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DESI2024: Dark Energy Spectroscopic Instrument (DESI) survey, presentation of Year 1 results

The series of papers included in this special issue represent the first cosmological measurements from the Dark Energy Spectroscopic Instrument (DESI). These papers present the validation of the DESI clustering catalogs, the methodology for the cosmology measurements, and the full cosmology implications. These measurements were derived from a catalog of approximately 6.4 million extragalactic sources in a redshift range of 0.1 < z < 4.2. Owing to advances in fiber positioner technology and to a larger telescope, this sample was acquired in only one year of observation, yet is more than double the size of the galaxy and quasar samples from the first four phases of the Sloan Digital Sky Survey (SDSS) that spanned 20 years. With these new galaxy and quasar catalogs, the DESI collaboration completed percent-level constraints on the cosmic expansion history and the growth of structure. In turn, these new measurements provided a new platform from which to test the equation of state of dark energy, the summed mass of the three neutrino mass eigenstates, global curvature, and General Relativity. By surpassing the precision of the previous generation spectroscopic survey, the results in this special issue mark the transition in the field of cosmology to Stage-IV dark energy science.

baryon acoustic oscillations↗

DESI 2024 V: Full-Shape galaxy clustering from galaxies and quasars

We present the measurements and cosmological implications of the galaxy two-point clustering using over 4.7 million unique galaxy and quasar redshifts in the range 0.1 < z < 2.1 divided into six redshift bins over a ∼ 7,500 square degree footprint, from the first year of observations with the Dark Energy Spectroscopic Instrument (DESI Data Release 1). By fitting the full power spectrum, we extend previous DESI DR1 baryon acoustic oscillation (BAO) measurements to include redshift-space distortions and signals from the matter-radiation equality scale. For the first time, this Full-Shape analysis is blinded at the catalogue-level to avoid confirmation bias and the systematic errors are accounted for at the two-point clustering level, which automatically propagates them into any cosmological parameter. When analyzing the data in terms of compressed model-agnostic variables, we obtain a combined precision of 4.7% on the amplitude of the redshift space distortion (RSD) signal reaching a similar precision with just one year of DESI data than with twenty years of observation from the previous generation survey. We also analyze the data to directly constrain the cosmological parameters within the ΛCDM model using perturbation theory and combine this information with the reconstructed DESI DR1 galaxy BAO. Using a Big Bang Nucleosynthesis Gaussian prior on the baryon density parameter, ω b , and a weak Gaussian prior on the spectral index, n s , we constrain the matter density is Ω m = 0.296±0.010 and the Hubble constant H 0 = (68.63 ± 0.79)[km s -1 Mpc -1 ]. Additionally, we measure the amplitude of clustering σ 8 = 0.841±0.034. The DESI DR1 galaxy clustering results are in agreement with the ΛCDM model based on general relativity with parameters consistent with those from Planck. The cosmological interpretation of these results in combination with DESI DR1 Ly-α forest data and external datasets are presented in the companion paper [1].

79 ASTRONOMY AND ASTROPHYSICS↗

Modified gravity constraints from the full shape modeling of clustering measurements from DESI 2024

