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Microphysics of Waves and Instabilities in the Solar Wind and Their Macro Manifestations in the Corona and Interplanetary Space

A breakthrough resulted from the investigation of plasma heating by ion-cyclotron waves in rapidly expanding flow tubes, often referred to as coronal funnels and expected to originate in the low transition region where the temperature gradient in the solar atmosphere rises very sharply. The investigation was made using a three-fluid plasma consisting of protons, electrons and alpha particles. It was found that these waves heat the solar wind plasma by directly heating the heavier species, namely the alphas. Although only alpha particles dissipate the waves, the strong Coulomb coupling between alpha particles and protons, and between protons and electrons, makes it possible for protons and electrons to be heated also to more than one million degrees, i.e. to coronal temperatures. Interestingly, the extreme heating of the alpha particles, however, is such that they end up being hotter and faster, and are no longer in thermal equilibrium with the protons and electrons. once the rapid expansion of the flow tube is complete, the particles return to thermal equilibrium. The observational signatures of these results are such that if spectral lines formed below a million degrees are observed at different heights in the corona, the inferred outflow velocities may vary by a factor of 5 to 6. In addition, if minor ions are indeed much faster than protons and electrons at temperatures below a million degrees, then one cannot reliably determine the bulk outflow velocity of the solar wind in that region from inferences of minor ion outflow velocities. A detailed parameter study on the resonant interaction between ion cyclotron waves and alpha particles and other minor ions is also under way. It is found that the highest frequency of the waves, or the location of the heating determines whether a thermal equilibrium can be established between minor ions and protons. As the maximum frequency is increased, alpha particles and protons become farther away from thermal equilibrium. As the maximum frequency becomes smaller, alpha particles and protons are more likely to be in thermal equilibrium. However, if the maximum frequency is below a critical value, ion cyclotron resonance occurs at a greater height and a hot corona cannot be produced.

Habbal, Shadia Rifai

Alpha voltaic batteries and methods thereof

An alpha voltaic battery includes at least one layer of a semiconductor material comprising at least one p/n junction, at least one absorption and conversion layer on the at least one layer of semiconductor layer, and at least one alpha particle emitter. The absorption and conversion layer prevents at least a portion of alpha particles from the alpha particle emitter from damaging the p/n junction in the layer of semiconductor material. The absorption and conversion layer also converts at least a portion of energy from the alpha particles into electron-hole pairs for collection by the one p/n junction in the layer of semiconductor material.

Raffaelle, Ryne P.

Alpha voltaic batteries and methods thereof

An alpha voltaic battery includes at least one layer of a semiconductor material comprising at least one p/n junction, at least one absorption and conversion layer on the at least one layer of semiconductor layer, and at least one alpha particle emitter. The absorption and conversion layer prevents at least a portion of alpha particles from the alpha particle emitter from damaging the p/n junction in the layer of semiconductor material. The absorption and conversion layer also converts at least a portion of energy from the alpha particles into electron-hole pairs for collection by the one p/n junction in the layer of semiconductor material.

Raffaelle, Ryne P.

Modulational and decay instabilities of Alfven waves - Effects of streaming He(2+)

The parametric instability of a circularly polarized Alfven wave propagating along the background magnetic field are considered, with emphasis on the effects of a second ion species, He(2+), which drifts relative to the protons. Even though its abundance is small, the He(2+) modifies the dispersion relation of the 'pump' Alfven wave and introduces a new sound wave (alpha sound) in addition to the usual sound wave carried primarily by the electrons and protons. Instabilities which are close to the He(2+) gyroresonance are found. This may provide a means of directly transferring Alfven wave energy to the alpha particles, if the alphas are able to resonantly extract energy from the unstable waves without quenching the instability altogether. Instabilities which are close to the alpha particle sound speed are also found.

Hollweg, Joseph V.

