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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 379 records · Page 21
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DOE OSTI2023

Theories and Constraints for Massive Higher Spins (Final Technical Report)

The goal of this project was to develop methods for constraining the scattering amplitudes of interacting theories containing massive higher spin particles, and to apply these methods to search for, constrain, and apply theories containing massive high spins. During the 3 year term of the project, 15 papers containing results from the project were published in peer reviewed journals. Highlights of these results include: proofs of the best possible strong coupling scales for theories with massive spin 2 particles, causality constraints on couplings in such theories, the discovery of new effective field theories with extended shift symmetries on curved space, the discovery of a new symmetry of the decoupling limit of massive gravity, a study of the possible shapes of graviton non-gaussianities during inflation, classification results of supersymmetric partially massless fields, and the development of the geometric bootstrap, a novel method to generate new mathematical results about the spectrum of various Laplacian operators on closed Einstein manifolds.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

EFT at FASERν

We investigate the sensitivity of the FASERv detector to new physics in the form of non-standard neutrino interactions. FASERv which will be installed 480 m downstream of the ATLAS interaction point, will for the first time study interactions of multi-TeV neutrinos from a controlled source. Our formalism — which is applicable to any current and future neutrino experiment — is based on the Standard Model Effective Theory (SMEFT) and its counterpart, Weak Effective Field Theory (WEFT), below the electroweak scale. Starting from the WEFT Lagrangian, we compute the coefficients that modify neutrino production in meson decays and detection via deep-inelastic scattering, and we express the new physics effects in terms of modified flavor transition probabilities. For some coupling structures, we find that FASERv will be able to constrain interactions that are two to three orders of magnitude weaker than Standard Model weak interactions, implying that the experiment will be indirectly probing new physics at the multi-TeV scale. In some cases, FASERv constraints will become comparable to existing limits — some of them derived for the first time in this paper — already with 150 fb -1 of data.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Off-shell vertices in heavy particle effective theories and B → Dπℓν

We study the modifications to decay amplitudes in heavy to heavy semileptonic decays with multiple hadrons in the final state due to intermediate heavy hadrons being off-shell or having a finite width. Combining Heavy Hadron Chiral Perturbation Theory (HHχPT) with a BCFW on-shell factorization formula, we show that these effects induce O (1/M) corrections to the standard results computed in the narrow-width approximation and therefore are important in extracting form factors from data. A combination of perturbative unitarity, analyticity, and reparameterization invariance fully determine these corrections in terms of known Isgur-Wise functions without the need to introduce new form factors. In doing so, we develop a novel technique to compute the boundary term at complex infinity in the BCFW formula for theories with derivatively coupled scalars. While we have used the $\overline{B}$ → Dπℓν decay as an example, these techniques can generally be applied to effective field theories with (multiple) distinct reference vectors. Article PDF

Chiral Lagrangian↗
DOE OSTI2023

Vortices in spin-0 superfluids carry magnetic flux

Vortices in spin-0 superfluids generically carry magnetic fields inside their cores, so that even neutral superfluid vortices may be thought of as magnetic flux tubes. We give a systematic analysis of this ‘vortex magnetic effect’ using effective field theory, clarifying earlier literature on the subject. Furthermore, our analysis shows that in superfluid helium-4 the vortex magnetic effect may be large enough to be experimentally detectable.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2023

Bootstrapping the String Kawai-Lewellen-Tye Kernel

We show that a generalized version of the 4-point string theory KLT double-copy map is the most general solution to the minimal-rank double-copy bootstrap in effective field theory. This follows from significant restrictions of the 4-point map resulting from the 6-point bootstrap analysis. The generalized 4-point double-copy map is defined by a function with only two parameters times a simple function that is symmetric in s,t,u. The two parameters can be interpreted as independent choices of α', one for each of the two sets of amplitudes double-copied with the map. Specifically, each of those two sets of amplitudes must obey either the string monodromy relations or the field theory KK & BCJ relations; there are no other options. We propose a closed form of the new double-copy map that interpolates between the original KLT string double-copy and the open & closed string period integrals. The construction clarifies the "single-valued projection" property of the Riemann zeta-function values for the 4-point string theory double copy.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Neutron-neutron scattering length from the 6 He(p,pα)nn reaction

