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DOE OSTI2025

Precision string phenomenology

Calabi-Yau compactifications of the E 8 × E 8 heterotic string provide a promising route to recovering the four-dimensional particle physics described by the Standard Model. While the topology of the Calabi-Yau space determines the overall matter content in the low-energy effective field theory, further details of the compactification geometry are needed to calculate the normalized physical couplings and masses of elementary particles. In this work, we present numerical computations of physical Yukawa couplings in a number of heterotic models in the standard embedding and demonstrate the existence of natural hierarchies, a coveted feature in string model building. Published by the American Physical Society 2025

Berglund, Per (ORCID:0000000316754133)↗
DOE OSTI2022

Hidden Sectors from Multiple Line Bundles for the B−L$B-L$ MSSM

Abstract We give a formalism for constructing hidden sector bundles as extensions of sums of line bundles in heterotic M‐theory. Although this construction is generic, we present it within the context of the specific Schoen threefold that leads to the physically realistic MSSM model. We discuss the embedding of the line bundles, the existence of the extension bundle, and a number of necessary conditions for the resulting bundle to be slope‐stable and thus supersymmetric. An explicit example is presented, where two line bundles are embedded into the factor of the maximal subgroup of the hidden sector E 8 gauge group, and then enhanced to a non‐Abelian bundle by extension. For this example, there are in fact six inequivalent extension branches, significantly generalizing that space of solutions compared with hidden sectors constructed from a single line bundle.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Cosmological dynamics of string theory axion strings

The quantum chromodynamics (QCD) axion may solve the strong CP problem and explain the dark matter (DM) abundance of our Universe. The axion was originally proposed to arise as the pseudo-Nambu-Goldstone boson of global U⁢(1) PQ Peccei-Quinn (PQ) symmetry breaking, but axions also arise generically in string theory as zero modes of higher-dimensional gauge fields. In this work we show that string theory axions behave fundamentally differently from field theory axions in the early Universe. Field theory axions may form axion strings if the PQ phase transition takes place after inflation. In contrast, we show that string theory axions do not generically form axion strings. In special inflationary paradigms, such as D-brane inflation, string theory axion strings may form; however, their tension is parametrically larger than that of field theory axion strings. We then show that such QCD axion strings overproduce the DM abundance for all allowed QCD axion masses and are thus ruled out, except in scenarios with large warping. A loop-hole to this conclusion arises in the axiverse, where an axion string could be composed of multiple different axion mass eigenstates; a heavier eigenstate could collapse the network earlier, allowing for the QCD axion to produce the correct DM abundance and also generating observable gravitational wave signals.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Dark dimension and the grand unification of forces

The dark dimension scenario, predicting one extra mesoscopic dimension in the micron range, has emerged by applying various swampland principles to the dark energy. In this note we find that realizing the grand unification of gauge forces is highly constraining in this context. Without actually constructing any grand unified theory (GUT) models, we argue that the mere assumption of grand unification of forces in this scenario, together with the experimental bounds on massive replicas of the Standard Model gauge bosons, predicts an upper bound for the GUT scale, 𝑀 GUT ≲ 10 16 GeV. Combined with the experimental bound on the proton lifetime, this predicts that the 𝑋 gauge boson mediating proton decay is a 5D solitonic string of Planckian tension stretched across a length scale 𝐿 ∼ (1–10 TeV) −1 ending on gauge branes of the same diameter ∼𝐿. This leads to a mass of 𝑀 𝑋 ∼ 10 15 –10 16 GeV. In particular assuming grand unification in the dark dimension scenario results in a tower of Kaluza-Klein excitations of Standard Model gauge bosons on the gauge branes in the 1–10 TeV range. This suggests that the diameter/separation 𝐿 of the gauge branes correlates with both the weak scale ∼1/𝐿 near a TeV and the GUT scale ∼𝑀$^2_5$⁢𝐿 at 10 16 GeV.

branes↗
DOE OSTI2024

Physical Yukawa couplings in heterotic string compactifications

One of the challenges of heterotic compactification on a CalabiYau threefold is to determine the physical (27) 3 Yukawa couplings of the resulting four-dimensional $\mathcal{N}$ = 1 theory. In general, the calculation necessitates knowledge of the Ricci-flat metric. However, in the standard embedding, which references the tangent bundle, we can compute normalized Yukawa couplings from the Weil-Petersson metric on the moduli space of complex structure deformations of the Calabi-Yau manifold. In various examples (the Fermat quintic, the intersection of two cubics in $\mathbb{P}$ 5 , and the TianYau manifold), we calculate the normalized Yukawa couplings for (2,1)-forms using the Weil-Petersson metric obtained from the Kodaira-Spencer map. In cases where $h^{1,1}$ = 1 , this is compared to a complementary calculation based on performing period integrals. A third expression for the normalized Yukawa couplings is obtained from a machine learned approximate Ricci-flat metric making use of explicit harmonic representatives. Finally, the excellent agreement between the different approaches opens the door to precision string phenomenology.

