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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 91 records · Page 5
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DOE OSTI2020

The UV fate of anomalous U(1)s and the Swampland

Massive U(1) gauge theories featuring parametrically light vectors are suspected to belong in the Swampland of consistent EFTs that cannot be embedded into a theory of quantum gravity. We study four-dimensional, chiral U(1) gauge theories that appear anomalous over a range of energies up to the scale of anomaly-cancelling massive chiral fermions. We show that such theories must be UV-completed at a finite cutoff below which a radial mode must appear, and cannot be decoupled — a Stückelberg limit does not exist. When the infrared fermion spectrum contains a mixed U(1)-gravitational anomaly, this class of theories provides a toy model of a boundary into the Swampland, for sufficiently small values of the vector mass. In this context, we show that the limit of a parametrically light vector comes at the cost of a quantum gravity scale that lies parametrically below MP1, and our result provides field theoretic evidence for the existence of a Swampland of EFTs that is disconnected from the subset of theories compatible with a gravitational UV-completion. Moreover, when the low energy theory also contains a U(1) 3 anomaly, the Weak Gravity Conjecture scale makes an appearance in the form of a quantum gravity cutoff for values of the gauge coupling above a certain critical size.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Conservative Spin-Magnitude Change in Orbital Evolution in General Relativity

We show that physical scattering observables for compact spinning objects in general relativity can depend on additional degrees of freedom in the spin tensor beyond those described by the spin vector alone. The impulse, spin kick, and leading-order waveforms exhibit such a nontrivial dependence. A signal of this additional structure is the change in the magnitude of the spin vector under conservative Hamiltonian evolution, similar to our previous studies in electrodynamics. These additional degrees of freedom describe dynamical mass multipoles of compact objects and decouple for black holes. We also show that the conservative impulse, spin kick, and change of the additional degrees of freedom are encoded in the eikonal phase.

Classical black holes↗
DOE OSTI2021

Accretion of matter and spectra of binary X-ray sources in massive gravity

We study low-mass binary X-ray sources involving stellar mass black holes within massive gravity. Regarding the accretion disk, we adopt the standard model for an optically thick, cool, and geometrically thin disk by Shakura–Sunyaev. For the gravitational field generated by the black hole, we consider the analogue of the Schwarzschild–de Sitter space–time of Einstein’s theory in massive gravity, for which we found an additional term linear in the radial coordinate. Then, we compute the radial velocity, the energy density and the pressure as a function of the radial coordinate, and the X-ray emission’s soft spectral component expected from the disk. We also investigated in detail the impact of this new geometry. Our result indicates that by using observed spectra from confirmed X-ray binaries involving astrophysical black holes, we can put strong constraints on alternative theories of gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Inference of gravitational field superposition from quantum measurements

Experiments are beginning to probe the interaction of quantum particles with gravitational fields beyond the uniform-field regime. In nonrelativistic quantum mechanics, the gravitational field in such experiments can be written as a superposition state. We empirically demonstrate that semiclassical theories of gravity can avoid gravitational superposition states only by decoupling the gravitational field energy from the quantum particle’s time evolution. Furthermore, such theories must specify a preferred quantum reference frame in which the equations of motion are valid. To the extent that these properties are theoretically implausible, recent experiments provide indirect evidence that gravity has quantum features. Proposed experiments with superposed gravitational sources would provide even stronger evidence that gravity is nonclassical.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Observing leptogenesis in action with gravitational waves

Leptogenesis is arguably the best motivated theory of baryogenesis given the discovery of finite neutrino masses, yet its experimental test is elusive given its high energy scale. We discuss gravitational waves (GWs) produced via graviton bremsstrahlung in right-handed neutrino decays during leptogenesis. The presence of right-handed neutrinos in the early universe can lead to a period of early matter domination. In this context, the resultant GW spectrum scales quadratically with the right-handed neutrino mass, while its peak frequency scales inversely with the Yukawa coupling. Detecting such a spectrum would provide strong evidence for leptogenesis and the existence of heavy right-handed neutrinos. We also discuss how the GW spectrum emitted from the thermal plasma is altered by an era of early matter domination. We show that it can mimic the effects of additional relativistic degrees of freedom and a higher reheating temperature, and that information from the graviton bremsstrahlung GW spectrum can break this degeneracy.