We propose a novel method to measure the neutron-neutron scattering length using the 6 He(p,pα)nn reaction in inverse kinematics at high energies. The method is based on the final-state interaction (FSI) between the neutrons after the sudden knockout of the α particle. We show that the details of the neutron-neutron relative-energy distribution allow for a precise extraction of the s-wave scattering length. Here, we present the state of the art in regard to the theory of this distribution. The distribution is calculated in two steps. First, we calculate the ground-state wave function of 6 He as a αnn three-body system. For this purpose we use Halo effective field theory, which also provides uncertainty estimates for the results. We compare our results at this stage to model calculations done with the computer code face. In a second step we determine the effects of the nn FSI using the nn t-matrix. We compare these FSI results to approximate FSI approaches based on standard FSI enhancement factors. While the final distribution is sensitive to the nn scattering length, it depends only weakly on the effective range. Throughout we emphasize the impact of theoretical uncertainties on the neutron-neutron relative-energy distribution, and discuss the extent to which those uncertainties limit the extraction of the neutron-neutron scattering length from the reaction 6 He(p,pα)nn.

6 ≤ A ≤ 19↗
DOE OSTI2020

Circumnavigating collinear superspace

In this paper, we extend the collinear superspace formalism to include the full range of N = 1 supersymmetric interactions. Building on the effective field theory rules developed in a companion paper — Navigating Collinear Superspace — we construct collinear superspace Lagrangians for theories with non-trivial F- and D-term auxiliary fields. For (massless) Wess-Zumino models, the key ingredient is a novel type of Grassmann-valued supermultiplet whose lowest component is a (non-propagating) fermionic degree of freedom. For gauge theories coupled to charged chiral matter, the key ingredient is a novel type of vector superfield whose lowest component is a non-propagating gauge potential. This unique vector superfield is used to construct a gauge-covariant derivative; while such an object does not appear in the standard full superspace formalism, it is crucial for modeling gauge interactions when the theory is expres sed on a collinear slice. This brings us full circle, by showing that all types of N = 1 theories in four dimensions can beconstructed in collinear superspace from purely infrared considerations. We speculate that supersymmetric theories with N > 1 could also be implemented using similar collinear superspace constructions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Large- N c analysis of two-nucleon neutrinoless double-β decay and charge-independence-breaking contact terms

The interpretation of experiments that search for neutrinoless double- β decay relies on input from nuclear theory. Cirigliano et al. [Phys. Rev. Lett. 120, 202001 (2018)] recently showed that, for the light Majorana exchange formalism, effective field theory calculations require a nn → ppe - e - contact term at leading order. They estimated the size of this contribution by relating it to measured charge-independence-breaking (CIB) nucleon-nucleon interactions and making an assumption about the relative sizes of CIB operators. We show that the assumptions underlying this approximation are justified in the limit of the number of colors, N c , being large. Finally, we also obtain a large-N c hierarchy among CIB nucleon-nucleon interactions that is in agreement with phenomenological results.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Revisiting 𝐶 and 𝐶⁢𝑃 violation in 𝜂 → 𝜋 + 𝜋 - ⁢𝜋 0 decay

The decay 𝜂 → 𝜋 + ⁢𝜋 − ⁢𝜋 0 is an ideal process in which to study flavor-conserving 𝐶 and 𝐶⁢𝑃 violation beyond the Standard Model. We deduce the 𝐶- and 𝐶⁢𝑃-odd quark operators that contribute to 𝜂 → 𝜋 + ⁢𝜋 − ⁢𝜋 0 originating from the mass-dimension-six Standard Model effective field theory. The corresponding hadron-level operators that generate a nonvanishing 𝐼 = 0 amplitude at order 𝑝 6 in the chiral effective theory are presented for the first time, to the best of our knowledge, in addition to the leading-order operators ascribed to the 𝐼 = 2 final state. By fitting the KLOE-2 and the most recent BESIII experimental data, we determine the coefficients of the lowest-order 𝐼 = 0 and 𝐼 = 2 amplitudes and estimate the potential new physics energy scale. We also perform an impact study of the future 𝜂 → 𝜋 + ⁢𝜋 − ⁢𝜋 0 experiments.