Butbaia, Giorgi↗
DOE OSTI2023

Joint statistics of cosmological constant and SUSY breaking in flux vacua with nilpotent Goldstino

We obtain the joint distribution of the gravitino mass and the cosmological constant in KKLT and LVS models with anti-D3 brane uplifting described via the nilpotent goldstino formalism. Moduli stabilisation (of both complex structure and Kähler moduli) is incorporated so that we sample only over points corresponding to vacua. Our key inputs are the distributions of the flux superpotential, the string coupling and the hierarchies of warped throats. In the limit of zero cosmological constant, we find that both in KKLT and LVS the distributions are tilted favourably towards lower scales of supersymmetry breaking.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Towards natural and realistic E 7 GUTs in F-theory

We consider phenomenological aspects of a natural class of Standard Model-like supersymmetric F-theory vacua realized through flux breaking of rigid E 7 gauge factors. Three generations of Standard Model matter are realized in many of these vacua. We further find that many other Standard Model-like features are naturally compatible with these constructions. For example, dimension-4 and 5 terms associated with proton decay are ubiquitously suppressed. Many of these features are due to the group theoretical structure of E 7 and associated F-theory geometry. In particular, a set of approximate global symmetries descends from the E 7 group, leading to exponential suppression of undesired couplings.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Higher-group symmetries and weak gravity conjecture mixing

In four-dimensional axion electrodynamics, a Chern-Simons coupling of the form $θF$ Λ $F$ leads to a higher-group global symmetry between background gauge fields. At the same time, such a Chern-Simons coupling leads to a mixing between the Weak Gravity Conjectures for the axion and the gauge field, so that the charged excitations of a Weak Gravity Conjecture-satisfying axion string will also satisfy the Weak Gravity Conjecture for the gauge field. In this paper, we argue that these higher-group symmetries and this phenomenon of Weak Gravity Conjecture mixing are related to one another. We show that this relationship extends to supergravities in 5, 6, 7, 8, 9, and 10 dimensions, so higher-dimensional supergravity is endowed with precisely the structure needed to ensure consistency with emergent higher-group symmetries and with the Weak Gravity Conjecture. We further argue that a similar mixing of Weak Gravity Conjectures can occur in two-term Chern-Simons theories or in theories with kinetic mixing, though the connection with higher-group symmetries here is more tenuous, and accordingly the constraints on effective field theory are not as sharp.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Fine-tuned vs. natural supersymmetry: what does the string landscape predict?

A vast array of (metastable) vacuum solutions arise from string compactifications, each leading to different 4-d laws of physics. The space of these solutions, known as the string landscape, allows for an environmental solution to the cosmological constant problem. We examine the possibility of an environmental solution to the gauge hierarchy problem. We argue that the landscape favors softly broken supersymmetric models over particle physics models containing quadratic divergences, such as the Standard Model. We present a scheme for computing relative probabilities for supersymmetric models to emerge from the landscape. The probabilities are related to the likelihood that the derived value of the weak scale lies within the Agrawal et al. (ABDS) allowed window of values leading to atoms as we know them. This then favors natural SUSY models over unnatural (SUSY and other) models via a computable probability measure.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Asymptotic scalar field cosmology in string theory

Asymptotic (late-time) cosmology depends on the asymptotic (infinite-distance) limits of scalar field space in string theory. Such limits feature an exponentially decaying potential V ~ exp(–c$\phi$) with corresponding Hubble scale H ~ $\sqrt{{\dot{\phi}}^2+2V}$ ~ exp(–λ H$\phi$ ), and at least one tower of particles whose masses scale as m ~ exp(–λΦ), as required by the Distance Conjecture. In this paper, we provide evidence that these coefficients satisfy the inequalities $\sqrt{\left(d-1\right)/\left(d-2\right)}$ ≥ λ H ≥ λ lightest ≥ 1/$\sqrt{d-2}$ in d spacetime dimensions, where λ lightest is the λ coefficient of the lightest tower. This means that at late times, as the scalar field rolls to $\phi$ → ∞, the low-energy theory remains a d-dimensional FRW cosmology with decelerated expansion, the light towers of particles predicted by the Distance Conjecture remain at or above the Hubble scale, and both the strong energy condition and the dominant energy condition are satisfied.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