baryon asymmetry↗
DOE OSTI2022

Quantum signatures in nonlinear gravitational waves

The effective quantum field theory description of gravity, despite its non-renormalizability, allows for predictions beyond classical general relativity. As we enter the age of gravitational wave astronomy, an important and timely question is whether measurable quantum predictions that depart from classical gravity, analogous to quantum optics effects which cannot be explained by classical electrodynamics, can be found. In this work, we investigate quantum signatures in gravitational waves using tools from quantum optics. Squeezed-coherent gravitational waves, which can exhibit sub-Poissonian graviton statistics, can enhance or suppress the signal measured by an interferometer, a characteristic effect of quantum squeezing. Moreover, we show that Gaussian gravitational wave quantum states can be reconstructed from measurements over an ensemble of optical fields interacting with a single copy of the gravitational wave, thus opening the possibility of detecting quantum features of gravity beyond classical general relativity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

First astrometric constraints on parity-violation in the gravitational wave background

Astrometry, the precise measurement of stellar positions and velocities, offers a promising approach to probing the low-frequency stochastic gravitational wave background (SGWB). Notably, astrometric vector sky maps are sensitive to parity-violating SGWB signals, which cannot be distinguished using pulsar timing array observations in an isotropic SGWB. We present the first astrometric constraints on parity-violating SGWB using quasar catalogs from Gaia DR3 and VLBA data. By analyzing the EB correlation in the two-point correlation function of the proper motions of the quasars, we find 2σ constraints on the parity-violating SGWB amplitude h 70 2 Ω V = -0.020 ± 0.025 from Gaia DR3 and h 70 2 Ω V = -0.004 ± 0.010 from VLBA. These constraints are valid in the frequency range 4.2 × 10 -18 Hz < f < 1.1 × 10 -8 Hz. Although not currently a tight constraint on theoretical models, this first attempt lays the groundwork for future investigations using more precise astrometric data.

Gravitational waves in GR and beyond: theory↗
DOE OSTI2021

Lorentz symmetry in ghost-free massive gravity

The role of Lorentz symmetry in ghost-free massive gravity is studied, emphasizing features emerging in approximately Minkowski spacetime. The static extrema and saddle points of the potential are determined and their Lorentz properties identified. Solutions preserving Lorentz invariance and ones breaking four of the six Lorentz generators are constructed. Locally, globally, and absolutely stable Lorentz-invariant extrema are found to exist for certain parameter ranges of the potential. Gravitational waves in the linearized theory are investigated. Deviations of the fiducial metric from the Minkowski metric are shown to lead to pentarefringence of the five wave polarizations, which can include superluminal modes and subluminal modes with negative energies in certain observer frames. The Newton limit of ghost-free massive gravity is explored. The propagator is constructed and used to obtain the gravitational potential energy between two point masses. Here, the result extends the Fierz-Pauli limit to include corrections generically breaking both rotation and boost invariance.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Gravitational Waves and Proton Decay: Complementary Windows into Grand Unified Theories

Proton decay is a smoking gun signature of grand unified theories (GUTs). Searches by Super-Kamiokande have resulted in stringent limits on the GUT symmetry-breaking scale. The large-scale multipurpose neutrino experiments DUNE, Hyper-Kamiokande, and JUNO will either discover proton decay or further push the symmetry-breaking scale above 10 16 GeV. Another possible observational consequence of GUTs is the formation of a cosmic string network produced during the breaking of the GUT to the standard model gauge group. The evolution of such a string network in the expanding Universe produces a stochastic background of gravitational waves which will be tested by a number of gravitational wave detectors over a wide frequency range. We demonstrate the nontrivial complementarity between the observation of proton decay and gravitational waves produced from cosmic strings in determining SO(10) GUT-breaking chains. We show that such observations could exclude SO(10) breaking via flipped SU(5) × U(1) or standard SU(5), while breaking via a Pati-Salam intermediate symmetry, or standard SU(5) × U(1), may be favored if a large separation of energy scales associated with proton decay and cosmic strings is indicated. We note that recent results by the NANOGrav experiment have been interpreted as evidence for cosmic strings at a scale of ~10 14 GeV. This would strongly point toward the existence of GUTs, with SO(10) being the prime candidate. We show that the combination with already available constraints from proton decay allows us to identify preferred symmetry-breaking routes to the standard model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Binary AdS black holes coupled to a bath in Type IIB