CP violation↗
DOE OSTI2024

Structures of neural network effective theories

We develop a diagrammatic approach to effective field theories (EFTs) corresponding to deep neural networks at initialization, which dramatically simplifies computations of finite-width corrections to neuron statistics. The structures of EFT calculations make it transparent that a single condition governs criticality of all connected correlators of neuron preactivations. Understanding of such EFTs may facilitate progress in both deep learning and field theory simulations. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

The bottom-up EFT: complete UV resonances of the SMEFT operators

The standard model effective field theory (SMEFT) provides systematic parameterization of all possible new physics above the electroweak scale. According to the amplitude-operator correspondence, an effective operator can be decomposed into a linear combination of several j-basis operators, which correspond to local amplitudes carrying certain spin and gauge quantum numbers in a particular scattering channel. Based on the Poincare and gauge symmetries of scattering amplitude, we construct the j-basis using the Casimir method for both the Lorentz and gauge sectors. The quantum numbers of the j-basis operators fix the quantum numbers of any intermediate state in the corresponding amplitudes, such as a UV resonance. This can be re-interpreted as the j-basis/UV correspondence, thus obtaining the j-bases in all partitions of fields for an operator amounts to finding all of its UV origins at tree level, constituting the central part of the bottom-up EFT framework. Applying the j-basis analysis to SMEFT, we obtain a complete list of possible tree-level UV origins of the effective operators at the dimension 5, 6, 7, and all the bosonic operators at dimension 8.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Navigating collinear superspace

We introduce a new set of effective field theory rules for constructing Lagrangians with \( \mathcal{N} \) = 1 supersymmetry in collinear superspace. In the standard superspace treatment, superfields are functions of the coordinates \( \left({x}^{\mu },{\theta}^{\alpha },{\theta}^{\dagger \overset{\cdot }{\alpha }}\right) \) , and supersymmetry preservation is manifest at the Lagrangian level in part due to the inclusion of auxiliary F - and D -term components. By contrast, collinear superspace depends on a smaller set of coordinates ( x μ , η , η † ), where η is a complex Grassmann number without a spinor index. This provides a formulation of supersymmetric theories that depends exclusively on propagating degrees of freedom, at the expense of obscuring Lorentz invariance and introducing inverse momentum scales. After establishing the general framework, we construct collinear superspace Lagrangians for free chiral matter and non-Abelian gauge fields. For the latter construction, an important ingredient is a superfield representation that is simultaneously chiral, anti-chiral, and real; this novel object encodes residual gauge transformations on the light cone. Additionally, we discuss a fundamental obstruction to constructing inter- acting theories with chiral matter; overcoming these issues is the subject of our companion paper, where we introduce a larger set of superfields to realize the full range of interactions compatible with \( \mathcal{N} \) = 1. Along the way, we provide a novel framing of reparametrization invariance using a spinor decomposition, which provides insight into this important light-cone symmetry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Theoretical developments in the SMEFT at dimension-8 and beyond

In this contribution to the Snowmass 2021 process we review theoretical developments in the Standard Model Effective Field Theory (SMEFT) with a focus on effects at the dimension-8 level and beyond. We review the theoretical advances that led to the complete construction of the operator bases for the dimension-8 and dimension- 9 SMEFT Lagrangians. We discuss the possibility of obtaining all-orders results in the 1/Λ expansion for certain SMEFT observables, and briefly present the on-shell approach to constructing SMEFT amplitudes. Finally we present several new phenomenological effects that first arise at dimension-8 and discuss the impact of these terms on experimental analyses.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Connecting relativistic density functional theory to microscopic calculations

The development of systematic effective field theories (EFTs) for nuclear forces and advances in solving the nuclear many-body problem have greatly improved our understanding of dense nuclear matter and the structure of finite nuclei. For global nuclear calculations, density functional theories (DFTs) have been developed to reduce the complexity and computational cost required in describing nuclear systems. However, DFT often makes approximations and assumptions about terms included in the functional, which may introduce systematic uncertainties compared to microscopic calculations using EFTs. In this work, we investigate possible avenues of improving nuclear DFT using nonlinear relativistic mean-field (RMF) theory. We explore the impact of RMF model extensions by fitting the nonlinear RMF model to predictions of nuclear matter and selected closed-shell nuclei using four successful chiral EFT Hamiltonians. We find that these model extensions are impactful and important in capturing the physics present within chiral Hamiltonians, particularly for charge radii and neutron skins of closed-shell nuclei. However, there are additional effects that are not captured within the RMF model, particularly within the isoscalar sector of RMF theory. Additional model extensions and the reliability of the nonlinear RMF model are discussed.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2022