The cosmological moduli problem and naturalness

Nowadays, the cosmological moduli problem (CMP) comes in three parts: 1. potential violation of Big-Bang nucleosynthesis (BBN) constraints from late decaying moduli fields, 2. the moduli-induced gravitino problem wherein gravitinos are overproduced and their decays violate BBN or dark matter overproduction bounds and 3. the moduli-induced lightest SUSY particle (LSP) overproduction problem. Also, the CMP may be regarded as either a problem or else a solution to scenarios with dark matter over- or under-production. We examine the cosmological moduli problem and its connection to electroweak naturalness. We calculate the various two-body decay widths of a light modulus field into MSSM particles and gravitinos within general supersymmetric models. We include both phase space and mixing effects. We examine cases without and with helicity suppression of modulus decays to gravitinos (cases 1 & 2) and/or gauginos (cases A & B). For case B1, we evaluate regions of gravitino mass m 3/2 vs. modulus mass mΦ parameter space constrained by BBN, by overproduction of gravitinos and by overproduction of neutralino dark matter, along with connections to naturalness. For this case, essentially all of parameter space is excluded unless mΦ ≳ 2.5 × 10 3 TeV with mΦ< 2m 3/2 For a potentially most propitious case B2 with Φ decay to Higgs and matter turned off, then modulus branching fractions to SUSY and to gravitinos become highly suppressed at large m Φ . But since the modulus number density increases faster than the branching fractions decrease, there is still gross overproduction of neutralino dark matter. We also show that in this scenario the thermally produced gravitino problem is fixed by huge entropy dilution, but non-thermal gravitino production from moduli decay remains a huge problem unless it is kinematically suppressed with m Φ < 2m 3/2 . In a pedagogical appendix, we present detailed calculations of modulus field two-body decay widths.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Radiative natural supersymmetry emergent from the string landscape

In string theory with flux compactifications, anthropic selection for structure formation from a discretuum of vacuum energy values provides at present our only understanding of the tiny yet positive value of the cosmological constant. We apply similar reasoning to a toy model of the multiverse restricted to vacua with the MSSM as the low energy effective theory. Here, one expects a statistical selection favoring large soft SUSY breaking terms leading to a derived value of the weak scale in each pocket universe (with appropriate electroweak symmetry breaking) which differs from the weak scale as measured in our universe. In contrast, the SUSY preserving μ parameter is selected uniformly on a log scale as is consistent with the distribution of SM fermion masses: this favors smaller values of μ. An anthropic selection of the weak scale to within a factor of a few of our measured value — in order to produce complex nuclei as we know them (atomic principle) — provides statistical predictions for Higgs and sparticle masses in accord with LHC measurements. The statistical selection then more often leads to (radiatively-driven) natural SUSY models over the Standard Model or finely-tuned SUSY models such as mSUGRA/CMSSM, split, mini-split, spread, high scale or PeV SUSY. The predicted Higgs and superparticle spectra might be testable at HL-LHC or ILC via higgsino pair production but is certainly testable at higher energy hadron colliders with $ \sqrt{s}$ ~ 30–100 TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

String theory and grand unification suggest a submicroelectronvolt QCD axion

Axions, grand unification, and string theory are each compelling extensions of the Standard Model. We show that combining these frameworks imposes strong constraints on the QCD axion mass. Using perturbative unitarity arguments and explicit string compactifications—such as those from the Kreuzer-Skarke (KS) type IIB ensemble—we find that the axion mass is favored to lie within the range 10 −11 eV ≲ 𝑚 𝑎 ≲ 10 −8 eV. This range is directly relevant for near-future axion dark matter searches, including ABRACADABRA/DMRadio and CASPEr. We argue that grand unification and the absence of proton decay suggest a compactification volume that keeps the string scale above the unification scale ( ∼ 10 16 GeV), which in turn limits how heavy the axion can be. The same requirements limit the KS axiverse to have at most ∼ 47 axions. As an additional application of our methodology, we search for axions in the KS axiverse that could explain the recent Dark Energy Spectroscopic Instrument hints of evolving dark energy but find none with high enough decay constant (𝑓 𝑎 ≳ 2.5 ×10 17 GeV); we comment on why such high decay constants and low axion masses are difficult to obtain in string compactifications more broadly.

Axions↗