HEOS 1 helium observations in the solar wind

Results of alpha-particle observations performed by the European satellite HEOS 1, in the period from December 9, 1968, to April 13, 1969, and from September 6, 1969, to April 15, 1970, are presented. The average bulk velocities of protons V sub p and alpha-particles V sub alpha appear to be equal; however, due to an instrumental bias, the possibility of V sub alpha being lower than V sub p cannot be ruled out. Comparison with observations of Vela 3 and Explorer 34 satellites gives evidence of a dependence of helium abundance on the solar cycle. The problem of the stability of differences between the bulk velocities of protons and alpha-particles is investigated. The behavior of alpha-particles through interplanetary shock waves is illustrated in connection with magnetic field measurements.

Bollea, D.

Acceleration and heating of heavy ions in high speed solar wind streams

Left hand polarized Alfven waves generated in coronal holes propagate in the direction of high speed solar wind streams, accelerating and heating heavy ions. As the solar wind expands, the ratio between the frequency of the Alfven waves and the proton gyrofrequency increases, due to the decrease of the interplanetary magnetic field, and encounter first the local ion gyrofrequency of the species with the largest M(sub l) = m(sub l)/z(sub l)m(sub p) (m(sub l) is the mass of species l, m(sub p) is the proton mass and z(sub l) is the degree of ionization of species l). It is shown that the Alfven waves experience there strong absorption and cannot propagate any further until the ions are accelerated and heated. Once this occurs, the Alfven waves continue to propagate until they meet the gyrofrequency of the next species giving rise to a similar phenomenon. In order to show this contention, we use the linear dispersion relation of ion cyclotron waves in a multicomponent plasma consisting of oxygen ions, alpha particles and protons. We assume that at any distance from the sun, the Alfven waves follow the local dispersion relation of electromagnetic ion cyclotron waves. To illustrate the results, we solve the dispersion relation for oxygen ions and alpha particles drifting relative to the protons. The dispersion relation has three branches. The first branch starts at zero frequency and goes to the Doppler-shifted oxygen ion gyrofrequency. The second branch starts close to the oxygen gyrofrequency, and goes to the Doppler-shifted alpha particle gyrofrequency. The third branch starts close to the alpha particle gyrofrequency, and goes to the proton gyrofrequency. The Alfven waves propagate following the first branch of the dispersion relation. When they reach the Doppler-shifted oxygen ion gyrofrequency, the ions are accelerated and heated to some definite values. When these values are reached, the dispersion relation changes, and it is now the first branch of the dispersion relation, the one which goes to the Doppler-shifted alpha particle gyrofrequency. The Alfven waves continue to propagate along the first branch of the dispersion relation and proceed to accelerate and heat the alpha particles.

Gomberoff, L.

Solar wind from a corona with a large helium abundance

The possibility is investigated that the presence of alpha particles in the coronal base region can reduce the sensitivity of the proton mass flux to the base temperature. It is found that for an alpha particle to proton density ratio at the base as small as 10 percent, alpha particles can reduce the sensitivity of the proton mass flux density to variations in the base temperature. The effects of enhanced collisional coupling and of Alfven waves on the flux of protons and alpha particles are studied. As an aid to future observational determination of the alpha particle density in the corona, calculations of the intensities of the resonantly scattered lines He II 304A and H I 1216A for selected models are presented.

Leer, Egil

Molecular analysis and comparison of radiation-induced large deletions of the HPRT locus in primary human skin fibroblasts

Genetic alterations in gamma-ray- and alpha-particle-induced HPRT mutants were examined by multiplex polymerase chain reaction (PCR) analysis. A total of 39-63% of gamma-ray-induced and 31-57% of alpha-particle-induced mutants had partial or total deletions of the HPRT gene. The proportion of these deletion events was dependent on radiation dose, and at the resolution limits employed there were no significant differences between the spectra induced by equitoxic doses of alpha particles (0.2-0.4 Gy) and gamma rays (3 Gy). The molecular nature of the deletions was analyzed by the use of sequence tagged site (STS) primers and PCR amplification as a "probe" for specific regions of the human X chromosome within the Xq26 region. These STSs were closely linked and spanned regions approximately 1.7 Mbp from the telomeric side and 1.7 Mbp from the centromeric side of the HPRT gene. These markers include: DXS53, 299R, DXS79, yH3L, 3/19, PR1, PR25, H2, yH3R, 1/44, 1/67, 1/1, DXS86, D8C6, DXS10 and DXS144. STS analyses indicated that the maximum size of total deletions in radiation-induced HPRT mutants can be greater than 2.7 Mbp and deletion size appears to be dependent on radiation dose. There were no apparent differences in the sizes of the deletions induced by alpha particles or gamma rays. On the other hand, deletions containing portions of the HPRT gene were observed to be 800 kbp or less, and the pattern of the partial deletion induced by alpha particles appeared to be different from that induced by gamma rays.