Hamiltonian Truncation Effective Theory

Hamiltonian truncation is a non-perturbative numerical method for calculating observables of a quantum field theory. The starting point for this method is to truncate the interacting Hamiltonian to a finite-dimensional space of states spanned by the eigenvectors of the free Hamiltonian H_0 H 0 with eigenvalues below some energy cutoff E_\text{max} E max . In this work, we show how to treat Hamiltonian truncation systematically using effective field theory methodology. We define the finite-dimensional effective Hamiltonian by integrating out the states above E_\text{max} E max . The effective Hamiltonian can be computed by matching a transition amplitude to the full theory, and gives corrections order by order as an expansion in powers of 1/E_\text{max} 1 / E max . The effective Hamiltonian is non-local, with the non-locality controlled in an expansion in powers of H_0/E_\text{max} H 0 / E max . The effective Hamiltonian is also non-Hermitian, and we discuss whether this is a necessary feature or an artifact of our definition. We apply our formalism to 2D \lambda\phi^4 λ ϕ 4 theory, and compute the the leading 1/E_\text{max}^2 1 / E max 2 corrections to the effective Hamiltonian. We show that these corrections nontrivially satisfy the crucial property of separation of scales. Numerical diagonalization of the effective Hamiltonian gives residual errors of order 1/E_\text{max}^3 1 / E max 3 , as expected by our power counting. We also present the power counting for 3D \lambda \phi^4 λ ϕ 4 theory and perform calculations that demonstrate the separation of scales in this theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Angular fractals in thermal QFT

We show that thermal effective field theory controls the long-distance expansion of the partition function of a d-dimensional QFT, with an insertion of any finite-order spatial isometry. Consequently, the thermal partition function on a sphere displays a fractal-like structure as a function of angular twist, reminiscent of the behavior of a modular form near the real line. As an example application, we find that for CFTs, the effective free energy of even-spin minus odd-spin operators at high temperature is smaller than the usual free energy by a factor of 1/2 d . Near certain rational angles, the partition function receives subleading contributions from “Kaluza-Klein vortex defects” in the thermal EFT, which we classify. We illustrate our results with examples in free and holographic theories, and also discuss nonperturbative corrections from worldline instantons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Functional methods for Heavy Quark Effective Theory

We use functional methods to compute one-loop effects in Heavy Quark Effective Theory. The covariant derivative expansion technique facilitates the efficient extraction of matching coefficients and renormalization group evolution equations. This paper pro- vides the first demonstration that such calculations can be performed through the algebraic evaluation of the path integral for the class of effective field theories that are (i) constructed using a non-trivial one-to-many mode decomposition of the UV theory, and (ii) valid for non-relativistic kinematics. We discuss the interplay between operators that appear at intermediate steps and the constraints imposed by the residual Lorentz symmetry that is encoded as reparameterization invariance within the effective description. The tools presented here provide a systematic approach for computing corrections to higher order in the heavy mass expansion; precision applications include predictions for experimental data and connections to theoretical tests via lattice QCD. A set of pedagogical appendices comprehensively reviews modern approaches to performing functional calculations algebraically, and derives contributions from a term with open covariant derivatives for the first time.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Universal corrections to the superfluid gap in a cold Fermi gas

A framework for computing the superfluid gap in an effective field theory (EFT) of fermions interacting via momentum-independent contact forces is developed. The leading universal corrections in the EFT are one-loop in-medium effects at the Fermi surface, and reproduce the well-known Gor'kov-Melik-Barkhudarov result. Here, the complete subleading universal corrections are presented here, and include one-loop effects away from the Fermi surface, two-loop in-medium effects, as well as modifications to the fermion propagator. Together, these effects are found to reduce the gap at low densities. Applications to neutron superfluidity in neutron stars are also discussed.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