We present cosmological constraints on deviations from general relativity (GR) from the first-year of clustering observations from the Dark Energy Spectroscopic Instrument (DESI) in combination with other available datasets including the CMB data from Planck with CMB-lensing from Planck and ACT, BBN constraints on the physical baryon density, the galaxy weak lensing and clustering from DESY3 and supernova data from DESY5. We first consider the μ(a,k)–Σ(a,k) modified gravity (MG) parameterization (as well as η(a,k)) in a ΛCDM and a w 0 w a CDM cosmological backgrounds. Using a functional form for time-only evolution gives μ 0 = 0.11 +0.44 -0.54 from DESI(FS+BAO)+BBN and a wide prior on n s . Using DESI(FS+BAO)+CMB+DESY3+DESY5-SN, we obtain μ 0 = 0.05 ± 0.22 and Σ 0 = 0.008 ± 0.045 and similarly μ 0 = 0.02 +0.19 -0.24 and η 0 = 0.09 +0.36 -0.60 , in an ΛCDM background. In w 0 w a CDM we obtain μ 0 = -0.24 +0.32 -0.28 and Σ 0 = 0.006 ± 0.043, consistent with GR, and we still find a preference of the data for a dynamical dark energy with w 0 > -1 and w a < 0. Using functional dependencies in both time and scale gives μ 0 and Σ 0 with a same level of precision as above but other scale MG parameters remain hard to constrain. We then move to binned parameterizations in a ΛCDM background starting with two bins in redshift and obtain, μ 1 = 1.02 ± 0.13, μ 2 = 1.04 ± 0.11, Σ 1 = 1.021 ± 0.029 and Σ 2 = 1.022 +0.027 -0.023 , all consistent with the unity value of GR in the binning formalism. We then extend the analysis to combine two bins in redshift and two in scale giving 8 MG parameters that we find all consistent with GR. We note that we find here that the tension reported in previous studies about Σ 0 being inconsistent with GR when using Planck PR3 data goes away when we use the recent LoLLiPoP+HiLLiPoP likelihoods. As noted in previous studies, this seems to indicate that the tension is indeed related to the CMB lensing anomaly in PR3 which is also resolved when using the recent likelihoods. We then constrain the class of Horndeski theory in the effective field theory of dark energy approach. We consider both EFT-basis and α-basis in the analysis. Assuming a power law parameterization for the EFT function Ω, which controls non-minimal coupling, we obtain Ω 0 = 0.012 +0.001 -0.012 and s 0 = 0.996 +0.54 -0.20 from the combination of DESI(FS+BAO)+DESY5SN+CMB in a ΛCDM background, which are consistent with GR. Similar results are obtained when using the α-basis and assuming no-braiding (α B = 0) giving c M < 1.14 at 95% CL in a ΛCDM background, also in agreement with GR. However, we see a mild yet consistent indication for c B > 0 when α B is allowed to vary which will require further study to determine whether this is due to systematics or new physics.

79 ASTRONOMY AND ASTROPHYSICS↗

Reducing model error using optimized galaxy selection: weak lensing cluster mass estimation

Galaxy clusters are one of the most powerful probes to study extensions of General Relativity and the Standard Cosmological Model. Upcoming surveys like the Vera Rubin Observatory’s Legacy Survey of Space and Time are expected to revolutionise the field, by enabling the analysis of cluster samples of unprecedented size and quality. To reach this era of high-precision cluster cosmology, the mitigation of sources of systematic error is crucial. A particularly important challenge is bias in cluster mass measurements induced by the mismodelling of photometric redshift estimates of source galaxies. This work proposes a method to optimise the source sample selection in cluster weak lensing analyses drawn from wide-field survey lensing catalogs to reduce the bias on reconstructed cluster masses. We use a combinatorial optimisation scheme and methods from variational inference to select galaxies in latent space to produce a probabilistic galaxy source sample catalog for highly accurate cluster mass estimation. We show that our method reduces the critical surface mass density Σ crit relative modelling bias on the 60-70% level, while maintaining up to 90% of galaxies. We highlight that our methodology has applications beyond cluster mass estimation as an approach to jointly combine galaxy selection and model inference under sources of systematics.

79 ASTRONOMY AND ASTROPHYSICS↗

Probing cosmic velocities with the pairwise kinematic Sunyaev-Zel’dovich signal in DESI Bright Galaxy Sample DR1 and ACT DR6

