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All sourcesNASA NTRSDOE OSTI
DOE OSTI2025

On Finding Black Holes in Photometric Microlensing Surveys

There are expected to be millions of isolated black holes in the galaxy resulting from the deaths of massive stars. Measuring the abundance and properties of this remnant population would shed light on the end stages of stellar evolution and the evolution paths of black hole systems. Detecting isolated black holes is currently only possible via gravitational microlensing, which has so far yielded one definitive detection. The difficulty in finding microlensing black holes lies in having to choose a small subset of events, based on characteristics of their light curves, to allocate expensive and scarce follow-up resources to confirm the identity of the lens. Current methods either rely on simple cuts in parameter space without using the full distribution information or are only effective on small subsets of events. In this paper, we present a new lens classification method. The classifier takes in posterior constraints on light-curve parameters and combines them with a Galactic simulation to estimate the lens class probability. This method is flexible and can be used with any set of microlensing light-curve parameters, making it applicable to large samples of events. We make this classification framework available via the popclass Python package. We apply the classifier to ~10,000 microlensing events from the Optical Gravitational Lensing Experiment survey and find 23 high-probability black hole candidates. Our classifier also suggests that the only known isolated black hole is an observational outlier, according to current Galactic models, and the allocation of astrometric follow-up on this event was a high-risk strategy.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS2016

The First Simultaneous Microlensing Observations by Two Space Telescopes: Spitzer and Swift Reveal a Brown Dwarf in Event OGLE-2015-BLG-1319

Simultaneous observations of microlensing events from multiple locations allow for the breaking of degeneracies between the physical properties of the lensing system, specifically by exploring different regions of the lens plane and by directly measuring the "microlens parallax". We report the discovery of a 30-65M J brown dwarf orbiting a K dwarf in the microlensing event OGLE-2015-BLG-1319. The system is located at a distance of approximately 5 kpc toward the Galactic Bulge. The event was observed by several ground-based groups as well as by Spitzer and Swift, allowing a measurement of the physical properties. However, the event is still subject to an eight-fold degeneracy, in particular the well-known close-wide degeneracy, and thus the projected separation between the two lens components is either approximately 0.25 au or approximately 45 au. This is the first microlensing event observed by Swift, with the UVOT camera. We study the region of microlensing parameter space to which Swift is sensitive, finding that though Swift could not measure the microlens parallax with respect to ground-based observations for this event, it can be important for other events. Specifically, it is important for detecting nearby brown dwarfs and free-floating planets in high magnification events.

microlensing events↗
NASA NTRS2022

Compressive Sensing Based Space Flight Instrument Constellation for Measuring Gravitational Microlensing Parallax

In this work, we provide a compressive sensing architecture for implementing on a space based observatory for detecting transient photometric parallax caused by gravitational microlensing events. Compressive sensing (CS) is a simultaneous data acquisition and compression technique, which can greatly reduce on-board resources required for space flight data storage and ground transmission. We simulate microlensing parallax observations using a space observatory constellation, based on CS detectors. Our results show that average CS error is less than 0.5% using 25% Nyquist rate samples. The error at peak magnification time is significantly lower than the error for distinguishing any two microlensing parallax curves at their peak magnification. Thus, CS is an enabling technology for detecting microlensing parallax, without causing any loss in detection accuracy.

compressive sensing↗
NASA NTRS2022

An Isolated Mass-gap Black Hole or Neutron Star Detected with Astrometric Microlensing