We construct Type IIB string theory setups which, via double holography, realize two gravitational systems in separate AdS spaces which interact with each other and with a non-gravitational bath. We employ top-down string theory solutions with concrete field theory duals in the form of 4d $\mathcal{N}$ = 4 SYM BCFTs and a first-principles notion of double holography. The setups are used to realize pairs of ‘near’ and ‘far’ black holes from the perspective of the bath, which exchange Hawking radiation with each other and radiate into the bath. We identify three phases for the entropy in the bath characterized as no island, partial island and full island, and discuss the entropy curves. The setups differ from the black hole binaries observed in gravitational wave experiments but may capture certain aspects.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Equivalence principle in Reissner–Nordström geometry

The Equivalence Principle is a key element in the development of General Relativity. In one of its formulations, the Equivalence Principle states that a reference frame at rest in a uniform gravitational field is equivalent to a reference frame in uniformly accelerated motion in the absence of any gravitation field. We analyze the spacetime surrounding a non-rotating spherically symmetric charged body, known as Reissner–Nordström geometry, and exhibit a coordinate transformation, which makes explicit its compatibility with the Equivalence Principle. We revisit the Schwarzschild case, previously analyzed in the literature. We also consider second order terms of the relevant expansion parameters in the approximate metric, which is needed for the computed curvature quantities to be correct at zeroth order.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

AdS 5 black hole entropy near the BPS limit

We analyze AdS 5 black holes that are nearly supersymmetric. They depart from the BPS limit in two distinct ways: a temperature takes them above extremality and a potential maintains extremality but violates a certain constraint. We study the thermodynamics of these deformations and their interplay in detail. We discuss recent microscopic computations of BPS black hole entropy in N = 4 SYM and generalize the arguments to the nearBPS regime by relaxing constraints imposed by supersymmetry. Our methods recover gravitational results from microscopic theory also for nearBPS black holes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Algebraic Structures in the Coupling of Gravity to Gauge Theories

Highlights: • Geometric foundation for Quantum General Relativity coupled to Quantum Electrodynamics. • Rigorous introduction to Hopf algebraic renormalization. • Appropriate modifications in case renormalization Hopf algebra is ill-defined. • Generalization of Furry’s Theorem to include gravitons and ghosts. • Discussion of obstructions to multiplicative renormalization. This article is an extension of the author’s second master thesis, Prinz (2017). It aims to introduce to the theory of perturbatively quantized General Relativity coupled to Spinor Electrodynamics, provide the results thereof and set the notation to serve as a starting point for further research in this direction. It includes the differential geometric and Hopf algebraic background, as well as the corresponding Lagrange density and some renormalization theory. Then, a particular problem in the renormalization of Quantum General Relativity coupled to Quantum Electrodynamics is addressed and solved by a generalization of Furry’s Theorem. Next, the restricted combinatorial Green’s functions for all two-loop propagators and all one-loop divergent subgraphs thereof are presented. Finally, relations between these one-loop restricted combinatorial Green’s functions necessary for multiplicative renormalization are discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Can magnetogenesis driven by dynamo instabilities in chiral fermion plasmas, favor Einstein–Cartan AdS cosmology?

In this letter we show that the magnetic field (MF) bounds induced by Einstein–Cartan–de Sitter (EC) with AdS anti-de Sitter spacetime geometry and fermionic torsion with chiral dynamo plasmas instabilities, with inhomogeneous uniform chiral chemical potential, indicates that there is a possibility, as far as magnetogenesis is concerned, that we may obtain more stringent results within ECAdS gravity, compared with general relativity (GR) limits obtained by Tsagas using torsionless magnetogenesis. Spinorial fermionic source with torsion induces a chiral plasmas oscillation. The time dependent chiral chemical potential, sometimes associated formally with torsion, (de Andrade, 2018), is obtained from chiral flipping equation. The MFs obtained from the present universe ECdS chiral dynamo model, meet the criteria of galactic seed fields with better limits within Tsagas range (Tsagas, 2015) seed galactic magnetic fields for dynamo mechanisms, than the bound obtained by chiral dynamos in torsionless AdS cosmology. Majorana neutrinos are used as spatial components of axial spin-torsion source of dynamo instability from neutrino asymmetry.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2025