We present a measurement of the pairwise kinematic Sunyaev-Zel’dovich (kSZ) signal using the Dark Energy Spectroscopic Instrument (DESI) Bright Galaxy Sample (BGS) Data Release 1 (DR1) galaxy sample overlapping with the Atacama Cosmology Telescope (ACT) CMB temperature map. Our analysis makes use of 1.6 million galaxies with stellar masses log⁡ 𝑀 ⋆ /𝑀 ⊙ >10, and we explore measurements across a range of aperture sizes (2.1′ <𝜃 ap <3.5′) and stellar mass selections. This statistic directly probes the velocity field of the large-scale structure, a unique observable of cosmic dynamics and modified gravity. In particular, at low redshifts, this quantity is especially interesting, as deviations from General Relativity are expected to be largest. Notably, our result represents the highest-significance low-redshift (𝑧 ∼ 0.3) detection of the kSZ pairwise effect yet. In our most optimal configuration (𝜃 ap =3.3′, log⁡ 𝑀 ⋆ >11), we achieve a 5⁢𝜎 detection. Assuming that an estimate of the optical depth and galaxy bias of the sample exists via e.g., external observables, this measurement constrains the fundamental cosmological combination 𝐻 0 ⁡𝑓⁡𝜎$^2_8$. A key challenge is the degeneracy with the galaxy optical depth. We address this by combining CMB lensing, which allows us to infer the halo mass and galaxy population properties, with hydrodynamical simulation estimates of the mean optical depth, $\bar{𝜏}$ . We stress that this is a proof-of-concept analysis; with BGS DR2 data we expect to improve the statistical precision by roughly a factor of two, paving the way toward robust tests of modified gravity with kSZ-informed velocity-field measurements at low redshift.

Hadzhiyska, Boryana [Institute of Astronomy; Kavli↗

Birefringence tests of gravity with multimessenger binaries

Extensions to General Relativity (GR) allow the polarization of gravitational waves (GW) from astrophysical sources to suffer from amplitude and velocity birefringence, which respectively induce changes in the ellipticity and orientation of the polarization tensor. Here, we introduce a multi-messenger approach to test this polarization behavior of GWs during their cosmological propagation using binary sources, for which the initial polarization is determined by the inclination and orientation angles of the orbital angular momentum vector with respect to the line of sight. In particular, we use spatially resolved radio imaging of the jet from a binary neutron star (BNS) merger to constrain the orientation angle and hence the emitted polarization orientation of the GW signal at the site of the merger, and compare to that observed on Earth by GW detectors. For GW170817, using past measurements of the inclination angle, we constrain the deviation from GR due to amplitude birefringence to κ A = $-0.12^{+0.60}_ {-0.61}$, while the velocity birefringence parameter κ V remains unconstrained. The inability to constrain κ V is due to the low amplitude of GW170817 in the Virgo detector, and measurements of the polarization orientation require information from a combination of multiple detectors with different alignments. For this reason, we also mock future BNS mergers with resolved afterglow proper motion and project that κ V could be constrained to a precision of 5 rad (corresponding to an angular shift of the GW polarization of δ φV ≈ 0.2 rad for a BNS at 100 Mpc) by a future network of third-generation ground-based GW detectors such as Cosmic Explorer and the radio High Sensitivity Array. Crucially, this velocity birefringence effect cannot be constrained with dark binary mergers as it requires polarization information at the emission time, which can be provided only by electromagnetic emission.

79 ASTRONOMY AND ASTROPHYSICS↗

Simulating a numerical UV completion of quartic Galileons

The Galileon theory is a prototypical effective field theory that incorporates the Vainshtein screening mechanism—a feature that arises in some extensions of general relativity, such as massive gravity. The Vainshtein effect requires that the theory contain higher order derivative interactions, which results in Galileons, and theories like them, failing to be technically well posed. While this is not a fundamental issue when the theory is correctly treated as an effective field theory, it nevertheless poses significant practical problems when numerically simulating this model. These problems can be tamed using a number of different approaches: introducing an active low-pass filter and/or constructing a UV completion at the level of the equations of motion, which controls the high momentum modes. These methods have been tested on cubic Galileon interactions, and have been shown to reproduce the correct low-energy behavior. Here we show how the numerical UV-completion method can be applied to quartic Galileon interactions, and present the first simulations of the quartic Galileon model using this technique. We demonstrate that our approach can probe physics in the regime of the effective field theory in which the quartic term dominates, while successfully reproducing the known results for cubic interactions. Published by the American Physical Society 2024