NASA Discipline Radiation Health

PPPL Report on Reduced Modeling of Fusion Alpha Transport in ARC Burning Plasmas

We are reporting on the modeling of fusion alpha particle transport in the planned ARC fusion device being designed by the CFS (Commonwealth Fusion Systems: https://cfs.energy). The ARC tokamak is designed to operate in a burning-plasma regime characterized by a substantial population of fusion-born alpha particles. Alfvén eigenmode (AE) stability is assessed both analytically and numerically, incorporating alpha-particle drive, ion Landau, and radiative damping from thermal species and collisional damping from trapped electrons. Regions of unstable and near-threshold AE activity are mapped across ARC’s operational parameter space. Linear stability analysis with NOVA indicates multiple, often marginally unstable AEs, extending to toroidal mode numbers up to n= 30. The present report focuses on the ARC flat-top operating point prior to the sawtooth event. Alpha-particle transport on timescales exceeding the neoclassical slowing-down time is assessed using the NUBEAM module [1][2] of the TRANSP code [3], employing transport coefficients derived from the RBQ quasilinear modeling (cf. Appendix B). These global simulations identify favorable and unfavorable operating regimes with respect to alpha confinement, pressure redistribution, and overall alpha-heating efficiency. We also evaluate additional transport mechanisms—including neoclassical tearing mode (TM)–induced stochasticity, sawtooth-driven redistribution, and toroidal-field ripple using the kick model (cf. Appendix C) which makes use of the guiding-center code ORBIT, see Section 5. The kick model is integrated into TRANSP to enable self-consistent predictions of alpha-driven current formation and sustainment within the ARC scenario. Sensitivity scans are performed over the mode frequency, rational-surface alignment, island width, mode amplitude, and proximity of the limiter to the plasma. Our study provides an initial, physics-based guidance for machine design, operational planning, and equilibrium control, ensuring adequate alpha confinement and robust self-heating performance in ARC. Our simulations mostly targeted worst case scenarios, e.g. for TMs and sawteeth. Overall, we expect benign effects for the ARC scenario investigated in this work on fusion alpha confinement and losses in the presence of AEs, tearing modes and sawteeth. This report addresses three thrusts identified at the outset. The first thrust focuses on analytic estimates of the parametric dependencies of EP relaxation based on local AE stability simulations (Section 3). The second thrust involves global evaluations of AE stability using the NOVA, RBQ, and NUBEAM codes (Section 4). Finally, we investigate alpha-particle transport driven by low-frequency instabilities associated with sawteeth and tearing modes (Section 5).

70 PLASMA PHYSICS AND FUSION TECHNOLOGY

Polarized Nuclei in a Simple Mirror Fusion Reactor

The possibility of enhancing the ratio of output to input power Q in a simple mirror machine by polarizing Deuterium-Tritium (D- T) nuclei is evaluated. Taking the Livermore mirror reference design mirror ratio of 6.54, the expected sin(sup 2) upsilon angular distribution of fusion decay products reduces immediate losses of alpha particles to the loss cone by 7.6% and alpha-ion scattering losses by approx. 50%. Based on these findings, alpha- particle confinement times for a polarized plasma should therefore be 1.11 times greater than for isotropic nuclei. Coupling this enhanced alpha-particle heating with the expected greater than 50% D- T reaction cross section, a corresponding power ratio for polarized nuclei, Q(sub polarized), is found to be 1.63 times greater than the classical unpolarized value Q(sub classical). The effects of this increase in Q are assessed for the simple mirror.