We present the analysis of five black hole candidates identified from gravitational microlensing surveys. Hubble Space Telescope astrometric data and densely sampled light curves from ground-based microlensing surveys are fit with a single-source, single-lens microlensing model in order to measure the mass and luminosity of each lens and determine if it is a black hole. One of the five targets (OGLE-2011-BLG-0462/MOA-2011-BLG-191 or OB110462 for short) shows a significant >1 mas coherent astrometric shift, little to no lens flux, and has an inferred lens mass of 1.6–4.4 M ⨀ . This makes OB110462 the first definitive discovery of a compact object through astrometric microlensing and it is most likely either a neutron star or a low-mass black hole. This compact-object lens is relatively nearby (0.70–1.92 kpc) and has a slow transverse motion of <30 kms -1 . OB110462 shows significant tension between models well fit to photometry versus astrometry, making it currently difficult to distinguish between a neutron star and a black hole. Additional observations and modeling with more complex system geometries, such as binary sources, are needed to resolve the puzzling nature of this object. For the remaining four candidates, the lens masses are <2M ⨀ , and they are unlikely to be black holes; two of the four are likely white dwarfs or neutron stars. We compare the full sample of five candidates to theoretical expectations on the number of black holes in the Milky Way (∼10 8 ) and find reasonable agreement given the small sample size.

Astrophysical black holes↗
DOE OSTI2023

Constraints on sub-terrestrial free-floating planets from Subaru microlensing observations

ABSTRACT The abundance of protoplanetary bodies ejected from their parent star system is presently poorly constrained. With only two existing optical observations of interstellar objects in the 108–1010 kg mass range and a small number of robust microlensing observations of free-floating planets (FFPs) in the 1024–1025 kg mass range, there is a large range of masses for which there are no existing measurements of the unbound population. The three primary microlensing surveys currently searching for FFPs operate at a cadence greater than 15 min, which limits their ability to observe events associated with bodies with a mass much below an Earth mass. We demonstrate that existing high-cadence observations of M31 with the Subaru Hyper Suprime-Cam place constraints on the abundance of unbound objects at sub-terrestrial masses, with peak sensitivity at 10−4 M⊕ for Milky Way lenses and 10−1 M⊕ for lenses in M31. For a fiducial $\frac{dn}{dM}\propto M^{-2}$ mass distribution, we find that the abundance of unbound objects is constrained to $n_\text{unbound} \lt 1.4 \times 10^{7} ~\rm {pc}^{-3}$ for masses within 1 dex of 10−4 M⊕. Additionally, we compute limits on an artificial ‘monochromatic’ distribution of unbound objects and compare to existing literature, demonstrating that the assumed spatial distribution of lenses has very significant consequences for the sensitivity of microlensing surveys. While the observations ultimately do not probe abundances suggested by current models of planetary formation, our limits place direct observational constraints on the unbound population in the sub-terrestrial mass range and motivate new observational strategies for microlensing surveys.

Astronomy & Astrophysics↗
DOE OSTI2019

Spitzer Microlensing Parallax for OGLE-2016-BLG-1067: A Sub-Jupiter Orbiting an M Dwarf in the Disk

We report the discovery of a sub-Jupiter-mass planet orbiting beyond the snow line of an M dwarf most likely in the Galactic disk as part of the joint Spitzer and ground-based monitoring of planetary microlensing anomalies toward the Galactic bulge. Most of the microlensing parameters are strongly constrained by the light-curve modeling, and in particular there is a Spitzer-based measurement of the microlens parallax, π {sub E}. However, there are no caustic crossings, so the angular Einstein radius has only an upper limit based on the light-curve modeling alone. Additionally, the analysis leads us to identify eight degenerate configurations: the fourfold microlensing parallax degeneracy being doubled by a degeneracy in the caustic structure present at the level of the ground-based solutions. To calculate the physical parameters, and at the same time to break the parallax degeneracy, we make use of a series of arguments: the χ {sup 2} hierarchy, the Rich argument (stating that the small-parallax solution is more likely), and a prior Galactic model. The preferred configuration, favored by a likelihood ratio of at least 4000, is for a host at D{sub L}=3.73{sub −0.67}{sup +0.66} kpc with mass M{sub L}=0.30{sub −0.12}{sup +0.15} M{sub ⊙}, orbited by a Saturn-like planet with M{sub planet} =0.43{sub −0.17}{sup +0.21} M{sub Jup} at projected separation a{sub ⊥}=1.70{sub −0.39}{sup +0.38} au, about 2.1 times beyond the system snow line. Therefore, it adds to the growing population of sub-Jupiter planets orbiting beyond the snow line of M dwarfs discovered by microlensing. Based on the rules of the real-time protocol for the selection of events to be followed up with Spitzer, this planet will not enter the sample for measuring the Galactic distribution of planets.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS1986

