study the defect operator product expansion (OPE) of displacement operators in free and interacting conformal field theories using replica methods. We show that as n approaches 1 a contact term can emerge when the OPE contains defect operators of twist d - 2. For interacting theories and general states we give evidence that the only possibility is from the defect operator that becomes the stress tensor in the n → 1 limit. This implies that the quantum null energy condition (QNEC) is always saturated for CFTs with a twist gap. As a check, we show independently that in a large class of near vacuum states, the second variation of the entanglement entropy is given by a simple correlation function of averaged null energy operators as studied by Hofman and Maldacena. This suggests that sub-leading terms in the defect OPE are controlled by a defect version of the spin-3 non-local light ray operator and we speculate about the possible origin of such a defect operator. For free theories this contribution condenses to a contact term that leads to violations of QNEC saturation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Violation of energy conditions and the gravitational radius of the proton

The energy-momentum tensor (EMT) of the proton encodes fundamental information about its mass, pressure, and shear distributions. Using recent lattice QCD data for the gravitational form factors, we show that the Breit-frame Wigner EMT may be of Hawking-Ellis type IV in the proton’s core. Such EMT violates all pointwise energy conditions and lacks a causal rest frame so that the usual mechanical picture fails at short distances. We define the —a new hadronic observable—marking the scale where the EMT becomes ordinary (type I) and the classical interpretation is restored. We also derive from the averaged null energy condition nonperturbative, model-independent quantum field theory constraints on gravitational form factors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Duality and supersymmetry constraints on the weak gravity conjecture

Positivity bounds coming from consistency of UV scattering amplitudes are not always sufficient to prove the weak gravity conjecture for theories beyond Einstein-Maxwell. Additional ingredients about the UV may be necessary to exclude those regions of parameter space which are naïvely in conflict with the predictions of the weak gravity conjecture. In this paper we explore the consequences of imposing additional symmetries inherited from the UV theory on higher-derivative operators for Einstein-Maxwell-dilaton-axion theory. Using black hole thermodynamics, for a preserved SL(2, $\mathbb{R}$) symmetry we find that the weak gravity conjecture then does follow from positivity bounds. For a preserved O(d, d; $\mathbb{R}$) symmetry we find a simple condition on the two Wilson coefficients which ensures the positivity of corrections to the charge-to-mass ratio and that follows from the null energy condition alone. We find that imposing supersymmetry on top of either of these symmetries gives corrections which vanish identically, as expected for BPS states.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Discrete Max-Focusing

The Quantum Focusing Conjecture (QFC) lies at the foundation of holography and semiclassical gravity. The QFC implies the Bousso bound and the Quantum Null Energy Condition (QNEC). The QFC also ensures the consistency of the quantum extremal surface prescription and bulk reconstruction in AdS/CFT. However, the central object in the QFC — the expansion of lightrays — is not defined at points where geodesics enter or leave a null congruence. Moreover, the expansion admits three inequivalent quantum extensions in terms of the conditional max, min, and von Neumann entropies.

AdS-CFT Correspondence↗
DOE OSTI2020

Global aspects of conformal symmetry and the ANEC in dS and AdS

Starting from the averaged null energy condition (ANEC) in Minkowski we show that conformal symmetry implies the ANEC for a conformal field theory (CFT) in a de Sitter and anti-de Sitter background. A similar and novel bound is also obtained for a CFT in the Lorentzian cylinder. Using monotonicity of relative entropy, we rederive these results for dS and the cylinder. As a byproduct we obtain the vacuum modular Hamiltonian and entanglement entropy associated to null deformed regions of CFTs in (A)dS and the cylinder. A third derivation of the ANEC in dS is shown to follow from bulk causality in AdS/CFT. Finally, we use the Tomita-Takesaki theory to show that Rindler positivity of Minkowski correlators generalizes to conformal theories defined in dS and the cylinder.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