Astronomy & Astrophysics↗

Waiting for inflation: A new initial state for the Universe

We propose a cosmological lingering phase for the initial state prior to inflation which would help address the singularity problem of inflation. The Universe begins with a constant (Hagedorn) temperature and then transitions into an inflationary universe while preserving the null energy condition (NEC). We first consider the phase space of positive spatial curvature models within general relativity and with matter sources that respect the NEC. Depending on the duration of the postlingering inflation, these models can produce a small amount of observable spatial curvature in the cosmic microwave background. We also discuss how lingering can arise with or without spatial curvature in theories of quantum gravity when considering the thermodynamic scaling of particles and its impact on the early Universe. The string theory dilaton is essential to the dynamics. There are many open questions that remain. Published by the American Physical Society 2024

Melcher, Brandon (ORCID:0000000280849682)↗

Constraints on f ( R ) gravity from thermal-Sunyaev-Zel’dovich-effect-selected SPT galaxy clusters and weak lensing mass calibration from DES and HST

We present constraints on the f ( R ) gravity model using a sample of 1005 galaxy clusters in the redshift range 0.25–1.78 that have been selected through the thermal Sunyaev-Zel’dovich effect from South Pole Telescope data and subjected to optical and near-infrared confirmation with the multicomponent matched filter algorithm. We employ weak gravitational lensing mass calibration from the Dark Energy Survey Year 3 data for 688 clusters at z < 0.95 and from the Hubble Space Telescope for 39 clusters with 0.6 < z < 1.7 . Our cluster sample is a powerful probe of f ( R ) gravity, because this model predicts a scale-dependent enhancement in the growth of structure, which impacts the halo mass function (HMF) at cluster mass scales. To account for these modified gravity effects on the HMF, our analysis employs a semianalytical approach calibrated with numerical simulations. Combining calibrated cluster counts with primary cosmic microwave background temperature and polarization anisotropy measurements from the Planck 2018 release, we derive robust constraints on the f ( R ) parameter f R 0 . Our results, log 10 | f R 0 | < − 5.32 at the 95% credible level, are the tightest current constraints on f ( R ) gravity from cosmological scales. This upper limit rules out f ( R ) -like deviations from general relativity that result in more than a ∼ 20 % enhancement of the cluster population on mass scales M 200 c > 3 × 10 14 M ⊙ . Published by the American Physical Society 2025

79 ASTRONOMY AND ASTROPHYSICS↗

Conservative Binary Dynamics at Order 𝛼 5 in Electrodynamics

We compute the potential-photon contributions to the classical relativistic scattering angle of two charged nonspinning bodies in electrodynamics through fifth order in the coupling. We use the scattering amplitudes framework, effective field theory, and multiloop integration techniques based on integration by parts and differential equations. At fifth order, the result is expressed in terms of cyclotomic polylogarithms. Our calculation demonstrates the feasibility of the corresponding calculations in general relativity, including the evaluation of the encountered four-loop integrals.

classical electromagnetism↗

Effective Action for Relativistic Hydrodynamics from the Crooks Fluctuation Theorem

A new effective theory framework for fluctuating hydrodynamics in the relativistic regime is derived using standard thermodynamical principles and general properties of nonequilibrium stochastic dynamics. For the first time, we establish clear and concise conditions for ensuring that the resulting effective theories are causal, stable, and well-posed within general relativity. Here, these properties are independent of spacetime foliation and are valid in the full nonlinear regime. Out-of-equilibrium fluctuations are constrained by a relativistically covariant version of the Crooks fluctuation theorem, which determines how the entropy production is distributed even when the system is driven by an external force. This leads to an emerging Z 2 symmetry responsible for imposing fluctuation-dissipation relations for n-point correlation functions, which matches the standard constraints for the Schwinger-Keldysh effective action.

Fluctuation theorems↗

Does Antimatter Fall Up?

Antimatter is one of those things that sound like science fiction, rather than science fact. Yet it is a very real substance, predicted in 19281 and discovered in 19322. While the story of antimatter is rich and complex3, there is a common question often asked by introductory students, which is “Does antimatter fall up?” This question is far more subtle than appears at first blush, with unexpected facets that can lead to interesting classroom discussion involving the nature and definition of matter. Furthermore, while the theory of general relativity weighs in on the topic, as with all serious physics questions, the definitive answer requires an empirical test. In this article, I will briefly introduce what antimatter is, describe some of the interesting intellectual exercises that can arise from considering the effect of gravity on antimatter, and finally conclude with the results of a recent experiment that definitively answer the question.