Gravitational microlensing at large optical depth

A large number of numerical models of gravitational microlensing by stars in the lensing galaxy have been calculated, and properties of the models are described. The expected light intensity variations are more rapid when optical depth to microlensing is large, but the time scale is a few years in the best cases, and much longer in a typical case. However, microlensing introduces considerable scatter, up to two or three orders of magnitude, to the intensity of macroimages expected at any given time, and this may considerably complicate the analysis of the observed lenses. It is shown that macroimage is surrounded with a faint 'halo' made of a large number of microimages from individual stars with average surface brightness falling off as R to the -4th. It is also shown that a high surface mass density of continuously distributed matter may affect very strongly properties of microlensing, making possible very large declines in observed intensity, up to two or three orders of magnitude.

Paczynski, B.↗
NASA NTRS1988

An analytic treatment of gravitational microlensing for sources of finite size at large optical depths

Statistical methods are developed for gravitational lensing in order to obtain analytic expressions for the average surface brightness that include the effects of microlensing by stellar (or other compact) masses within the lensing galaxy. The primary advance here is in utilizing a Markoff technique to obtain expressions that are valid for sources of finite size when the surface density of mass in the lensing galaxy is large. The finite size of the source is probably the key consideration for the occurrence of microlensing by individual stars. For the intensity from a particular location, the parameter which governs the importance of microlensing is determined. Statistical methods are also formulated to assess the time variation of the surface brightness due to the random motion of the masses that cause the microlensing.

Deguchi, Shuji↗
NASA NTRS1995

On the universality of microlensing in quadruple gravitational lenses

It is well known that multiply imaged quasars are likely to be affected by microlensing. Quadruply imaged systems are especially useful laboratories for studying microlensing because their macrolens models are relatively well constrained. We begin with analytical results for a simple family of galaxy models. These results can be used to estimate the magnifications and time delays for the quadruple systems. We compute expected brightness fluctuations due to microlensing in several such systems for a range of source sizes. Among these we treat for the first time the limiting case of a completely unresolved source. For the case of MG 0414+0534 we interpret the discrepant optical-to-radio flux ratios for the different components as the result of microlensing. On the assumption that the lensing galaxy is roughly isothermal this gives a 95% confidence upper limit on the optical source size of 10(exp 16) cm x (mean value of M)/0.1 solar mass(exp 1/2) where (M) is the average stellar mass of the lensing galaxy. For more centrally concentrated macromodels the upper limit is greater. Sufficiently long strings of photometric observations can in principle constrain the degree of concentration.

Witt, Hans J.↗
NASA NTRS2003

Dynamics and Origin of Extra-solar Planetary Systems and Microlensing Detection of Extra-solar Planets

We compare a space-based microlensing search for planets, with a ground based microlensing search originally proposed by D. Tytler (Beichman, et al. 1996). Perturbations of microlensing light curves when the lens star has a planetary companion are sought by one wide angle survey telescope and an array of three or four followup narrow angle telescopes distributed in longitude that follow events with high precision, high time resolution photometry. Alternative ground based programs are considered briefly. With the four 2 meter telescopes distributed in longitude in the southern hemisphere in the Tytler proposal, observational constraints on a ground-based search for planets during microlensing events toward the center of the galaxy are severe. Probably less than 100 events could be monitored per year with high precision, high time resolution photometry with only about 42% coverage on the average regardless of how many events were discovered by the survey telescope. Statistics for the occurrence and properties for Jupiter-mass planets would be meaningful but relatively meager four years after the program was started, and meaningful statistics for Earth-mass planets would be non existent. In contrast, the 14,500 events in a proposed 4 year space based program (GEST = Galactic Exoplanet Survey Telescope) would yield very sound statistics on the occurrence, masses and separations of Jupiter-mass planets, and significant constraints on similar properties for Earth-mass planets. The significance of the Jupiter statistics would be to establish the frequency of planetary systems like our own, where terrestrial planets could exist inside the orbits of the giants.