Noever, David A.

Voyager observations of O(+6) and other minor ions in the solar wind

The plasma science (PLS) experiments on the Voyager 1 and 2 spacecraft began making measurements of the solar wind shortly after the two launches in the fall of 1977. In reviewing the data obtained prior to the Jupiter encounters in 1979, we have found that the large dynamic range of the PLS instrument generally allows a clean separation of signatures of minor ions (about 2.5% of the time) during a single instrument scan in energy per charge. The minor ions, most notably O(+6), are well separated from the protons and alpha particles during times when the solar wind Mach number (ratio of streaming speed to thermal speed) is greater than approximately 15. During the Earth to Jupiter cruise we find that the average ratio of alpha particle number density to that of oxygen is 66 +/- 7 (Voyager 1) and 71 +/- 17 (Voyager 2). These values are consistent with the value 75 +/- 20 inferred from the Ion Composition Instrument on ISEE 3 during the period spanning 1978 and 1982. We have inferred an average coronal temperature of (1.7 +/- 0.1) x 10(exp 6) K based on the ratio of O(+7) to O(+6) number densities. Our observations cover a period of increasing solar activity. During this time we have found that the alpha particle to proton number density ratio is increasing with the solar cycle, the oxygen to proton ratio increases, and the alpha particle to oxygen ratio remains relatively constant in time.

Villanueva, Louis

Study of energetic solar particle events of 18 November 1968, 25 February 1969, and 30 March 1969

The solar particle events of 18 November 1968, 25 February 1969, and 30 March 1969 were studied using data from the detector system aboard the lunar orbiting satellite Explorer 35. Protons, alpha particles, and Z or = 3 nuclei were registered in the solid state detector of the system. Interplanetary propagation, particle anisotropy, and the intensity ratios of protons to alpha particles and of alpha particles to C, N, and O nuclei above a common specific energy of 0.5 MeV/nucleon were studied. Diffusion coefficients and decay constants for the three events are given, as well as magnitudes and directions of anisotropies.

Venkatarangan, P.

GCR Transport in the Brain: Assessment of Self-Shielding, Columnar Damage, and Nuclear Reactions on Cell Inactivation Rates

Radiation shield design is driven by the need to limit radiation risks while optimizing risk reduction with launch mass/expense penalties. Both limitation and optimization objectives require the development of accurate and complete means for evaluating the effectiveness of various shield materials and body-self shielding. For galactic cosmic rays (GCR), biophysical response models indicate that track structure effects lead to substantially different assessments of shielding effectiveness relative to assessments based on LET-dependent quality factors. Methods for assessing risk to the central nervous system (CNS) from heavy ions are poorly understood at this time. High-energy and charge (HZE) ion can produce tissue events resulting in damage to clusters of cells in a columnar fashion, especially for stopping heavy ions. Grahn (1973) and Todd (1986) have discussed a microlesion concept or model of stochastic tissue events in analyzing damage from HZE's. Some tissues, including the CNS, maybe sensitive to microlesion's or stochastic tissue events in a manner not illuminated by either conventional dosimetry or fluence-based risk factors. HZE ions may also produce important lateral damage to adjacent cells. Fluences of high-energy proton and alpha particles in the GCR are many times higher than HZE ions. Behind spacecraft and body self-shielding the ratio of protons, alpha particles, and neutrons to HZE ions increases several-fold from free-space values. Models of GCR damage behind shielding have placed large concern on the role of target fragments produced from tissue atoms. The self-shielding of the brain reduces the number of heavy ions reaching the interior regions by a large amount and the remaining light particle environment (protons, neutrons, deuterons. and alpha particles) may be the greatest concern. Tracks of high-energy proton produce nuclear reactions in tissue, which can deposit doses of more than 1 Gv within 5 - 10 cell layers. Information on rates of cell killing from GCR, including patterns of cell killing from single particle tracks. can provide useful information on expected differences between proton and HZE tracks and clinical experiences with photon irradiation. To model effects on cells in the brain, it is important that transport models accurately describe changes in the GCR due to interactions in the cranium and proximate tissues. We describe calculations of the attenuated GCR particle fluxes at three dose-points in the brain and associated patterns of cell killing using biophysical models. The effects of the brain self-shielding and bone-tissue interface of the skull in modulating the GCR environment are considered. For each brain dose-point, the mass distribution in the surrounding 4(pi) solid angle is characterized using the CAM model to trace 512 rays. The CAM model describes the self-shielding by converting the tissue distribution to mass-equivalent aluminum, and nominal values of spacecraft shielding is considered. Particle transport is performed with the proton, neutron, and heavy-ion transport code HZETRN with the nuclear fragmentation model QMSFRG. The distribution of cells killed along the path of individual GCR ions is modeled using in vitro cell inactivation data for cells with varying sensitivity. Monte Carlo simulations of arrays of inactivated cells are considered for protons and heavy ions and used to describe the absolute number of cell killing events of various magnitude in the brain from the GCR. Included are simulations of positions of inactivated cells from stopping heavy ions and nuclear stars produced by high-energy ions most importantly, protons and neutrons.