Lectures on statistical mechanics

Presented here is a transcription of the lecture notes from Professor Allan N. Kaufman’s graduate statistical mechanics course Physics 212A and 212B at the University of California Berkeley from the 1972–1973 academic year. 212A addressed equilibrium statistical mechanics with topics: fundamentals (micro-canonical and sub-canonical ensembles, adiabatic law and action conservation, fluctuations, pressure, and virial theorem), classical fluids and other systems (equation of state, deviations from ideality, virial coefficients and van der Waals potential, canonical ensemble and partition function, quasistatic evolution, grand-canonical ensemble and partition function, chemical potential, simple model of a phase transition, quantum virial expansion, numerical simulation of equations of state, and phase transition), chemical equilibrium (systems with multiple species and chemical reactions, law of mass action, Saha equation, chemical equilibrium including ionization and excited states), and long-range interactions (including Coulomb, dipole, and gravitational interactions, Debye–Hückel theory, and shielding). 212B addressed nonequilibrium statistical mechanics with topics: fundamentals (definitions: realizations, moments, characteristic function, and discrete variables), Brownian motion (Langevin equation, fluctuation–dissipation theorem, spatial diffusion, Boltzmann’s H-theorem), Liouville and Klimontovich equations, Landau equation (derivation, elaboration, and H-theorem, and irreversibility), Markov processes and Fokker–Planck equation (derivations of the Fokker–Planck equation and a master equation), linear response and transport theory (linear Boltzmann equation, linear response theory of Kubo and Mori, relation of entropy production to electrical conductivity, transport relations and coefficients, normal mode solutions of the transport equations, sketch of a generalized Langevin equation method for transport theory), and an introduction to nonequilibrium quantum statistical mechanics.

plasma dynamics↗
DOE OSTI2021

Gravitational wave signatures from discrete flavor symmetries

Non-Abelian discrete symmetries have been widely used to explain the patterns of lepton masses and flavor mixing. In these models, a given symmetry is assumed at a high scale and then is spontaneously broken by scalars (the flavons), which acquire vacuum expectation values. Typically, the resulting leading order predictions for the oscillation parameters require corrections in order to comply with neutrino oscillation data. Here, we introduce such corrections through an explicit small breaking of the symmetry. This has the advantage of solving the cosmological problems of these models without resorting to inflation. The explicit breaking induces an energy difference or "bias" between different vacua and drives the evolution of the domain walls, unavoidably produced after the symmetry breaking, towards their annihilation. Importantly, the wall annihilation leads to gravitational waves which may be observed in current and/or future experiments. We show that a distinctive pattern of gravitational waves with multiple overlapped peaks is generated when walls annihilate, which is within the reach of future detectors. We also show that cosmic walls from discrete flavor symmetries can be cosmologically safe for any spontaneous breaking scale between 1 and 10 18 GeV, if the bias is chosen adequately, without the need to inflate the walls away. We use as an example a particular A 4 model in which an explicit breaking is included in right-handed neutrino mass terms.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

CFTs blueshift tensor fluctuations universally

The strong constraints of conformal symmetry cause any nearly-conformal sector to blueshift tensor fluctuations in cosmology. Hidden sectors with approximate conformal symmetry, which may be quite large, are a well-motivated extension of physics beyond the Standard Models of particle physics and cosmology. They can therefore lead to a detectable shift in the tensor tilt for next-generation CMB and gravitational wave experiments. Here, we compute the leading-order contribution to the in-in graviton two-point function from virtual loops in such sectors to demonstrate this universal effect. In units where a single conformally-coupled scalar is 1, limits from Stage-IV CMB experiments could bound the size of this extra sector to be smaller than ~10 15 , under a plausible calculational assumption backed by a simple power counting argument. This would be sufficient to rule out N-Naturalness as a complete resolution of the hierarchy problem.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