Peale, S. J.↗
NASA NTRS2016

Faint-Source-Star Planetary Microlensing: The Discovery of the Cold Gas-Giant Planet OGLE-2014-BLG-0676Lb

We report the discovery of a planet OGLE-2014-BLG-0676Lb via gravitational microlensing. Observations for the lensing event were made by the following groups: Microlensing Observations in Astrophysics; Optical Gravitational Lensing Experiment; Wise Observatory; RoboNETLas Cumbres Observatory Global Telescope; Microlensing Network for the Detection of Small Terrestrial Exoplanets; and -FUN. All analyses of the light-curve data favoura lens system comprising a planetary mass orbiting a host star. The most-favoured binary lens model has a mass ratio between the two lens masses of (4.78 +/- 0.13) 10(exp -3). Subject to some important assumptions, a Bayesian probability density analysis suggests the lens system comprises a 3.09(+1.02/-1.12) MJ planet orbiting a 0.62(+0.20/-0.22) solar mass host star at a deprojected orbital separation of 4.40(+2.16/-1.46) au. The distance to the lens system is 2.22(+0.96/-0.83) kpc. Planet OGLE-2014-BLG-0676Lb provides additional data to the growing number of cool planets discover redusing gravitational microlensing against which planetary formation theories may be tested. Most of the light in the baseline of this event is expected to come from the lens and thus high-resolution imaging observations could confirm our planetary model interpretation.

OGLE-2014-BLG-0676Lb↗
NASA NTRS2019

OGLE-2015-BLG-1670Lb: A Cold Neptune beyond the Snow Line in the Provisional WFIRST Microlensing Survey Field

We present the analysis of the microlensing event OGLE-2015-BLG-1670, detected in a high-extinction field very close to the Galactic plane. Due to the dust extinction along the line of sight, this event was too faint to be detected before it reached the peak of magnification. The microlensing light-curve models indicate a high-magnification event with a maximum of A(max)≳ 200, very sensitive to planetary deviations. An anomaly in the light curve has been densely observed by the microlensing surveys MOA, KMTNet, and OGLE. From the light-curve modeling, we find a planetary anomaly characterized by a planet-to-host mass ratio, q=(1.00 (sup+0.18, sub -0.16) x 10(exp -4), at the peak recently identified in the mass-ratio function of microlensing planets. Thus, this event is interesting to include in future statistical studies about planet demography. We have explored the possible degeneracies and find two competing planetary models resulting from the s ↔ 1/s degeneracy. However, because the projected separation is very close to s = 1, the physical implications for the planet for the two solutions are quite similar, except for the value of s. By combining the light-curve parameters with a Galactic model, we have estimated the planet mass M(2)=17.9(sup +9.6,sub-8.8)M(ꚛ) and the lens distance D(L) = 6.7(sup +1.0, sub -1.3) kpc, corresponding to a Neptune-mass planet close to the Galactic bulge. Such events with a low absolute latitude (|b| ≈1ᵒ.1) are subject to both high extinction and more uncertain source distances, two factors that may affect the mass measurements in the provisional Wide Field Infrared Survey Telescope fields. More events are needed to investigate the potential trade-off between the higher lensing rate and the difficulty in measuring masses in these low-latitude fields.

Clément Ranc↗
NASA NTRS2019

Spitzer Microlensing Parallax for OGLE-2016-BLG-1067: A Sub-Jupiter Orbiting an M Dwarf in the Disk