Shavers, M. R.

Resonant acceleration and heating of solar wind ions Anisotropy and dispersion

This paper is an extension of recent work by Isenberg and Hollweg dealing with the preferential acceleration and heating of solar wind heavy ions by a resonant cyclotron interaction with a turbulent spectrum of ion-cyclotron waves. Two major approximations of the previous work are eliminated: that of isotropic ion distributions, and that of nondispersive waves. The wave action flux of finite-amplitude Alfven waves in a multi-ion, differentially flowing, gyrotropic plasma is derived. This quantity is incorporated into the wave-driven solar wind model of Isenberg and Hollweg, which is then applied to gyrotropic protons and alpha particles. It is found that allowing for nonisotropic ions yields enhanced preferential acceleration of alpha particles. However, when dispersion is included in the resonant interaction, the preferential effects are again reduced. These more realistic calculations show that the observations of solar wind alpha particles cannot be explained by a resonant cyclotron interaction.

Isenberg, P. A.

On Alfvénic turbulence of solar wind streams observed by Solar Orbiter during March 2022 perihelion and their source regions

It has been recently accepted that the standard classification of the solar wind solely according to flow speed is outdated, and particular interest has been devoted to the study of the origin and evolution of so-called Alfvénic slow solar wind streams and to what extent such streams resemble or differ from fast wind. In March 2022, Solar Orbiter completed its first nominal phase perihelion passage. During this interval, it observed several Alfvénic streams, allowing for characterization of fluctuations in three slow wind intervals (AS1-AS3) and comparison with a fast wind stream (F) at almost the same heliocentric distance. This work makes use of Solar Orbiter plasma parameters from the Solar Wind Analyzer (SWA) and magnetic field measurements from the magnetometer (MAG). The magnetic connectivity to the solar sources of selected solar wind intervals was reconstructed using a ballistic extrapolation based on measured solar wind speed down to the (spherical) source surface at 2.5 R s below which a potential field extrapolation was used to map back to the Sun. The source regions were identified using SDO/AIA observations. A spectral analysis of in situ measured magnetic field and velocity fluctuations was performed to characterize correlations, Alfvénicity, normalized cross-helicity, and residual energy in the frequency domain as well as intermittency of the fluctuations and spectral energy transfer rate estimated via mixed third-order moments. A machine learning technique was used to separate proton core, proton beam, and alpha particles and to study v − b correlations for the different ion populations in order to evaluate the role played by each population in determining the Alfvénic content of solar wind fluctuations. The comparison between fast wind and Alfvénic slow wind intervals highlights the differences between the two solar wind regimes: The fast wind is characterized by larger amplitude fluctuations, and magnetic and velocity fluctuations are closer to equipartition of energy. In fact the Alfvénic slow wind streams appear to be on a spectrum of wind types, with AS1, originating from open field lines neighboring active regions and displaying similarities with the fast wind in terms of fluctuation amplitude and turbulence characteristics, but not with respect to the alpha particles and proton beams. The other two slow streams differed both in their sources as well as plasma characteristics, with AS2 coming from the expansion of a narrow coronal hole corridor and AS3 from a region straddling a pseudostreamer. The latter displayed the coldest and highest density but the slowest stream with the smallest fluctuation amplitude and greatest magnetic energy excess. It also showed the largest scatter in proton beam speeds and the greatest difference in speed between proton beam and alpha particles. This study shows how the old fast–slow solar wind dichotomy, already called into question by the observations of slower Alfvénic solar wind streams, should further be refined, as the Alfvénic slow wind, originating in different solar wind regions, show significant differences in density, temperature, and proton and alpha-particle properties in the inner heliosphere. The observations presented here provide the starting point for a better understanding of the origin and evolution of different solar wind streams as well as the evolving turbulence contained within.