On causality conditions in de Sitter spacetime

We carefully consider the Shapiro time delay due to black holes and shockwaves in de Sitter spacetime and study the implications for causality. We discuss how causality conditions of AdS and flat spacetime can be applied in de Sitter spacetime, using spatial shifts measured on the boundary to define 'fastest null geodesics' and taking into account the 'stretching' of the de Sitter Penrose diagram. We consider the propagation of a massless spin-1 field with a non-minimal coupling in a de Sitter shockwave background as an illustrative example. Here, we also briefly discuss connections to the average null energy condition.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Holographic Weyl anomalies for 4d defects in 6d SCFTs

In this note, we study 1/4- and 1/2-BPS co-dimension two superconformal defects in the 6d N = (2, 0) A N–1 SCFT at large N using their holographic descriptions as solutions of 11d supergravity. In this regime, we are able to compute the defect contribution to the sphere entanglement entropy and the change in the stress-energy tensor one-point function due to the presence of the defect using holography. From these quantities, we are then able to unambiguously compute the values for two of the twenty-nine total Weyl anomaly coefficients that characterize 4d conformal defects in six and higher dimensions. We are able to demonstrate the consistency of the supergravity description of the defect theories with the average null energy condition on the field theory side. For each class of defects that we consider, we also show that the A-type Weyl anomaly coefficient is non-negative. Lastly, we uncover and resolve a discrepancy between the on-shell action of the 7d 1/4-BPS domain wall solutions and that of their 11d uplift.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Chaos and complementarity in de Sitter space

We consider small perturbations to a static three-dimensional de Sitter geometry. For early enough perturbations that satisfy the null energy condition, the result is a shockwave geometry that leads to a time advance in the trajectory of geodesics crossing it. This brings the opposite poles of de Sitter space into causal contact with each other, much like a traversable wormhole in Anti-de Sitter space. In this background, we compute out-of-time-order correlators (OTOCs) to asses the chaotic nature of the de Sitter horizon and find that it is maximally chaotic: one of the OTOCs we study decays exponentially with a Lyapunov exponent that saturates the chaos bound. We discuss the consequences of our results for de Sitter complementarity and inflation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

c -functions in higher-derivative flows across dimensions

In the context of gravitational theories describing renormalization group flows across dimensions via AdS/CFT, we study the role of higher-derivative corrections to Einstein gravity. We use the Null Energy Condition to derive monotonicity properties of candidate holographic central charges formed by combinations of metric functions. We also implement an entropic approach to the characterization of the four-derivative flows using the Jacobson-Myers functional and demonstrate, under reasonable conditions, monotonicity of certain terms in the entanglement entropy via the appropriate generalization of the Ryu-Takayanagi prescription. In particular, we show that any flow from a higher dimensional theory to a holographic CFT 2 satisfies a type of monotonicity. We also uncover direct relations between NEC-motivated and entropic central charges.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Explicit entropic proofs of irreversibility theorems for holographic RG flows

We revisit the existence of monotonic quantities along renormalization group flows using only the Null Energy Condition and the Ryu-Takayanagi formula for the entanglement entropy of field theories with anti-de Sitter gravity duals. In particular, we consider flows within the same dimension and holographically reprove the c-, F -, and a-theorems in dimensions two, three, and four. We focus on the family of maximally spherical entangling surfaces, define a quasi-constant of motion corresponding to the breaking of conformal invariance, and use a properly defined distance between minimal surfaces to construct a holographic c-function that is monotonic along the flow. We then apply our method to the case of flows across dimensions: there, we reprove the monotonicity of flows from AdS D+1 to AdS 3 and prove the novel case of flows from AdS 5 to AdS 4 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