We report the discovery of a sub-Jupiter-mass planet orbiting beyond the snow line of an M dwarf most likely in the Galactic disk as part of the joint Spitzer and ground-based monitoring of planetary microlensing anomalies toward the Galactic bulge. Most of the microlensing parameters are strongly constrained by the light-curve modeling, and in particular there is a Spitzer-based measurement of the microlens parallax, π(E). However, there are no caustic crossings, so the angular Einstein radius has only an upper limit based on the light-curve modeling alone. Additionally, the analysis leads us to identify eight degenerate configurations: the fourfold microlensing parallax degeneracy being doubled by a degeneracy in the caustic structure present at the level of the ground-based solutions. To calculate the physical parameters, and at the same time to break the parallax degeneracy, we make use of a series of arguments: the χ(exp 2) hierarchy, the Rich argument (stating that the small-parallax solution is more likely), and a prior Galactic model. The preferred configuration, favored by a likelihood ratio of at least 4000, is for a host at D(L)={3.73}(-0.67+0.66)kpc with mass M(L)=0.30(-0.12+0.15) M(☉) , orbited by a Saturn-like planet with M(planet) =0.43(-0.17+0.21) M(Jup) at projected separation a(⊥) =1.70(-0.39+0.38) au, about 2.1 times beyond the system snow line. Therefore, it adds to the growing population of sub-Jupiter planets orbiting beyond the snow line of M dwarfs discovered by microlensing. Based on the rules of the real-time protocol for the selection of events to be followed up with Spitzer, this planet will not enter the sample for measuring the Galactic distribution of planets.

S. Calchi Novati↗
NASA NTRS2019

Kojima-1Lb Is a Mildly Cold Neptune around the Brightest Microlensing Host Star

We report the analysis of additional multiband photometry and spectroscopy and new adaptive optics (AO) imaging of the nearby planetary microlensing event TCP J05074264+2447555 (Kojima-1), which was discovered toward the Galactic anticenter in 2017 (Nucita et al.). We confirm the planetary nature of the light-curve anomaly around the peak while finding no additional planetary feature in this event. We also confirm the presence of apparent blending flux and the absence of significant parallax signal reported in the literature. The AO image reveals no contaminating sources, making it most likely that the blending flux comes from the lens star. The measured multiband lens flux, combined with a constraint from the microlensing model, allows us to narrow down the previously unresolved mass and distance of the lens system. We find that the primary lens is a dwarf on the K/M boundary (0.581 ± 0.033M(ʘ)) located at 505±47 pc, and the companion (Kojima-1Lb) is a Neptune-mass planet (20.0 ± 2.0M(⊕)) with a semimajor axis of 1.08(+0.62, -0.18) au. This orbit is a few times smaller than those of typical microlensing planets and is comparable to the snow-line location at young ages. We calculate that the a priori detection probability of Kojima-1Lb is only ∼35%, which may imply that Neptunes are common around the snow line, as recently suggested by the transit and radial velocity techniques. The host star is the brightest among the microlensing planetary systems (K(s) = 13.7), offering a great opportunity to spectroscopically characterize this system, even with current facilities.

A. Fukui↗
NASA NTRS2019

Two new free-floating or wide-orbit planets from microlensing

Planet formation theories predict the existence of free-floating planets that have been ejected from their parent systems. Although they emit little or no light, they can be detected during gravitational microlensing events. Microlensing events caused by rogue planets are characterized by very short timescales t(E) (typically below two days) and small angular Einstein radii θ(E)) (up to several μas). Here we present the discovery and characterization of two ultra-short microlensing events identified in data from the Optical Gravitational Lensing Experiment (OGLE) survey, which may have been caused by free-floating or wide-orbit planets. OGLE-2012-BLG-1323 is one of the shortest events discovered thus far (t(E) = 0.155 ± 0.005 d, θ(E) = 2.37 ± 0.10μas) and was caused by an Earth-mass object in the Galactic disk or a Neptune-mass planet in the Galactic bulge. OGLE-2017-BLG-0560 (t(E) = 0.905 ± 0.005 d, θ(E) = 38.7 ± 1.6μas) was caused by a Jupiter-mass planet in the Galactic disk or a brown dwarf in the bulge. We rule out stellar companions up to a distance of 6.0 and 3.9 au, respectively. We suggest that the lensing objects, whether located on very wide orbits or free-floating, may originate from the same physical mechanism. Although the sample of ultrashort microlensing events is small, these detections are consistent with low-mass wide-orbit or unbound planets being more common than stars in the Milky Way.