magnetohydrodynamics (MHD)

Diffusion effects on the helium abundance of the solar transition region and corona

The diffusion of helium in the solar transition region is studied by solving the mass and momentum conservation equations for a hydrogen-helium plasma given a representative temperature profile. Steady state solutions show that two distinct atmospheres may result. In cases where the thermal force on alpha-particles is balanced by the partial pressure gradient force, helium is the dominant coronal species. On the other hand, if it is the frictional force between protons and alpha-particles which balances the thermal force on alpha-particles then hydrogen is the major coronal component. In order to explore which of these solutions are attainable within reasonable time scales, the time-dependent equations are solved, starting from an initial state with a uniform helium abundance of 10 percent. The atmosphere as a whole is close to hydrostatic equilibrium, but due the thermal forces the individual elements are not. This force inbalance leads to a differential flow between species. It is found that this differential flow leads to a significant enhancement of the coronal helium abundance. Even for the relatively shallow temperature gradient used the helium abundance in the lower corona increases to 30 percent over a 24 hr period.

Hansteen, Viggo H.

Extremely-efficient, miniaturized, long-lived alpha-voltaic power source using liquid gallium

A power source converts .alpha.-particle energy to electricity for use in electrical systems. Liquid gallium or other liquid medium is subjected to .alpha.-particle emissions. Electrons are freed by collision from neutral gallium atoms to provide gallium ions. The electrons migrate to a cathode while the gallium ions migrate to an anode. A current and/or voltage difference then arises between the cathode and anode because of the work function difference of the cathode and anode. Gallium atoms are regenerated by the receiving of electrons from the anode enabling the generation of additional electrons from additional .alpha.-particle collisions.

Snyder, G. Jeffrey

Synergistic effects of Al, Ga, and In doping on ZnO nanorod arrays grown via citrate-assisted hydrothermal technique for highly efficient and fast scintillator screens

To be used as efficient alpha particle scintillator in the fields of nuclear security, nuclear nonproliferation and high-energy physics, scintillator screens must have high light output and fast decay properties. While there has been a great deal of progress in scintillation efficiency, achieving fast decay time properties are still a challenge. In this work, the near band edge (NBE) UV luminescence and alpha particle induced scintillation properties of vertically aligned densely packed ZnO nanorods (NRs) doped with Al, Ga, and In have been thoroughly investigated. The high crystalline hexagonal wurtzite structure with a strong orientation through the c -axis plane (002) and aspect ratios in the range 13–22 have been observed for all ZnO NRs. Electron paramagnetic resonance (EPR) analysis exhibited paramagnetic signals at g ≈ 1.96 for all ZnO NRs. A cost effective green hydrothermal synthesis technique was employed to grow well-aligned NRs. Using citrate as an additive acting as a strong reducing agent in the solution during the crystal growth, defects on the surface are significantly suppressed, thereby enhancing the NBE UV emission. Significantly higher NBE UV emission was observed from the top surface of ZnO NRs in cathodoluminescence (CL) microscopy. Results show that citrate assisted donor doping of ZnO NRs not only reduces the defect emission and NBE self-absorption, but also induces fast decay time (~ 600–700 ps), which makes ZnO NRs a good candidate for fast alpha particle scintillator screens used in associated particle imaging for time and direction tagging of individual neutrons generated in D–T and D–D neutron generators.

36 MATERIALS SCIENCE