Lincoln, Don [Fermilab] (ORCID:0000000205997407)↗

Exploiting Synergies Between Lensing and BAO Surveys for Improved Cosmological Constraints

Pinning down the nature of dark energy is one of the most pressing questions in modern physics and is one of the five key science drivers identified in the P5 report [P514]. Dark energy is thought to be either a cosmological constant with an equation of state w = P/ρ = −1 which remains constant at all times, a new type of fluid with an equation of state that varies with time (w ̸= constant), or dark energy might indicate a breakdown of Einstein’s Theory of General Relativity (GR). It is of critical importance to distinguish between these three scenarios. This can only be accomplished by ambitious and demanding measurements of both the expansion rate of the universe (to track the time evolution of dark energy) together with measurements of the rate at which cosmic structures, such as galaxies and clusters of galaxies, grow with time (the “growth rate”). Because of the challenging nature of such observations, and because no single probe simultaneously measures both expansion and growth, the Dark Energy Task Force [A+06] emphasized the importance of using multiple distinct methods to characterize dark energy.

79 ASTRONOMY AND ASTROPHYSICS↗

Nuclear Astrophysics through simulations of neutron star mergers using Monte‐Carlo neutrino radiation transport (DE-SC0020435 Final Technical Report)

Neutron star mergers are an important source of information for nuclear physics. Except for black holes, neutron stars are the densest macroscopic objects known to exist in the Universe. They provide us with a remarkable laboratory to study the poorly understood high-density states of matter, complementing the study of heavy nuclei performed by nuclear physics experiments on Earth. Collisions of neutron stars are of particular interest. They are among the most energetic events observable in the Universe, powering a broad range of signals across the electromagnetic spectrum as well as gravitational wave signals. These signals contain important information about the properties of extremely dense matter. Colliding neutron stars additionally eject large amounts of neutron-rich material into the surrounding interstellar medium -- material that then undergoes rapid neutron-capture (r-process) nucleosynthesis, the mechanism thought to be responsible for the production of about half of the heavy nuclei. In order to understand current and future observations of neutron star mergers, we need reliable models for the signals that they power. An important component in the construction of such models are numerical simulations of colliding neutron stars. These simulations are costly, running for multiple months on supercomputers, and require the inclusion of complex physics (general relativity, magnetohydrodynamics, neutrino physics, nuclear reactions). In this document, we describe the development of new methods for the treatment of neutrinos in merger simulations, as well as the first simulations capable of evolving the equations of neutrino radiation transport directly and their impact on our understanding of neutron star mergers and more broadly in nuclear astrophysics. We also discuss additional work performed in the study of nucleosynthesis and neutrino physics in neutron star mergers as part of Early Career Award DE-SC0020435.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Testing gravitational physics by combining DESI DR1 and weak lensing datasets using the E_G estimator

The action of gravitational physics across space-time creates observable signatures in the behaviour of light and matter. We perform combined-probe studies using data from the Baryon Oscillation Spectroscopic Survey (BOSS) and Dark Energy Spectroscopic Instrument survey Data Release 1 (DESI-DR1), in combination with three existing weak lensing surveys, the Kilo-Degree Survey (KiDS), the Dark Energy Survey (DES), and the Hyper Suprime-Cam Survey (HSC), to test and constrain General Relativity (GR) in the context of the standard model of cosmology (LCDM). We focus on measuring the gravitational estimator statistic, E_G, which describes the relative amplitudes of weak gravitational lensing and galaxy velocities induced by a common set of overdensities. By comparing our amplitude measurements with their predicted scale- and redshift-dependence within the GR+LCDM model, we demonstrate that our results are consistent with the predictions of the Planck cosmology. The redshift span of the DESI dataset allows us to perform these E_G measurements at the highest redshifts achieved to date, z ~ 1.

cosmology↗

Interpreting Mass and Radius Measurements of Neutron Stars with Dark Matter Halos