Przemek Mróz↗
NASA NTRS2022

Precision Measurement of a Brown Dwarf Mass in A Binary System in the Microlensing Event OGLE-2019-BLG-0033/MOA-2019-BLG-035

Context. Brown dwarfs are transition objects between stars and planets that are still poorly understood, for which several competing mechanisms have been proposed to describe their formation. Mass measurements are generally difficult to carry out for isolated objects as well as for brown dwarfs orbiting low-mass stars, which are often too faint for a spectroscopic follow-up. Aims. Microlensing provides an alternative tool for the discovery and investigation of such faint systems. Here, we present an analysis of the microlensing event OGLE-2019-BLG-0033/MOA-2019-BLG-035, which is caused by a binary system composed of a brown dwarf orbiting a red dwarf. Methods. Thanks to extensive ground observations and the availability of space observations from Spitzer, it has been possible to obtain accurate estimates of all microlensing parameters, including the parallax, source radius, and orbital motion of the binary lens. Results. Following an accurate modeling process, we found that the lens is composed of a red dwarf with a mass of M(1) = 0:149 ± 0.010 M⊙ and a brown dwarf with a mass of M(2) = 0:0463 ± 0:0031 M at a projected separation of a⊥ = 0:585 au. The system has a peculiar velocity that is typical of old metal-poor populations in the thick disk. A percent-level precision in the mass measurement of brown dwarfs has been achieved only in a few microlensing events up to now, but will likely become more common in the future thanks to the Roman space telescope.

gravitational lensing↗
DOE OSTI2024

Disentangling the Black Hole Mass Spectrum with Photometric Microlensing Surveys

Abstract From the formation mechanisms of stars and compact objects to nuclear physics, modern astronomy frequently leverages surveys to understand populations of objects to answer fundamental questions. The population of dark and isolated compact objects in the Galaxy contains critical information related to many of these topics, but is only practically accessible via gravitational microlensing. However, photometric microlensing observables are degenerate for different types of lenses, and one can seldom classify an event as involving either a compact object or stellar lens on its own. To address this difficulty, we apply a Bayesian framework that treats lens type probabilistically and jointly with a lens population model. This method allows lens population characteristics to be inferred despite intrinsic uncertainty in the lens class of any single event. We investigate this method’s effectiveness on a simulated ground-based photometric survey in the context of characterizing a hypothetical population of primordial black holes (PBHs) with an average mass of 30 M ⊙ . On simulated data, our method outperforms current black hole (BH) lens identification pipelines and characterizes different subpopulations of lenses while jointly constraining the PBH contribution to dark matter to ≈25%. Key to robust inference, our method can marginalize over population model uncertainty. We find the lower mass cutoff for stellar origin BHs, a key observable in understanding the BH mass gap, particularly difficult to infer in our simulations. This work lays the foundation for cutting-edge PBH abundance constraints to be extracted from current photometric microlensing surveys.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Hybrid achromatic microlenses with high numerical apertures and focusing efficiencies across the visible

Abstract Compact visible wavelength achromats are essential for miniaturized and lightweight optics. However, fabrication of such achromats has proved to be exceptionally challenging. Here, using subsurface 3D printing inside mesoporous hosts we densely integrate aligned refractive and diffractive elements, forming thin high performance hybrid achromatic imaging micro-optics. Focusing efficiencies of 51–70% are achieved for 15μm thick, 90μm diameter, 0.3 numerical aperture microlenses. Chromatic focal length errors of less than 3% allow these microlenses to form high-quality images under broadband illumination (400–700 nm). Numerical apertures upwards of 0.47 are also achieved at the cost of some focusing efficiency, demonstrating the flexibility of this approach. Furthermore, larger area images are reconstructed from an array of hybrid achromatic microlenses, laying the groundwork for achromatic light-field imagers and displays. The presented approach precisely combines optical components within 3D space to achieve thin lens systems with high focusing efficiencies, high numerical apertures, and low chromatic focusing errors, providing a pathway towards achromatic micro-optical systems.

47 OTHER INSTRUMENTATION↗