$c$-functions in flows across dimensions

We explore the notion of c-functions in renormalization group flows between theories in different spacetime dimensions. We discuss functions connecting central charges of the UV and IR fixed point theories on the one hand, and functions which are monotonic along the flow on the other. First, using the geometric properties of the holographic dual RG flows across dimensions and the constraints from the null energy condition, we construct a monotonic holographic c-function and thereby establish a holographic c-theorem across dimensions. Second, we use entanglement entropies for two different types of entangling regions in a field theory along the RG flow across dimensions to construct candidate c-functions which satisfy one of the two criteria but not both. In due process we also discuss an interesting connection between corner contributions to the entanglement entropy and the topology of the compact internal space. As concrete examples for both approaches, we holographically study twisted compactifications of 4d N =4 SYM and compactifications of 6d N = (2, 0) theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Perturbative unitarity and NEC violation in genesis cosmology

Explorations of the violation of null energy condition (NEC) in cosmology could enrich our understanding of the very early universe and the related gravity theories. Although a fully stable NEC violation can be realized in the “beyond Horndeski” theory, it remains an open question whether a violation of the NEC is allowed by some fundamental properties of UV-complete theories or the consistency requirements of effective field theory (EFT). We investigate the tree-level perturbative unitarity for stable NEC violations in the contexts of both Galileon and “beyond Horndeski” genesis cosmology, in which the universe is asymptotically Minkowskian in the past. We find that the constraints of perturbative unitarity imply that we may need some unknown new physics below the cut-off scale of the EFT other than that represented by the “beyond Horndeski” operators.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Approximate Recovery and Relative Entropy I: General von Neumann Subalgebras

We prove the existence of a universal recovery channel that approximately recovers states on a von Neumann subalgebra when the change in relative entropy, with respect to a fixed reference state, is small. Our result is a generalization of previous results that applied to type-I von Neumann algebras by Junge at al. [arXiv:1509.07127]. We broadly follow their proof strategy but consider here arbitrary von Neumann algebras, where qualitatively new issues arise. Our results hinge on the construction of certain analytic vectors and computations/estimations of their Araki–Masuda L p norms. We comment on applications to the quantum null energy condition.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Assessing observational constraints on dark energy

Observational constraints on time-varying dark energy (e.g., quintessence) are commonly presented on a w 0 –w a plot that assumes the equation of state of dark energy strictly satisfies w(z) = w 0 + w a z/(1 + z) as a function of the redshift z. Recent observations favor a sector of the w 0 –w a plane in which w 0 > –1 and w 0 + w a < –1, suggesting that the equation of state underwent a transition from violating the null energy condition (NEC) at large z to obeying it at small z. In this paper, we demonstrate that this impression is misleading by showing that simple quintessence models satisfying the NEC for all z predict an observational preference for the same sector. We also find that quintessence models that best fit observational data can predict a value for the dark energy equation of state at present that is significantly different from the best-fit value of w 0 obtained assuming the parameterization above. In addition, the analysis reveals an approximate degeneracy of the w 0 –w a parameterization that explains the eccentricity and orientation of the likelihood contours presented in recent observational studies.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

A classical, non-singular, bouncing universe

We present a model for a classical, non-singular bouncing cosmology without violation of the null energy condition (NEC). The field content is General Relativity plus a real scalar field with a canonical kinetic term and only renormalizable, polynomial-type self-interactions for the scalar field in the Jordan frame. The universe begins vacuum-energy dominated and is contracting at t=-∞. We consider a closed universe with a positive spatial curvature, which is responsible for the universe bouncing without any NEC violation. An Rφ 2 coupling between the Ricci scalar and the scalar field drives the scalar field from the initial false vacuum to the true vacuum during the bounce. The model is sub-Planckian throughout its evolution and every dimensionful parameter is below the effective-field-theory scale M P , so we expect no ghost-type or tachyonic instabilities. This model solves the horizon problem and extends co-moving particle geodesics to past infinity, resulting in a geodesically complete universe without singularities. We solve the Friedman equations and the scalar-field equation of motion numerically, and analytically under certain approximations.

Astronomy & Astrophysics↗