Abstract The high densities of neutron stars (NSs) could provide astrophysical locations for dark matter (DM) to accumulate. Depending on the DM model, these DM admixed NSs (DANSs) could have significantly different properties than pure baryonic NSs, accessible through X-ray observations of rotation-powered pulsars. We adopt the two-fluid formalism in general relativity to numerically simulate stable configurations of DANSs, assuming a fermionic equation of state (EOS) for the DM with repulsive self-interaction. The distribution of DM in the DANS as a halo affects the path of X-rays emitted from hot spots on the visible baryonic surface, causing notable changes in the pulse profile observed by telescopes such as NICER, compared to pure baryonic NSs. We explore how various DM models affect the DM mass distribution, leading to different types of dark halos. We quantify the deviation in observed X-ray flux from stars with each of these halos. We identify the pitfalls in interpreting mass and radius measurements of NSs inferred from electromagnetic radiation and constraining the baryonic matter EOS if these dark halos exist.

Shawqi, Shafayat (ORCID:0000000210956183)↗

Occurrence of Gravitational Collapse in the Accreting Neutron Stars of Binary-driven Hypernovae

The binary-driven hypernova (BdHN) model proposes long gamma-ray bursts (GRBs) originate in binaries composed of a carbon–oxygen (CO) star and a neutron star (NS) companion. The CO core collapse generates a newborn NS and a supernova that triggers the GRB by accreting onto the NSs, rapidly transferring mass and angular momentum to them. This article aims to determine the conditions under which a black hole (BH) forms from NS collapse induced by the accretion and the impact on the GRB's observational properties and taxonomy. We perform three-dimensional, smoothed particle hydrodynamics simulations of BdHNe using up-to-date NS nuclear equations of state, with and without hyperons, and calculate the structure evolution in full general relativity. We assess the binary parameters leading either NS in the binary to the critical mass for gravitational collapse into a BH and its occurrence time, t col . We include a nonzero angular momentum of the NSs and find that t col ranges from a few tens of seconds to hours for decreasing NS initial angular momentum values. BdHNe I are the most compact (about 5 minute orbital period), promptly form a BH, and release ≳10 52 erg of energy. They form NS–BH binaries with tens of kiloyears merger timescales by gravitational-wave emission. BdHNe II and III do not form BHs, and release ~10 50 –10 52 erg and ≲10 50 erg of energy, respectively. They form NS–NS binaries with a range of merger timescales larger than for NS–BH binaries. In some compact BdHNe II, either NS can become supramassive, i.e., above the critical mass of a nonrotating NS. Magnetic braking by a 10 13 G field can delay BH formation, leading to BH–BH or NS–BH with tens of kiloyears merger timescales.

79 ASTRONOMY AND ASTROPHYSICS↗

Type Ia Supernova Growth-rate Measurement with LSST Simulations: Intrinsic Scatter Systematics

Measurement of the growth rate of structures (fσ 8 ) with Type Ia supernovae (SNe Ia) will improve our understanding of the nature of dark energy and enable tests of general relativity. In this paper, we generate simulations of the 10 yr SN Ia data set of the Rubin-LSST survey, including a correlated velocity field from an N-body simulation and realistic models of SNe Ia properties and their correlations with host-galaxy properties. We find, similar to SN Ia analyses that constrain the dark energy equation-of-state parameters w 0 w a , that constraints on fσ 8 can be biased depending on the intrinsic scatter of SNe Ia. While for the majority of intrinsic scatter models we recover fσ 8 with a precision of ∼13%–14%, for the most realistic dust-based model, we find that the presence of non-Gaussianities in Hubble diagram residuals leads to a bias on fσ 8 of ∼ −20%. When trying to correct for the dust-based intrinsic scatter, we find that the propagation of the uncertainty on the model parameters does not significantly increase the error on fσ 8 . We also find that while the main component of the error budget of fσ 8 is the statistical uncertainty (>75% of the total error budget), the systematic error budget is dominated by the uncertainty on the damping parameter, σ u , that gives an empirical description of the effect of redshift space distortions on the velocity power spectrum. Our results motivate a search for new methods to correct for the non-Gaussian distribution of the Hubble diagram residuals, as well as an improved modeling of the damping parameter.

Carreres, Bastien [Duke Univ., Durham, NC (United ↗